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SC 13G/A Filing
Talend (TLND) SC 13G/ATalend SA
Filed: 9 Feb 18, 12:00am
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Schedule 13G
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES13d-1 (b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO13d-2 (b)
(Amendment No. 1)*
Talend S.A.
(Name of Issuer)
Ordinary shares, nominal value of €0.08
(Title of Class of Securities)
874224207
(CUSIP Number)
December 31, 2017
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
☐ Rule13d-1(b)
☐ Rule13d-1(c)
☒ Rule13d-1(d)
* | The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. |
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 16 Pages
Exhibit Index Contained on Page 16
CUSIP NO. 874224207 | 13 G | Page 2 of 16 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Balderton Capital IV L2 S.à.r.l. (“BC IV L2”) | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,024,402 ordinary shares; except that (a) Balderton Capital IV L1 S.à.r.l. (“BC IV L1”), the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) Balderton Capital IV, L.P. (“BC IV”), the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) Balderton Capital Partners IV, L.P. (“BCP IV”), the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to Balderton Capital Investments Limited (“BCIL”) and BCIL may be deemed to have sole power to vote such shares, and (e) Suranga Chandratillake (“Chandratillake”), Jerome Misso (“Misso”), Gary Mauger (“Mauger”) and James Nicolle (“Nicolle”), the directors of BCIL, may be deemed to have shared power to vote such shares. | ||||
6 | SHARED VOTING POWER
See response to row 5. | |||||
7 | SOLE DISPOSITIVE POWER
3,024,402 ordinary shares; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
8 | SHARED DISPOSITIVE POWER
See response to row 7. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
FI |
* | Based on 29,439,767 ordinary shares of the Issuer’s common stock outstanding as of December 31, 2017, as reported by the Issuer to the Reporting Persons on February 5, 2018. |
CUSIP NO. 874224207 | 13 G | Page 3 of 16 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Balderton Capital IV L1 S.à.r.l. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Luxembourg | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | ||||
6 | SHARED VOTING POWER
See response to row 5. | |||||
7 | SOLE DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
8 | SHARED DISPOSITIVE POWER
See response to row 7. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
FI |
CUSIP NO. 874224207 | 13 G | Page 4 of 16 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Balderton Capital IV, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | ||||
6 | SHARED VOTING POWER
See response to row 5. | |||||
7 | SOLE DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
8 | SHARED DISPOSITIVE POWER
See response to row 7. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 874224207 | 13 G | Page 5 of 16 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Balderton Capital Partners IV, L.P. | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | ||||
6 | SHARED VOTING POWER
See response to row 5. | |||||
7 | SOLE DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
8 | SHARED DISPOSITIVE POWER
See response to row 7. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
PN |
CUSIP NO. 874224207 | 13 G | Page 6 of 16 |
1 | NAME OF REPORTING SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Balderton Capital Investments Limited | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
Guernsey | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | ||||
6 | SHARED VOTING POWER
See response to row 5. | |||||
7 | SOLE DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
8 | SHARED DISPOSITIVE POWER
See response to row 7. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
FI |
CUSIP NO. 874224207 | 13 G | Page 7 of 16 |
1 | NAME OF REPORTING PERSON
Suranga Chandratillake | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
England | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
IN |
CUSIP NO. 874224207 | 13 G | Page 8 of 16 |
1 | NAME OF REPORTING PERSON
Jerome Misso | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
England | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
IN |
CUSIP NO. 874224207 | 13 G | Page 9 of 16 |
1 | NAME OF REPORTING PERSON
Gary Mauger | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
England | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
IN |
CUSIP NO. 874224207 | 13 G | Page 10 of 16 |
1 | NAME OF REPORTING PERSON
James Nicolle | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) ☐ (b) ☒ | |||||
3 | SEC USE ONLY
| |||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION
England | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER
0 shares | ||||
6 | SHARED VOTING POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to vote such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote such shares. | |||||
7 | SOLE DISPOSITIVE POWER
0 shares | |||||
8 | SHARED DISPOSITIVE POWER
3,024,402 ordinary shares, all of which are owned by BC IV L2; except that (a) BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to dispose of such shares, (b) BC IV, the sole shareholder of BC IV L1, may be deemed to have sole power to dispose of such shares, (c) BCP IV, the sole general partner of BC IV, may be deemed to have sole power to dispose of such shares, (d) voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to dispose of such shares, and (e) Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to dispose of such shares. | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,024,402 | |||||
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
☐ | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
10.3%* | |||||
12 | TYPE OF REPORTING PERSON*
IN |
CUSIP NO. 874224207 | 13 G | Page 11 of 16 |
This Amendment No. 1 to Schedule 13G amends and restates in its entirety the Schedule 13G previously filed by BV IV L2, BCIV L1, BC IV, BCP IV, BCIL, Chandratillake, Misso, Andrew Whittaker and Nicolle (together with all prior and current amendments thereto, this “Schedule 13G”).
