united states
securities and exchange commission
Washington, D.C. 20549
Form N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23167
OSI ETF Trust
(Exact name of registrant as specified in charter)
75 State Street
Suite 100
Boston, MA 02109
(Address of principal executive offices) (Zip code)
Connor O’Brien
75 State Street
Suite 100
Boston, MA 02109
(Name and Address of Agent for Service)
Registrant’s telephone number, including area code: (617) 855-7670
Date of fiscal year end: June 30
Date of reporting period: July 1, 2021 to June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (17 CFR 239.24 and 274.5), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, D.C. 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
There is no proxy voting activity for the following funds, as they did not hold any votable positions during the reporting period as they have not yet commenced operations.
O’Shares U.S. Large Cap Quality Growth ETF
O’Shares U.S. Small Cap Quality Growth ETF
O’Shares Global Internet Giants
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 1 of 84 |
Unassigned
ACTIVISION BLIZZARD, INC. | |||
Security: | 00507V109 | Agenda Number: | 935580111 |
Ticker: | ATVI | Meeting Type: | Special |
ISIN: | US00507V1098 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the “merger agreement”), by and among Activision Blizzard, Inc. (“Activision Blizzard”), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Mgmt | For | For | |
2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Mgmt | Against | Against | |
3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 2 of 84 |
Unassigned
ADOBE INC. | |||
Security: | 00724F101 | Agenda Number: | 935553669 |
Ticker: | ADBE | Meeting Type: | Annual |
ISIN: | US00724F1012 | Meeting Date: | 4/14/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director to serve for a one-year term: Amy Banse | Mgmt | For | For | |
1B. | Election of Director to serve for a one-year term: Brett Biggs | Mgmt | For | For | |
1C. | Election of Director to serve for a one-year term: Melanie Boulden | Mgmt | For | For | |
1D. | Election of Director to serve for a one-year term: Frank Calderoni | Mgmt | For | For | |
1E. | Election of Director to serve for a one-year term: Laura Desmond | Mgmt | For | For | |
1F. | Election of Director to serve for a one-year term: Shantanu Narayen | Mgmt | For | For | |
1G. | Election of Director to serve for a one-year term: Spencer Neumann | Mgmt | For | For | |
1H. | Election of Director to serve for a one-year term: Kathleen Oberg | Mgmt | For | For | |
1I. | Election of Director to serve for a one-year term: Dheeraj Pandey | Mgmt | For | For | |
1J. | Election of Director to serve for a one-year term: David Ricks | Mgmt | For | For | |
1K. | Election of Director to serve for a one-year term: Daniel Rosensweig | Mgmt | For | For | |
1L. | Election of Director to serve for a one-year term: John Warnock | Mgmt | For | For | |
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 2, 2022. | Mgmt | For | For | |
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 3 of 84 |
Unassigned
ALIBABA GROUP HOLDING LIMITED | |||
Security: | 01609W102 | Agenda Number: | 935484321 |
Ticker: | BABA | Meeting Type: | Annual |
ISIN: | US01609W1027 | Meeting Date: | 9/17/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1.1 | Election of Director: JOSEPH C. TSAI (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) | Mgmt | For | For | |
1.2 | Election of Director: J. MICHAEL EVANS (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) | Mgmt | For | For | |
1.3 | Election of Director: E. BÖRJE EKHOLM (To serve for a three year term or until such director’s successor is elected or appointed and duly qualified.) | Mgmt | For | For | |
2. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company for the fiscal year ending March 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 4 of 84 |
Unassigned
ALPHABET INC. | |||
Security: | 02079K305 | Agenda Number: | 935618578 |
Ticker: | GOOGL | Meeting Type: | Annual |
ISIN: | US02079K3059 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Larry Page | Mgmt | For | For | |
1b. | Election of Director: Sergey Brin | Mgmt | For | For | |
1c. | Election of Director: Sundar Pichai | Mgmt | For | For | |
1d. | Election of Director: John L. Hennessy | Mgmt | For | For | |
1e. | Election of Director: Frances H. Arnold | Mgmt | For | For | |
1f. | Election of Director: L. John Doerr | Mgmt | For | For | |
1g. | Election of Director: Roger W. Ferguson Jr. | Mgmt | For | For | |
1h. | Election of Director: Ann Mather | Mgmt | For | For | |
1i. | Election of Director: K. Ram Shriram | Mgmt | For | For | |
1j. | Election of Director: Robin L. Washington | Mgmt | For | For | |
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | The amendment of Alphabet’s 2021 Stock Plan to increase the share reserve by 4,000,000 shares of Class C capital stock. | Mgmt | For | For | |
4. | The amendment of Alphabet’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares. | Mgmt | Against | Against | |
5. | A stockholder proposal regarding a lobbying report, if properly presented at the meeting. | Shr | Against | For | |
6. | A stockholder proposal regarding a climate lobbying report, if properly presented at the meeting. | Shr | For | Against | |
7. | A stockholder proposal regarding a report on physical risks of climate change, if properly presented at the meeting. | Shr | For | Against | |
8. | A stockholder proposal regarding a report on water management risks, if properly presented at the meeting. | Shr | For | Against | |
9. | A stockholder proposal regarding a racial equity audit, if properly presented at the meeting. | Shr | For | Against | |
10. | A stockholder proposal regarding a report on concealment clauses, if properly presented at the meeting. | Shr | For | Against | |
11. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shr | For | Against | |
12. | A stockholder proposal regarding a report on government takedown requests, if properly presented at the meeting. | Shr | Against | For | |
13. | A stockholder proposal regarding a human rights assessment of data center siting, if properly presented at the meeting. | Shr | Against | For | |
14. | A stockholder proposal regarding a report on data collection, privacy, and security, if properly presented at the meeting. | Shr | For | Against | |
15. | A stockholder proposal regarding algorithm disclosures, if properly presented at the meeting. | Shr | For | Against | |
16. | A stockholder proposal regarding misinformation and disinformation, if properly presented at the meeting. | Shr | For | Against | |
17. | A stockholder proposal regarding a report on external costs of disinformation, if properly presented at the meeting. | Shr | Against | For | |
18. | A stockholder proposal regarding a report on board diversity, if properly presented at the meeting. | Shr | Against | For | |
19. | A stockholder proposal regarding the establishment of an environmental sustainability board committee, if properly presented at the meeting. | Shr | Against | For | |
20. | A stockholder proposal regarding a policy on non-management employee representative director, if properly presented at the meeting. | Shr | Against | For | |
21. | A stockholder proposal regarding a report on policies regarding military and militarized policing agencies, if properly presented at the meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 5 of 84 |
Unassigned
AMAZON.COM, INC. | |||
Security: | 023135106 | Agenda Number: | 935609288 |
Ticker: | AMZN | Meeting Type: | Annual |
ISIN: | US0231351067 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Jeffrey P. Bezos | Mgmt | For | For | |
1b. | Election of Director: Andrew R. Jassy | Mgmt | For | For | |
1c. | Election of Director: Keith B. Alexander | Mgmt | For | For | |
1d. | Election of Director: Edith W. Cooper | Mgmt | For | For | |
1e. | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |
1f. | Election of Director: Daniel P. Huttenlocher | Mgmt | For | For | |
1g. | Election of Director: Judith A. McGrath | Mgmt | For | For | |
1h. | Election of Director: Indra K. Nooyi | Mgmt | For | For | |
1i. | Election of Director: Jonathan J. Rubinstein | Mgmt | For | For | |
1j. | Election of Director: Patricia Q. Stonesifer | Mgmt | For | For | |
1k. | Election of Director: Wendell P. Weeks | Mgmt | For | For | |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Mgmt | For | For | |
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Mgmt | Against | Against | |
4. | APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A 20-FOR-1 SPLIT OF THE COMPANY’S COMMON STOCK AND A PROPORTIONATE INCREASE IN THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK | Mgmt | For | For | |
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON RETIREMENT PLAN OPTIONS | Shr | Against | For | |
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE | Shr | For | Against | |
7. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY | Shr | Against | For | |
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS | Shr | Against | For | |
9. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WORKER HEALTH AND SAFETY DIFFERENCES | Shr | Against | For | |
10. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON RISKS ASSOCIATED WITH THE USE OF CERTAIN CONTRACT CLAUSES | Shr | For | Against | |
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CHARITABLE CONTRIBUTIONS | Shr | Against | For | |
12. | SHAREHOLDER PROPOSAL REQUESTING ALTERNATIVE TAX REPORTING | Shr | For | Against | |
13. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON FREEDOM OF ASSOCIATION | Shr | For | Against | |
14. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shr | Against | For | |
15. | SHAREHOLDER PROPOSAL REQUESTING A POLICY REQUIRING MORE DIRECTOR CANDIDATES THAN BOARD SEATS | Shr | Against | For | |
16. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON WAREHOUSE WORKING CONDITIONS | Shr | For | Against | |
17. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY | Shr | Against | For | |
18. | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT | Shr | Abstain | Against | |
19. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 6 of 84 |
Unassigned
APPLOVIN CORPORATION | |||
Security: | 03831W108 | Agenda Number: | 935616574 |
Ticker: | APP | Meeting Type: | Annual |
ISIN: | US03831W1080 | Meeting Date: | 6/8/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: ADAM FOROUGHI | Mgmt | For | For | |
1b. | Election of Director: HERALD CHEN | Mgmt | For | For | |
1c. | Election of Director: CRAIG BILLINGS | Mgmt | For | For | |
1d. | Election of Director: MARGARET GEORGIADIS | Mgmt | For | For | |
1e. | Election of Director: ALYSSA HARVEY DAWSON | Mgmt | For | For | |
1f. | Election of Director: EDWARD OBERWAGER | Mgmt | For | For | |
1g. | Election of Director: ASHA SHARMA | Mgmt | For | For | |
1h. | Election of Director: EDUARDO VIVAS | Mgmt | For | For | |
2. | Ratification of the Audit Committee’s appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Approval, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |
4. | To recommend, on an advisory basis, the frequency of future stockholder advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
5. | Approval of the amendment of our 2021 Partner Studio Incentive Plan to increase the number of shares of our Class A common stock authorized for issuance thereunder. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 7 of 84 |
Unassigned
ASANA, INC. | |||
Security: | 04342Y104 | Agenda Number: | 935633645 |
Ticker: | ASAN | Meeting Type: | Annual |
ISIN: | US04342Y1047 | Meeting Date: | 6/13/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Andrew Lindsay | Mgmt | For | For | ||
2 Lorrie Norrington | Mgmt | For | For | ||
3 Justin Rosenstein | Mgmt | For | For | ||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 31, 2023. | Mgmt | For | For | |
3. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers (“Say-on-Pay”). | Mgmt | Against | Against | |
4. | Indication, on an advisory basis, of the preferred frequency of future stockholder advisory votes on the compensation of the Company’s named executive officers. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 8 of 84 |
Unassigned
ATLASSIAN CORPORATION PLC | |||
Security: | G06242104 | Agenda Number: | 935507876 |
Ticker: | TEAM | Meeting Type: | Annual |
ISIN: | GB00BZ09BD16 | Meeting Date: | 12/2/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | To reappoint Ernst & Young LLP as auditor of the Company to hold office until the conclusion of the next annual general meeting of the Company. | Mgmt | For | For | |
2. | To receive the Company’s accounts and the reports of the directors and the auditors for the year ended June 30, 2021 (the “Annual Report”). | Mgmt | For | For | |
3. | To approve the Directors’ Remuneration Report as set forth in the Annual Report. | Mgmt | For | For | |
4. | To authorize the Audit Committee of the Board of Directors to determine the remuneration of the auditor. | Mgmt | For | For | |
5. | To re-elect Shona L. Brown as a director of the Company. | Mgmt | For | For | |
6. | To re-elect Michael Cannon-Brookes as a director of the Company. | Mgmt | For | For | |
7. | To re-elect Scott Farquhar as a director of the Company. | Mgmt | For | For | |
8. | To re-elect Heather Mirjahangir Fernandez as a director of the Company. | Mgmt | For | For | |
9. | To re-elect Sasan Goodarzi as a director of the Company. | Mgmt | For | For | |
10. | To re-elect Jay Parikh as a director of the Company. | Mgmt | For | For | |
11. | To re-elect Enrique Salem as a director of the Company. | Mgmt | For | For | |
12. | To re-elect Steven Sordello as a director of the Company. | Mgmt | For | For | |
13. | To re-elect Richard P. Wong as a director of the Company. | Mgmt | For | For | |
14. | To re-elect Michelle Zatlyn as a director of the Company. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 9 of 84 |
Unassigned
BAIDU, INC. | |||
Security: | 056752108 | Agenda Number: | 935521218 |
Ticker: | BIDU | Meeting Type: | Special |
ISIN: | US0567521085 | Meeting Date: | 12/7/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | As a special resolution: Resolution No. 1 set out in the Meeting Notice of the Extraordinary General Meeting (to approve the adoption of the Company’s dual foreign name). | Mgmt | For | ||
2. | As a special resolution: Resolution No. 2 set out in the Meeting Notice of the Annual Extraordinary General Meeting (to approve the adoption of the Amended M&AA). | Mgmt | For | ||
3. | Resolution No. 3 set out in the Meeting Notice of the Extraordinary General Meeting (to approve the filings of adoption of the Company’s dual foreign name and the Amended M&AA). | Mgmt | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 10 of 84 |
Unassigned
BILIBILI INC | |||
Security: | 090040106 | Agenda Number: | 935480892 |
Ticker: | BILI | Meeting Type: | Special |
ISIN: | US0900401060 | Meeting Date: | 9/1/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
Z1. | As a special resolution: THAT subject to the passing of the Class-based Resolution at each of the class meeting of holders of the Class Y ordinary shares with a par value of US$0.0001 each and the extraordinary general meeting of the Company convened on the same date and at the same place as the Class Z Meeting, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as disclosed on pages 118 to 128 of the Company’s Hong Kong prospectus dated ...(due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
E1. | As a special resolution: THAT subject to the passing of the Class-based Resolution (as defined in the Meeting Notice) at each of the class meeting of holders of the Class Y ordinary shares with a par value of US$0.0001 each and the class meeting of holders of Class Z ordinary shares with a par value of US$0.0001 each convened on the same date and at the same place as the EGM, the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as ... (due to space limits, see proxy material for full proposal). | Mgmt | For | For | |
E2. | As a special resolution: THAT the Company’s Sixth Amended and Restated Memorandum of Association and Articles of Association be amended, as disclosed on pages 118 to 128 of the Company’s Hong Kong prospectus dated March 18, 2021, by (a) incorporating the following requirements under the Rules | Mgmt | For | For | |
Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited: (i) paragraphs 2(2), 12, 13(2) and 14 of Appendix 3, (ii) paragraphs 1, 3(1), 3(2), 3(3), 4(1), 4(2), 5(2), 5(3) and 5(4) of Part B ...(due to space limits, see proxy material for full proposal). | |||||
E3. | As a special resolution: THAT the Chinese name of the Company be adopted as the dual foreign name of the Company. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 11 of 84 |
Unassigned
BILL.COM HOLDINGS, INC. | |||
Security: | 090043100 | Agenda Number: | 935510443 |
Ticker: | BILL | Meeting Type: | Annual |
ISIN: | US0900431000 | Meeting Date: | 12/9/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Allison Mnookin | Mgmt | For | For | ||
2 Steven Piaker | Mgmt | For | For | ||
3 Rory O’Driscoll | Mgmt | For | For | ||
4 Steve Fisher | Mgmt | For | For | ||
2. | Ratification of Appointment of Independent Registered Public Accounting Firm Ernst & Young LLP. | Mgmt | For | For | |
3. | Advisory Vote on the Compensation of our Named Executive Officers. | Mgmt | For | For | |
4. | Advisory Vote on the Frequency of Future Advisory Votes on the Compensation of our Named Executive Officers. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 12 of 84 |
Unassigned
CERIDIAN HCM HOLDING INC. | |||
Security: | 15677J108 | Agenda Number: | 935568026 |
Ticker: | CDAY | Meeting Type: | Annual |
ISIN: | US15677J1088 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Brent B. Bickett | Mgmt | For | For | ||
2 Ronald F. Clarke | Mgmt | For | For | ||
3 Ganesh B. Rao | Mgmt | For | For | ||
4 Leagh E. Turner | Mgmt | For | For | ||
2. | To approve, on a non-binding, advisory basis, the compensation of Ceridian’s named executive officers (commonly known as a “Say on Pay” vote) | Mgmt | Against | Against | |
3. | To ratify the appointment of KPMG LLP as Ceridian’s independent registered public accounting firm for the fiscal year ending December 31, 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 13 of 84 |
Unassigned
CHEWY, INC. | |||
Security: | 16679L109 | Agenda Number: | 935447777 |
Ticker: | CHWY | Meeting Type: | Annual |
ISIN: | US16679L1098 | Meeting Date: | 7/14/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Fahim Ahmed | Mgmt | For | For | ||
2 Michael Chang | Mgmt | For | For | ||
3 Kristine Dickson | Mgmt | For | For | ||
4 James A. Star | Mgmt | For | For | ||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending January 30, 2022. | Mgmt | For | For | |
3. | To approve, on a non-binding, advisory basis, the compensation of the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 14 of 84 |
Unassigned
CLOUDFLARE, INC. | |||
Security: | 18915M107 | Agenda Number: | 935609620 |
Ticker: | NET | Meeting Type: | Annual |
ISIN: | US18915M1071 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Mark Anderson | Mgmt | For | For | ||
2 Mark Hawkins | Mgmt | For | For | ||
3 Carl Ledbetter | Mgmt | For | For | ||
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |
4. | To approve the performance equity awards granted to our co-founders, Matthew Prince and Michelle Zatlyn. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 15 of 84 |
Unassigned
CONFLUENT, INC. | |||
Security: | 20717M103 | Agenda Number: | 935613958 |
Ticker: | CFLT | Meeting Type: | Annual |
ISIN: | US20717M1036 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class I Director to hold office until the 2025 Annual Meeting: Alyssa Henry | Mgmt | For | For | |
1b. | Election of Class I Director to hold office until the 2025 Annual Meeting: Jay Kreps | Mgmt | For | For | |
1c. | Election of Class I Director to hold office until the 2025 Annual Meeting: Greg Schott | Mgmt | For | For | |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 16 of 84 |
Unassigned
COUPA SOFTWARE INCORPORATED | |||
Security: | 22266L106 | Agenda Number: | 935601600 |
Ticker: | COUP | Meeting Type: | Annual |
ISIN: | US22266L1061 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class III Director to serve until 2025 Annual meeting: Robert Bernshteyn | Mgmt | For | For | |
