SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 05/20/2016 | 3. Issuer Name and Ticker or Trading Symbol CF Corp [ CFCOU ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 7,000,000 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 6,790,556 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 3,396,511 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 3,396,511 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 346,428 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 346,428 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 128,318 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 128,318 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 262,927 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 262,927 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 209,444 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 209,444 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 218,343 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 218,343 | D | |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 2,438,029 | I | Footnotes(1)(2)(3)(4)(5) |
Class A Ordinary Shares(1)(2)(3)(4)(5)(6) | 2,438,029 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. The filing of this Form 3 shall not be construed as an admission that any of BlueMountain Capital Management, LLC ("BMCM"), GP Holdings (as defined in Footnote 5) or the General Partners (as defined in Footnote 5) is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise the beneficial owner of any of the shares of Class A Ordinary Shares, par value $0.0001 per share (the "Ordinary Shares"), of CF Corporation (the "Issuer"). Pursuant to Rule 16a-1(a)(4) of the Exchange Act, each of BMCM, GP Holdings and the General Partners disclaims such beneficial ownership, except to the extent of its respective pecuniary interest. |
2. BMCM is the investment manager of each of: (i) Blue Mountain Credit Alternatives Master Fund L.P. ("BMCA"), which is the direct beneficial owner of 3,396,511 shares of Ordinary Shares; (ii) BlueMountain Foinaven Master Fund L.P. ("BMFV"), which is the direct beneficial owner of 346,428 shares of Ordinary Shares; (iii) BlueMountain Guadalupe Peak Fund L.P. ("BMGP"), which is the direct beneficial owner of 128,318 shares of Ordinary Shares; (iv) BlueMountain Logan Opportunities Master Fund L.P. ("BMLO"), which is the direct beneficial owner of 262,927 shares of Ordinary Shares; (v) BlueMountain Kicking Horse Fund L.P. ("BMKH"), which is the direct beneficial owner of 218,343 shares of Ordinary Shares; (vi) BlueMountain Long/Short Equity Master Fund L.P. ("BMLSE" and, together with BMCA, BMFV, BMGP, BMLO and BMKH, the "Partnerships"), which is the direct beneficial owner of 2,438,029 shares of Ordinary Shares; and |
3. (vii) BlueMountain Montenvers Fund SCA SICAV-SIF ("BMM" and, together with the Partnerships, the "Funds"), which is the direct beneficial owner of 209,444 shares of Ordinary Shares. BMCM, although it directs the voting and disposition of the Ordinary Shares held by the Funds, only receives an asset-based fee relating to the Ordinary Shares held by the Funds. |
4. (i) Blue Mountain CA Master Fund GP, Ltd. ("BMCA GP") is the general partner of BMCA and has an indirect profits interest in the Ordinary Shares beneficially owned by it; (ii) BlueMountain Foinaven GP, LLC ("BMFV GP") is the general partner of BMFV and has an indirect profits interest in the Ordinary Shares beneficially owned by it; (iii) BlueMountain Long/Short Credit GP, LLC ("BMGP GP") is the general partner of BMGP and has an indirect profits interest in the Ordinary Shares beneficially owned by it; (iv) BlueMountain Montenvers GP S.a r.l. ("BMM GP") is the general partner of BMM and has an indirect profits interest in the Ordinary Shares beneficially owned by it; (v) BlueMountain Logan Opportunities GP, LLC ("BMLO GP") is the general partner of BMLO and has an indirect profits interest in the Ordinary Shares beneficially owned by it; |
5. (vi) BlueMountain Kicking Horse Fund GP, LLC ("BMKH GP") is the general partner of BMKH and has an indirect profits interest in the Ordinary Shares beneficially owned by it; (vii) BlueMountain Long/Short Equity GP, LLC ("BMLSE GP" and, together with BMCA GP, BMFV GP, BMGP GP, BMLO GP and BMKH GP, the "General Partners") is the general partner of BMLSE and has an indirect profits interest in the Ordinary Shares beneficially owned by it. BlueMountain GP Holdings, LLC ("GP Holdings") is the sole owner of each of the General Partners and thus has an indirect profits interest in the Ordinary Shares beneficially owned by the Partnerships. BMCM is the sole owner of BMM GP and thus has an indirect profits interest in the Ordinary Shares beneficially owned by BMM. |
6. The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16(a)-3(j) under the Exchange Act. The Form 3 for certain additional Reporting Persons is being filed separately and simultaneously with this Form 3 due to the limitation of ten Reporting Persons per filing. |
Remarks: |
BlueMountain Capital Management, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
Blue Mountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director | 06/08/2016 | |
Blue Mountain Credit Alternatives Master Fund L.P., By: BlueMountain CA Master Fund GP, Ltd., By: /s/ Andrew Feldstein, Director | 06/08/2016 | |
BlueMountain Foinaven GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain Foinaven Master Fund L.P., By: BlueMountain Foinaven GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain Guadalupe Peak Fund L.P., By: BlueMountain Long/Short Credit GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain Logan Opportunities GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
BlueMountain Logan Opportunities Master Fund L.P., By: BlueMountain Logan Opportunities GP, LLC, By: BlueMountain GP Holdings, LLC, By: /s/ Eric M. Albert, Chief Compliance Officer | 06/08/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |