The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
| UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AKORN INC | COM | 009728106 | 7 | 2,000 | SH | Call | SOLE | 2,000 | 0 | 0 | |
| AXA EQUITABLE HLDGS INC | COM | 054561105 | 1,247 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| CONCRETE PUMPING HLDGS INC | *W EXP 08/01/202 | 206704116 | 234 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| GORDON POINTE ACQUISITION CO | COM CLASS A | 382788107 | 3,083 | 307,500 | SH | SOLE | 307,500 | 0 | 0 | ||
| GRAF INDL CORP | COM | 384278107 | 2,880 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| GRAF INDL CORP | UNIT 12/31/2025 | 384278206 | 7,750 | 775,000 | SH | SOLE | 775,000 | 0 | 0 | ||
| HAYMAKER ACQUISITION CORP | COM CLASS A | 420870107 | 3,554 | 355,000 | SH | SOLE | 355,000 | 0 | 0 | ||
| INTEGRATED DEVICE TECHNOLOGY | COM | 458118106 | 13,391 | 276,500 | SH | SOLE | 276,500 | 0 | 0 | ||
| LEGACY ACQUISITION CORP | COM CL A | 524643103 | 2,246 | 228,750 | SH | SOLE | 228,750 | 0 | 0 | ||
| MAGNOLIA OIL & GAS CORP | *W EXP 07/31/202 | 559663117 | 152 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MUDRICK CAP ACQUISITION CORP | COM CLASS A | 624745105 | 9,608 | 972,441 | SH | SOLE | 972,441 | 0 | 0 | ||
| NEBULA ACQUISITION CORP | UNIT 03/12/2025 | 629076209 | 1,011 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| NRC GROUP HLDGS CORP | *W EXP 10/17/202 | 629375114 | 101 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| RED HAT INC | COM | 756577102 | 14,023 | 79,840 | SH | SOLE | 79,840 | 0 | 0 | ||
| ROSEHILL RES INC | *W EXP 09/16/202 | 777385113 | 216 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 1,713 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 343 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| SPARTAN ENERGY ACQUISITON CO | UNIT 99/99/9999 | 846784114 | 4,000 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 997 | 27,000 | SH | Put | SOLE | 27,000 | 0 | 0 | |
| TESARO INC | COM | 881569107 | 6,504 | 87,600 | SH | SOLE | 87,600 | 0 | 0 | ||
| TEXAS INSTRS INC | COM | 882508104 | 1,418 | 15,000 | SH | Put | SOLE | 15,000 | 0 | 0 | |
| U S G CORP | COM NEW | 903293405 | 5,759 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | COM | 70957E105 | 24,312 | 2,400,000 | SH | SOLE | 2,400,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | COM | 23291E109 | 981 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | UNIT 07/27/2022 | 70957E204 | 1,319 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| DFB HEALTHCARE ACQUISTION CO | UNIT 01/30/2023 | 23291E208 | 2,295 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
| AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 6,837 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| AMCI ACQUISITION CORP | UNIT 01/07/2019 | 00165R200 | 9,950 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 1,004 | 1,250,000 | PRN | SOLE | 1,250,000 | 0 | 0 | ||
| ALLEGRO MERGER CORP | COM | 01749N103 | 2,438 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| ALLEGRO MERGER CORP | UNIT 12/31/2023 | 01749N301 | 3,612 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| BLACK RIDGE ACQUISITION CORP | COM | 09216T107 | 1,255 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| BLACKSTONE MTG TR INC | NOTE 4.750% 3/1 | 09257WAC4 | 12,170 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| BOXWOOD MERGER CORP | UNIT 11/26/2025 | 10319T200 | 5,213 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
| CF FIN ACQUISITION CORP | UNIT 04/30/2025 | 12528N206 | 6,500 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
| CHASERG TECHNLGY ACQUISITN C | UNIT 09/30/2023 | 16166A202 | 4,484 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| CHURCHILL CAP CORP | COM CL A | 17142R103 | 2,388 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| CHURCHILL CAP CORP | UNIT 99/99/9999 | 17142R202 | 5,308 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
| CLEVELAND CLIFFS INC | DBCV 1.500% 1/1 | 185899AA9 | 2,790 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| ASSERTIO THERAPEUTICS INC | NOTE 2.500% 9/0 | 249908AA2 | 5,793 | 8,500,000 | PRN | SOLE | 8,500,000 | 0 | 0 | ||
| EHI CAR SVCS LTD | SPON ADS CL A | 26853A100 | 3,477 | 331,146 | SH | SOLE | 331,146 | 0 | 0 | ||
| ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 9,744 | 11,800,000 | PRN | SOLE | 11,800,000 | 0 | 0 | ||
| ENCORE CAP EUROPE FIN LTD | NOTE 4.500% 9/0 | 29260UAA5 | 16,128 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| EZCORP INC | NOTE 2.875% 7/0 | 302301AF3 | 995 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | COM CL A | 30734W109 | 2,413 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| FAR PT ACQUISITION CORP | UNIT 06/01/2025 | 30734W208 | 2,523 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP III | UNIT 12/01/2023 | 31811A309 | 7,021 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| FORUM MERGER II CORP | CL A | 34986F103 | 2,365 | 244,600 | SH | SOLE | 244,600 | 0 | 0 | ||
| GS ACQUISITION HLDGS CORP | UNIT 06/12/2023 | 36255F201 | 2,050 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| GIGCAPITAL INC | COM | 37518N106 | 3,788 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| GORES HOLDINGS III INC | UNIT 09/07/2024 | 38286G208 | 3,769 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| HCI GROUP INC | NOTE 3.875% 3/1 | 40416EAB9 | 5,002 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 20,739 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 1,068 | 1,150,000 | SH | SOLE | 1,150,000 | 0 | 0 | ||
| IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 6,165 | 302,525 | SH | SOLE | 302,525 | 0 | 0 | ||
| IMPERVA INC | COM | 45321L100 | 2,321 | 41,680 | SH | SOLE | 41,680 | 0 | 0 | ||
| INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138G508 | 1,416 | 65,000 | SH | Put | SOLE | 65,000 | 0 | 0 | |
| LF CAP ACQUISITION CORP | CL A | 50200K108 | 1,467 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| LEISURE ACQUISITION CORP | COM | 52539T107 | 3,437 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 15,640 | 25,000,000 | PRN | SOLE | 25,000,000 | 0 | 0 | ||
| MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 25,879 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
| MEGALITH FINL ACQUISITION CO | UNIT 09/30/2025 | 58518F208 | 2,016 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| MODERN MEDIA ACQUISITION | COM | 60765P103 | 1,666 | 163,300 | SH | SOLE | 163,300 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | COM CL A | 61946M100 | 3,437 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| MOSAIC ACQUISITION CORP | UNIT 99/99/9999 | 61946M209 | 1,012 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| NEVSUN RES LTD | COM | 64156L101 | 11,292 | 2,573,700 | SH | SOLE | 2,573,700 | 0 | 0 | ||
| OPES ACQUISITION CORP | UNIT 03/07/2023 | 68373P209 | 3,855 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
| PRA GROUP INC | NOTE 3.500% 6/0 | 69354NAB2 | 12,749 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | CL A | 74621Q106 | 7,872 | 800,000 | SH | SOLE | 800,000 | 0 | 0 | ||
| PURE ACQUISITION CORP | UNIT 04/13/2023 | 74621Q205 | 3,380 | 325,000 | SH | SOLE | 325,000 | 0 | 0 | ||
| QTS RLTY TR INC | 6.50% CON PFD B | 74736A301 | 5,939 | 62,500 | PRN | SOLE | 62,500 | 0 | 0 | ||
| REDWOOD TR INC | NOTE 5.625% 7/1 | 758075AD7 | 9,471 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,031 | 8,500 | SH | Call | SOLE | 8,500 | 0 | 0 | |
| SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 2,530 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| SCHULTZE SPL PURP ACQUISITIO | UNIT 12/31/2023 | 80821R208 | 2,494 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| SENSEONICS HLDGS INC | COM | 81727U105 | 3,756 | 1,450,000 | SH | SOLE | 1,450,000 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | CL A | 81728P105 | 6,263 | 625,030 | SH | SOLE | 625,030 | 0 | 0 | ||
| SENTINEL ENERGY SVCS INC | UNIT 11/02/2022 | 81728P204 | 1,288 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| SUNPOWER CORP | DBCV 0.875% 6/0 | 867652AJ8 | 2,697 | 3,500,000 | PRN | SOLE | 3,500,000 | 0 | 0 | ||
| TEAM INC | NOTE 5.000% 8/0 | 878155AE0 | 17,461 | 17,500,000 | PRN | SOLE | 17,500,000 | 0 | 0 | ||
| TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 132 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| TIBERIUS ACQUISITION CORP | COM | 88633A107 | 1,717 | 175,200 | SH | SOLE | 175,200 | 0 | 0 | ||