1B. | Election of Class III Director to serve until 2025 Annual meeting: Frank van Veenendaal | Mgmt | For | For | |
1C. | Election of Class III Director to serve until 2025 Annual meeting: Kanika Soni | Mgmt | For | For | |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending January 31, 2023. | Mgmt | For | For | |
3. | To approve named executive officer compensation (on an advisory basis). | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 17 of 84 |
Unassigned
CTS EVENTIM AG & CO. KGAA | |||
Security: | D1648T108 | Agenda Number: | 715360753 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0005470306 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3 | APPROVE ALLOCATION OF INCOME AND OMISSION OF DIVIDENDS | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
7.1 | RE-ELECT BERND KUNDRUN TO THE SUPERVISORY BOARD | Mgmt | Against | Against | |
7.2 | RE-ELECT JULIANE THUEMMEL TO THE SUPERVISORY BOARD | Mgmt | For | For | |
7.3 | RE-ELECT PHILIPP WESTERMEYER TO THE SUPERVISORY BOARD | Mgmt | For | For | |
7.4 | ELECT CORNELIUS BAUR TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8 | APPROVE REMUNERATION REPORT | Mgmt | Against | Against | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 18 of 84 |
Unassigned
DATADOG, INC. | |||
Security: | 23804L103 | Agenda Number: | 935604997 |
Ticker: | DDOG | Meeting Type: | Annual |
ISIN: | US23804L1035 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Titi Cole | Mgmt | For | For | |
1B. | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Matthew Jacobson | Mgmt | For | For | |
1C. | Election of Class III Director to hold office until our Annual Meeting of Stockholders in 2025: Julie Richardson | Mgmt | For | For | |
2. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
3. | To ratify the selection by the Audit Committee of our Board of Directors of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 19 of 84 |
Unassigned
DELIVERY HERO SE | |||
Security: | D1T0KZ103 | Agenda Number: | 715631063 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE000A2E4K43 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END- INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH | Non-Voting | |||
CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | |||||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARTIN ENDERLE FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PATRICK KOLEK FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JEANETTE GORGAS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NILS ENGVALL FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELLA ARDBO FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DIMITRIOS TSAOUSIS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GERALD TAYLOR FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS | Mgmt | For | For | |
5 | ELECT DIMITRIOS TSAOUSIS TO THE SUPERVISORY BOARD AS EMPLOYEE REPRESENTATIVE AND KONSTANTINA VASIOULA AS SUBSTITUTE TO EMPLOYEE REPRESENTATIVE | Mgmt | For | For | |
6 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
7 | APPROVE CREATION OF EUR 350,000 POOL OF AUTHORIZED CAPITAL IV FOR EMPLOYEE STOCK PURCHASE PLAN | Mgmt | For | For | |
8 | APPROVE CREATION OF EUR 12.6 MILLION POOL OF AUTHORIZED CAPITAL 2022/I WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Mgmt | Against | Against | |
9 | APPROVE CREATION OF EUR 12.6 MILLION POOL OF AUTHORIZED CAPITAL 2022/II WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Mgmt | Against | Against | |
10 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 12.6 MILLION POOL OF CONDITIONAL CAPITAL 2022/I TO GUARANTEE CONVERSION RIGHTS | Mgmt | Against | Against | |
11 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 3 BILLION; APPROVE CREATION OF EUR 12.6 MILLION POOL OF CONDITIONAL CAPITAL 2022/II TO GUARANTEE CONVERSION RIGHTS | Mgmt | Against | Against | |
12 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Mgmt | For | For | |
13 | AUTHORIZE USE OF FINANCIAL DERIVATIVES WHEN REPURCHASING SHARES | Mgmt | For | For | |
CMMT | 11 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 1 AND CHANGE OF THE RECORD DATE FROM 15 JUN 2022 TO 09 JUN 2022 AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | 11 MAY 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 20 of 84 |
Unassigned
DIGITALOCEAN HOLDINGS, INC. | |||
Security: | 25402D102 | Agenda Number: | 935618667 |
Ticker: | DOCN | Meeting Type: | Annual |
ISIN: | US25402D1028 | Meeting Date: | 6/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Yancey Spruill | Mgmt | For | For | ||
2 Amy Butte | Mgmt | For | For | ||
2. | Ratification of the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 21 of 84 |
Unassigned
DOCUSIGN, INC. | |||
Security: | 256163106 | Agenda Number: | 935613770 |
Ticker: | DOCU | Meeting Type: | Annual |
ISIN: | US2561631068 | Meeting Date: | 6/3/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Teresa Briggs | Mgmt | For | For | ||
2 Blake J. Irving | Mgmt | For | For | ||
3 Daniel D. Springer | Mgmt | For | For | ||
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year ending January 31, 2023 | Mgmt | For | For | |
3. | Approval, on an advisory basis, of our named executive officers’ compensation | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 22 of 84 |
Unassigned
DYNATRACE, INC. | |||
Security: | 268150109 | Agenda Number: | 935472100 |
Ticker: | DT | Meeting Type: | Annual |
ISIN: | US2681501092 | Meeting Date: | 8/26/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class II Director: Seth Boro | Mgmt | Against | Against | |
1B. | Election of Class II Director: Jill Ward | Mgmt | For | For | |
1C. | Election of Class II Director: Kirsten Wolberg | Mgmt | For | For | |
2. | Ratify the appointment of BDO USA, LLP as Dynatrace’s independent registered public accounting firm for the fiscal year ending March 31, 2022. | Mgmt | For | For | |
3. | Non-binding advisory vote on the frequency of future non-binding advisory votes on the compensation of Dynatrace’s named executive officers. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 23 of 84 |
Unassigned
ELASTIC N.V. | |||
Security: | N14506104 | Agenda Number: | 935550966 |
Ticker: | ESTC | Meeting Type: | Special |
ISIN: | NL0013056914 | Meeting Date: | 3/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Election of Executive Director for a term of three (3) years, ending at 2025: Ashutosh Kulkarni | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 24 of 84 |
Unassigned
ELECTRONIC ARTS INC. | |||
Security: | 285512109 | Agenda Number: | 935466804 |
Ticker: | EA | Meeting Type: | Annual |
ISIN: | US2855121099 | Meeting Date: | 8/12/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director to hold office for a one-year term: Kofi A. Bruce | Mgmt | For | For | |
1B. | Election of Director to hold office for a one-year term: Leonard S. Coleman | Mgmt | For | For | |
1C. | Election of Director to hold office for a one-year term: Jeffrey T. Huber | Mgmt | For | For | |
1D. | Election of Director to hold office for a one-year term: Talbott Roche | Mgmt | For | For | |
1E. | Election of Director to hold office for a one-year term: Richard A. Simonson | Mgmt | For | For | |
1F. | Election of Director to hold office for a one-year term: Luis A. Ubinas | Mgmt | For | For | |
1G. | Election of Director to hold office for a one-year term: Heidi J. Ueberroth | Mgmt | For | For | |
1H. | Election of Director to hold office for a one-year term: Andrew Wilson | Mgmt | For | For | |
2. | Advisory vote to approve named executive officer compensation. | Mgmt | Against | Against | |
3. | Ratification of the appointment of KPMG LLP as our independent public registered accounting firm for the fiscal year ending March 31, 2022. | Mgmt | For | For | |
4. | Amendment and Restatement of the Company’s Certificate of Incorporation to permit stockholders to act by written consent. | Mgmt | Abstain | Against | |
5. | To consider and vote upon a stockholder proposal, if properly presented at the Annual Meeting, on whether to allow stockholders to act by written consent. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 25 of 84 |
Unassigned
ETSY, INC. | |||
Security: | 29786A106 | Agenda Number: | 935625600 |
Ticker: | ETSY | Meeting Type: | Annual |
ISIN: | US29786A1060 | Meeting Date: | 6/15/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class I Director to serve until our 2025 Annual Meeting: C. Andrew Ballard | Mgmt | For | For | |
1b. | Election of Class I Director to serve until our 2025 Annual Meeting: Jonathan D. Klein | Mgmt | For | For | |
1c. | Election of Class I Director to serve until our 2025 Annual Meeting: Margaret M. Smyth | Mgmt | For | For | |
2. | Advisory vote to approve executive compensation. | Mgmt | Against | Against | |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 26 of 84 |
Unassigned
FARFETCH LIMITED | |||
Security: | 30744W107 | Agenda Number: | 935505632 |
Ticker: | FTCH | Meeting Type: | Annual |
ISIN: | KY30744W1070 | Meeting Date: | 11/17/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | To resolve as an ordinary resolution that the authorised share capital of Farfetch Limited be increased: (a) FROM: US$20,000,000 divided into 500,000,000 shares with a nominal or par value of US$0.04 each. (b) TO: US$40,000,000 divided into 1,000,000,000 shares with a nominal or par value of US$0.04 each. | Mgmt | For | For | |
2. | To resolve as a special resolution that the existing Memorandum and Articles of Association of Farfetch Limited be replaced in their entirety with the new Amended and Restated Memorandum and Articles of Association in the form tabled at the meeting. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 27 of 84 |
Unassigned
FIVERR INTERNATIONAL LTD | |||
Security: | M4R82T106 | Agenda Number: | 935496364 |
Ticker: | FVRR | Meeting Type: | Annual |
ISIN: | IL0011582033 | Meeting Date: | 10/19/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | To re-elect as Class II director, to serve until the Company’s annual general meeting of shareholders in 2024: Adam Fisher | Mgmt | For | For | |
1B. | To re-elect as Class II director, to serve until the Company’s annual general meeting of shareholders in 2024: Nir Zohar | Mgmt | For | For | |
2. | To approve an amendment to the compensation terms of the Company’s non- executive directors and a onetime equity grant to each of Ron Gutler, Gili Iohan and Nir Zohar. | Mgmt | Against | Against | |
2A. | Are you a controlling shareholder of the Company or do you have a personal interest in the approval of Proposal 2, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark “No.” (Please note: If you mark “Yes” or leave this question blank, your shares will not be voted for Proposal 2, if Proposal 3 is not approved). Mark “for” = yes or “against” = no. | Mgmt | Against | ||
3. | To approve an amendment to the Company’s Compensation Policy for executive officers and directors. | Mgmt | Against | Against | |
3A. | Are you a controlling shareholder of the Company or do you have a personal interest in the approval of Proposal 3, as such terms are defined in the Proxy Statement? If your interest arises solely from the fact that you hold shares in the Company, you would not be deemed to have a personal interest, and should mark “No.” (Please note: If you mark “Yes” or leave this question blank, your shares will not be voted for Proposal 3). Mark “for” = yes or “against” = no. | Mgmt | Against | ||
4. | To approve an amendment to the indemnification agreements for directors and executive officers. | Mgmt | For | For | |
5. | To re-appoint Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as our independent registered public accounting firm for the year ending December 31, 2021 and until the next annual general meeting of shareholders, and to authorize the Company’s board of directors (with power of delegation to its audit committee) to set the fees to be paid to such auditors. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 28 of 84 |
Unassigned
FORTINET, INC. | |||
Security: | 34959E109 | Agenda Number: | 935622286 |
Ticker: | FTNT | Meeting Type: | Annual |
ISIN: | US34959E1091 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1.1 | Election of Director to serve for a term of one year: Ken Xie | Mgmt | For | For | |
1.2 | Election of Director to serve for a term of one year: Michael Xie | Mgmt | For | For | |
1.3 | Election of Director to serve for a term of one year: Kenneth A. Goldman | Mgmt | For | For | |
1.4 | Election of Director to serve for a term of one year: Ming Hsieh | Mgmt | For | For | |
1.5 | Election of Director to serve for a term of one year: Jean Hu | Mgmt | For | For | |
1.6 | Election of Director to serve for a term of one year: William Neukom | Mgmt | For | For | |
1.7 | Election of Director to serve for a term of one year: Judith Sim | Mgmt | For | For | |
1.8 | Election of Director to serve for a term of one year: Admiral James Stavridis (Ret) | Mgmt | For | For | |
2. | Ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Advisory vote to approve named executive officer compensation, as disclosed in the Proxy Statement. | Mgmt | For | For | |
4. | Approve the adoption of an Amended and Restated Certificate of Incorporation in order to implement a five-for-one forward stock split and to make certain other changes as reflected in the Amended and Restated Certificate and described in the Proxy Statement. | Mgmt | For | For | |
5. | Stockholder proposal to remove supermajority voting requirements. | Shr | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 29 of 84 |
Unassigned
GITLAB INC. | |||
Security: | 37637K108 | Agenda Number: | 935640955 |
Ticker: | GTLB | Meeting Type: | Annual |
ISIN: | US37637K1088 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class I Director to serve a three- year term expiring at the 2025 Annual Meeting: Sytse Sijbrandij | Mgmt | For | For | |
1b. | Election of Class I Director to serve a three- year term expiring at the 2025 Annual Meeting: Matthew Jacobson | Mgmt | For | For | |
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 30 of 84 |
Unassigned
HUBSPOT, INC. | |||
Security: | 443573100 | Agenda Number: | 935629519 |
Ticker: | HUBS | Meeting Type: | Annual |
ISIN: | US4435731009 | Meeting Date: | 6/7/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class II Director to hold office until the 2025 annual meeting: Lorrie Norrington | Mgmt | For | For | |
1b. | Election of Class II Director to hold office until the 2025 annual meeting: Avanish Sahai | Mgmt | For | For | |
1c. | Election of Class II Director to hold office until the 2025 annual meeting: Dharmesh Shah | Mgmt | For | For | |
2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Non-binding advisory vote to approve the compensation of the Company’s named executive officers. | Mgmt | For | For | |
4. | Approve the HubSpot, Inc. Amended and Restated 2014 Employee Stock Purchase Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 31 of 84 |
Unassigned
INTUIT INC. | |||
Security: | 461202103 | Agenda Number: | 935527993 |
Ticker: | INTU | Meeting Type: | Annual |
ISIN: | US4612021034 | Meeting Date: | 1/20/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director: Eve Burton | Mgmt | For | For | |
1B. | Election of Director: Scott D. Cook | Mgmt | For | For | |
1C. | Election of Director: Richard L. Dalzell | Mgmt | For | For | |
1D. | Election of Director: Sasan K. Goodarzi | Mgmt | For | For | |
1E. | Election of Director: Deborah Liu | Mgmt | For | For | |
1F. | Election of Director: Tekedra Mawakana | Mgmt | For | For | |
1G. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For | |
1H. | Election of Director: Dennis D. Powell | Mgmt | For | For | |
1I. | Election of Director: Brad D. Smith | Mgmt | For | For | |
1J. | Election of Director: Thomas Szkutak | Mgmt | For | For | |
1K. | Election of Director: Raul Vazquez | Mgmt | For | For | |
1L. | Election of Director: Jeff Weiner | Mgmt | For | For | |
2. | Advisory vote to approve Intuit’s executive compensation (say-on-pay). | Mgmt | For | For | |
3. | Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2022. | Mgmt | For | For | |
4. | Approve the Amended and Restated 2005 Equity Incentive Plan to, among other things, increase the share reserve by an additional 18,000,000 shares and extend the term of the plan by an additional five years. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 32 of 84 |
Unassigned
JUST EAT TAKEAWAY.COM N.V. | |||
Security: | N4753E105 | Agenda Number: | 715296136 |
Ticker: | Meeting Type: | AGM | |
ISIN: | NL0012015705 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1. | OPEN MEETING | Non-Voting | |||
2.a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | |||
2.b. | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
2.c. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
3. | AMEND REMUNERATION POLICY FOR MANAGEMENT BOARD | Mgmt | For | For | |
4.a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Mgmt | For | For | |
4.b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Mgmt | For | For | |
5.a. | REELECT JITSE GROEN TO MANAGEMENT BOARD | Mgmt | For | For | |
5.b. | REELECT BRENT WISSINK TO MANAGEMENT BOARD | Mgmt | For | For | |
5.c. | REELECT JORG GERBIG TO MANAGEMENT BOARD | Mgmt | For | For | |
6.a. | REELECT ADRIAAN NUHN TO SUPERVISORY BOARD | Mgmt | Against | Against | |
6.b. | REELECT CORINNE VIGREUX TO SUPERVISORY BOARD | Mgmt | For | For | |
6.c. | REELECT DAVID FISHER TO SUPERVISORY BOARD | Mgmt | For | For | |
6.d. | REELECT LLOYD FRINK TO SUPERVISORY BOARD | Mgmt | For | For | |
6.e. | REELECT JAMBU PALANIAPPAN TO SUPERVISORY BOARD | Mgmt | For | For | |
6.f. | REELECT RON TEERLINK TO SUPERVISORY BOARD | Mgmt | For | For | |
7. | GRANT BOARD AUTHORITY TO ISSUE SHARES | Mgmt | For | For | |
8. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Mgmt | For | For | |
9. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | For | For | |
10. | OTHER BUSINESS | Non-Voting | |||
11. | CLOSE MEETING | Non-Voting | |||
CMMT | 25 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | 25 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 33 of 84 |
Unassigned
KINGDEE INTERNATIONAL SOFTWARE GROUP CO LTD | |||
Security: | G52568147 | Agenda Number: | 715455603 |
Ticker: | Meeting Type: | AGM | |
ISIN: | KYG525681477 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0413/2022041300886.pdf https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0413/2022041300850.pdf | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. | Non-Voting | |||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED ACCOUNTS, THE REPORT OF THE DIRECTORS OF THE COMPANY (THE DIRECTORS) AND THE REPORT OF THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2.A | TO RE-ELECT MR. LIN BO AS AN EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
2.B | TO RE-ELECT MR. GARY CLARK BIDDLE AS A NON-EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
2.C | TO RE-ELECT MR. LIU CHIA YUNG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | For | For | |
2.D | TO RE-ELECT MR. ZHOU JUN XIANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | For | For | |
2.E | TO RE-ELECT MS. KATHERINE RONG XIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | For | For | |
3 | TO AUTHORIZE THE BOARD OF DIRECTORS (THE BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS | Mgmt | For | For | |
4 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF PRICEWATERHOUSECOOPERS, THE RETIRING AUDITORS OF THE COMPANY, AS THE AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | For | For | |
5.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES NOT EXCEEDING 10% OF THE EXISTING TOTAL NUMBER OF ISSUED SHARES | Mgmt | Against | Against | |
5.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE SHARES NOT EXCEEDING 10% OF THE EXISTING TOTAL NUMBER OF ISSUED SHARES | Mgmt | For | For | |
5.C | CONDITIONAL UPON ORDINARY RESOLUTIONS 5(A) AND 5(B) BEING PASSED, TO EXTEND THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE AND ALLOT ADDITIONAL SHARES BY THE NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE MANDATE REFERRED TO IN ORDINARY RESOLUTION NUMBERED 5(B) ABOVE | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 34 of 84 |
Unassigned
KINGSOFT CLOUD HOLDINGS LIMITED | |||
Security: | 49639K101 | Agenda Number: | 935523870 |