ITEM 1(A). | NAME OF ISSUER |
Talend S.A.
ITEM 1(B). | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES |
9, rue Pages
92150 Suresnes
France
ITEM 2(A). | NAME OF PERSONS FILING |
This Amendment No. 1 to Schedule 13G is filed by BV IV L2, BCIV L1, BC IV, BCP IV, BCIL, Chandratillake, Misso, Mauger and Nicolle. Andrew Whittaker is no longer a director of BCIL and, therefore is not included as a Reporting Person on this Schedule 13G. The foregoing entities and individuals are collectively referred to as the “Reporting Persons.”
BC IV L1, the sole shareholder of BC IV L2, may be deemed to have sole power to vote and sole power to dispose of the shares of the Issuer owned directly by BC IV L2. BC IV, the sole shareholder of BC IV L2, may be deemed to have sole power to vote and sole power to dispose of the shares of the Issuer owned directly by BC IV L2. BCP IV, the sole general partner of BC IV, may be deemed to have sole power to vote and sole power to dispose of the shares of the Issuer owned directly by BC IV L2. Voting and dispositive power of BCP IV is delegated to BCIL and BCIL may be deemed to have sole power to vote and sole power to dispose of the shares of the Issuer owned directly by BC IV L2. Chandratillake, Misso, Mauger and Nicolle, the directors of BCIL, may be deemed to have shared power to vote and shared power to dispose of the shares of the Issuer directly owned by BC IV L2. Each of BCIV L1, BC IV, BCP IV, BCIL, Chandratillake, Misso, Mauger and Nicolle disclaims beneficial ownership of the shares of the Issuer owned directly by BC IV L2, except to the extent of their respective pecuniary interests therein.
Bernard Liautaud, a general partner of Balderton Capital and former member of the board of directors of the Issuer, has not and does not exercise any power to vote or dispose of the shares of the Issuer directly owned by BC IV L2 and, therefore, is not included as a “Reporting Person” on this Schedule 13G.
ITEM 2(B). | ADDRESS OF PRINCIPAL OFFICE |
The address for each of the Reporting Persons is:
BC IV L2 and BC IV L1:
c/o2-8
Avenue Charles de Gaulle
L-1653, Luxembourg
BC IV, BCP IV, BCIL, Chandratillake, Misso, Mauger and Nicolle:
c/o 1 Royal Plaza
Royal Avenue
St Peter Port, Guernsey GY1 2HL
ITEM 2(C) | CITIZENSHIP |
BC IV L2 and BC IV L1 are each a Luxembourg société à responsabilité limitée (private limited liability entities). BC IV and BCP IV are Delaware limited partnerships. BCIL is a Guernsey limited company. Chandratillake, Misso, Mauger and Nicolle are all citizens of England.
CUSIP NO. 874224207 | 13 G | Page 12 of 16 |
ITEM 2(D) AND (E).TITLE OF CLASS OF SECURITIES AND CUSIP NUMBER
Ordinary shares, nominal value of €0.08
ITEM 3. | Not Applicable. |
ITEM 4. | OWNERSHIP |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
(a)Amount beneficially owned:
See Row 9 of cover page for each Reporting Person.
(b)Percent of Class:
See Row 11 of cover page for each Reporting Person.
(c)Number of shares as to which such person has:
(i) | Sole power to vote or to direct the vote: |
See Row 5 of cover page for each Reporting Person.
(ii) | Shared power to vote or to direct the vote: |
See Row 6 of cover page for each Reporting Person.
