Matisse Capital 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
TORTOISE ESSENTIAL ASSETS IN	COM SH BEN INT	89148A103	3,345	331,170	SH		SOLE		331,170	0	0
HERZFELD CARIBBEAN BASIN FD	COM	42804T106	409	117,719	SH		SOLE		117,719	0	0
PRINCIPAL REAL ESTATE INCOME	SHS BEN INT	74255X104	1,575	130,048	SH		SOLE		130,048	0	0
PIMCO ENRGY TACTICAL CR OPP	COM SHS BEN INT	69346N107	3,970	739,297	SH		SOLE		739,297	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	184692101	2,058	1,124,670	SH		SOLE		1,124,670	0	0
CALAMOS LNG SHR EQT DYNAMIC	COM	12812C106	3,903	270,268	SH		SOLE		270,268	0	0
CLOUGH GLOBAL EQUITY FD	COM	18914C100	1,628	183,933	SH		SOLE		183,933	0	0
CLEARBRIDGE MLP AND MIDSTRM	COM	18469Q108	679	492,221	SH		SOLE		492,221	0	0
TORTOISE ENERGY INDEPENDENC	COM	89148K101	202	175,532	SH		SOLE		175,532	0	0
NEUBERGER BERMAN MLP AND ENR	COM	64129H104	1,000	528,923	SH		SOLE		528,923	0	0
ALLIANZGI DIVERSIFIED INCOME	COM	01883J108	1,567	87,091	SH		SOLE		87,091	0	0
ROYCE GLOBAL VALUE TR INC	COM	78081T104	618	76,810	SH		SOLE		76,810	0	0
HIGH INCOME SECS FD	SHS BEN INT	42968F108	251	38,511	SH		SOLE		38,511	0	0
INVESCO EXCHANGE-TRADED FD T	CEF INM COMPSI	46138E404	4,318	246,733	SH		SOLE		246,733	0	0
TORTOISE MIDSTRM ENERGY FD I	COM	89148B101	354	414,753	SH		SOLE		414,753	0	0
CLOUGH GLOBAL OPPORTUNITIES	SH BEN INT	18914E106	1,419	197,922	SH		SOLE		197,922	0	0
FIDUCIARY CLAYMORE ENGRY INF	COM	31647Q106	269	213,204	SH		SOLE		213,204	0	0
FIRST TR/ABERDEEN EMERG OPT	COM	33731K102	294	29,629	SH		SOLE		29,629	0	0
KAYNE ANDERSN MLP MIDS INVT	COM	486606106	2,477	682,374	SH		SOLE		682,374	0	0
NUVEEN NEW YORK MUN VALUE FD	COM	670706100	153	11,229	SH		SOLE		11,229	0	0
NUVEEN DIVERSIFIED DIVID & I	COM	6706EP105	660	93,813	SH		SOLE		93,813	0	0
VANECK VECTORS ETF TR	SHORT HIGH YIELD	92189F387	1,177	52,267	SH		SOLE		52,267	0	0
ALLIANZGI ARTIFICIAL INTELLI	COM	01883M101	2,402	150,146	SH		SOLE		150,146	0	0
GAMCO NAT RES GOLD & INCOME	SH BEN INT	36465E101	339	87,436	SH		SOLE		87,436	0	0
AMPLIFY ETF TR	HIGH INCOME	032108847	728	57,059	SH		SOLE		57,059	0	0
VANECK VECTORS ETF TR	CEF MUN INCOME E	92189F460	610	23,960	SH		SOLE		23,960	0	0
TORTOISE ENERGY INFRA CORP	COM	89147L100	508	198,552	SH		SOLE		198,552	0	0
ADAMS DIVERSIFIED EQUITY FD	COM	006212104	4,596	365,049	SH		SOLE		365,049	0	0
ALLIANZGI CONV INCOME FD II	COM	018825109	841	252,650	SH		SOLE		252,650	0	0
TORTOISE PWR & ENERGY INFRAS	COM	89147X104	155	22,212	SH		SOLE		22,212	0	0
NUVEEN ARIZONA QLTY MUN INC	COM	67061W104	434	35,000	SH		SOLE		35,000	0	0
ELLSWORTH GROWTH & INCOME FD	COM	289074106	337	39,317	SH		SOLE		39,317	0	0
BANCROFT FD LTD	COM	059695106	307	15,798	SH		SOLE		15,798	0	0
HANCOCK JOHN INVT TR	TAX ADV GLB SH	41013P749	159	31,670	SH		SOLE		31,670	0	0