Ticker: | KC | Meeting Type: | Special |
ISIN: | US49639K1016 | Meeting Date: | 12/17/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | To elect Mr. Hangjun Ye as a director of the Company pursuant to paragraph 87(3) of the Amended and Restated Memorandum and Articles of Association. | Mgmt | For | For | |
2. | To increase the authorized share capital of the Company from US$4,000,000.00 divided into 4,000,000,000 ordinary shares with par value of US$0.001 each to US$40,000,000.00 divided into 40,000,000,000 ordinary shares with par value of US$0.001 each by creation of an additional 36,000,000,000 authorized but unissued ordinary shares with par value of US$0.001 each, and the registered office provider of the Company is instructed to make all necessary filings accordingly. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 35 of 84 |
Unassigned
KUAISHOU TECHNOLOGY | |||
Security: | G53263102 | Agenda Number: | 715480721 |
Ticker: | Meeting Type: | AGM | |
ISIN: | KYG532631028 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0419/2022041900059.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0419/2022041900065.pdf | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. | Non-Voting | |||
1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE “DIRECTOR(S)”) AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | For | For | |
2 | TO RE-ELECT MR. LI ZHAOHUI AS A NON- EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
3 | TO RE-ELECT MR. LIN FRANK (ALIAS LIN FRANK HURST) AS A NON-EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
4 | TO RE-ELECT DR. SHEN DOU AS A NON- EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
5 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (THE “BOARD”) TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION | Mgmt | For | For | |
6 | TO GRANT A GENERAL MANDATE TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S), TO REPURCHASE THE COMPANY’S SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE “SHARE REPURCHASE MANDATE”) | Mgmt | For | For | |
7 | TO GRANT A GENERAL MANDATE TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S), TO ALLOT, ISSUE AND DEAL WITH NEW CLASS B ORDINARY SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE “SHARE ISSUE MANDATE”) | Mgmt | Against | Against | |
8 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 6 AND 7, TO EXTEND THE SHARE ISSUE MANDATE GRANTED TO THE BOARD AND/OR ITS AUTHORIZED PERSON(S) TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE SHARE REPURCHASE MANDATE | Mgmt | Against | Against | |
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 36 of 84 |
Unassigned
LIVE NATION ENTERTAINMENT, INC. | |||
Security: | 538034109 | Agenda Number: | 935634077 |
Ticker: | LYV | Meeting Type: | Annual |
ISIN: | US5380341090 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director to hold office until the 2023 Annual Meeting: Maverick Carter | Mgmt | For | For | |
1B. | Election of Director to hold office until the 2023 Annual Meeting: Ping Fu | Mgmt | For | For | |
1C. | Election of Director to hold office until the 2023 Annual Meeting: Jeffrey T. Hinson | Mgmt | For | For | |
1D. | Election of Director to hold office until the 2023 Annual Meeting: Chad Hollingsworth | Mgmt | For | For | |
1E. | Election of Director to hold office until the 2023 Annual Meeting: James Iovine | Mgmt | For | For | |
1F. | Election of Director to hold office until the 2023 Annual Meeting: James S. Kahan | Mgmt | For | For | |
1G. | Election of Director to hold office until the 2023 Annual Meeting: Gregory B. Maffei | Mgmt | For | For | |
1H. | Election of Director to hold office until the 2023 Annual Meeting: Randall T. Mays | Mgmt | For | For | |
1I. | Election of Director to hold office until the 2023 Annual Meeting: Michael Rapino | Mgmt | For | For | |
1J. | Election of Director to hold office until the 2023 Annual Meeting: Dana Walden | Mgmt | For | For | |
1K. | Election of Director to hold office until the 2023 Annual Meeting: Latriece Watkins | Mgmt | For | For | |
2. | To ratify the appointment of Ernst & Young LLP as the company’s independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 37 of 84 |
Unassigned
MATCH GROUP, INC. | |||
Security: | 57667L107 | Agenda Number: | 935622957 |
Ticker: | MTCH | Meeting Type: | Annual |
ISIN: | US57667L1070 | Meeting Date: | 6/8/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Stephen Bailey | Mgmt | For | For | |
1b. | Election of Director: Melissa Brenner | Mgmt | For | For | |
1c. | Election of Director: Alan G. Spoon | Mgmt | For | For | |
2. | To approve a non-binding advisory resolution on executive compensation. | Mgmt | For | For | |
3. | To conduct a non-binding advisory vote on the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For | |
4. | Ratification of the appointment of Ernst & Young LLP as Match Group, Inc.’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 38 of 84 |
Unassigned
MEITUAN | |||
Security: | G59669104 | Agenda Number: | 715533382 |
Ticker: | Meeting Type: | AGM | |
ISIN: | KYG596691041 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042500537.pdf And https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042500647.pdf | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. | Non-Voting | |||
1 | TO RECEIVE AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2021 AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (DIRECTORS) AND INDEPENDENT AUDITOR OF THE COMPANY THEREON | Mgmt | For | For | |
2 | TO RE-ELECT MR. WANG XING AS AN EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
3 | TO RE-ELECT MR. MU RONGJUN AS AN EXECUTIVE DIRECTOR | Mgmt | Against | Against | |
4 | TO RE-ELECT DR. SHUM HEUNG YEUNG HARRY AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
5 | TO AUTHORIZE THE BOARD OF DIRECTORS (BOARD) TO FIX THE REMUNERATION OF THE DIRECTORS | Mgmt | For | For | |
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL CLASS B SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Mgmt | Against | Against | |
7 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS, EXERCISABLE ON THEIR BEHALF BY MR. WANG XING, TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Mgmt | For | For | |
8 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES REPURCHASED BY THE COMPANY | Mgmt | Against | Against | |
9 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND TO AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION FOR THE YEAR ENDING DECEMBER 31, 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 39 of 84 |
Unassigned
MERCADOLIBRE, INC. | |||
Security: | 58733R102 | Agenda Number: | 935629747 |
Ticker: | MELI | Meeting Type: | Annual |
ISIN: | US58733R1023 | Meeting Date: | 6/8/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Richard Sanders** | Mgmt | For | For | ||
2 Emiliano Calemzuk# | Mgmt | For | For | ||
3 Marcos Galperin# | Mgmt | For | For | ||
4 A.M Petroni Merhy# | Mgmt | For | For | ||
2. | To approve, on an advisory basis, the compensation of our named executive officers for fiscal year 2021. | Mgmt | For | For | |
3. | Ratification of the appointment of Pistrelli, Henry Martin y Asociados S.R.L., a member firm of Ernst & Young Global Limited as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 40 of 84 |
Unassigned
META PLATFORMS, INC. | |||
Security: | 30303M102 | Agenda Number: | 935601559 |
Ticker: | FB | Meeting Type: | Annual |
ISIN: | US30303M1027 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Peggy Alford | Mgmt | For | For | ||
2 Marc L. Andreessen | Mgmt | For | For | ||
3 Andrew W. Houston | Mgmt | For | For | ||
4 Nancy Killefer | Mgmt | For | For | ||
5 Robert M. Kimmitt | Mgmt | For | For | ||
6 Sheryl K. Sandberg | Mgmt | For | For | ||
7 Tracey T. Travis | Mgmt | For | For | ||
8 Tony Xu | Mgmt | For | For | ||
9 Mark Zuckerberg | Mgmt | For | For | ||
2. | To ratify the appointment of Ernst & Young LLP as Meta Platforms, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, on a non-binding advisory basis, the compensation program for Meta Platforms, Inc.’s named executive officers as disclosed in Meta Platforms, Inc.’s proxy statement. | Mgmt | For | For | |
4. | A shareholder proposal regarding dual class capital structure. | Shr | For | Against | |
5. | A shareholder proposal regarding an independent chair. | Shr | Against | For | |
6. | A shareholder proposal regarding concealment clauses. | Shr | For | Against | |
7. | A shareholder proposal regarding report on external costs of misinformation. | Shr | Against | For | |
8. | A shareholder proposal regarding report on community standards enforcement. | Shr | For | Against | |
9. | A shareholder proposal regarding report and advisory vote on the metaverse. | Shr | Against | For | |
10. | A shareholder proposal regarding human rights impact assessment. | Shr | For | Against | |
11. | A shareholder proposal regarding child sexual exploitation online. | Shr | For | Against | |
12. | A shareholder proposal regarding civil rights and non-discrimination audit. | Shr | Against | For | |
13. | A shareholder proposal regarding report on lobbying. | Shr | Against | For | |
14. | A shareholder proposal regarding assessment of audit & risk oversight committee. | Shr | For | Against | |
15. | A shareholder proposal regarding report on charitable donations. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 41 of 84 |
Unassigned
MICROSOFT CORPORATION | |||
Security: | 594918104 | Agenda Number: | 935505480 |
Ticker: | MSFT | Meeting Type: | Annual |
ISIN: | US5949181045 | Meeting Date: | 11/30/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For | |
1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For | |
1C. | Election of Director: Teri L. List | Mgmt | For | For | |
1D. | Election of Director: Satya Nadella | Mgmt | For | For | |
1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For | |
1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For | |
1G. | Election of Director: Carlos A. Rodriguez | Mgmt | For | For | |
1H. | Election of Director: Charles W. Scharf | Mgmt | For | For | |
1I. | Election of Director: John W. Stanton | Mgmt | For | For | |
1J. | Election of Director: John W. Thompson | Mgmt | For | For | |
1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For | |
1L. | Election of Director: Padmasree Warrior | Mgmt | For | For | |
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For | |
3. | Approve Employee Stock Purchase Plan. | Mgmt | For | For | |
4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Mgmt | For | For | |
5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shr | Against | For | |
6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shr | For | Against | |
7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shr | Against | For | |
8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shr | Against | For | |
9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 42 of 84 |
Unassigned
NETEASE INC | |||
Security: | G6427A102 | Agenda Number: | 715601212 |
Ticker: | Meeting Type: | AGM | |
ISIN: | KYG6427A1022 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0429/2022042902460.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0429/2022042902285.pdf | Non-Voting | |||
1.A | RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: WILLIAM LEI DING | Mgmt | For | For | |
1.B | RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: ALICE YU-FEN CHENG | Mgmt | For | For | |
1.C | RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: JOSEPH TZE KAY TONG | Mgmt | For | For | |
1.D | RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: LUN FENG | Mgmt | For | For | |
1.E | RE-ELECT THE FOLLOWING DIRECTOR TO SERVE FOR THE ENSUING YEAR UNTIL THE NEXT ANNUAL GENERAL MEETING OF SHAREHOLDERS AND UNTIL THEIR SUCCESSORS ARE ELECTED AND DULY QUALIFIED, OR UNTIL SUCH DIRECTORS’ EARLIER DEATH, BANKRUPTCY, INSANITY, RESIGNATION OR REMOVAL: MICHAEL MAN KIT LEUNG | Mgmt | For | For | |
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AND PRICEWATERHOUSECOOPERS AS AUDITORS OF NETEASE, INC. FOR THE FISCAL YEAR ENDING DECEMBER 31, 2022 FOR U.S. FINANCIAL REPORTING AND HONG KONG FINANCIAL REPORTING PURPOSES, RESPECTIVELY | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 43 of 84 |
Unassigned
NETFLIX, INC. | |||
Security: | 64110L106 | Agenda Number: | 935620422 |
Ticker: | NFLX | Meeting Type: | Annual |
ISIN: | US64110L1061 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Timothy Haley | Mgmt | For | For | |
1b. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Leslie Kilgore | Mgmt | For | For | |
1c. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Strive Masiyiwa | Mgmt | For | For | |
1d. | Election of Class II director to hold office until the 2025 Annual Meeting of Stockholders: Ann Mather | Mgmt | For | For | |
2. | Management Proposal: Declassification of the Board of Directors. | Mgmt | For | For | |
3. | Management Proposal: Elimination of Supermajority Voting Provisions. | Mgmt | For | For | |
4. | Management Proposal: Creation of a New Stockholder Right to Call a Special Meeting. | Mgmt | For | For | |
5. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
6. | Advisory Approval of Executive Officer Compensation. | Mgmt | Against | Against | |
7. | Stockholder Proposal entitled, “Proposal 7 - Simple Majority Vote,” if properly presented at the meeting. | Shr | Against | For | |
8. | Stockholder Proposal entitled, “Proposal 8 - Lobbying Activity Report,” if properly presented at the meeting. | Mgmt | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 44 of 84 |
Unassigned
ORACLE CORPORATION | |||
Security: | 68389X105 | Agenda Number: | 935498027 |
Ticker: | ORCL | Meeting Type: | Annual |
ISIN: | US68389X1054 | Meeting Date: | 11/10/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Jeffrey S. Berg | Mgmt | For | For | ||
2 Michael J. Boskin | Mgmt | For | For | ||
3 Safra A. Catz | Mgmt | For | For | ||
4 Bruce R. Chizen | Mgmt | For | For | ||
5 George H. Conrades | Mgmt | For | For | ||
6 Lawrence J. Ellison | Mgmt | For | For | ||
7 Rona A. Fairhead | Mgmt | For | For | ||
8 Jeffrey O. Henley | Mgmt | For | For | ||
9 Renee J. James | Mgmt | For | For | ||
10 Charles W. Moorman IV | Mgmt | For | For | ||
11 Leon E. Panetta | Mgmt | For | For | ||
12 William G. Parrett | Mgmt | For | For | ||
13 Naomi O. Seligman | Mgmt | For | For | ||
14 Vishal Sikka | Mgmt | For | For | ||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | Against | Against | |
3. | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Mgmt | Against | Against | |
4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
5. | Stockholder Proposal Regarding Racial Equity Audit. | Shr | For | Against | |
6. | Stockholder Proposal Regarding Independent Board Chair. | Shr | Against | For | |
7. | Stockholder Proposal Regarding Political Spending. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 45 of 84 |
Unassigned
PALANTIR TECHNOLOGIES INC. | |||
Security: | 69608A108 | Agenda Number: | 935627818 |
Ticker: | PLTR | Meeting Type: | Annual |
ISIN: | US69608A1088 | Meeting Date: | 6/7/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Alexander Karp | Mgmt | For | For | ||
2 Stephen Cohen | Mgmt | For | For | ||
3 Peter Thiel | Mgmt | For | For | ||
4 Alexander Moore | Mgmt | For | For | ||
5 Alexandra Schiff | Mgmt | For | For | ||
6 Lauren Friedman Stat | Mgmt | For | For | ||
7 Eric Woersching | Mgmt | For | For | ||
2. | Ratification of the appointment of Ernst & Young LLP as Palantir’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 46 of 84 |
Unassigned
PALO ALTO NETWORKS, INC. | |||
Security: | 697435105 | Agenda Number: | 935512699 |
Ticker: | PANW | Meeting Type: | Annual |
ISIN: | US6974351057 | Meeting Date: | 12/14/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class I Director: John M. Donovan | Mgmt | For | For | |
1B. | Election of Class I Director: Right Honorable Sir John Key | Mgmt | For | For | |
1C. | Election of Class I Director: Mary Pat McCarthy | Mgmt | For | For | |
1D. | Election of Class I Director: Nir Zuk | Mgmt | For | For | |
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2022. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |
4. | To approve the 2021 Palo Alto Networks, Inc. Equity Incentive Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 47 of 84 |
Unassigned
PAYCOM SOFTWARE, INC. | |||
Security: | 70432V102 | Agenda Number: | 935593649 |
Ticker: | PAYC | Meeting Type: | Annual |
ISIN: | US70432V1026 | Meeting Date: | 5/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1.1 | Election of Class III Director: Jason D. Clark | Mgmt | For | For | |
1.2 | Election of Class III Director: Henry C. Duques | Mgmt | For | For | |
1.3 | Election of Class III Director: Chad Richison | Mgmt | For | For | |
2. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
3. | Advisory vote to approve the compensation of the Company’s named executive officers. | Mgmt | Against | Against | |
4. | Advisory vote on the frequency of future advisory votes on executive compensation. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 48 of 84 |
Unassigned
PAYLOCITY HOLDING CORPORATION | |||
Security: | 70438V106 | Agenda Number: | 935504781 |
Ticker: | PCTY | Meeting Type: | Annual |
ISIN: | US70438V1061 | Meeting Date: | 12/1/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Virginia G. Breen | Mgmt | For | For | ||
2 Robin L. Pederson | Mgmt | For | For | ||
3 Ronald V. Waters | Mgmt | For | For | ||
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending June 30, 2022. | Mgmt | For | For | |
3. | Advisory vote to approve compensation of named executive officers. | Mgmt | For | For | |
4. | Approval of an amendment to our First Amended and Restated Certificate of Incorporation to declassify our board of directors. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 49 of 84 |
Unassigned
PINDUODUO INC | |||
Security: | 722304102 | Agenda Number: | 935472338 |
Ticker: | PDD | Meeting Type: | Annual |
ISIN: | US7223041028 | Meeting Date: | 7/25/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | As an ordinary resolution: THAT Mr. Lei Chen be re-elected as a director of the Company. | Mgmt | For | ||
2. | As an ordinary resolution: THAT Mr. Anthony Kam Ping Leung be re-elected as a director of the Company. | Mgmt | For | ||
3. | As an ordinary resolution: THAT Mr. Haifeng Lin be re-elected as a director of the Company. | Mgmt | For | ||
4. | As an ordinary resolution: THAT Dr. Qi Lu be re-elected as a director of the Company. | Mgmt | For | ||
5. | As an ordinary resolution: THAT Mr. Nanpeng Shen be re-elected as a director of the Company. | Mgmt | For | ||
6. | As an ordinary resolution: THAT Mr. George Yong-Boon Yeo be re-elected as a director of the Company. | Mgmt | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 50 of 84 |
Unassigned
PINDUODUO INC | |||
Security: | 722304102 | Agenda Number: | 935494738 |
Ticker: | PDD | Meeting Type: | Special |
ISIN: | US7223041028 | Meeting Date: | 9/29/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | As an ordinary resolution: THAT the 10 Billion Agriculture Initiative as detailed in the Company’s proxy statement be approved. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 51 of 84 |
Unassigned
PINTEREST, INC. | |||
Security: | 72352L106 | Agenda Number: | 935603894 |
Ticker: | PINS | Meeting Type: | Annual |
ISIN: | US72352L1061 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class IIl Director to hold office until the 2025 annual meeting: Leslie J. Kilgore | Mgmt | For | For | |
1B. | Election of Class IIl Director to hold office until the 2025 annual meeting: Benjamin Silbermann | Mgmt | For | For | |
1C. | Election of Class IIl Director to hold office until the 2025 annual meeting: Salaam Coleman Smith | Mgmt | For | For | |
2. | Ratify the audit committee’s selection of Ernst & Young LLP as the company’s independent registered public accounting firm for the fiscal year 2022 | Mgmt | For | For | |
3. | Approve, on an advisory non-binding basis, the compensation of our named executive officers | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 52 of 84 |
Unassigned
QUALTRICS INTERNATIONAL INC. | |||
Security: | 747601201 | Agenda Number: | 935587622 |
Ticker: | XM | Meeting Type: | Annual |
ISIN: | US7476012015 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director: Ritu Bhargava | Mgmt | For | For | |
1B. | Election of Director: Egon Durban | Mgmt | Against | Against | |