| TIBERIUS ACQUISITION CORP | UNIT 02/28/2021 | 88633A206 | 2,048 | 200,500 | SH | SOLE | 200,500 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | COM | 89615T106 | 3,988 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| TRIDENT ACQUISITIONS CORP | UNIT 05/09/2023 | 89615T205 | 4,078 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| TRINITY MERGER CORP | COM CL A | 89653L106 | 9,990 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| TRINITY MERGER CORP | UNIT 05/11/2025 | 89653L205 | 2,583 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 3,606 | 74,945 | SH | SOLE | 74,945 | 0 | 0 | ||
| TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 9,946 | 208,154 | SH | SOLE | 208,154 | 0 | 0 | ||
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | 1,591 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | 212 | 2,271 | SH | SOLE | 2,271 | 0 | 0 | ||
| VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 2,816 | 200,700 | SH | SOLE | 200,700 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 2,513 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | COM | 92243N103 | 1,940 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| VECTOIQ ACQUISITION CORP | UNIT 05/11/2023 | 92243N202 | 6,552 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | COM CL A | G22707106 | 965 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| COLLIER CREEK HOLDINGS | UNIT 99/99/9999 | G22707122 | 3,515 | 350,100 | SH | SOLE | 350,100 | 0 | 0 | ||
| CM SEVEN STAR ACQUISITION CO | SHS | G2345N102 | 8,000 | 792,119 | SH | SOLE | 792,119 | 0 | 0 | ||
| CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 40 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | SHS | G2379F108 | 5,171 | 506,500 | SH | SOLE | 506,500 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 0 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
| GREENLAND ACQUISITIN CORPORA | SHS | G40981139 | 990 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HL ACQUISITIONS CORP | SHS | G4603R106 | 985 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HL ACQUISITIONS CORP | UNIT 06/21/2023 | G4603R114 | 776 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | COM CL A | G5463L105 | 1,945 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| LEO HOLDINGS CORP | UNIT 99/99/9999 | G5463L121 | 767 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| NEW FRONTIER CORP | UNIT 99/99/9999 | G6485P116 | 2,531 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| NORDIC AMERICAN TANKERS LIMI | COM | G65773106 | 2,532 | 1,265,996 | SH | SOLE | 1,265,996 | 0 | 0 | ||
| ONE MADISON CORP | COM CL A | G6772P100 | 502 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| ONE MADISON CORP | UNIT 99/99/9999 | G6772P118 | 2,080 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| PLATINUM EAGLE ACQUISITIN CO | UNIT 01/09/2023 | G7126L126 | 1,053 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| REGALWOOD GLOBAL ENERGY LTD | COM CL A | G74760102 | 1,596 | 162,500 | SH | SOLE | 162,500 | 0 | 0 | ||
| SEADRILL LTD | COM | G7998G106 | 164 | 8,225 | SH | SOLE | 8,225 | 0 | 0 | ||
| TENZING ACQUISITION CORP | ORD SHS | G8708A116 | 2,379 | 241,500 | SH | SOLE | 241,500 | 0 | 0 | ||
| THUNDER BRIDGE ACQUISITION L | SHS CLASS A | G8857R100 | 9,900 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| THUNDER BRIDGE ACQUISITION L | UNIT 01/01/2025 | G8857R118 | 2,545 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| TKK SYMPHONY ACQUISITION COR | ORD SHS | G88950103 | 2,895 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TKK SYMPHONY ACQUISITION COR | UNIT 08/15/2023 | G88950111 | 3,027 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| TWELVE SEAS INVESTMENT COMPA | SHS | G9145A107 | 4,419 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| TWELVE SEAS INVESTMENT COMPA | UNIT 06/21/2023 | G9145A123 | 5,133 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| UNION ACQUISITION CORP | SHS | G9366W101 | 6,042 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
| ORBOTECH LTD | ORD | M75253100 | 13,185 | 233,205 | SH | SOLE | 233,205 | 0 | 0 | ||
| NXP SEMICONDUCTORS N V | COM | N6596X109 | 7,945 | 108,423 | SH | SOLE | 108,423 | 0 | 0 | ||
| DORIAN LPG LTD | SHS USD | Y2106R110 | 984 | 168,765 | SH | SOLE | 168,765 | 0 | 0 | ||