KOREA FD	COM NEW	500634209	319	14,254	SH		SOLE		14,254	0	0
EUROPEAN EQUITY FUND	COM	298768102	149	21,119	SH		SOLE		21,119	0	0
VANECK VECTORS ETF TR	HIGH YLD MUN ETF	92189H409	5,441	104,116	SH		SOLE		104,116	0	0
ROYCE MICRO-CAP TR INC	COM	780915104	465	83,653	SH		SOLE		83,653	0	0
WAVE LIFE SCIENCES LTD	SHS	Y95308105	665	70,991	SH		SOLE		70,991	0	0
NUVEEN REAL ASSET INCOME & G	COM	67074Y105	510	51,646	SH		SOLE		51,646	0	0
NUVEEN MINESOTA QLT MUN INC	SHS	670734102	133	10,200	SH		SOLE		10,200	0	0
DELAWARE ENHANCED GBL DIV &	COM	246060107	147	19,711	SH		SOLE		19,711	0	0
BROOKFIELD REAL ASSETS INCOM	SHS BEN INT	112830104	1,057	71,975	SH		SOLE		71,975	0	0
PIONEER MUN HIGH INCOME TR	COM SHS	723763108	395	34,918	SH		SOLE		34,918	0	0
KALA PHARMACEUTICALS INC	COM	483119103	713	81,100	SH		SOLE		81,100	0	0
LIGHTPATH TECHNOLOGIES INC	COM CL A	532257805	37	34,826	SH		SOLE		34,826	0	0
SCPHARMACEUTICALS INC	COM	810648105	205	27,685	SH		SOLE		27,685	0	0
WESTERN ASST INFLTN LKD INM	COM SH BEN INT	95766Q106	400	38,045	SH		SOLE		38,045	0	0
COHEN & STEERS REIT & PFD &I	COM	19247X100	903	55,989	SH		SOLE		55,989	0	0
SOLID BIOSCIENCES INC	COM	83422E105	118	49,500	SH		SOLE		49,500	0	0
COHEN & STEERS CLOSED END OP	COM	19248P106	281	29,220	SH		SOLE		29,220	0	0
WESTERN ASSET INTER MUNI FD	COM	958435109	102	12,123	SH		SOLE		12,123	0	0
ORBCOMM INC	COM	68555P100	152	62,148	SH		SOLE		62,148	0	0
SOLITON INC	COM	834251100	108	13,324	SH		SOLE		13,324	0	0
VERASTEM INC	COM	92337C104	322	122,000	SH		SOLE		122,000	0	0
EATON VANCE TXMGD GL BUYWR O	COM	27829C105	554	74,221	SH		SOLE		74,221	0	0
CBRE CLARION GLOBAL REAL EST	COM	12504G100	396	75,557	SH		SOLE		75,557	0	0
INDIA FD INC	COM	454089103	235	17,286	SH		SOLE		17,286	0	0
BRANDYWINEGBL GLBAL INM OPRT	COM	10537L104	141	13,397	SH		SOLE		13,397	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	257	20,240	SH		SOLE		20,240	0	0
PIONEER MUN HIGH INCOME ADVA	COM	723762100	132	12,934	SH		SOLE		12,934	0	0
ISHARES TR	CORE DIV GRWTH	46434V621	4,108	126,036	SH		SOLE		126,036	0	0
COHEN & STEERS QUALITY INCOM	COM	19247L106	519	57,360	SH		SOLE		57,360	0	0
TCW STRATEGIC INCOME FD INC	COM	872340104	99	19,077	SH		SOLE		19,077	0	0
ORCHARD THERAPEUTICS PLC	ADS	68570P101	288	38,275	SH		SOLE		38,275	0	0
MEDIFAST INC	COM	58470H101	252	4,033	SH		SOLE		4,033	0	0
GABELLI DIVID & INCOME TR	COM	36242H104	367	24,781	SH		SOLE		24,781	0	0
WISDOMTREE TR	INTL SMCAP DIV	97717W760	321	6,672	SH		SOLE		6,672	0	0
TEKLA HEALTHCARE OPPORTUNITI	SHS	879105104	170	11,100	SH		SOLE		11,100	0	0
ASCENDIS PHARMA A S	SPONSORED ADR	04351P101	1,369	12,160	SH		SOLE		12,160	0	0
ARVINAS INC	COM	04335A105	391	9,700	SH		SOLE		9,700	0	0