1C. | Election of Director: Sindhu Gangadharan | Mgmt | Against | Against | |
1D. | Election of Director: Omar Johnson | Mgmt | For | For | |
1E. | Election of Director: Christian Klein | Mgmt | Against | Against | |
1F. | Election of Director: Luka Mucic | Mgmt | For | For | |
1G. | Election of Director: Donald Paoni | Mgmt | For | For | |
1H. | Election of Director: Scott Russell | Mgmt | Against | Against | |
1I. | Election of Director: Zig Serafin | Mgmt | For | For | |
1J. | Election of Director: Ryan Smith | Mgmt | For | For | |
1K. | Election of Director: Kelly Steckelberg | Mgmt | For | For | |
2. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers. | Mgmt | Against | Against | |
4. | Advisory vote on the frequency of future non- binding, advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 53 of 84 |
Unassigned
ROBLOX CORPORATION | |||
Security: | 771049103 | Agenda Number: | 935599540 |
Ticker: | RBLX | Meeting Type: | Annual |
ISIN: | US7710491033 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Christopher Carvalho | Mgmt | For | For | ||
2 �� Gina Mastantuono | Mgmt | For | For | ||
2. | Advisory Vote on the Compensation of our Named Executive Officers. | Mgmt | Against | Against | |
3. | Advisory Vote on the Frequency of Future Stockholder Advisory Votes on the Compensation of our Named Executive Officers. | Mgmt | 1 Year | For | |
4. | Ratification of Independent Registered Public Accounting Firm. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 54 of 84 |
Unassigned
ROKU, INC. | |||
Security: | 77543R102 | Agenda Number: | 935625547 |
Ticker: | ROKU | Meeting Type: | Annual |
ISIN: | US77543R1023 | Meeting Date: | 6/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class II Director to serve until the 2025 Annual Meeting: Gina Luna | Mgmt | For | For | |
1b. | Election of Class II Director to serve until the 2025 Annual Meeting: Ray Rothrock | Mgmt | For | For | |
2a. | Election of Class III Director to serve until the 2023 Annual Meeting: Jeffrey Hastings | Mgmt | For | For | |
3. | Advisory vote to approve our named executive officer compensation. | Mgmt | Against | Against | |
4. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 55 of 84 |
Unassigned
SALESFORCE, INC. | |||
Security: | 79466L302 | Agenda Number: | 935626258 |
Ticker: | CRM | Meeting Type: | Annual |
ISIN: | US79466L3024 | Meeting Date: | 6/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Marc Benioff | Mgmt | For | For | |
1b. | Election of Director: Bret Taylor | Mgmt | For | For | |
1c. | Election of Director: Laura Alber | Mgmt | For | For | |
1d. | Election of Director: Craig Conway | Mgmt | For | For | |
1e. | Election of Director: Parker Harris | Mgmt | For | For | |
1f. | Election of Director: Alan Hassenfeld | Mgmt | For | For | |
1g. | Election of Director: Neelie Kroes | Mgmt | For | For | |
1h. | Election of Director: Oscar Munoz | Mgmt | For | For | |
1i. | Election of Director: Sanford Robertson | Mgmt | For | For | |
1j. | Election of Director: John V. Roos | Mgmt | For | For | |
1k. | Election of Director: Robin Washington | Mgmt | For | For | |
1l. | Election of Director: Maynard Webb | Mgmt | For | For | |
1m. | Election of Director: Susan Wojcicki | Mgmt | For | For | |
2. | Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Mgmt | For | For | |
3. | Amendment and restatement of our 2004 Employee Stock Purchase Plan to increase the number of shares reserved for issuance. | Mgmt | For | For | |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Mgmt | For | For | |
5. | An advisory vote to approve the fiscal 2022 compensation of our named executive officers. | Mgmt | For | For | |
6. | A stockholder proposal requesting a policy to require the Chair of the Board of Directors be an independent member of the Board, if properly presented at the meeting. | Shr | Against | For | |
7. | A stockholder proposal requesting a racial equity audit, if properly presented at the meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 56 of 84 |
Unassigned
SAP SE | |||
Security: | D66992104 | Agenda Number: | 715404466 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0007164600 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.95 PER SHARE AND SPECIAL DIVIDENDS OF EUR 0.50 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
6 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 | Mgmt | For | For | |
7 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
8.1 | ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.3 | ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.4 | ELECT JENNIFER XIN-ZHE LI TO THE SUPERVISORY BOARD | Mgmt | For | For | |
9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Mgmt | For | For | |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||
CMMT | “INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE” | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 57 of 84 |
Unassigned
SEA LIMITED | |||
Security: | 81141R100 | Agenda Number: | 935545179 |
Ticker: | SE | Meeting Type: | Annual |
ISIN: | US81141R1005 | Meeting Date: | 2/14/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | AS A SPECIAL RESOLUTION, that the Eighth Amended and Restated Memorandum and Articles of Association of the Company currently in effect be amended and restated by their deletion in their entirety and the substitution in their place of the Ninth Amended and Restated Memorandum and Articles of Association annexed as Annex A of the Notice of the Annual General Meeting. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 58 of 84 |
Unassigned
SERVICENOW, INC. | |||
Security: | 81762P102 | Agenda Number: | 935626068 |
Ticker: | NOW | Meeting Type: | Annual |
ISIN: | US81762P1021 | Meeting Date: | 6/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Susan L. Bostrom | Mgmt | For | For | |
1b. | Election of Director: Teresa Briggs | Mgmt | For | For | |
1c. | Election of Director: Jonathan C. Chadwick | Mgmt | For | For | |
1d. | Election of Director: Paul E. Chamberlain | Mgmt | For | For | |
1e. | Election of Director: Lawrence J. Jackson, Jr. | Mgmt | For | For | |
1f. | Election of Director: Frederic B. Luddy | Mgmt | For | For | |
1g. | Election of Director: Jeffrey A. Miller | Mgmt | For | For | |
1h. | Election of Director: Joseph “Larry” Quinlan | Mgmt | For | For | |
1i. | Election of Director: Sukumar Rathnam | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Mgmt | Against | Against | |
3. | To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 59 of 84 |
Unassigned
SHOPIFY INC. | |||
Security: | 82509L107 | Agenda Number: | 935633289 |
Ticker: | SHOP | Meeting Type: | Annual and Special |
ISIN: | CA82509L1076 | Meeting Date: | 6/7/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A | Election of Director: Tobias Lütke | Mgmt | For | For | |
1B | Election of Director: Robert Ashe | Mgmt | For | For | |
1C | Election of Director: Gail Goodman | Mgmt | For | For | |
1D | Election of Director: Colleen Johnston | Mgmt | For | For | |
1E | Election of Director: Jeremy Levine | Mgmt | For | For | |
1F | Election of Director: John Phillips | Mgmt | For | For | |
1G | Election of Director: Fidji Simo | Mgmt | For | For | |
2 | Appointment of the Auditors Resolution approving the re-appointment of PricewaterhouseCoopers LLP as auditors of Shopify Inc. and authorizing the Board of Directors to fix their remuneration. | Mgmt | For | For | |
3 | Approval of Arrangement Special resolution, the full text of which is attached as Schedule A to the management information circular dated April 11, 2022, to approve, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated April 11, 2022, a proposed plan of arrangement pursuant to Section 192 of the Canada Business Corporations Act to effect, among other things, certain updates to the Company’s governance structure, including an amendment to Shopify Inc.’s restated articles of incorporation to provide for the creation of a new class of share, designated as the Founder share, and the issuance of such Founder share to Shopify Inc.’s Founder and Chief Executive Officer, Mr. Tobias Lütke. | Mgmt | Against | Against | |
4 | Approval of Share Split Special resolution, the full text of which is attached as Schedule B to the management information circular dated April 11, 2022, to approve an amendment to Shopify Inc.’s restated articles of incorporation to effect a ten-for-one split of its Class A subordinate voting shares and Class B multiple voting shares. | Mgmt | For | For | |
5 | Advisory Vote on Executive Compensation Non-binding advisory resolution that the shareholders accept Shopify Inc.’s approach to executive compensation as disclosed in the management information circular dated April 11, 2022. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 60 of 84 |
Unassigned
SINCH AB | |||
Security: | W835AF448 | Agenda Number: | 714712507 |
Ticker: | Meeting Type: | EGM | |
ISIN: | SE0016101844 | Meeting Date: | 10/26/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
1 | OPENING OF THE MEETING | Non-Voting | |||
2 | APPOINTMENT OF CHAIRMAN OF THE MEETING: ERIK FROBERG | Non-Voting | |||
3 | ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||
4 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||
6 | DETERMINATION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||
7 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES WITH PAYMENT IN KIND (THE DELIVER HOLDINGS LLC MERGER) | Mgmt | For | For | |
8 | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES | Mgmt | For | For | |
9 | RESOLUTION ON INCENTIVE PROGRAM II 2021 | Mgmt | For | For | |
10 | CLOSING OF THE MEETING | Non-Voting | |||
CMMT | 01 OCT 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN | Non-Voting | |||
DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | |||||
CMMT | 01 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | 01 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 61 of 84 |
Unassigned
SINCH AB | |||
Security: | W835AF448 | Agenda Number: | 715639665 |
Ticker: | Meeting Type: | AGM | |
ISIN: | SE0016101844 | Meeting Date: | 6/9/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
1 | OPENING OF THE MEETING | Non-Voting | |||
2 | ERIK FROBERG APPOINTMENT OF CHAIRMAN OF THE MEETING | Non-Voting | |||
3 | THE BOARD OF DIRECTORS PROPOSE JONAS FREDRIKSSON REPRESENTING NEQST D2 AB, OR IN HIS ABSENCE, THE PERSON OR PERSONS THAT THE BOARD OF DIRECTORS DESIGNATES ELECTION OF ONE OR TWO PERSONS TO VERIFY THE MINUTES | Non-Voting | |||
4 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||
6 | DETERMINATION THAT THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||
7 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITORS REPORT AS WELL AS THE CONSOLIDATED ANNUAL REPORT AND THE AUDITORS GROUP REPORT | Non-Voting | |||
8.A | RESOLUTION ON: ADOPTION OF THE PROFIT AND LOSS STATEMENT AND THE BALANCE SHEET AS WELL AS THE CONSOLIDATED PROFIT AND LOSS STATEMENT AND CONSOLIDATED BALANCE SHEET | Mgmt | For | For | |
8.B | RESOLUTION ON: APPROPRIATION OF THE COMPANY’S PROFIT OR LOSS ACCORDING TO THE ADOPTED BALANCE SHEET | Mgmt | For | For | |
8.C.1 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: ERIK FROBERG (CHAIRMAN) | Mgmt | For | For | |
8.C.2 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: LUCIANA CARVALHO | Mgmt | For | For | |
8.C.3 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: BRIDGET COSGRAVE | Mgmt | For | For | |
8.C.4 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: RENEE ROBINSON STROMBERG | Mgmt | For | For | |
8.C.5 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: JOHAN STUART | Mgmt | For | For | |
8.C.6 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE MEMBER OF THE BOARD OF DIRECTORS: BJORN ZETHRAEUS | Mgmt | For | For | |
8.C.7 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE CEO: OSCAR WERNER | Mgmt | For | For | |
8.C.8 | RESOLUTION ON: DISCHARGE FROM LIABILITY TOWARDS THE COMPANY OF THE DEPUTY CEO: ROBERT GERSTMANN | Mgmt | For | For | |
9 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AND DEPUTY MEMBERS AS WELL AS AUDITORS AND DEPUTY AUDITORS | Mgmt | For | For | |
10.1 | RESOLUTION ON REMUNERATION TO THE BOARD OF DIRECTORS | Mgmt | For | For | |
10.2 | RESOLUTION ON REMUNERATION TO THE AUDITORS | Mgmt | For | For | |
11.11 | RE-ELECTION OF MEMBER OF THE CHAIRMAN OF THE BOARD OF DIRECTORS: ERIK FROBERG (AS CHAIRMAN, RE-ELECTION | Mgmt | Against | Against | |
11.12 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: RENEE ROBINSON STROMBERG | Mgmt | For | For | |
11.13 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: JOHAN STUART | Mgmt | For | For | |
11.14 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BJORN ZETHRAEUS | Mgmt | For | For | |
11.15 | RE-ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: BRIDGET COSGRAVE | Mgmt | For | For | |
11.16 | ELECTION OF MEMBER OF THE BOARD OF DIRECTORS: HUDSON SMITH | Mgmt | For | For | |
11.2 | RE-ELECTION OF AUDITORS: DELOITTE AB | Mgmt | For | For | |
12 | RESOLUTION ON THE PRINCIPLES FOR THE NOMINATION COMMITTEE AND INSTRUCTIONS FOR THE NOMINATION COMMITTEE | Mgmt | For | For | |
13 | RESOLUTION ON GUIDELINES FOR COMPENSATION TO SENIOR EXECUTIVES | Mgmt | For | For | |
14 | RESOLUTION ON APPROVAL OF THE REMUNERATION REPORT | Mgmt | For | For | |
15 | RESOLUTION ON AUTHORIZATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON NEW ISSUES OF SHARES | Mgmt | For | For | |
16 | RESOLUTION ON AMENDMENT TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | |
17 | RESOLUTION ON INCENTIVE PROGRAM 2022 AND ISSUE OF WARRANTS AND EMPLOYEE STOCK OPTIONS | Mgmt | For | For | |
18 | CLOSING OF THE MEETING | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE | Non-Voting | |||
SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 62 of 84 |
Unassigned
SMARTSHEET INC. | |||
Security: | 83200N103 | Agenda Number: | 935636766 |
Ticker: | SMAR | Meeting Type: | Annual |
ISIN: | US83200N1037 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Elena Gomez | Mgmt | For | For | ||
2 Mark P. Mader | Mgmt | For | For | ||
3 Magdalena Yesil | Mgmt | For | For | ||
2. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Mgmt | For | For | |
3. | Approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 63 of 84 |
Unassigned
SNOWFLAKE INC. | |||
Security: | 833445109 | Agenda Number: | 935443375 |
Ticker: | SNOW | Meeting Type: | Annual |
ISIN: | US8334451098 | Meeting Date: | 7/8/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Class I Director: Benoit Dageville | Mgmt | For | For | |
1B. | Election of Class I Director: Mark S. Garrett | Mgmt | For | For | |
1C. | Election of Class I Director: Jayshree V. Ullal | Mgmt | For | For | |
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 64 of 84 |
Unassigned
SPLUNK INC. | |||
Security: | 848637104 | Agenda Number: | 935638316 |
Ticker: | SPLK | Meeting Type: | Annual |
ISIN: | US8486371045 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Class I Director: Mark Carges | Mgmt | For | For | |
1b. | Election of Class I Director: Kenneth Hao | Mgmt | For | For | |
1c. | Election of Class I Director: Elisa Steele | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers, as described in the proxy statement. | Mgmt | For | For | |
4. | To approve the Splunk Inc. 2022 Equity Incentive Plan and the reservation of shares thereunder. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 65 of 84 |
Unassigned
SPOTIFY TECHNOLOGY S.A. | |||
Security: | L8681T102 | Agenda Number: | 935559534 |
Ticker: | SPOT | Meeting Type: | Annual |
ISIN: | LU1778762911 | Meeting Date: | 4/20/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Approve the Company’s annual accounts for the financial year ended December 31, 2021 and the Company’s consolidated financial statements for the financial year ended December 31, 2021. | Mgmt | For | For | |
2. | Approve allocation of the Company’s annual results for the financial year ended December 31, 2021. | Mgmt | For | For | |
3. | Grant discharge of the liability of the members of the Board of Directors for, and in connection with, the financial year ended December 31, 2021. | Mgmt | For | For | |
4A. | Election of Director: Mr. Daniel Ek (A Director) | Mgmt | For | For | |
4B. | Election of Director: Mr. Martin Lorentzon (A Director) | Mgmt | For | For | |
4C. | Election of Director: Mr. Shishir Samir Mehrotra (A Director) | Mgmt | For | For | |
4D. | Election of Director: Mr. Christopher Marshall (B Director) | Mgmt | For | For | |
4E. | Election of Director: Mr. Barry McCarthy (B Director) | Mgmt | For | For | |
4F. | Election of Director: Ms. Heidi O’Neill (B Director) | Mgmt | For | For | |
4G. | Election of Director: Mr. Ted Sarandos (B Director) | Mgmt | For | For | |
4H. | Election of Director: Mr. Thomas Owen Staggs (B Director) | Mgmt | For | For | |
4I. | Election of Director: Ms. Cristina Mayville Stenbeck (B Director) | Mgmt | For | For | |
4J. | Election of Director: Ms. Mona Sutphen (B Director) | Mgmt | For | For | |
4K. | Election of Director: Ms. Padmasree Warrior (B Director) | Mgmt | For | For | |
5. | Appoint Ernst & Young S.A. (Luxembourg) as the independent auditor for the period ending at the general meeting approving the annual accounts for the financial year ending on December 31, 2022. | Mgmt | For | For | |
6. | Approve the directors’ remuneration for the year 2022. | Mgmt | For | For | |
7. | Authorize and empower each of Mr. Guy Harles and Mr. Alexandre Gobert to execute and deliver, under their sole signature, on behalf of the Company and with full power of substitution, any documents necessary or useful in connection with the annual filing and registration required by the Luxembourg laws. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 66 of 84 |
Unassigned
TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||
Security: | 874054109 | Agenda Number: | 935479584 |
Ticker: | TTWO | Meeting Type: | Annual |
ISIN: | US8740541094 | Meeting Date: | 9/14/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director: Strauss Zelnick | Mgmt | For | For | |
1B. | Election of Director: Michael Dornemann | Mgmt | For | For | |
1C. | Election of Director: J. Moses | Mgmt | For | For | |
1D. | Election of Director: Michael Sheresky | Mgmt | For | For | |
1E. | Election of Director: LaVerne Srinivasan | Mgmt | For | For | |
1F. | Election of Director: Susan Tolson | Mgmt | For | For | |
1G. | Election of Director: Paul Viera | Mgmt | For | For | |
1H. | Election of Director: Roland Hernandez | Mgmt | For | For | |
2. | Approval, on a non-binding advisory basis, of the compensation of the Company’s “named executive officers” as disclosed in the Proxy Statement. | Mgmt | For | For | |
3. | Approval of the amendment to the Amended and Restated Take-Two Interactive Software, Inc. 2017 Stock Incentive Plan. | Mgmt | For | For | |
4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 67 of 84 |
Unassigned
TAKE-TWO INTERACTIVE SOFTWARE, INC. | |||
Security: | 874054109 | Agenda Number: | 935610988 |
Ticker: | TTWO | Meeting Type: | Special |
ISIN: | US8740541094 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Approval of the issuance of shares of Take- Two common stock in connection with the combination contemplated by the Agreement and Plan of Merger, dated January 9, 2022, among Take-Two, Zebra MS I, Inc., Zebra MS II, Inc. and Zynga, as the same may be amended from time to time. | Mgmt | For | For | |
2. | Approval and adoption of an amendment to the Company’s Restated Certificate of Incorporation to increase the number of authorized shares of Company capital stock from 205,000,000 to 305,000,000, of which 300,000,000 shares will be common stock and 5,000,000 shares will be preferred stock. | Mgmt | For | For | |
3. | Approval of the adjournment of the Company’s special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Company’s special meeting to approve proposals 1 and 2. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 68 of 84 |
Unassigned
TENCENT HOLDINGS LTD | |||
Security: | G87572163 | Agenda Number: | 715422200 |
Ticker: | Meeting Type: | AGM | |
ISIN: | KYG875721634 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0407/2022040701706.pdf AND https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0407/2022040701714.pdf | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING. | Non-Voting | |||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS’ REPORT AND THE INDEPENDENT AUDITOR’S REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2 | TO DECLARE A FINAL DIVIDEND | Mgmt | For | For | |
3.A | TO RE-ELECT MR LI DONG SHENG AS DIRECTOR | Mgmt | Against | Against | |
3.B | TO RE-ELECT MR IAN CHARLES STONE AS DIRECTOR | Mgmt | Against | Against | |
3.C | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS’ REMUNERATION | Mgmt | For | For | |
4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | For | For | |
5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES (ORDINARY RESOLUTION 5 AS SET OUT IN THE NOTICE OF THE AGM) | Mgmt | Against | Against | |
6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES (ORDINARY RESOLUTION 6 AS SET OUT IN THE NOTICE OF THE AGM) | Mgmt | For | For | |
7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED (ORDINARY RESOLUTION 7 AS SET OUT IN THE NOTICE OF THE AGM) | Mgmt | Against | Against | |
8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE THIRD AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY (SPECIAL RESOLUTION 8 AS SET OUT IN THE NOTICE OF THE AGM) | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 69 of 84 |
Unassigned
TENCENT HOLDINGS LTD | |||
Security: | G87572163 | Agenda Number: | 715539651 |
Ticker: | Meeting Type: | EGM | |
ISIN: | KYG875721634 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING ON THE URL LINKS: https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042501537.pdf and https://www1.hkexnews.hk/listedco/listconews /sehk/2022/0425/2022042501556.pdf | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | |||
1 | TO APPROVE THE REFRESHMENT OF SCHEME MANDATE LIMIT UNDER THE SHARE OPTION PLAN OF TENCENT MUSIC ENTERTAINMENT GROUP (THE ORDINARY RESOLUTION AS SET OUT IN THE NOTICE OF THE EGM) | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 70 of 84 |
Unassigned
THE TRADE DESK, INC. | |||
Security: | 88339J105 | Agenda Number: | 935604341 |
Ticker: | TTD | Meeting Type: | Annual |
ISIN: | US88339J1051 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Lise J. Buyer | Mgmt | For | For | ||
2 Kathryn E. Falberg | Mgmt | For | For | ||
3 David B. Wells | Mgmt | For | For | ||
2. | The ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | The approval, on a non-binding, of the compensation of our named executive officers. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 71 of 84 |
Unassigned
TRIP.COM GROUP LIMITED | |||
Security: | 89677Q107 | Agenda Number: | 935524644 |
Ticker: | TCOM | Meeting Type: | Annual |
ISIN: | US89677Q1076 | Meeting Date: | 12/21/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
S1. | As a special resolution, THAT the Chinese name be adopted as the dual foreign name of the Company as set out in the Notice of Annual General Meeting. | Mgmt | For | ||
S2. | As a special resolution, THAT the Company’s Second Amended and Restated Memorandum of Association and Articles of Association be amended and restated by their deletion in their entirety and by the substitution in their place of the Third Amended and Restated Memorandum of Association and Articles of Association in the form attached to the Notice of Annual General Meeting as Exhibit B. | Mgmt | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 72 of 84 |
Unassigned
TWITTER, INC. | |||
Security: | 90184L102 | Agenda Number: | 935603731 |
Ticker: | TWTR | Meeting Type: | Annual |
ISIN: | US90184L1026 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director: Egon Durban | Mgmt | For | For | |
1b. | Election of Director: Patrick Pichette | Mgmt | For | For | |
2. | The approval, on an advisory basis, of the compensation of our named executive officers. | Mgmt | Against | Against | |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2022. | Mgmt | For | For | |
4. | The approval of an amendment to our amended and restated certificate of incorporation to declassify our board of directors. | Mgmt | For | For | |
5. | A stockholder proposal regarding a report on risks of the use of concealment clauses, if properly presented at the Annual Meeting. | Shr | For | Against | |
6. | A stockholder proposal regarding a director candidate with human and/or civil rights expertise, if properly presented at the Annual Meeting. | Shr | For | Against | |
7. | A stockholder proposal regarding an audit analyzing the Company’s impacts on civil rights and non-discrimination, if properly presented at the Annual Meeting. | Shr | Against | For | |
8. | A stockholder proposal regarding an electoral spending report, if properly presented at the Annual Meeting. | Shr | Against | For | |
9. | A stockholder proposal regarding a report on lobbying activities and expenditures, if properly presented at the Annual Meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 73 of 84 |
Unassigned
TYLER TECHNOLOGIES, INC. | |||
Security: | 902252105 | Agenda Number: | 935609769 |
Ticker: | TYL | Meeting Type: | Annual |
ISIN: | US9022521051 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Glenn A. Carter | Mgmt | For | For | ||
2 Brenda A. Cline | Mgmt | For | For | ||
3 Ronnie D. Hawkins, Jr. | Mgmt | For | For | ||
4 Mary L. Landrieu | Mgmt | For | For | ||
5 John S. Marr, Jr. | Mgmt | For | For | ||
6 H. Lynn Moore, Jr. | Mgmt | For | For | ||
7 Daniel M. Pope | Mgmt | For | For | ||
8 Dustin R. Womble | Mgmt | For | For | ||
2. | Amendment to Our Restated Certificate of Incorporation for A Stockholder Majority Vote Requirement for Mergers, Share Exchanges and Certain Other Transactions. | Mgmt | For | For | |
3. | Amendment to Our Restated Certificate of Incorporation to Permit Stockholders Holding At Least 20% of the Voting Power to Call A Special Meeting of Stockholders. | Mgmt | For | For | |
4. | Amendment to Our Restated Certificate of Incorporation to Provide Stockholders Holding At Least 20% of Outstanding Shares with The Right to Request Stockholder Action by Written Consent. | Mgmt | For | For | |
5. | Advisory Approval of Our Executive Compensation. | Mgmt | For | For | |
6. | Ratification of Our Independent Auditors for Fiscal Year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 74 of 84 |
Unassigned
UBISOFT ENTERTAINMENT | |||
Security: | F9396N106 | Agenda Number: | 714178147 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000054470 | Meeting Date: | 7/1/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
CMMT | PLEASE NOTE THAT DUE TO THE CURRENT COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18, 2020 THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF THE SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. SHOULD THIS SITUATION CHANGE, THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 16 JUNE 2021: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2021051721017 55-59 AND https://www.journal- officiel.gouv.fr/balo/document/2021061621027 96-72 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF BALO LINK. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
1 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE COMPANY’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT ENDED ON MARCH 31ST 2021, AS PRESENTED, SHOWING LOSS AMOUNTING TO EUR 14,469,543.70 | Mgmt | For | For | |
2 | THE SHAREHOLDERS’ MEETING RESOLVES TO RECORD THE LOSS FOR THE YEAR OF EUR (14,469,543.70) AS A DEFICIT IN RETAINED EARNINGS, WHICH PREVIOUSLY AMOUNTED TO EUR (301,146,523.30) FOLLOWING THIS ALLOCATION, THE RETAINED EARNINGS ACCOUNT WILL SHOW A NEW BALANCE OF EUR (315,616,067.00). IN ACCORDANCE WITH THE REGULATIONS IN FORCE, THE SHAREHOLDERS’ MEETING RECALLS THAT NO DIVIDEND WAS PAID FOR THE PREVIOUS THREE FISCAL YEARS | Mgmt | For | For | |
3 | THE SHAREHOLDERS’ MEETING, AFTER HAVING REVIEWED THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS, APPROVES THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FINANCIAL YEAR, AS PRESENTED TO THE MEETING SHOWING EARNINGS OF EUR 103,061,465.00 | Mgmt | For | For | |
4 | THE SHAREHOLDERS’ MEETING, AFTER REVIEWING THE SPECIAL REPORT OF THE AUDITORS ON AGREEMENTS GOVERNED BY ARTICLES L. 225-38 OF THE FRENCH COMMERCIAL CODE, APPROVES SAID REPORT AND THAT NO NEW AGREEMENT HAS BEEN ENTERED INTO | Mgmt | For | For | |
5 | THE SHAREHOLDERS’ MEETING APPROVES THE INFORMATION REGARDING THE COMPENSATION OF THE CORPORATE OFFICERS AS MENTIONED IN ARTICLE L.22-10-9 I OF THE COMMERCIAL CODE, FOR SAID FISCAL YEAR | Mgmt | For | For | |
6 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR YVES GUILLEMOT, AS CEO FOR SAID FISCAL YEAR | Mgmt | For | For | |
7 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR CLAUDE GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR | Mgmt | For | For | |
8 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR MICHEL GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR | Mgmt | For | For | |
9 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR GERARD GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR | Mgmt | For | For | |
10 | THE SHAREHOLDERS’ MEETING APPROVES THE FIXED, VARIABLE AND ONE-OFF COMPONENTS OF THE TOTAL COMPENSATION AS WELL AS THE BENEFITS OR PERKS PAID AND AWARDED TO MR CHRISTIAN GUILLEMOT, AS DEPUTY MANAGING DIRECTOR FOR SAID FISCAL YEAR | Mgmt | For | For | |
11 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE CEO | Mgmt | For | For | |
12 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DEPUTY MANAGING DIRECTORS | Mgmt | For | For | |
13 | THE SHAREHOLDERS’ MEETING APPROVES THE COMPENSATION POLICY OF THE DIRECTORS | Mgmt | For | For | |
14 | THE SHAREHOLDERS’ MEETING RATIFIES THE CO-OPTATION OF MS BELEN ESSIOUX-TRUJILLO AS A DIRECTOR TO REPLACE MS VIRGINIE HAAS, WHO RESIGNED, FOR THE REMAINDER OF MS VIRGINE HAAS’S TERM OF OFFICE, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR THAT WILL END ON MARCH 31ST 2023 | Mgmt | For | For | |
15 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MS LAURENCE HUBERT-MOY AS DIRECTOR FOR A 4- YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 | Mgmt | For | For | |
16 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR DIDIER CRESPEL AS DIRECTOR FOR A 2-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2023 | Mgmt | For | For | |
17 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR CLAUDE GUILLEMOT AS DIRECTOR FOR A 3-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2024 | Mgmt | Against | Against | |
18 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR MICHEL GUILLEMOT AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 | Mgmt | Against | Against | |
19 | THE SHAREHOLDERS’ MEETING RENEWS THE APPOINTMENT OF MR CHRISTIAN GUILLEMOT AS DIRECTOR FOR A 4-YEAR PERIOD, I.E. UNTIL THE SHAREHOLDERS’ MEETING CALLED TO RULE ON THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON MARCH 31ST 2025 | Mgmt | Against | Against | |
20 | THE SHAREHOLDERS’ MEETING RESOLVES TO TRANSFER THE HEAD OFFICE OF THE COMPANY TO: 2 RUE CHENE HELEUC 59910 CARENTOIR AND CONSEQUENTLY, DECIDES THE AMENDMENT OF THE BYLAWS | Mgmt | For | For | |
21 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO BUY BACK THE COMPANY’S SHARES, SUBJECT TO THE CONDITIONS DESCRIBED BELOW: MAXIMUM PURCHASE PRICE: EUR 120.00, MAXIMUM NUMBER OF SHARES TO BE ACQUIRED: 10 PER CENT OF THE SHARE CAPITAL MAXIMUM FUNDS INVESTED IN THE SHARE BUYBACKS: EUR 1,371,622,560.00 OR 11,430,188 SHARES THE NUMBER OF SHARES ACQUIRED BY THE COMPANY WITH A VIEW TO RETAINING OR DELIVERING IN CASH OR IN AN EXCHANGE AS PART OF A MERGER, DIVESTMENT OR CAPITAL CONTRIBUTION CANNOT EXCEED 5 PER CENT OF ITS CAPITAL. THE NUMBER OF TREASURY SHARES TO BE HELD BY THE COMPANY SHALL NOT EXCEED 10 PER CENT OF THE SHARES COMPOSING THE SHARE CAPITAL. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt | For | For | |
22 | THE SHAREHOLDERS’ MEETING GRANTS ALL POWERS TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING ALL OR PART OF THE SHARES HELD BY THE COMPANY IN CONNECTION WITH THE STOCK REPURCHASE PLAN, UP TO 10 PER CENT OF THE SHARE CAPITAL OVER A 24- MONTH PERIOD. THIS AUTHORIZATION IS GIVEN FOR AN 18-MONTH PERIOD. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt | For | For | |
23 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS INCREASE THE SHARE CAPITAL, IN FAVOR OF MEMBERS OF A COMPANY SAVING PLANS OF THE COMPANY AND- OR COMPANIES WITHIN THE FRAME OF THE CONSOLIDATION OR COMBINATION OF FINANCIAL STATEMENTS, BY ISSUANCE OF ORDINARY SHARES AND- OR SECURITIES GIVING ACCESS TO THE SHARE CAPITAL. THE ISSUANCE OF SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THIS DELEGATION IS GIVEN FOR A 26- MONTH PERIOD AND FOR A NOMINAL AMOUNT THAT SHALL NOT EXCEED 1.50 PER CENT OF THE SHARE CAPITAL. THIS DELEGATION OF POWERS SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt | For | For | |
24 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO OF 1.50 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY, WITH CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHTS. THE ISSUANCE OF SECURITIES GIVING ACCESS TO PREFERENCE SHARES IS EXCLUDED. THE SHAREHOLDERS’ MEETING DECIDES TO WAIVE THE PREFERENTIAL RIGHTS OF THE SHAREHOLDERS IN FAVOR OF THE EMPLOYEES, CORPORATE | Mgmt | For | For | |
OFFICERS OF RELATED COMPANIES HAVING THEIR HEAD OFFICE ABROAD, TO BE REALIZED DIRECTLY OR THROUGH A FCPE WITHIN THE FRAME OF LEVER EFFECT OPERATIONS IN THE EVENT OF AN EMPLOYEE SHAREHOLDING SCHEME. THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE ONE GIVEN BY THE SHAREHOLDERS’ MEETING OF JULY 2ND 2020 IN RESOLUTION 26. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||
25 | THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL UP TO 1.50 PER CENT OF THE SHARE CAPITAL, BY ISSUANCE OF ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO EQUITY SECURITIES OF THE COMPANY. THE SHAREHOLDERS’ MEETING DECIDES TO WAIVE THE PREFERENTIAL RIGHTS OF THE SHAREHOLDERS IN FAVOR OF ANY FINANCIAL INSTITUTION OR SUBSIDIARY CONTROLLED BY SUCH INSTITUTION, WHETHER THEY ARE LEGAL PERSONS OR NOT, WILLING TO SUBSCRIBE, HOLD AND TRANSFER SHARES, SECURITIES GIVING ACCESS TO THE SHARE CAPITAL OF THE COMPANY WITHIN THE FRAME OF LEVER EFFECT OPERATIONS IN THE EVENT OF AN EMPLOYEE SHAREHOLDING SCHEME. THE PRESENT DELEGATION IS GIVEN FOR AN 18-MONTH PERIOD AND SUPERSEDES THE FRACTION UNUSED OF THE ONE GIVEN BY THE SHAREHOLDERS’ MEETING OF JULY 2ND 2020 IN RESOLUTION 27. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt | For | For | |
26 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE EMPLOYEES, INCLUDING ANY MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UBISOFT GROUP AND EXCLUDING THE MANAGING CORPORATE OFFICERS OF THE COMPANY AS PER RESOLUTION 27, FOR AN AMOUNT REPRESENTING 2 PER CENT OF THE ORDINARY SHARES COMPOSING THE SHARE CAPITAL. THE PRESENT AUTHORIZATION IS GRANTED FOR A 38-MONTH PERIOD AND SUPERSEDES ANY AND ALL EARLIER DELEGATIONS TO THE SAME EFFECT. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | Mgmt | For | For | |
27 | THE SHAREHOLDERS’ MEETING AUTHORIZES THE BOARD OF DIRECTORS TO GRANT, FOR FREE EXISTING OR FUTURE SHARES, IN FAVOR OF THE MANAGING CORPORATE OFFICERS, FOR AN AMOUNT REPRESENTING 0.10 PER CENT OF THE ORDINARY SHARES COMPOSING THE SHARE CAPITAL. THIS AMOUNT SHALL COUNT AGAINST THE AMOUNT SET FORTH IN RESOLUTION 26. THE PRESENT AUTHORIZATION IS GRANTED FOR A 38-MONTH PERIOD AND SUPERSEDES THE RESOLUTION 29 OF THE SHAREHOLDERS’ MEETING OF JULY 1ST, 2020. THE SHAREHOLDERS’ MEETING DELEGATES ALL POWERS TO THE BOARD OF DIRECTORS TO TAKE ALL | Mgmt | Against | Against | |
NECESSARY MEASURES AND ACCOMPLISH ALL NECESSARY FORMALITIES | |||||
28 | THE SHAREHOLDERS’ MEETING GRANTS FULL POWERS TO THE BEARER OF AN ORIGINAL, A COPY OR EXTRACT OF THE MINUTES OF THIS MEETING TO CARRY OUT ALL FILINGS, PUBLICATIONS AND OTHER FORMALITIES PRESCRIBED BY LAW | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 75 of 84 |
Unassigned
UIPATH, INC. | |||
Security: | 90364P105 | Agenda Number: | 935640525 |
Ticker: | PATH | Meeting Type: | Annual |
ISIN: | US90364P1057 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1a. | Election of Director to hold office until the 2023 Annual meeting: Daniel Dines | Mgmt | For | For | |
1b. | Election of Director to hold office until the 2023 Annual meeting: Philippe Botteri | Mgmt | For | For | |
1c. | Election of Director to hold office until the 2023 Annual meeting: Carl Eschenbach | Mgmt | For | For | |
1d. | Election of Director to hold office until the 2023 Annual meeting: Michael Gordon | Mgmt | For | For | |
1e. | Election of Director to hold office until the 2023 Annual meeting: Kimberly L. Hammonds | Mgmt | For | For | |
1f. | Election of Director to hold office until the 2023 Annual meeting: Daniel D. Springer | Mgmt | For | For | |
1g. | Election of Director to hold office until the 2023 Annual meeting: Laela Sturdy | Mgmt | For | For | |
1h. | Election of Director to hold office until the 2023 Annual meeting: Jennifer Tejada | Mgmt | For | For | |
1i. | Election of Director to hold office until the 2023 Annual meeting: Richard P. Wong | Mgmt | For | For | |
2. | To ratify the selection by the Audit Committee of our Board of Directors of KPMG LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 76 of 84 |
Unassigned
UNITY SOFTWARE INC | |||
Security: | 91332U101 | Agenda Number: | 935609733 |
Ticker: | U | Meeting Type: | Annual |
ISIN: | US91332U1016 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Egon Durban | Mgmt | For | For | ||
2 Barry Schuler | Mgmt | For | For | ||
3 Robynne Sisco | Mgmt | For | For | ||
2. | To ratify the selection by the Audit Committee of the Board of Directors of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers, as disclosed in the proxy statement. | Mgmt | Against | Against | |
4. | To indicate, on an advisory basis, the preferred frequency of stockholder advisory votes on the compensation of the Company’s named executive officers. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 77 of 84 |
Unassigned
VERISIGN, INC. | |||
Security: | 92343E102 | Agenda Number: | 935605800 |
Ticker: | VRSN | Meeting Type: | Annual |
ISIN: | US92343E1029 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1.1 | Election of Director: D. James Bidzos | Mgmt | For | For | |
1.2 | Election of Director: Courtney D. Armstrong | Mgmt | For | For | |
1.3 | Election of Director: Ari Buchalter | Mgmt | For | For | |
1.4 | Election of Director: Kathleen A. Cote | Mgmt | For | For | |
1.5 | Election of Director: Thomas F. Frist III | Mgmt | For | For | |
1.6 | Election of Director: Jamie S. Gorelick | Mgmt | For | For | |
1.7 | Election of Director: Roger H. Moore | Mgmt | For | For | |
1.8 | Election of Director: Timothy Tomlinson | Mgmt | For | For | |
2. | To approve, on a non-binding, advisory basis, the Company’s executive compensation. | Mgmt | For | For | |
3. | To ratify the selection of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
4. | To vote on a stockholder proposal, if properly presented at the meeting, regarding an amendment to the Company’s special meeting right. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
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VMWARE, INC. | |||
Security: | 928563402 | Agenda Number: | 935447789 |
Ticker: | VMW | Meeting Type: | Annual |
ISIN: | US9285634021 | Meeting Date: | 7/23/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1A. | Election of Director: Kenneth Denman | Mgmt | For | For | |
2. | An advisory vote to approve named executive officer compensation, as described in VMware’s Proxy Statement. | Mgmt | For | For | |
3. | To approve an amendment to the Amended and Restated 2007 Equity and Incentive Plan. | Mgmt | For | For | |
4. | To approve an amendment to the Amended and Restated 2007 Employee Stock Purchase Plan. | Mgmt | For | For | |
5. | To ratify the selection by the Audit Committee of VMware’s Board of Directors of PricewaterhouseCoopers LLP as VMware’s independent auditor for the fiscal year ending January 28, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
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XERO LTD | |||
Security: | Q98665104 | Agenda Number: | 714457101 |
Ticker: | Meeting Type: | AGM | |
ISIN: | NZXROE0001S2 | Meeting Date: | 8/12/2021 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 4 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE “ABSTAIN”) FOR THE RELEVANT PROPOSAL ITEMS | Non-Voting | |||
1 | FIXING THE FEES AND EXPENSES OF THE AUDITOR | Mgmt | For | For | |
2 | RE-ELECTION OF DALE MURRAY, CBE | Mgmt | For | For | |