(iii) | Sole power to dispose or to direct the disposition of: |
See Row 7 of cover page for each Reporting Person.
(iv) | Shared power to dispose or to direct the disposition of: |
See Row 8 of cover page for each Reporting Person.
Pursuant to a Shareholder Agreement (the “Shareholders Agreement”) among the Issuer, certain of the Reporting Persons, and entities affiliated with Bpifrance Investissement, Galileo Partners, Idinvest Partners and Silver Lake (each, a “Major Shareholder”), certain affiliates of each Major Shareholder, other than Galileo Partners (collectively, the “Nominating Shareholders”), are entitled to nominate one member of the Issuer’s board of directors as long as certain continuing ownership thresholds are met. The Major Shareholders have agreed to vote for these nominees pursuant to the Shareholders Agreement.
By virtue of the Shareholders Agreement and the obligations and rights thereunder, the Reporting Persons, the Nominating Shareholders and/or certain of their affiliates may be deemed to constitute a “group” for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the “Exchange Act”). Based in part on information provided by the Issuer, such a “group” would be deemed to beneficially own, as of December 31, 2017, an aggregate of approximately 9,843,646 Ordinary Shares, or approximately 33.2% of the Ordinary Shares calculated pursuant to Rule13d-3. The Reporting Persons expressly disclaim beneficial ownership over any ordinary shares that they may be deemed to beneficially own solely by reason of the Shareholders Agreement. Certain entities affiliated with the other Major Shareholders are separately making Schedule 13G filings reporting their beneficial ownership of Ordinary Shares.
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS |
Not applicable.
CUSIP NO. 874224207 | 13 G | Page 13 of 18 |
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. |
Under certain circumstances set forth in the governing agreements of BC IV L2, BC IV L1, BC IV, BCP IV and BCIL, the general and limited partners or members, as the case may be, of each of such entities may be deemed to have the right to receive dividends from, or the proceeds from, the sale of shares of the Issuer owned by each such entity of which they are a partner or member, as the case may be.
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY |
Not applicable.
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. |
Not applicable.
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP. |
Not applicable.
ITEM 10. | CERTIFICATION. |
Not applicable.
CUSIP NO. 874224207 | 13 G | Page 14 of 16 |
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: February 8, 2018
BALDERTON CAPITAL IV L1 S.À.R.L. | ||
By: | /s/ Christophe Ponticello | |
Name: Christophe Ponticello | ||
Title: Manager | ||
By: | /s/ Simon Henin | |
Name: Simon Henin | ||
Title: Manager | ||
BALDERTON CAPITAL IV L2 S.À.R.L. | ||
By: | /s/ Christophe Ponticello | |
Name: Christophe Ponticello | ||
Title: Manager | ||
By: | /s/ Simon Henin | |
Name: Simon Henin | ||
Title: Manager | ||
BALDERTON CAPITAL IV, L.P. | ||
By: | Balderton Capital Partners IV, L.P., | |
Its general partner | ||
By: | Balderton Capital General Partner IV, LLC, Its general partner | |
By: | /s/ Andrew Carre | |
Name: Andrew Carre | ||
Title: Manager | ||
BALDERTON CAPITAL PARTNERS IV, L.P. | ||
By: | Balderton Capital General Partner IV, LLC, | |
Its general partner | ||
By: | /s/ Andrew Carre | |
Name: Andrew Carre | ||
Title: Manager |
CUSIP NO. 874224207 | 13 G | Page 15 of 16 |
BALDERTON CAPITAL INVESTMENTS LIMITED | ||
By: | /s/ James Nicolle | |
Name: James Nicolle | ||
Title: Director | ||
SURANGA CHANDRATILLAKE | ||
/s/ Suranga Chandratillake | ||
Suranga Chandratillake | ||
JEROME MISSO | ||
/s/ Jerome Misso | ||
Jerome Misso | ||
GARY MAUGER | ||
/s/ Gary Mauger | ||
Gary Mauger | ||
JAMES NICOLLE | ||
/s/ James Nicolle | ||
James Nicolle |
CUSIP NO. 874224207 | 13 G | Page 16 of 16 |
Exhibit | Found on | |
17 |