ENERGY FUELS INC	COM NEW	292671708	23	19,284	SH		SOLE		19,284	0	0
GREENTREE HOSPITALTY GROUP L	SPONSORED ADS	39579V100	110	10,000	SH		SOLE		10,000	0	0
VANECK VECTORS ETF TR	JP MORGAN MKTS	92189H300	206	7,242	SH		SOLE		7,242	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	657	11,853	SH		SOLE		11,853	0	0
NOVAGOLD RES INC	COM NEW	66987E206	74	10,000	SH		SOLE		10,000	0	0
US BANCORP DEL	COM NEW	902973304	1,284	37,266	SH		SOLE		37,266	0	0
MAXIM INTEGRATED PRODS INC	COM	57772K101	254	5,233	SH		SOLE		5,233	0	0
LAM RESEARCH CORP	COM	512807108	608	2,535	SH		SOLE		2,535	0	0
NORTHROP GRUMMAN CORP	COM	666807102	540	1,785	SH		SOLE		1,785	0	0
HUMANA INC	COM	444859102	431	1,374	SH		SOLE		1,374	0	0
ANTHEM INC	COM	036752103	516	2,272	SH		SOLE		2,272	0	0
GENERAL DYNAMICS CORP	COM	369550108	297	2,242	SH		SOLE		2,242	0	0
NIKE INC	CL B	654106103	654	7,902	SH		SOLE		7,902	0	0
LOCKHEED MARTIN CORP	COM	539830109	483	1,425	SH		SOLE		1,425	0	0
INTUITIVE SURGICAL INC	COM NEW	46120E602	268	541	SH		SOLE		541	0	0
INTEL CORP	COM	458140100	913	16,874	SH		SOLE		16,874	0	0
STARBUCKS CORP	COM	855244109	292	4,445	SH		SOLE		4,445	0	0
ALPHABET INC	CAP STK CL A	02079K305	925	796	SH		SOLE		796	0	0
3M CO	COM	88579Y101	202	1,480	SH		SOLE		1,480	0	0
COSTCO WHSL CORP NEW	COM	22160K105	310	1,088	SH		SOLE		1,088	0	0
MICROSOFT CORP	COM	594918104	2,762	17,512	SH		SOLE		17,512	0	0
APPLE INC	COM	037833100	1,850	7,274	SH		SOLE		7,274	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	403	2,205	SH		SOLE		2,205	0	0
HOME DEPOT INC	COM	437076102	285	1,528	SH		SOLE		1,528	0	0
AMAZON COM INC	COM	023135106	1,281	657	SH		SOLE		657	0	0
MASTERCARD INC	CL A	57636Q104	296	1,225	SH		SOLE		1,225	0	0
WALMART INC	COM	931142103	377	3,320	SH		SOLE		3,320	0	0
JOHNSON & JOHNSON	COM	478160104	219	1,670	SH		SOLE		1,670	0	0
NUVEEN SR INCOME FD	COM	67067Y104	61	13,848	SH		SOLE		13,848	0	0
NUVEEN SR INCOME FD	COM	67067Y104	7	1,696	SH		OTR	1	1,696	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	947	177,072	SH		SOLE		177,072	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	11	2,000	SH		OTR	1	2,000	0	0
PIONEER FLOATING RATE TR	COM	72369J102	371	48,440	SH		SOLE		48,440	0	0
PIONEER FLOATING RATE TR	COM	72369J102	35	4,528	SH		OTR	1	4,528	0	0
VIVALDI OPPORTUNITIES FD	COM	92853C207	43	3,887	SH		SOLE		3,887	0	0
VIVALDI OPPORTUNITIES FD	COM	92853C207	110	9,932	SH		OTR	1	9,932	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	109	8,146	SH		SOLE		8,146	0	0
NUVEEN NEW JERSEY QULT MUN F	COM	67069Y102	165	12,301	SH		OTR	1	12,301	0	0
BLACKROCK LTD DURATION INC T	COM SHS	09249W101	171	13,542	SH		OTR	1	13,542	0	0
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	03464A100	341	19,952	SH		OTR	1	19,952	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	1,088	235,937	SH		SOLE		235,937	0	0