3 | ELECTION OF STEVEN ALDRICH | Mgmt | For | For | |
4 | INCREASE THE NON-EXECUTIVE DIRECTORS’ FEE POOL CAP | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
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Z HOLDINGS CORPORATION | |||
Security: | J9894K105 | Agenda Number: | 715717154 |
Ticker: | Meeting Type: | AGM | |
ISIN: | JP3933800009 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
Please reference meeting materials. | Non-Voting | ||||
1 | Amend Articles to: Approve Minor Revisions Related to Change of Laws and Regulations | Mgmt | For | For | |
2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kawabe, Kentaro | Mgmt | For | For | |
2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Idezawa, Takeshi | Mgmt | For | For | |
2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Jungho Shin | Mgmt | For | For | |
2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ozawa, Takao | Mgmt | For | For | |
2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Masuda, Jun | Mgmt | For | For | |
2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Oketani, Taku | Mgmt | For | For | |
3.1 | Appoint a Director who is Audit and Supervisory Committee Member Hasumi, Maiko | Mgmt | For | For | |
3.2 | Appoint a Director who is Audit and Supervisory Committee Member Kunihiro, Tadashi | Mgmt | For | For | |
3.3 | Appoint a Director who is Audit and Supervisory Committee Member Hatoyama, Rehito | Mgmt | For | For | |
4 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Mgmt | For | For | |
5 | Approve Details of Compensation as Stock Options for Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Mgmt | For | For | |
6 | Approve Details of the Stock Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Mgmt | For | For | |
7 | Approve Details of the Stock Compensation to be received by Directors who are Audit and Supervisory Committee Members | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
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ZENDESK, INC. | |||
Security: | 98936J101 | Agenda Number: | 935541830 |
Ticker: | ZEN | Meeting Type: | Special |
ISIN: | US98936J1016 | Meeting Date: | 2/25/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Zendesk Share Issuance Proposal. To approve the issuance of shares of Zendesk common stock to the stockholders of Momentive Global Inc. (“Momentive”) in connection with the merger contemplated by the Agreement and Plan of Merger, dated October 28, 2021, as it may be amended from time to time, by and among Zendesk, Milky Way Acquisition Corp., and Momentive. | Mgmt | Against | Against | |
2. | Zendesk Adjournment Proposal. To approve the adjournment of the Zendesk special meeting, if necessary or appropriate, to solicit additional proxies if there are insufficient votes at the time of the Zendesk special meeting to approve the Zendesk Share Issuance Proposal. | Mgmt | Against | Against |
|
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 82 of 84 |
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ZOOM VIDEO COMMUNICATIONS, INC. | |||
Security: | 98980L101 | Agenda Number: | 935636956 |
Ticker: | ZM | Meeting Type: | Annual |
ISIN: | US98980L1017 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Carl M. Eschenbach | Mgmt | For | For | ||
2 William R. McDermott | Mgmt | For | For | ||
3 Janet Napolitano | Mgmt | For | For | ||
4 Santiago Subotovsky | Mgmt | For | For | ||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending January 31, 2023. | Mgmt | For | For | |
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers as disclosed in our proxy statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 83 of 84 |
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ZOOMINFO TECHNOLOGIES INC. | |||
Security: | 98980F104 | Agenda Number: | 935587177 |
Ticker: | ZI | Meeting Type: | Annual |
ISIN: | US98980F1049 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | Election of Director: Mark Mader | Mgmt | For | For | |
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For | |
3. | To approve, on an advisory, non-binding basis, the frequency of future stockholder non-binding advisory votes on the compensation of our named executive officers. | Mgmt | 1 Year | For | |
4A. | To approve administrative amendments to governing documents related to our corporate reorganization, including: Amend provisions in our amended and restated certificate of incorporation relating to our classes of common stock. | Mgmt | For | For | |
4B. | To approve administrative amendments to governing documents related to our corporate reorganization, including: Remove the pass- through voting provision from our subsidiary’s certificate of incorporation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 84 of 84 |
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ZSCALER, INC. | |||
Security: | 98980G102 | Agenda Number: | 935521484 |
Ticker: | ZS | Meeting Type: | Annual |
ISIN: | US98980G1022 | Meeting Date: | 1/5/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | DIRECTOR | ||||
1 Karen Blasing | Mgmt | For | For | ||
2 Charles Giancarlo | Mgmt | For | For | ||
3 Eileen Naughton | Mgmt | For | For | ||
2. | To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
3. | To approve on a non-binding, advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against |
O’Shares U.S. Quality Dividend ETF
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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3M COMPANY | |||
Security: | 88579Y101 | Agenda Number: | 935569535 |
Ticker: | MMM | Meeting Type: | Annual |
ISIN: | US88579Y1010 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a one year term: Thomas “Tony” K. Brown | Mgmt | For | For |
1B. | Election of Director for a one year term: Pamela J. Craig | Mgmt | For | For |
1C. | Election of Director for a one year term: David B. Dillon | Mgmt | For | For |
1D. | Election of Director for a one year term: Michael L. Eskew | Mgmt | For | For |
1E. | Election of Director for a one year term: James R. Fitterling | Mgmt | For | For |
1F. | Election of Director for a one year term: Amy E. Hood | Mgmt | For | For |
1G. | Election of Director for a one year term: Muhtar Kent | Mgmt | For | For |
1H. | Election of Director for a one year term: Suzan Kereere | Mgmt | For | For |
1I. | Election of Director for a one year term: Dambisa F. Moyo | Mgmt | For | For |
1J. | Election of Director for a one year term: Gregory R. Page | Mgmt | For | For |
1K. | Election of Director for a one year term: Michael F. Roman | Mgmt | For | For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as 3M’s independent registered public accounting firm. | Mgmt | For | For |
3. | Advisory approval of executive compensation. | Mgmt | For | For |
4. | Shareholder proposal on publishing a report on environmental costs. | Shr | Against | For |
5. | Shareholder proposal on China audit. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ABBOTT LABORATORIES | |||
Security: | 002824100 | Agenda Number: | 935562909 |
Ticker: | ABT | Meeting Type: | Annual |
ISIN: | US0028241000 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | R. J. Alpern | Mgmt | For | For | |
2 | S. E. Blount | Mgmt | For | For | |
3 | R. B. Ford | Mgmt | For | For | |
4 | P. Gonzalez | Mgmt | For | For | |
5 | M. A. Kumbier | Mgmt | For | For | |
6 | D. W. McDew | Mgmt | For | For | |
7 | N. McKinstry | Mgmt | For | For | |
8 | W. A. Osborn | Mgmt | For | For | |
9 | M. F. Roman | Mgmt | For | For | |
10 | D. J. Starks | Mgmt | For | For | |
11 | J. G. Stratton | Mgmt | For | For | |
12 | G. F. Tilton | Mgmt | For | For | |
2. | Ratification of Ernst & Young LLP As Auditors | Mgmt | For | For | |
3. | Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Mgmt | For | For | |
4. | Shareholder Proposal - Special Shareholder Meeting Threshold | Shr | For | Against | |
5. | Shareholder Proposal - Independent Board Chairman | Shr | Against | For | |
6. | Shareholder Proposal - Rule 10b5-1 Plans | Shr | For | Against | |
7. | Shareholder Proposal - Lobbying Disclosure | Shr | Against | For | |
8. | Shareholder Proposal - Antimicrobial Resistance Report | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ABBVIE INC. | |||
Security: | 00287Y109 | Agenda Number: | 935568141 |
Ticker: | ABBV | Meeting Type: | Annual |
ISIN: | US00287Y1091 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | William H.L. Burnside | Mgmt | For | For | |
2 | Thomas C. Freyman | Mgmt | For | For | |
3 | Brett J. Hart | Mgmt | For | For | |
4 | Edward J. Rapp | Mgmt | For | For | |
2. | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2022 | Mgmt | For | For | |
3. | Say on Pay - An advisory vote on the approval of executive compensation | Mgmt | For | For | |
4. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Mgmt | For | For | |
5. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman | Shr | Against | For | |
6. | Stockholder Proposal - to Seek Shareholder Approval of Certain Termination Pay Arrangements | Shr | For | Against | |
7. | Stockholder Proposal - to Issue a Report on Board Oversight of Competition Practices | Shr | Against | For | |
8. | Stockholder Proposal - to Issue an Annual Report on Political Spending | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ACCENTURE LLP | |||
Security: | G1151C101 | Agenda Number: | 935534405 |
Ticker: | ACN | Meeting Type: | Annual |
ISIN: | IE00B4BNMY34 | Meeting Date: | 1/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Appointment of Director: Jaime Ardila | Mgmt | For | For |
1B. | Appointment of Director: Nancy McKinstry | Mgmt | For | For |
1C. | Appointment of Director: Beth E. Mooney | Mgmt | For | For |
1D. | Appointment of Director: Gilles C. Pélisson | Mgmt | For | For |
1E. | Appointment of Director: Paula A. Price | Mgmt | For | For |
1F. | Appointment of Director: Venkata (Murthy) Renduchintala | Mgmt | For | For |
1G. | Appointment of Director: Arun Sarin | Mgmt | For | For |
1H. | Appointment of Director: Julie Sweet | Mgmt | For | For |
1I. | Appointment of Director: Frank K. Tang | Mgmt | For | For |
1J. | Appointment of Director: Tracey T. Travis | Mgmt | For | For |
2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Mgmt | For | For |
3. | To approve an amendment to the Amended and Restated Accenture plc 2010 Share Incentive Plan to increase the number of shares available for issuance thereunder. | Mgmt | For | For |
4. | To ratify, in a non-binding vote, the appointment of KPMG LLP (“KPMG”) as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG’s remuneration. | Mgmt | For | For |
5. | To grant the Board of Directors the authority to issue shares under Irish law. | Mgmt | For | For |
6. | To grant the Board of Directors the authority to opt-out of pre- emption rights under Irish law. | Mgmt | For | For |
7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ACTIVISION BLIZZARD, INC. | |||
Security: | 00507V109 | Agenda Number: | 935580111 |
Ticker: | ATVI | Meeting Type: | Special |
ISIN: | US00507V1098 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1. | Adoption of the Merger Agreement. To adopt the Agreement and Plan of Merger (as it may be amended from time to time), dated as of January 18, 2022 (the “merger agreement”), by and among Activision Blizzard, Inc. (“Activision Blizzard”), Microsoft Corporation and Anchorage Merger Sub Inc., a wholly owned subsidiary of Microsoft Corporation. | Mgmt | For | For |
2. | Approval, by Means of a Non-Binding, Advisory Vote, of Certain Compensatory Arrangements with Named Executive Officers. To approve, by means of a non-binding, advisory vote, compensation that will or may become payable to the named executive officers of Activision Blizzard in connection with the merger pursuant to the merger agreement. | Mgmt | Against | Against |
3. | Adjournment of the Special Meeting. To adjourn the special meeting to a later date or dates, if necessary or appropriate, to allow time to solicit additional proxies if there are insufficient votes to adopt the merger agreement at the time of the special meeting. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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AGILENT TECHNOLOGIES, INC. | |||
Security: | 00846U101 | Agenda Number: | 935546296 |
Ticker: | A | Meeting Type: | Annual |
ISIN: | US00846U1016 | Meeting Date: | 3/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1.1 | Election of Director for a three-year term: Hans E. Bishop | Mgmt | For | For |
1.2 | Election of Director for a three-year term: Otis W. Brawley, M.D. | Mgmt | For | For |
1.3 | Election of Director for a three-year term: Mikael Dolsten, M.D., Ph.D. | Mgmt | For | For |
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
3. | To ratify the Audit and Finance Committee’s appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Mgmt | For | For |
4. | To vote on a stockholder proposal regarding the right to call a special meeting, if properly presented at the meeting. | Mgmt | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ALTRIA GROUP, INC. | |||
Security: | 02209S103 | Agenda Number: | 935588472 |
Ticker: | MO | Meeting Type: | Annual |
ISIN: | US02209S1033 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Ian L.T. Clarke | Mgmt | For | For |
1B. | Election of Director: Marjorie M. Connelly | Mgmt | For | For |
1C. | Election of Director: R. Matt Davis | Mgmt | For | For |
1D. | Election of Director: William F. Gifford, Jr. | Mgmt | For | For |
1E. | Election of Director: Debra J. Kelly-Ennis | Mgmt | For | For |
1F. | Election of Director: W. Leo Kiely III | Mgmt | For | For |
1G. | Election of Director: Kathryn B. McQuade | Mgmt | For | For |
1H. | Election of Director: George Muñoz | Mgmt | For | For |
1I. | Election of Director: Nabil Y. Sakkab | Mgmt | For | For |
1J. | Election of Director: Virginia E. Shanks | Mgmt | For | For |
1K. | Election of Director: Ellen R. Strahlman | Mgmt | For | For |
1L. | Election of Director: M. Max Yzaguirre | Mgmt | For | For |
2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Mgmt | For | For |
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers. | Mgmt | For | For |
4. | Shareholder Proposal - Commission a Civil Rights Equity Audit. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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Unassigned
AMGEN INC. | |||
Security: | 031162100 | Agenda Number: | 935580729 |
Ticker: | AMGN | Meeting Type: | Annual |
ISIN: | US0311621009 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Wanda M. Austin | Mgmt | For | For |
1B. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Bradway | Mgmt | For | For |
1C. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Brian J. Druker | Mgmt | For | For |
1D. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Robert A. Eckert | Mgmt | For | For |
1E. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Greg C. Garland | Mgmt | For | For |
1F. | Election of Director for a term of expiring at the 2023 annual meeting: Mr. Charles M. Holley, Jr. | Mgmt | For | For |
1G. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. S. Omar Ishrak | Mgmt | For | For |
1H. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Tyler Jacks | Mgmt | For | For |
1I. | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Ellen J. Kullman | Mgmt | For | For |
1J. | Election of Director for a term of expiring at the 2023 annual meeting: Ms. Amy E. Miles | Mgmt | For | For |
1K. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. Ronald D. Sugar | Mgmt | For | For |
1L. | Election of Director for a term of expiring at the 2023 annual meeting: Dr. R. Sanders Williams | Mgmt | For | For |
2. | Advisory vote to approve our executive compensation. | Mgmt | For | For |
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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AMPHENOL CORPORATION | |||
Security: | 032095101 | Agenda Number: | 935609606 |
Ticker: | APH | Meeting Type: | Annual |
ISIN: | US0320951017 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1.1 | Election of Director: Nancy A. Altobello | Mgmt | For | For |
1.2 | Election of Director: Stanley L. Clark | Mgmt | For | For |
1.3 | Election of Director: David P. Falck | Mgmt | For | For |
1.4 | Election of Director: Edward G. Jepsen | Mgmt | For | For |
1.5 | Election of Director: Rita S. Lane | Mgmt | For | For |
1.6 | Election of Director: Robert A. Livingston | Mgmt | For | For |
1.7 | Election of Director: Martin H. Loeffler | Mgmt | For | For |
1.8 | Election of Director: R. Adam Norwitt | Mgmt | For | For |
1.9 | Election of Director: Anne Clarke Wolff | Mgmt | For | For |
2. | Ratify the Selection of Deloitte & Touche LLP as Independent Public Accountants | Mgmt | For | For |
3. | Advisory Vote to Approve Compensation of Named Executive Officers | Mgmt | For | For |
4. | Stockholder Proposal: Special Shareholder Meeting Improvement | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ANALOG DEVICES, INC. | |||
Security: | 032654105 | Agenda Number: | 935542248 |
Ticker: | ADI | Meeting Type: | Annual |
ISIN: | US0326541051 | Meeting Date: | 3/9/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Ray Stata | Mgmt | For | For |
1B. | Election of Director: Vincent Roche | Mgmt | For | For |
1C. | Election of Director: James A. Champy | Mgmt | For | For |
1D. | Election of Director: Anantha P. Chandrakasan | Mgmt | For | For |
1E. | Election of Director: Tunç Doluca | Mgmt | For | For |
1F. | Election of Director: Bruce R. Evans | Mgmt | For | For |
1G. | Election of Director: Edward H. Frank | Mgmt | For | For |
1H. | Election of Director: Laurie H. Glimcher | Mgmt | For | For |
1I. | Election of Director: Karen M. Golz | Mgmt | For | For |
1J. | Election of Director: Mercedes Johnson | Mgmt | For | For |
1K. | Election of Director: Kenton J. Sicchitano | Mgmt | For | For |
1L. | Election of Director: Susie Wee | Mgmt | For | For |
2. | Advisory resolution to approve the compensation of our named executive officers. | Mgmt | Against | Against |
3. | Approve the Analog Devices, Inc. 2022 Employee Stock Purchase Plan. | Mgmt | For | For |
4. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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AON PLC | |||
Security: | G0403H108 | Agenda Number: | 935632857 |
Ticker: | AON | Meeting Type: | Annual |
ISIN: | IE00BLP1HW54 | Meeting Date: | 6/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Lester B. Knight | Mgmt | For | For |
1b. | Election of Director: Gregory C. Case | Mgmt | For | For |
1c. | Election of Director: Jin-Yong Cai | Mgmt | For | For |
1d. | Election of Director: Jeffrey C. Campbell | Mgmt | For | For |
1e. | Election of Director: Fulvio Conti | Mgmt | For | For |
1f. | Election of Director: Cheryl A. Francis | Mgmt | For | For |
1g. | Election of Director: J. Michael Losh | Mgmt | For | For |
1h. | Election of Director: Richard C. Notebaert | Mgmt | For | For |
1i. | Election of Director: Gloria Santona | Mgmt | For | For |
1j. | Election of Director: Byron O. Spruell | Mgmt | For | For |
1k. | Election of Director: Carolyn Y. Woo | Mgmt | For | For |
2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Mgmt | For | For |
3. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
4. | Re-appoint Ernst & Young Chartered Accountants as the Company’s statutory auditor under Irish law. | Mgmt | For | For |
5. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Ireland, in its capacity as the Company’s statutory auditor under Irish law. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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APPLE INC. | |||
Security: | 037833100 | Agenda Number: | 935541549 |
Ticker: | AAPL | Meeting Type: | Annual |
ISIN: | US0378331005 | Meeting Date: | 3/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: James Bell | Mgmt | For | For |
1B. | Election of Director: Tim Cook | Mgmt | For | For |
1C. | Election of Director: Al Gore | Mgmt | For | For |
1D. | Election of Director: Alex Gorsky | Mgmt | For | For |
1E. | Election of Director: Andrea Jung | Mgmt | For | For |
1F. | Election of Director: Art Levinson | Mgmt | For | For |
1G. | Election of Director: Monica Lozano | Mgmt | For | For |
1H. | Election of Director: Ron Sugar | Mgmt | For | For |
1I. | Election of Director: Sue Wagner | Mgmt | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
3. | Advisory vote to approve executive compensation. | Mgmt | For | For |
