The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 222 | 1,053 | SH | SOLE | 1,053 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 5,602 | 34,000 | SH | Put | SOLE | 34,000 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 891 | 445 | SH | SOLE | 445 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 10,616 | 5,300 | SH | Put | SOLE | 5,300 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,641 | 11,700 | SH | Put | SOLE | 11,700 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 659 | 13,100 | SH | Call | SOLE | 13,100 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 659 | 13,100 | SH | Put | SOLE | 13,100 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 332 | 9,872 | SH | SOLE | 9,872 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 504 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 840 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 1,061 | 36,000 | SH | Call | SOLE | 36,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 795 | 27,000 | SH | Put | SOLE | 27,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 3,790 | 142,700 | SH | Put | SOLE | 142,700 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 1,434 | 54,000 | SH | Call | SOLE | 54,000 | 0 | 0 | |
BLACKROCK INC | COM | 09247X101 | 320 | 679 | SH | SOLE | 679 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 314 | 845 | SH | SOLE | 845 | 0 | 0 | ||
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 772 | 12,100 | SH | Call | SOLE | 12,100 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 772 | 12,100 | SH | Put | SOLE | 12,100 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 487 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 487 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,004 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 1,004 | 14,000 | SH | Put | SOLE | 14,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 1,625 | 21,000 | SH | Call | SOLE | 21,000 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 851 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 558 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 781 | 13,500 | SH | Call | SOLE | 13,500 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 781 | 13,500 | SH | Put | SOLE | 13,500 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 270 | 2,306 | SH | SOLE | 2,306 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 1,362 | 15,700 | SH | Put | SOLE | 15,700 | 0 | 0 | |
EATON CORP PLC | SHS | G29183103 | 1,362 | 15,700 | SH | Call | SOLE | 15,700 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 1,190 | 14,000 | SH | Call | SOLE | 14,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 383 | 2,327 | SH | SOLE | 2,327 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 114 | 12,361 | SH | SOLE | 12,361 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 185 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 185 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 825 | 24,500 | SH | Call | SOLE | 24,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 965 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 965 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 313 | 13,400 | SH | Call | SOLE | 13,400 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 313 | 13,400 | SH | Put | SOLE | 13,400 | 0 | 0 | |
HALLIBURTON CO | COM | 406216101 | 466 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,176 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
INGERSOLL-RAND PLC | SHS | G47791101 | 1,176 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 9,483 | 51,000 | SH | Call | SOLE | 51,000 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 6,973 | 37,500 | SH | Put | SOLE | 37,500 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 1,661 | 8,935 | SH | SOLE | 8,935 | 0 | 0 | ||
IRON MTN INC NEW | COM | 46284V101 | 518 | 15,000 | SH | Call | SOLE | 15,000 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 518 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 1,807 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 326 | 23,738 | SH | SOLE | 23,738 | 0 | 0 | ||
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 755 | 55,000 | SH | Call | SOLE | 55,000 | 0 | 0 | |
ISHARES SILVER TRUST | ISHARES | 46428Q109 | 755 | 55,000 | SH | Put | SOLE | 55,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,285 | 29,935 | SH | SOLE | 29,935 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 9,187 | 214,000 | SH | Call | SOLE | 214,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 5,753 | 134,000 | SH | Put | SOLE | 134,000 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 5,535 | 47,200 | SH | Put | SOLE | 47,200 | 0 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 852 | 7,267 | SH | SOLE | 7,267 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 5,535 | 47,200 | SH | Call | SOLE | 47,200 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,244 | 12,300 | SH | Call | SOLE | 12,300 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,224 | 12,100 | SH | Put | SOLE | 12,100 | 0 | 0 | |
ISHARES TR | MSCI EAFE ETF | 464287465 | 1,790 | 26,333 | SH | SOLE | 26,333 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 10,058 | 148,000 | SH | Put | SOLE | 148,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 506 | 2,997 | SH | SOLE | 2,997 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 9,114 | 54,000 | SH | Call | SOLE | 54,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 9,620 | 57,000 | SH | Put | SOLE | 57,000 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 832 | 9,628 | SH | SOLE | 9,628 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 10,070 | 116,500 | SH | Put | SOLE | 116,500 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 771 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 612 | 10,317 | SH | SOLE | 10,317 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 771 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 523 | 14,300 | SH | Put | SOLE | 14,300 | 0 | 0 | |
MASCO CORP | COM | 574599106 | 202 | 5,525 | SH | SOLE | 5,525 | 0 | 0 | ||
MASCO CORP | COM | 574599106 | 523 | 14,300 | SH | Call | SOLE | 14,300 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 865 | 12,200 | SH | Call | SOLE | 12,200 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 2,488 | 55,000 | SH | Put | SOLE | 55,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,201 | 10,500 | SH | Call | SOLE | 10,500 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 1,773 | 15,500 | SH | Put | SOLE | 15,500 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 457 | 9,805 | SH | SOLE | 9,805 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 1,979 | 42,500 | SH | Call | SOLE | 42,500 | 0 | 0 | |
MORGAN STANLEY | COM NEW | 617446448 | 1,630 | 35,000 | SH | Put | SOLE | 35,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 397 | 1,061 | SH | SOLE | 1,061 | 0 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 2,810 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 665 | 15,100 | SH | Put | SOLE | 15,100 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 665 | 15,100 | SH | Call | SOLE | 15,100 | 0 | 0 | |
PROLOGIS INC | COM | 74340W103 | 1,220 | 18,000 | SH | Put | SOLE | 18,000 | 0 | 0 | |
PROLOGIS INC | COM | 74340W103 | 1,220 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,317 | 13,000 | SH | Call | SOLE | 13,000 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 1,317 | 13,000 | SH | Put | SOLE | 13,000 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 1,249 | 20,500 | SH | Call | SOLE | 20,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 276 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,529 | 22,425 | SH | SOLE | 22,425 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 2,706 | 24,000 | SH | Call | SOLE | 24,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 6,371 | 56,500 | SH | Put | SOLE | 56,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 8,817 | 30,327 | SH | SOLE | 30,327 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 40,500 | 139,300 | SH | Call | SOLE | 139,300 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 64,399 | 221,500 | SH | Put | SOLE | 221,500 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 875 | 15,400 | SH | Put | SOLE | 15,400 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 266 | 4,679 | SH | SOLE | 4,679 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 724 | 16,400 | SH | Call | SOLE | 16,400 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,510 | 34,200 | SH | Put | SOLE | 34,200 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 715 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
TEXTRON INC | COM | 883203101 | 715 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 891 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 891 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 463 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 463 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 1,065 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 1,096 | 40,000 | SH | Call | SOLE | 40,000 | 0 | 0 | |
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 822 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,726 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 1,726 | 11,500 | SH | Put | SOLE | 11,500 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 355 | 11,000 | SH | Put | SOLE | 11,000 | 0 | 0 | |
WEYERHAEUSER CO | COM | 962166104 | 355 | 11,000 | SH | Call | SOLE | 11,000 | 0 | 0 |