EATON VANCE SR INCOME TR	SH BEN INT	27826S103	114	24,621	SH		OTR	1	24,621	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	75	10,181	SH		SOLE		10,181	0	0
ABERDEEN INCOME CR STRATEGIE	COM	003057106	194	26,437	SH		OTR	1	26,437	0	0
NUVEEN NEW JERSEY MUN VALUE	SHS	670702109	53	4,174	SH		SOLE		4,174	0	0
NUVEEN NEW JERSEY MUN VALUE	SHS	670702109	347	27,128	SH		OTR	1	27,128	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	168	17,435	SH		SOLE		17,435	0	0
VIRTUS GLOBAL MULTI-SEC INC	COM	92829B101	303	31,443	SH		OTR	1	31,443	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	102	10,730	SH		SOLE		10,730	0	0
FIRST TR SR FLG RTE INCM FD	COM	33733U108	331	34,858	SH		OTR	1	34,858	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	496	50,208	SH		OTR	1	50,208	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	240	22,782	SH		SOLE		22,782	0	0
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	627	59,516	SH		OTR	1	59,516	0	0
IVY HIGH INCOME OPPORTUNITIE	COM	465893105	708	68,092	SH		OTR	1	68,092	0	0
WESTERN ASSET EMERGING MKTS	COM	95766A101	311	29,493	SH		SOLE		29,493	0	0
WESTERN ASSET EMERGING MKTS	COM	95766A101	794	75,445	SH		OTR	1	75,445	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	562	74,458	SH		SOLE		74,458	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	608	80,567	SH		OTR	1	80,567	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	925	99,905	SH		OTR	1	99,905	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	94	8,092	SH		SOLE		8,092	0	0
APOLLO SR FLOATING RATE FD I	COM	037636107	1,253	107,890	SH		OTR	1	107,890	0	0
XAI OCTAGON FLOATNG RATE ALT	COM	98400T106	27	6,000	SH		SOLE		6,000	0	0
XAI OCTAGON FLOATNG RATE ALT	COM	98400T106	585	130,186	SH		OTR	1	130,186	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	109	8,100	SH		SOLE		8,100	0	0
BLACKROCK MUNIYIELD PA QLTY	COM	09255G107	1,777	132,388	SH		OTR	1	132,388	0	0
THL CR SR LN FD	COM	87244R103	2,067	178,835	SH		OTR	1	178,835	0	0
RIVERNORTH MARKETPLACE LENDI	COM	76882B108	2,888	178,692	SH		SOLE		178,692	0	0
RIVERNORTH MARKETPLACE LENDI	COM	76882B108	3,125	193,379	SH		OTR	1	193,379	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	439	77,385	SH		SOLE		77,385	0	0
NUVEEN CR STRATEGIES INCOME	COM SHS	67073D102	1,156	203,909	SH		OTR	1	203,909	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	112	7,600	SH		SOLE		7,600	0	0
NUVEEN OHIO QLTY MUN INCOME	COM	670980101	3,369	228,703	SH		OTR	1	228,703	0	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	16	8,865	SH		SOLE		8,865	0	0
CREDIT SUISSE HIGH YLD BND F	SH BEN INT	22544F103	446	243,984	SH		OTR	1	243,984	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	203	17,951	SH		SOLE		17,951	0	0