4. | Approval of the Apple Inc. 2022 Employee Stock Plan. | Mgmt | For | For |
5. | A shareholder proposal entitled “Reincorporate with Deeper Purpose”. | Shr | Against | For |
6. | A shareholder proposal entitled “Transparency Reports”. | Shr | Against | For |
7. | A shareholder proposal entitled “Report on Forced Labor”. | Shr | Against | For |
8. | A shareholder proposal entitled “Pay Equity”. | Shr | Against | For |
9. | A shareholder proposal entitled “Civil Rights Audit”. | Shr | For | Against |
10. | A shareholder proposal entitled “Report on Concealment Clauses”. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ARCHER-DANIELS-MIDLAND COMPANY | |||
Security: | 039483102 | Agenda Number: | 935568848 |
Ticker: | ADM | Meeting Type: | Annual |
ISIN: | US0394831020 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: M.S. Burke | Mgmt | For | For |
1B. | Election of Director: T. Colbert | Mgmt | For | For |
1C. | Election of Director: T.K. Crews | Mgmt | For | For |
1D. | Election of Director: D.E. Felsinger | Mgmt | For | For |
1E. | Election of Director: S.F. Harrison | Mgmt | For | For |
1F. | Election of Director: J.R. Luciano | Mgmt | For | For |
1G. | Election of Director: P.J. Moore | Mgmt | For | For |
1H. | Election of Director: F.J. Sanchez | Mgmt | For | For |
1I. | Election of Director: D.A. Sandler | Mgmt | For | For |
1J. | Election of Director: L.Z. Schlitz | Mgmt | For | For |
1K. | Election of Director: K.R. Westbrook | Mgmt | For | For |
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2022. | Mgmt | For | For |
3. | Advisory Vote on Executive Compensation. | Mgmt | For | For |
4. | Stockholder Proposal to Remove the One-Year Holding Period Requirement to Call a Special Stockholder Meeting. | Shr | Against | For |
5. | Stockholder Proposal Regarding Issuance of a Report on Pesticide Use in Supply Chains. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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AUTOMATIC DATA PROCESSING, INC. | |||
Security: | 053015103 | Agenda Number: | 935497570 |
Ticker: | ADP | Meeting Type: | Annual |
ISIN: | US0530151036 | Meeting Date: | 11/10/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Peter Bisson | Mgmt | For | For |
1B. | Election of Director: Richard T. Clark | Mgmt | For | For |
1C. | Election of Director: Linnie M. Haynesworth | Mgmt | For | For |
1D. | Election of Director: John P. Jones | Mgmt | For | For |
1E. | Election of Director: Francine S. Katsoudas | Mgmt | For | For |
1F. | Election of Director: Nazzic S. Keene | Mgmt | For | For |
1G. | Election of Director: Thomas J. Lynch | Mgmt | For | For |
1H. | Election of Director: Scott F. Powers | Mgmt | For | For |
1I. | Election of Director: William J. Ready | Mgmt | For | For |
1J. | Election of Director: Carlos A. Rodriguez | Mgmt | For | For |
1K. | Election of Director: Sandra S. Wijnberg | Mgmt | For | For |
2. | Advisory Vote on Executive Compensation. | Mgmt | For | For |
3. | Ratification of the Appointment of Auditors. | Mgmt | For | For |
4. | Stockholder proposal, if properly presented at the meeting, to prepare a Report on Workforce Engagement in Governance. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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BAXTER INTERNATIONAL INC. | |||
Security: | 071813109 | Agenda Number: | 935566630 |
Ticker: | BAX | Meeting Type: | Annual |
ISIN: | US0718131099 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: José (Joe) Almeida | Mgmt | For | For |
1B. | Election of Director: Thomas F. Chen | Mgmt | For | For |
1C. | Election of Director: Peter S. Hellman | Mgmt | For | For |
1D. | Election of Director: Michael F. Mahoney | Mgmt | For | For |
1E. | Election of Director: Patricia B. Morrison | Mgmt | For | For |
1F. | Election of Director: Stephen N. Oesterle | Mgmt | For | For |
1G. | Election of Director: Nancy M. Schlichting | Mgmt | For | For |
1H. | Election of Director: Cathy R. Smith | Mgmt | For | For |
1I. | Election of Director: Albert P.L. Stroucken | Mgmt | For | For |
1J. | Election of Director: Amy A. Wendell | Mgmt | For | For |
1K. | Election of Director: David S. Wilkes | Mgmt | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For |
3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Mgmt | For | For |
4. | Vote to Approve a Certificate of Incorporation Amendment to Permit Stockholder Action by Written Consent | Mgmt | For | For |
5. | Vote to Approve a Certificate of Incorporation Amendment to Lower the Special Meeting Threshold | Mgmt | For | For |
6. | Stockholder Proposal - Special Shareholder Meeting Improvement | Shr | Against | For |
7. | Stockholder Proposal - Independent Board Chairman | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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BECTON, DICKINSON AND COMPANY | |||
Security: | 075887109 | Agenda Number: | 935535128 |
Ticker: | BDX | Meeting Type: | Annual |
ISIN: | US0758871091 | Meeting Date: | 1/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Catherine M. Burzik | Mgmt | For | For |
1B. | Election of Director: Carrie L. Byington | Mgmt | For | For |
1C. | Election of Director: R. Andrew Eckert | Mgmt | For | For |
1D. | Election of Director: Claire M. Fraser | Mgmt | For | For |
1E. | Election of Director: Jeffrey W. Henderson | Mgmt | For | For |
1F. | Election of Director: Christopher Jones | Mgmt | For | For |
1G. | Election of Director: Marshall O. Larsen | Mgmt | For | For |
1H. | Election of Director: David F. Melcher | Mgmt | For | For |
1I. | Election of Director: Thomas E. Polen | Mgmt | For | For |
1J. | Election of Director: Claire Pomeroy | Mgmt | For | For |
1K. | Election of Director: Timothy M. Ring | Mgmt | For | For |
1L. | Election of Director: Bertram L. Scott | Mgmt | For | For |
2. | Ratification of the selection of the independent registered public accounting firm. | Mgmt | For | For |
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For |
4. | A shareholder proposal seeking to lower the ownership threshold required to call a special shareholders meeting, if properly presented at the meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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BLACKROCK, INC. | |||
Security: | 09247X101 | Agenda Number: | 935606890 |
Ticker: | BLK | Meeting Type: | Annual |
ISIN: | US09247X1019 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Bader M. Alsaad | Mgmt | For | For |
1B. | Election of Director: Pamela Daley | Mgmt | For | For |
1C. | Election of Director: Laurence D. Fink | Mgmt | For | For |
1D. | Election of Director: Beth Ford | Mgmt | For | For |
1E. | Election of Director: William E. Ford | Mgmt | For | For |
1F. | Election of Director: Fabrizio Freda | Mgmt | For | For |
1G. | Election of Director: Murry S. Gerber | Mgmt | For | For |
1H. | Election of Director: Margaret “Peggy” L. Johnson | Mgmt | For | For |
1I. | Election of Director: Robert S. Kapito | Mgmt | For | For |
1J. | Election of Director: Cheryl D. Mills | Mgmt | For | For |
1K. | Election of Director: Gordon M. Nixon | Mgmt | For | For |
1L. | Election of Director: Kristin C. Peck | Mgmt | For | For |
1M. | Election of Director: Charles H. Robbins | Mgmt | For | For |
1N. | Election of Director: Marco Antonio Slim Domit | Mgmt | For | For |
1O. | Election of Director: Hans E. Vestberg | Mgmt | For | For |
1P. | Election of Director: Susan L. Wagner | Mgmt | For | For |
1Q. | Election of Director: Mark Wilson | Mgmt | For | For |
2. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Mgmt | For | For |
3. | Ratification of the appointment of Deloitte LLP as BlackRock’s independent registered public accounting firm for the fiscal year 2022. | Mgmt | For | For |
4. | Shareholder Proposal - Adopt stewardship policies designed to curtail corporate activities that externalize social and environmental costs. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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BROADCOM INC | |||
Security: | 11135F101 | Agenda Number: | 935550740 |
Ticker: | AVGO | Meeting Type: | Annual |
ISIN: | US11135F1012 | Meeting Date: | 4/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Diane M. Bryant | Mgmt | For | For |
1B. | Election of Director: Gayla J. Delly | Mgmt | For | For |
1C. | Election of Director: Raul J. Fernandez | Mgmt | For | For |
1D. | Election of Director: Eddy W. Hartenstein | Mgmt | For | For |
1E. | Election of Director: Check Kian Low | Mgmt | For | For |
1F. | Election of Director: Justine F. Page | Mgmt | For | For |
1G. | Election of Director: Henry Samueli | Mgmt | For | For |
1H. | Election of Director: Hock E. Tan | Mgmt | For | For |
1I. | Election of Director: Harry L. You | Mgmt | For | For |
2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending October 30, 2022. | Mgmt | For | For |
3. | Advisory vote to approve compensation of Broadcom’s named executive officers. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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BROADRIDGE FINANCIAL SOLUTIONS, INC. | |||
Security: | 11133T103 | Agenda Number: | 935503563 |
Ticker: | BR | Meeting Type: | Annual |
ISIN: | US11133T1034 | Meeting Date: | 11/18/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Leslie A. Brun | Mgmt | For | For |
1B. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Pamela L. Carter | Mgmt | For | For |
1C. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Richard J. Daly | Mgmt | For | For |
1D. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Robert N. Duelks | Mgmt | For | For |
1E. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Melvin L. Flowers | Mgmt | For | For |
1F. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Timothy C. Gokey | Mgmt | For | For |
1G. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Brett A. Keller | Mgmt | For | For |
1H. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Maura A. Markus | Mgmt | For | For |
1I. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Annette L. Nazareth | Mgmt | For | For |
1J. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Thomas J. Perna | Mgmt | For | For |
1K. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Amit K. Zavery | Mgmt | For | For |
2. | Advisory vote to approve the compensation of the Company’s Named Executive Officers (the Say on Pay Vote). | Mgmt | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accountants for the fiscal year ending June 30, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CERNER CORPORATION | |||
Security: | 156782104 | Agenda Number: | 935595198 |
Ticker: | CERN | Meeting Type: | Annual |
ISIN: | US1567821046 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Mitchell E. Daniels, Jr. | Mgmt | For | For |
1B. | Election of Director: Elder Granger, M.D. | Mgmt | For | For |
1C. | Election of Director: John J. Greisch | Mgmt | For | For |
1D. | Election of Director: Melinda J. Mount | Mgmt | For | For |
1E. | Election of Director: George A. Riedel | Mgmt | For | For |
1F. | Election of Director: R. Halsey Wise | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2022. | Mgmt | For | For |
3. | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Mgmt | For | For |
4A. | Approval of the proposed amendments to our Third Restated Certificate of Incorporation, as amended (the “Certificate”), to remove the supermajority voting standards for certain business combination transactions with interested stockholders. | Mgmt | For | For |
4B. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal any provision of the Bylaws. | Mgmt | For | For |
4C. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to amend or repeal certain provisions of the Certificate. | Mgmt | For | For |
4D. | Approval of the proposed amendments to our Certificate to remove the supermajority voting standards to remove a director with cause. | Mgmt | For | For |
5. | Approval of an amendment and restatement of the Cerner Corporation 2011 Omnibus Equity Incentive Plan to increase the number of authorized shares and the plan’s term. | Mgmt | For | For |
6. | Shareholder proposal requesting amendment to the Company’s governing documents to give shareholders the right to call a special shareholder meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CHUBB LIMITED | |||
Security: | H1467J104 | Agenda Number: | 935586101 |
Ticker: | CB | Meeting Type: | Annual |
ISIN: | CH0044328745 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2021 | Mgmt | For | For |
2A | Allocation of disposable profit | Mgmt | For | For |
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Mgmt | For | For |
3 | Discharge of the Board of Directors | Mgmt | For | For |
4A | Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Mgmt | For | For |
4B | Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Mgmt | For | For |
4C | Election of BDO AG (Zurich) as special audit firm | Mgmt | For | For |
5A | Election of Director: Evan G. Greenberg | Mgmt | For | For |
5B | Election of Director: Michael P. Connors | Mgmt | For | For |
5C | Election of Director: Michael G. Atieh | Mgmt | For | For |
5D | Election of Director: Kathy Bonanno | Mgmt | For | For |
5E | Election of Director: Sheila P. Burke | Mgmt | For | For |
5F | Election of Director: Mary Cirillo | Mgmt | For | For |
5G | Election of Director: Robert J. Hugin | Mgmt | For | For |
5H | Election of Director: Robert W. Scully | Mgmt | For | For |
5I | Election of Director: Theodore E. Shasta | Mgmt | For | For |
5J | Election of Director: David H. Sidwell | Mgmt | For | For |
5K | Election of Director: Olivier Steimer | Mgmt | For | For |
5L | Election of Director: Luis Téllez | Mgmt | For | For |
5M | Election of Director: Frances F. Townsend | Mgmt | For | For |
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Mgmt | For | For |
7A | Election of Director of the Compensation Committee: Michael P. Connors | Mgmt | For | For |
7B | Election of Director of the Compensation Committee: Mary Cirillo | Mgmt | For | For |
7C | Election of Director of the Compensation Committee: Frances F. Townsend | Mgmt | For | For |
8 | Election of Homburger AG as independent proxy | Mgmt | For | For |
9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Mgmt | For | For |
10 | Reduction of share capital | Mgmt | For | For |
11A | Compensation of the Board of Directors until the next annual general meeting | Mgmt | For | For |
11B | Compensation of Executive Management for the next calendar year | Mgmt | For | For |
12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Mgmt | For | For |
13 | Shareholder proposal regarding a policy restricting underwriting of new fossil fuel supplies | Shr | Against | For |
14 | Shareholder proposal regarding a report on greenhouse gas emissions | Shr | For | Against |
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CHURCH & DWIGHT CO., INC. | |||
Security: | 171340102 | Agenda Number: | 935566779 |
Ticker: | CHD | Meeting Type: | Annual |
ISIN: | US1713401024 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director to serve for a term of one year: Bradlen S. Cashaw | Mgmt | For | For |
1B. | Election of Director to serve for a term of one year: James R. Craigie | Mgmt | For | For |
1C. | Election of Director to serve for a term of one year: Matthew T. Farrell | Mgmt | For | For |
1D. | Election of Director to serve for a term of one year: Bradley C. Irwin | Mgmt | For | For |
1E. | Election of Director to serve for a term of one year: Penry W. Price | Mgmt | For | For |
1F. | Election of Director to serve for a term of one year: Susan G. Saideman | Mgmt | For | For |
1G. | Election of Director to serve for a term of one year: Ravichandra K. Saligram | Mgmt | For | For |
1H. | Election of Director to serve for a term of one year: Robert K. Shearer | Mgmt | For | For |
1I. | Election of Director to serve for a term of one year: Janet S. Vergis | Mgmt | For | For |
1J. | Election of Director to serve for a term of one year: Arthur B. Winkleblack | Mgmt | For | For |
1K. | Election of Director to serve for a term of one year: Laurie J. Yoler | Mgmt | For | For |
2. | An advisory vote to approve compensation of our named executive officers. | Mgmt | For | For |
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
4. | Proposal to approve an amendment and restatement of the Church & Dwight Co., Inc. Amended and Restated Omnibus Equity Compensation Plan. | Mgmt | For | For |
5. | Stockholder Proposal - Special Shareholder Meeting Improvement. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CINTAS CORPORATION | |||
Security: | 172908105 | Agenda Number: | 935495855 |
Ticker: | CTAS | Meeting Type: | Annual |
ISIN: | US1729081059 | Meeting Date: | 10/26/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Gerald S. Adolph | Mgmt | For | For |
1B. | Election of Director: John F. Barrett | Mgmt | For | For |
1C. | Election of Director: Melanie W. Barstad | Mgmt | For | For |
1D. | Election of Director: Karen L. Carnahan | Mgmt | For | For |
1E. | Election of Director: Robert E. Coletti | Mgmt | For | For |
1F. | Election of Director: Scott D. Farmer | Mgmt | For | For |
1G. | Election of Director: Joseph Scaminace | Mgmt | For | For |
1H. | Election of Director: Todd M. Schneider | Mgmt | For | For |
1I. | Election of Director: Ronald W. Tysoe | Mgmt | For | For |
2. | To approve, on an advisory basis, named executive officer compensation. | Mgmt | For | For |
3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
4. | A shareholder proposal regarding a simple majority vote, if properly presented at the meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CISCO SYSTEMS, INC. | |||
Security: | 17275R102 | Agenda Number: | 935511469 |
Ticker: | CSCO | Meeting Type: | Annual |
ISIN: | US17275R1023 | Meeting Date: | 12/13/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: M. Michele Burns | Mgmt | For | For |
1B. | Election of Director: Wesley G. Bush | Mgmt | For | For |
1C. | Election of Director: Michael D. Capellas | Mgmt | For | For |
1D. | Election of Director: Mark Garrett | Mgmt | For | For |
1E. | Election of Director: John D. Harris II | Mgmt | For | For |
1F. | Election of Director: Dr. Kristina M. Johnson | Mgmt | For | For |
1G. | Election of Director: Roderick C. McGeary | Mgmt | For | For |
1H. | Election of Director: Charles H. Robbins | Mgmt | For | For |
1I. | Election of Director: Brenton L. Saunders | Mgmt | For | For |
1J. | Election of Director: Dr. Lisa T. Su | Mgmt | For | For |
1K. | Election of Director: Marianna Tessel | Mgmt | For | For |
2. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For |
3. | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
4. | Approval to have Cisco’s Board amend Cisco’s proxy access bylaw to remove the stockholder aggregation limit. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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COGNIZANT TECHNOLOGY SOLUTIONS CORP. | |||
Security: | 192446102 | Agenda Number: | 935626626 |
Ticker: | CTSH | Meeting Type: | Annual |
ISIN: | US1924461023 | Meeting Date: | 6/7/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director to serve until the 2023 Annual meeting: Zein Abdalla | Mgmt | For | For |
1b. | Election of Director to serve until the 2023 Annual meeting: Vinita Bali | Mgmt | For | For |
1c. | Election of Director to serve until the 2023 Annual meeting: Maureen Breakiron-Evans | Mgmt | For | For |
1d. | Election of Director to serve until the 2023 Annual meeting: Archana Deskus | Mgmt | For | For |
1e. | Election of Director to serve until the 2023 Annual meeting: John M. Dineen | Mgmt | For | For |
1f. | Election of Director to serve until the 2023 Annual meeting: Brian Humphries | Mgmt | For | For |
1g. | Election of Director to serve until the 2023 Annual meeting: Leo S. Mackay, Jr. | Mgmt | For | For |
1h. | Election of Director to serve until the 2023 Annual meeting: Michael Patsalos-Fox | Mgmt | For | For |
1i. | Election of Director to serve until the 2023 Annual meeting: Stephen J. Rohleder | Mgmt | For | For |
1j. | Election of Director to serve until the 2023 Annual meeting: Joseph M. Velli | Mgmt | For | For |
1k. | Election of Director to serve until the 2023 Annual meeting: Sandra S. Wijnberg | Mgmt | For | For |
2. | Approve, on an advisory (non-binding) basis, the compensation of the company’s named executive officers. | Mgmt | For | For |
3. | Ratify the appointment of PricewaterhouseCoopers LLP as the company’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
