The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMAZON COM INC | COM | 023135106 | 214 | 126 | SH | SOLE | 126 | 0 | 0 | ||
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 600 | 13,100 | SH | Call | SOLE | 13,100 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 600 | 13,100 | SH | Put | SOLE | 13,100 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 338 | 10,534 | SH | SOLE | 10,534 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 321 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 642 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 860 | 30,500 | SH | Call | SOLE | 30,500 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 606 | 21,500 | SH | Put | SOLE | 21,500 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 517 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 5,176 | 140,200 | SH | Put | SOLE | 140,200 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 333 | 1,148 | SH | SOLE | 1,148 | 0 | 0 | ||
BROADCOM INC | COM | 11135F101 | 222 | 916 | SH | SOLE | 916 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,338 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 249 | 3,718 | SH | SOLE | 3,718 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,338 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 1,072 | 15,400 | SH | Call | SOLE | 15,400 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 714 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
CUMMINS INC | COM | 231021106 | 237 | 1,784 | SH | SOLE | 1,784 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 283 | 3,792 | SH | SOLE | 3,792 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,360 | 18,200 | SH | Call | SOLE | 18,200 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,360 | 18,200 | SH | Put | SOLE | 18,200 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 473 | 11,100 | SH | Call | SOLE | 11,100 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 827 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 323 | 1,660 | SH | SOLE | 1,660 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 221 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 221 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 1,261 | 32,000 | SH | Call | SOLE | 32,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 473 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,133 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 1,133 | 16,000 | SH | Put | SOLE | 16,000 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 312 | 13,400 | SH | Call | SOLE | 13,400 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 312 | 13,400 | SH | Put | SOLE | 13,400 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 563 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,032 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,032 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 209 | 1,216 | SH | SOLE | 1,216 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 13,735 | 80,000 | SH | Call | SOLE | 80,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,717 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 350 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 350 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 530 | 35,000 | SH | Call | SOLE | 35,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 530 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 575 | 13,269 | SH | SOLE | 13,269 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,205 | 74,000 | SH | Call | SOLE | 74,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,205 | 74,000 | SH | Put | SOLE | 74,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 5,745 | 47,200 | SH | Call | SOLE | 47,200 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 5,745 | 47,200 | SH | Put | SOLE | 47,200 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,240 | 12,100 | SH | Put | SOLE | 12,100 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,240 | 12,100 | SH | Call | SOLE | 12,100 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 255 | 3,812 | SH | SOLE | 3,812 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 393 | 2,399 | SH | SOLE | 2,399 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 1,966 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 3,276 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 2,819 | 33,128 | SH | SOLE | 33,128 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 9,988 | 117,400 | SH | Put | SOLE | 117,400 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 264 | 2,533 | SH | SOLE | 2,533 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 993 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 993 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
LINCOLN NATL CORP IND | COM | 534187109 | 301 | 4,840 | SH | SOLE | 4,840 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 787 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,282 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,528 | 15,500 | SH | Put | SOLE | 15,500 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 310 | 6,539 | SH | SOLE | 6,539 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,209 | 25,500 | SH | Call | SOLE | 25,500 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 853 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 251 | 642 | SH | SOLE | 642 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 2,369 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 533 | 5,703 | SH | SOLE | 5,703 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,122 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,122 | 12,000 | SH | Put | SOLE | 12,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 399 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 632 | 5,329 | SH | SOLE | 5,329 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,339 | 45,000 | SH | Put | SOLE | 45,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,373 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 52,510 | 193,500 | SH | Call | SOLE | 193,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 37,883 | 139,600 | SH | Put | SOLE | 139,600 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 238 | 4,878 | SH | SOLE | 4,878 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 752 | 15,400 | SH | Put | SOLE | 15,400 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 336 | 9,184 | SH | SOLE | 9,184 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 417 | 11,400 | SH | Call | SOLE | 11,400 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,068 | 29,200 | SH | Put | SOLE | 29,200 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 738 | 11,200 | SH | Call | SOLE | 11,200 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 738 | 11,200 | SH | Put | SOLE | 11,200 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 697 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 697 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 283 | 1,154 | SH | SOLE | 1,154 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 558 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 558 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 235 | 2,293 | SH | SOLE | 2,293 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 451 | 13,800 | SH | Call | SOLE | 13,800 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 451 | 13,800 | SH | Put | SOLE | 13,800 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,391 | 10,500 | SH | Call | SOLE | 10,500 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,391 | 10,500 | SH | Put | SOLE | 10,500 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 554 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 554 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 401 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 401 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 |