APOLLO TACTICAL INCOME FD IN	COM	037638103	2,824	249,267	SH		OTR	1	249,267	0	0
BNY MELLON HIGH YIELD STRATE	SH BEN INT	09660L105	622	274,083	SH		OTR	1	274,083	0	0
BLACKSTONE GSO STRATEGIC CR	COM SHS BEN IN	09257R101	3,092	297,061	SH		OTR	1	297,061	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	303	27,828	SH		SOLE		27,828	0	0
NUVEEN SHT DUR CR OPP FD	COM	67074X107	3,286	302,000	SH		OTR	1	302,000	0	0
NEW AMER HIGH INCOME FD INC	COM NEW	641876800	2,125	306,251	SH		OTR	1	306,251	0	0
VERTICAL CAP INCOME FD	SHS BEN INT	92535C104	2,719	324,500	SH		SOLE		324,500	0	0
VERTICAL CAP INCOME FD	SHS BEN INT	92535C104	2,606	311,000	SH		OTR	1	311,000	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	595	55,104	SH		SOLE		55,104	0	0
ARES DYNAMIC CR ALLOCATION F	COM	04014F102	3,491	323,562	SH		OTR	1	323,562	0	0
FRANKLIN LTD DURATION INCOME	COM	35472T101	6	800	SH		SOLE		800	0	0
FRANKLIN LTD DURATION INCOME	COM	35472T101	2,601	331,374	SH		OTR	1	331,374	0	0
WESTERN ASSET HIGH INCM FD I	COM	95766J102	1,683	336,020	SH		OTR	1	336,020	0	0
HIGHLAND INCOME FD	HIGHLAND INCOME	43010E404	8,591	1,007,200	SH		SOLE		1,007,200	0	0
HIGHLAND INCOME FD	HIGHLAND INCOME	43010E404	3,395	398,000	SH		OTR	1	398,000	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	2,992	374,965	SH		SOLE		374,965	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	3,479	436,000	SH		OTR	1	436,000	0	0
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	3,264	439,289	SH		OTR	1	439,289	0	0
TEMPLETON EMERGING MKTS INCO	COM	880192109	1,089	145,631	SH		SOLE		145,631	0	0
TEMPLETON EMERGING MKTS INCO	COM	880192109	3,574	477,755	SH		OTR	1	477,755	0	0
INVESCO SR INCOME TR	COM	46131H107	642	199,492	SH		SOLE		199,492	0	0
INVESCO SR INCOME TR	COM	46131H107	3,598	1,117,500	SH		OTR	1	1,117,500	0	0
THE CENTRAL AND EASTERN EU I	COM	153436100	991	56,498	SH		SOLE		56,498	0	0
THE CENTRAL AND EASTERN EU I	COM	153436100	16	900	SH		OTR	2	900	0	0
ABERDEEN JAPAN EQUITY FD INC	COM	00306J109	1,792	286,761	SH		SOLE		286,761	0	0
ABERDEEN JAPAN EQUITY FD INC	COM	00306J109	6	1,000	SH		OTR	2	1,000	0	0
MORGAN STANLEY EMERGING MKTS	COM	617477104	3,440	660,362	SH		SOLE		660,362	0	0
MORGAN STANLEY EMERGING MKTS	COM	617477104	3,608	692,600	SH		OTR	2	692,600	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	1,117	62,738	SH		SOLE		62,738	0	0
TEKLA HEALTHCARE INVS	SH BEN INT	87911J103	32	1,800	SH		OTR	2	1,800	0	0
NUVEEN GEORGIA QLTY MUN INC	COM	67072B107	133	11,200	SH		SOLE		11,200	0	0
NUVEEN GEORGIA QLTY MUN INC	COM	67072B107	24	2,000	SH		OTR	2	2,000	0	0
EAGLE GRWTH & INCOME OPPTY F	COM SHS BEN IN	26958J105	97	9,181	SH		SOLE		9,181	0	0
EAGLE GRWTH & INCOME OPPTY F	COM SHS BEN IN	26958J105	24	2,300	SH		OTR	2	2,300	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	2,862	191,074	SH		SOLE		191,074	0	0
