Kieran Pius Murphy Form 3 GENERAL ELECTRIC / Kieran Pius Murphy ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Murphy Kieran Pius

(Last)

(First)

(Middle)

41 FARNSWORTH STREET

(Street)

BOSTON

02210

(City)

(State)

(Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
09/07/2018

3. Issuer Name and Ticker or Trading Symbol
GENERAL ELECTRIC CO [ GE ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Senior Vice President

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	59,024	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
1. Title of Derivative Security (Instr. 4)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
Restricted Stock Units	⁽²⁾	⁽²⁾	Common Stock	5,000	⁽¹⁾	D
Restricted Stock Units	⁽³⁾	⁽³⁾	Common Stock	15,000	⁽¹⁾	D
Restricted Stock Units	⁽⁴⁾	⁽⁴⁾	Common Stock	40,000	⁽¹⁾	D
Restricted Stock Units	⁽⁵⁾	⁽⁵⁾	Common Stock	20,000	⁽¹⁾	D
Restricted Stock Units	⁽⁶⁾	⁽⁶⁾	Common Stock	100,000	⁽¹⁾	D
Restricted Stock Units	⁽⁷⁾	⁽⁷⁾	Common Stock	21,000	⁽¹⁾	D
Restricted Stock Units	⁽⁸⁾	⁽⁸⁾	Common Stock	90,000	⁽¹⁾	D
Employee Stock Option (right to buy)⁽⁹⁾	09/09/2009	09/09/2018	Common Stock	2,500	28.12	D
Employee Stock Option (right to buy)⁽⁹⁾	09/07/2013	09/07/2022	Common Stock	100,000	21.59	D
Employee Stock Option (right to buy)⁽⁹⁾	09/13/2014	09/13/2023	Common Stock	80,000	23.78	D
Employee Stock Option (right to buy)⁽⁹⁾	09/05/2015	09/05/2024	Common Stock	98,127	26.1	D
Employee Stock Option (right to buy)⁽⁹⁾	09/05/2015	09/05/2024	Common Stock	1,873	26.1	D
Employee Stock Option (right to buy)⁽⁹⁾	09/11/2016	09/11/2025	Common Stock	125,000	24.95	D
Employee Stock Option (right to buy)⁽⁹⁾	09/30/2017	09/30/2026	Common Stock	150,000	29.62	D
Employee Stock Option (right to buy)⁽⁹⁾	09/06/2018	09/06/2027	Common Stock	150,000	24.92	D
Employee Stock Option (right to buy)⁽¹⁰⁾	01/29/2019	01/29/2028	Common Stock	500,000	16.28	D

Explanation of Responses:

1. 1-for-1

2. 25,000 units granted on 7/24/2014; 5,000 units vested on 7/24/2015; 5,000 units vested on 7/24/2016; 5,000 units vested on 7/24/2017; 5,000 units vested on 7/24/2018; and 5,000 units are scheduled to vest on 7/24/2019.

3. 25,000 units granted on 9/11/2015; 5,000 units vested on 9/11/2016; 5,000 units vested on 9/11/2017; 5,000 units are scheduled to vest on 9/11/2018; 5,000 units are scheduled to vest on 9/11/2019; and 5,000 units are scheduled to vest on 9/11/2020.

4. 50,000 units granted on 7/28/2016; 10,000 units vested on 7/28/2017; 10,000 units are scheduled to vest on 7/28/2018; 10,000 units are scheduled to vest on 7/28/2019; 10,000 units are scheduled to vest on 7/28/2020; and 10,000 units are scheduled to vest on 7/28/2021.

5. 25,000 units granted on 2/10/2017; 5,000 units vested on 2/10/2018; 5,000 units are scheduled to vest on 2/10/2019; 5,000 units are scheduled to vest on 2/10/2020; 5,000 units are scheduled to vest on 2/10/2021; and 5,000 units are scheduled to vest on 2/10/2022.

6. 100,000 units granted on 6/9/2017; 50,000 units are scheduled to vest on 6/9/2020; and 50,000 units are scheduled to vest on 6/9/2022.

7. 21,000 units granted on 9/6/2017; 4,200 units vested on 9/6/2018; 4,200 units are scheduled to vest on 9/6/2019; 4,200 units are scheduled to vest on 9/6/2020; 4,200 units are scheduled to vest on 9/6/2021; and 4,200 units are scheduled to vest on 9/6/2022.

8. 90,000 units granted on 2/26/2018; 30,000 units are scheduled to vest on 2/26/2019; 30,000 units are scheduled to vest on 2/26/2020; and 30,000 units are scheduled to vest on 2/26/2021.

9. The options become exercisable in five equal installments of 20% each beginning on the "Date Exercisable" shown to the right, and another 20% become exercisable each year thereafter.

10. The options become exercisable in one installment on 1/29/2021.

Remarks:

	Julia L. Chen on behalf of Kieran Murphy	09/11/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Kieran Pius Murphy Form 3GENERAL ELECTRIC / Kieran Pius Murphy ownership change