- IMCR Dashboard
- Financials
- Filings
-
Holdings
- Transcripts
- ETFs
- Insider
- Institutional
- Shorts
-
SC 13G Filing
Immunocore (IMCR) SC 13GAdaptimmune Therapeutics PLC
Filed: 13 Apr 16, 12:00am
Rule 13d-1(b) | |
Rule 13d-1(c) | |
X | Rule 13d-1(d) |
CUSIP No. 00653A107 | 13G | Page 2 of 6 Pages |
1. | Name of Reporting Persons Immunocore Limited | |||||
2. | Check the Appropriate Box if a Member of a Group (See Instructions) (a) ¨ (b) ¨ | |||||
3. | SEC USE ONLY | |||||
4. | Citizenship or Place of Organization England and Wales | |||||
Number of Shares Beneficially Owned by Each Reporting Person With: | 5. | Sole Voting Power 26,976,700 | ||||
6. | Shared Voting Power 0 | |||||
7. | Sole Dispositive Power 26,976,700 | |||||
8. | Shared Dispositive Power 0 | |||||
9. | Aggregate Amount Beneficially Owned by Each Reporting Person 26,976,700 (See Items 2 and 4 herein) | |||||
10. | Check if the Aggregate Amount in Row (9) Excludes Certain Shares* ¨ | |||||
11. | Percent of Class Represented by Amount in Row (9) 6.4%* | |||||
12. | Type of Reporting Person (See Instructions) CO |
CUSIP No. 00653A107 | 13G | Page 3 of 6 Pages |
Item 1. |
(a) | Name of Issuer: |
Adaptimmune Therapeutics plc (the “Issuer”) | |
(b) | Address of Issuer’s Principal Executive Offices: |
101 Park Drive, Milton Park |
Abingdon, Oxfordshire OX14 4RY |
United Kingdom |
Item 2. |
(a) | Name of Person Filing: |
Immunocore Limited (“Immunocore”) |
The shares reported herein are directly owned by Immunocore (hereinafter sometimes referred toas the “Reporting Person”). |
(b) | Address of Principal Business Office or, if none, Residence: |
Immunocore: 90 Park Drive, Milton Park, Abingdon, Oxfordshire, OX14 4RY United Kingdom |
(c) | Citizenship: |
Immunocore is a company organized under the laws of England and Wales. |
(d) | Title of Class of Securities: |
Ordinary Shares, par value £0.001 per share (the “Ordinary Shares”) |
(e) | CUSIP Number: |
00653A107 |
CUSIP No. 00653A107 | 13G | Page 4 of 6 Pages |
Item 3. | If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | NOT APPLICABLE. |
(a) | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). | |
(b) | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). | |
(c) | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). | |
(d) | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8). | |
(e) | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | |
(f) | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | |
(g) | A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G); | |
(h) | A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | |
(i) | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | |
(k) | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
(b) | Percent of class: |
6.4% of the Issuer’s outstanding Ordinary Shares (calculated based on 424,711,900 Ordinary Shares outstanding as of August 31, 2015, as reported in the Issuer’s Form 20-F for the fiscal year ended June 30, 2015, as filed with the Securities and Exchange Commission on October 13, 2015) |
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote 26,976,700 | |
(ii) | Shared power to vote or to direct the vote 0 | |
(iii) | Sole power to dispose or to direct the disposition of 26,976,700 | |
(iv) | Shared power to dispose or to direct the disposition of 0 | |
CUSIP No. 00653A107 | 13G | Page 5 of 6 Pages |
Item 5. | Ownership of Five Percent or Less of a Class. |
. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. |
Item 8. | Identification and Classification of Members of the Group. |
Item 9. | Notice of Dissolution of Group. |
Item 10. | Certification |
Not Applicable |
CUSIP No. 00653A107 | 13G | Page 6 of 6 Pages |
April 12, 2016 | Immunocore Limited By: /s/Julian Hirst Name: Julian Hirst Title: Corporate Finance Director |