TEKLA LIFE SCIENCES INVS	SH BEN INT	87911K100	44	2,957	SH		OTR	2	2,957	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	233	45,072	SH		SOLE		45,072	0	0
ABERDEEN EMRG MRKTS EQT INM	COM	00301W105	15	2,975	SH		OTR	2	2,975	0	0
MEXICO FD INC	COM	592835102	395	47,459	SH		SOLE		47,459	0	0
MEXICO FD INC	COM	592835102	27	3,300	SH		OTR	2	3,300	0	0
WESTERN AST INFL LKD OPP & I	COM	95766R104	3,808	398,287	SH		SOLE		398,287	0	0
WESTERN AST INFL LKD OPP & I	COM	95766R104	36	3,770	SH		OTR	1,2	3,770	0	0
CUSHING RENAISSANCE FD	COM	231647108	148	24,428	SH		SOLE		24,428	0	0
CUSHING RENAISSANCE FD	COM	231647108	22	3,600	SH		OTR	2	3,600	0	0
NEUBERGER BRMAN NY MUNI FD I	COM	64124K102	159	13,718	SH		SOLE		13,718	0	0
NEUBERGER BRMAN NY MUNI FD I	COM	64124K102	46	3,972	SH		OTR	2	3,972	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	3,148	624,669	SH		SOLE		624,669	0	0
BLACKROCK RES & COMMODITIES	SHS	09257A108	22	4,400	SH		OTR	2	4,400	0	0
GENERAL AMERN INVS INC	COM	368802104	509	18,557	SH		SOLE		18,557	0	0
GENERAL AMERN INVS INC	COM	368802104	144	5,239	SH		OTR	2	5,239	0	0
CLEARBRIDGE ENERGY MIDSTRM O	COM	18469P100	1,047	805,165	SH		SOLE		805,165	0	0
CLEARBRIDGE ENERGY MIDSTRM O	COM	18469P100	7	5,400	SH		OTR	2	5,400	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	389	44,877	SH		SOLE		44,877	0	0
GABELLI HLTHCARE & WELLNESS	SHS	36246K103	47	5,400	SH		OTR	2	5,400	0	0
NUVEEN MARYLAND QLT MUN INC	COM	67061Q107	115	9,100	SH		SOLE		9,100	0	0
NUVEEN MARYLAND QLT MUN INC	COM	67061Q107	69	5,500	SH		OTR	2	5,500	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	1,099	135,142	SH		SOLE		135,142	0	0
VOYA INFRASTRUCTURE INDLS &	COM	92912X101	47	5,800	SH		OTR	2	5,800	0	0
CENTRAL SECS CORP	COM	155123102	3,983	154,261	SH		SOLE		154,261	0	0
CENTRAL SECS CORP	COM	155123102	162	6,261	SH		OTR	2	6,261	0	0
NEW GERMANY FD INC	COM	644465106	372	32,024	SH		SOLE		32,024	0	0
NEW GERMANY FD INC	COM	644465106	74	6,400	SH		OTR	2	6,400	0	0
ADAM NAT RES FD INC	COM	00548F105	637	76,894	SH		SOLE		76,894	0	0
ADAM NAT RES FD INC	COM	00548F105	60	7,199	SH		OTR	2	7,199	0	0
TAIWAN FD INC	COM	874036106	1,377	83,708	SH		SOLE		83,708	0	0
TAIWAN FD INC	COM	874036106	123	7,500	SH		OTR	2	7,500	0	0
EAGLE CAP GROWTH FD INC	COM	269451100	368	60,185	SH		SOLE		60,185	0	0
EAGLE CAP GROWTH FD INC	COM	269451100	48	7,800	SH		OTR	2	7,800	0	0
CHINA FD INC	COM	169373107	623	33,751	SH		SOLE		33,751	0	0
CHINA FD INC	COM	169373107	150	8,100	SH		OTR	2	8,100	0	0
NEW IRELAND FD INC	COM	645673104	965	156,400	SH		SOLE		156,400	0	0
NEW IRELAND FD INC	COM	645673104	51	8,200	SH		OTR	2	8,200	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	3,855	212,748	SH		SOLE		212,748	0	0
MORGAN STANLEY CHINA A SH FD	COM	617468103	149	8,200	SH		OTR	2	8,200	0	0
RMR REAL ESTATE INCOME FD	COM	76970B101	3,229	318,173	SH		SOLE		318,173	0	0
RMR REAL ESTATE INCOME FD	COM	76970B101	90	8,900	SH		OTR	2	8,900	0	0
MORGAN STANLEY INDIA INVS FD	COM	61745C105	2,712	211,748	SH		SOLE		211,748	0	0
MORGAN STANLEY INDIA INVS FD	COM	61745C105	120	9,400	SH		OTR	2	9,400	0	0
NEXPOINT STRATEGIC OPORTUNT	COM NEW	65340G205	7,083	857,450	SH		SOLE		857,450	0	0
NEXPOINT STRATEGIC OPORTUNT	COM NEW	65340G205	89	10,733	SH		OTR	2	10,733	0	0
TEMPLETON EMERGING MKTS FD I	COM	880191101	231	20,742	SH		SOLE		20,742	0	0
TEMPLETON EMERGING MKTS FD I	COM	880191101	122	10,900	SH		OTR	2	10,900	0	0
KAYNE ANDERSON MDSTM ENERGY	COM	48661E108	3,229	969,812	SH		SOLE		969,812	0	0
KAYNE ANDERSON MDSTM ENERGY	COM	48661E108	38	11,300	SH		OTR	2	11,300	0	0
JAPAN SMALLER CAPITALIZATION	COM	47109U104	2,312	327,948	SH		SOLE		327,948	0	0
JAPAN SMALLER CAPITALIZATION	COM	47109U104	82	11,663	SH		OTR	2	11,663	0	0
GABELLI GLB SML & MD CP VAL	COM	36249W104	1,393	191,614	SH		SOLE		191,614	0	0
GABELLI GLB SML & MD CP VAL	COM	36249W104	99	13,600	SH		OTR	2	13,600	0	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	2,888	328,546	SH		SOLE		328,546	0	0
DIVIDEND & INCOME FUND	COM NEW	25538A204	122	13,900	SH		OTR	2	13,900	0	0
ASA GOLD AND PRECIOUS MTLS L	SHS	G3156P103	218	21,149	SH		SOLE		21,149	0	0
ASA GOLD AND PRECIOUS MTLS L	SHS	G3156P103	144	14,000	SH		OTR	2	14,000	0	0
SWISS HELVETIA FD INC	COM	870875101	2,239	322,200	SH		SOLE		322,200	0	0
SWISS HELVETIA FD INC	COM	870875101	104	15,000	SH		OTR	2	15,000	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	2,845	309,211	SH		SOLE		309,211	0	0
BOULDER GROWTH & INCOME FD I	COM	101507101	153	16,600	SH		OTR	2	16,600	0	0
GDL FD	COM SH BEN IT	361570104	2,783	355,022	SH		SOLE		355,022	0	0
GDL FD	COM SH BEN IT	361570104	143	18,300	SH		OTR	2	18,300	0	0
HIGHLAND GLOBAL ALLOCATION F	COM	43010T104	3,112	715,500	SH		SOLE		715,500	0	0
HIGHLAND GLOBAL ALLOCATION F	COM	43010T104	84	19,200	SH		OTR	2	19,200	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	1,926	553,400	SH		SOLE		553,400	0	0
SALIENT MIDSTREAM & MLP FD	SH BEN INT	79471V105	77	22,100	SH		OTR	2	22,100	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	536	117,637	SH		SOLE		117,637	0	0
VOYA GLBL EQTY DIV & PREM OP	COM	92912T100	124	27,100	SH		OTR	2	27,100	0	0
ABERDEEN ASIA-PACIFIC INCOME	COM	003009107	5,101	1,509,170	SH		SOLE		1,509,170	0	0
ABERDEEN ASIA-PACIFIC INCOME	COM	003009107	3,712	1,098,200	SH		OTR	1,2	1,098,200	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	999	462,700	SH		SOLE		462,700	0	0
VOYA NAT RES EQUITY INCOME F	COM	92913C106	96	44,500	SH		OTR	2	44,500	0	0