4. | Shareholder proposal requesting that the board of directors take action as necessary to amend the existing right for shareholders to call a special meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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COLGATE-PALMOLIVE COMPANY | |||
Security: | 194162103 | Agenda Number: | 935571338 |
Ticker: | CL | Meeting Type: | Annual |
ISIN: | US1941621039 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: John P. Bilbrey | Mgmt | For | For |
1b. | Election of Director: John T. Cahill | Mgmt | For | For |
1c. | Election of Director: Lisa M. Edwards | Mgmt | For | For |
1d. | Election of Director: C. Martin Harris | Mgmt | For | For |
1e. | Election of Director: Martina Hund-Mejean | Mgmt | For | For |
1f. | Election of Director: Kimberly A. Nelson | Mgmt | For | For |
1g. | Election of Director: Lorrie M. Norrington | Mgmt | For | For |
1h. | Election of Director: Michael B. Polk | Mgmt | For | For |
1i. | Election of Director: Stephen I. Sadove | Mgmt | For | For |
1j. | Election of Director: Noel R. Wallace | Mgmt | For | For |
2. | Ratify selection of PricewaterhouseCoopers LLP as Colgate’s independent registered public accounting firm. | Mgmt | For | For |
3. | Advisory vote on executive compensation. | Mgmt | For | For |
4. | Stockholder proposal regarding shareholder ratification of termination pay. | Shr | Against | For |
5. | Stockholder proposal regarding charitable donation disclosure. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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COMCAST CORPORATION | |||
Security: | 20030N101 | Agenda Number: | 935613693 |
Ticker: | CMCSA | Meeting Type: | Annual |
ISIN: | US20030N1019 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Kenneth J. Bacon | Mgmt | For | For | |
2 | Madeline S. Bell | Mgmt | For | For | |
3 | Edward D. Breen | Mgmt | For | For | |
4 | Gerald L. Hassell | Mgmt | For | For | |
5 | Jeffrey A. Honickman | Mgmt | For | For | |
6 | Maritza G. Montiel | Mgmt | For | For | |
7 | Asuka Nakahara | Mgmt | For | For | |
8 | David C. Novak | Mgmt | For | For | |
9 | Brian L. Roberts | Mgmt | For | For | |
2. | Advisory vote on executive compensation | Mgmt | For | For | |
3. | Ratification of the appointment of our independent auditors | Mgmt | For | For | |
4. | To report on charitable donations | Shr | Against | For | |
5. | To perform independent racial equity audit | Shr | For | Against | |
6. | To report on risks of omitting “viewpoint” and “ideology” from EEO policy | Shr | Against | For | |
7. | To conduct and publicly release the results of an independent investigation into the effectiveness of sexual harassment policies | Shr | For | Against | |
8. | To report on how retirement plan options align with company climate goals | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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COSTCO WHOLESALE CORPORATION | |||
Security: | 22160K105 | Agenda Number: | 935530849 |
Ticker: | COST | Meeting Type: | Annual |
ISIN: | US22160K1051 | Meeting Date: | 1/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Susan L. Decker | Mgmt | For | For |
1B. | Election of Director: Kenneth D. Denman | Mgmt | For | For |
1C. | Election of Director: Richard A. Galanti | Mgmt | For | For |
1D. | Election of Director: Hamilton E. James | Mgmt | For | For |
1E. | Election of Director: W. Craig Jelinek | Mgmt | For | For |
1F. | Election of Director: Sally Jewell | Mgmt | For | For |
1G. | Election of Director: Charles T. Munger | Mgmt | For | For |
1H. | Election of Director: Jeffrey S. Raikes | Mgmt | For | For |
1I. | Election of Director: John W. Stanton | Mgmt | For | For |
1J. | Election of Director: Maggie Wilderotter | Mgmt | For | For |
2. | Ratification of selection of independent auditors. | Mgmt | For | For |
3. | Approval, on an advisory basis, of executive compensation. | Mgmt | For | For |
4. | Shareholder proposal regarding charitable giving reporting. | Shr | Against | For |
5. | Shareholder proposal regarding the adoption of GHG emissions reduction targets. | Shr | For | Against |
6. | Shareholder proposal regarding report on racial justice and food equity. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CSX CORPORATION | |||
Security: | 126408103 | Agenda Number: | 935571833 |
Ticker: | CSX | Meeting Type: | Annual |
ISIN: | US1264081035 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Donna M. Alvarado | Mgmt | For | For |
1B. | Election of Director: Thomas P. Bostick | Mgmt | For | For |
1C. | Election of Director: James M. Foote | Mgmt | For | For |
1D. | Election of Director: Steven T. Halverson | Mgmt | For | For |
1E. | Election of Director: Paul C. Hilal | Mgmt | For | For |
1F. | Election of Director: David M. Moffett | Mgmt | For | For |
1G. | Election of Director: Linda H. Riefler | Mgmt | For | For |
1H. | Election of Director: Suzanne M. Vautrinot | Mgmt | For | For |
1I. | Election of Director: James L. Wainscott | Mgmt | For | For |
1J. | Election of Director: J. Steven Whisler | Mgmt | For | For |
1k. | Election of Director: John J. Zillmer | Mgmt | For | For |
2. | The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For |
3. | Advisory (non-binding) resolution to approve compensation for the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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CUMMINS INC. | |||
Security: | 231021106 | Agenda Number: | 935571542 |
Ticker: | CMI | Meeting Type: | Annual |
ISIN: | US2310211063 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1) | Election of Director: N. Thomas Linebarger | Mgmt | For | For |
2) | Election of Director: Jennifer W. Rumsey | Mgmt | For | For |
3) | Election of Director: Robert J. Bernhard | Mgmt | For | For |
4) | Election of Director: Dr. Franklin R. Chang Diaz | Mgmt | For | For |
5) | Election of Director: Bruno V. Di Leo Allen | Mgmt | For | For |
6) | Election of Director: Stephen B. Dobbs | Mgmt | For | For |
7) | Election of Director: Carla A. Harris | Mgmt | For | For |
8) | Election of Director: Robert K. Herdman | Mgmt | For | For |
9) | Election of Director: Thomas J. Lynch | Mgmt | For | For |
10) | Election of Director: William I. Miller | Mgmt | For | For |
11) | Election of Director: Georgia R. Nelson | Mgmt | For | For |
12) | Election of Director: Kimberly A. Nelson | Mgmt | For | For |
13) | Election of Director: Karen H. Quintos | Mgmt | For | For |
14) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Mgmt | For | For |
15) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2022. | Mgmt | For | For |
16) | The shareholder proposal regarding an independent chairman of the board. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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DOLLAR GENERAL CORPORATION | |||
Security: | 256677105 | Agenda Number: | 935582951 |
Ticker: | DG | Meeting Type: | Annual |
ISIN: | US2566771059 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Warren F. Bryant | Mgmt | For | For |
1B. | Election of Director: Michael M. Calbert | Mgmt | For | For |
1C. | Election of Director: Patricia D. Fili-Krushel | Mgmt | For | For |
1D. | Election of Director: Timothy I. McGuire | Mgmt | For | For |
1E. | Election of Director: William C. Rhodes, III | Mgmt | For | For |
1F. | Election of Director: Debra A. Sandler | Mgmt | For | For |
1G. | Election of Director: Ralph E. Santana | Mgmt | For | For |
1H. | Election of Director: Todd J. Vasos | Mgmt | For | For |
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Mgmt | For | For |
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
4. | To vote on a shareholder proposal requesting political spending disclosure. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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EBAY INC. | |||
Security: | 278642103 | Agenda Number: | 935623973 |
Ticker: | EBAY | Meeting Type: | Annual |
ISIN: | US2786421030 | Meeting Date: | 6/8/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Adriane M. Brown | Mgmt | For | For |
1b. | Election of Director: Logan D. Green | Mgmt | For | For |
1c. | Election of Director: E. Carol Hayles | Mgmt | For | For |
1d. | Election of Director: Jamie Iannone | Mgmt | For | For |
1e. | Election of Director: Kathleen C. Mitic | Mgmt | For | For |
1f. | Election of Director: Paul S. Pressler | Mgmt | For | For |
1g. | Election of Director: Mohak Shroff | Mgmt | For | For |
1h. | Election of Director: Robert H. Swan | Mgmt | For | For |
1i. | Election of Director: Perry M. Traquina | Mgmt | For | For |
2. | Ratification of appointment of independent auditors. | Mgmt | For | For |
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For |
4. | Approval of the Amendment and Restatement of the eBay Employee Stock Purchase Plan. | Mgmt | For | For |
5. | Special Shareholder Meeting, if properly presented. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ELI LILLY AND COMPANY | |||
Security: | 532457108 | Agenda Number: | 935562858 |
Ticker: | LLY | Meeting Type: | Annual |
ISIN: | US5324571083 | Meeting Date: | 5/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director to serve a three-year term: Ralph Alvarez | Mgmt | For | For |
1B. | Election of Director to serve a three-year term: Kimberly H. Johnson | Mgmt | For | For |
1C. | Election of Director to serve a three-year term: Juan R. Luciano | Mgmt | For | For |
2. | Approval, on an advisory basis, of the compensation paid to the company’s named executive officers. | Mgmt | For | For |
3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2022. | Mgmt | For | For |
4. | Approval of amendments to the company’s Articles of Incorporation to eliminate the classified board structure. | Mgmt | For | For |
5. | Approval of amendments to the company’s Articles of Incorporation to eliminate supermajority voting provisions. | Mgmt | For | For |
6. | Approval of amendments to the company’s Articles of Incorporation to give shareholders the ability to amend the company’s bylaws. | Mgmt | For | For |
7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shr | Against | For |
8. | Shareholder proposal to publish an annual report disclosing lobbying activities. | Shr | Against | For |
9. | Shareholder proposal to disclose lobbying activities and alignment with public policy positions and statements. | Shr | Against | For |
10. | Shareholder proposal to report oversight of risks related to anticompetitive pricing strategies. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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EMERSON ELECTRIC CO. | |||
Security: | 291011104 | Agenda Number: | 935533299 |
Ticker: | EMR | Meeting Type: | Annual |
ISIN: | US2910111044 | Meeting Date: | 2/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | J. B. Bolten | Mgmt | For | For | |
2 | W. H. Easter III | Mgmt | For | For | |
3 | S. L. Karsanbhai | Mgmt | For | For | |
4 | L. M. Lee | Mgmt | For | For | |
2. | Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Mgmt | For | For | |
3. | Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Mgmt | For | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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EXPEDITORS INT’L OF WASHINGTON, INC. | |||
Security: | 302130109 | Agenda Number: | 935571732 |
Ticker: | EXPD | Meeting Type: | Annual |
ISIN: | US3021301094 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1.1 | Election of Director: Glenn M. Alger | Mgmt | For | For |
1.2 | Election of Director: Robert P. Carlile | Mgmt | For | For |
1.3 | Election of Director: James M. DuBois | Mgmt | For | For |
1.4 | Election of Director: Mark A. Emmert | Mgmt | For | For |
1.5 | Election of Director: Diane H. Gulyas | Mgmt | For | For |
1.6 | Election of Director: Jeffrey S. Musser | Mgmt | For | For |
1.7 | Election of Director: Brandon S. Pedersen | Mgmt | For | For |
1.8 | Election of Director: Liane J. Pelletier | Mgmt | For | For |
1.9 | Election of Director: Olivia D. Polius | Mgmt | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For |
3. | Ratification of Independent Registered Public Accounting Firm | Mgmt | For | For |
4. | Shareholder Proposal: Political Spending Disclosure | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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FASTENAL COMPANY | |||
Security: | 311900104 | Agenda Number: | 935558619 |
Ticker: | FAST | Meeting Type: | Annual |
ISIN: | US3119001044 | Meeting Date: | 4/23/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Scott A. Satterlee | Mgmt | For | For |
1B. | Election of Director: Michael J. Ancius | Mgmt | For | For |
1C. | Election of Director: Stephen L. Eastman | Mgmt | For | For |
1D. | Election of Director: Daniel L. Florness | Mgmt | For | For |
1E. | Election of Director: Rita J. Heise | Mgmt | For | For |
1F. | Election of Director: Hsenghung Sam Hsu | Mgmt | For | For |
1G. | Election of Director: Daniel L. Johnson | Mgmt | For | For |
1H. | Election of Director: Nicholas J. Lundquist | Mgmt | For | For |
1I. | Election of Director: Sarah N. Nielsen | Mgmt | For | For |
1J. | Election of Director: Reyne K. Wisecup | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
3. | Approval, by non-binding vote, of executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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GARMIN LTD | |||
Security: | H2906T109 | Agenda Number: | 935629355 |
Ticker: | GRMN | Meeting Type: | Annual |
ISIN: | CH0114405324 | Meeting Date: | 6/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1. | Approval of Garmin’s 2021 Annual Report, including the consolidated financial statements of Garmin for the fiscal year ended December 25, 2021 and the statutory financial statements of Garmin for the fiscal year ended December 25, 2021 | Mgmt | For | For |
2. | Approval of the appropriation of available earnings | Mgmt | For | For |
3. | Approval of the payment of a cash dividend in the aggregate amount of U.S. $2.92 per outstanding share out of Garmin’s reserve from capital contribution in four equal installments | Mgmt | For | For |
4. | Discharge of the members of the Board of Directors and the Executive Management from liability for the fiscal year ended December 25, 2021 | Mgmt | For | For |
5A. | Re-election of Director: Jonathan C. Burrell | Mgmt | For | For |
5B. | Re-election of Director: Joseph J. Hartnett | Mgmt | For | For |
5C. | Re-election of Director: Min H. Kao | Mgmt | For | For |
5D. | Re-election of Director: Catherine A. Lewis | Mgmt | For | For |
5E. | Re-election of Director: Charles W. Peffer | Mgmt | For | For |
5F. | Re-election of Director: Clifton A. Pemble | Mgmt | For | For |
6. | Re-election of Min H. Kao as Executive Chairman of the Board of Directors | Mgmt | Against | Against |
7A. | Re-election of Compensation Committee member: Jonathan C. Burrell | Mgmt | Against | Against |
7B. | Re-election of Compensation Committee member: Joseph J. Hartnett | Mgmt | For | For |
7C. | Re-election of Compensation Committee member: Catherine A. Lewis | Mgmt | For | For |
7D. | Re-election of Compensation Committee member: Charles W. Peffer | Mgmt | For | For |
8. | Re-election of the law firm Wuersch & Gering LLP as independent voting rights representative | Mgmt | For | For |
9. | Ratification of the appointment of Ernst & Young LLP as Garmin’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2022 and re- election of Ernst & Young Ltd as Garmin’s statutory auditor for another one-year term | Mgmt | For | For |
10. | Advisory vote on executive compensation | Mgmt | For | For |
11. | Binding vote to approve Fiscal Year 2023 maximum aggregate compensation for the Executive Management | Mgmt | For | For |
12. | Binding vote to approve maximum aggregate compensation for the Board of Directors for the period between the 2022 Annual General Meeting and the 2023 Annual General Meeting | Mgmt | For | For |
13. | Amendment to the Garmin Ltd. 2005 Equity Incentive Plan to increase the maximum number of shares authorized for issuance under the Plan that may be delivered as Restricted Shares or pursuant to Performance Units or Restricted Stock Units from 10 million to 12 million | Mgmt | For | For |
14. | Renewal of authorized share capital | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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GENERAL MILLS, INC. | |||
Security: | 370334104 | Agenda Number: | 935483987 |
Ticker: | GIS | Meeting Type: | Annual |
ISIN: | US3703341046 | Meeting Date: | 9/28/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: R. Kerry Clark | Mgmt | For | For |
1B. | Election of Director: David M. Cordani | Mgmt | For | For |
1C. | Election of Director: Jeffrey L. Harmening | Mgmt | For | For |
1D. | Election of Director: Maria G. Henry | Mgmt | For | For |
1E. | Election of Director: Jo Ann Jenkins | Mgmt | For | For |
1F. | Election of Director: Elizabeth C. Lempres | Mgmt | For | For |
1G. | Election of Director: Diane L. Neal | Mgmt | For | For |
1H. | Election of Director: Steve Odland | Mgmt | For | For |
1I. | Election of Director: Maria A. Sastre | Mgmt | For | For |
1J. | Election of Director: Eric D. Sprunk | Mgmt | For | For |
1K. | Election of Director: Jorge A. Uribe | Mgmt | For | For |
2. | Advisory Vote on Executive Compensation. | Mgmt | For | For |
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Mgmt | For | For |
4. | Amendment and Restatement of Our Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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GILEAD SCIENCES, INC. | |||
Security: | 375558103 | Agenda Number: | 935570134 |
Ticker: | GILD | Meeting Type: | Annual |
ISIN: | US3755581036 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Mgmt | For | For |
1B. | Election of Director: Jeffrey A. Bluestone, Ph.D. | Mgmt | For | For |
1C. | Election of Director: Sandra J. Horning, M.D. | Mgmt | For | For |
1D. | Election of Director: Kelly A. Kramer | Mgmt | For | For |
1E. | Election of Director: Kevin E. Lofton | Mgmt | For | For |
1F. | Election of Director: Harish Manwani | Mgmt | For | For |
1G. | Election of Director: Daniel P. O’Day | Mgmt | For | For |
1H. | Election of Director: Javier J. Rodriguez | Mgmt | For | For |
1I. | Election of Director: Anthony Welters | Mgmt | For | For |
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Mgmt | For | For |
4. | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan. | Mgmt | For | For |
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shr | Against | For |
6. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one member from Gilead’s non- management employees. | Shr | Against | For |
7. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting. | Shr | For | Against |
8. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board publish a third-party review of Gilead’s lobbying activities. | Shr | Against | For |
9. | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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HONEYWELL INTERNATIONAL INC. | |||
Security: | 438516106 | Agenda Number: | 935559510 |
Ticker: | HON | Meeting Type: | Annual |
ISIN: | US4385161066 | Meeting Date: | 4/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Darius Adamczyk | Mgmt | For | For |
1B. | Election of Director: Duncan B. Angove | Mgmt | For | For |
1C. | Election of Director: William S. Ayer | Mgmt | For | For |
1D. | Election of Director: Kevin Burke | Mgmt | For | For |
1E. | Election of Director: D. Scott Davis | Mgmt | For | For |
1F. | Election of Director: Deborah Flint | Mgmt | For | For |
1G. | Election of Director: Rose Lee | Mgmt | For | For |
1H. | Election of Director: Grace D. Lieblein | Mgmt | For | For |
1I. | Election of Director: George Paz | Mgmt | For | For |
1J. | Election of Director: Robin L. Washington | Mgmt | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For |
3. | Approval of Appointment of Independent Accountants. | Mgmt | For | For |
4. | Shareowner Proposal - Special Shareholder Meeting Improvement. | Shr | Against | For |
5. | Shareowner Proposal - Climate Lobbying Report. | Shr | Against | For |
6. | Shareowner Proposal - Environmental and Social Due Diligence. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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HORMEL FOODS CORPORATION | |||
Security: | 440452100 | Agenda Number: | 935533833 |
Ticker: | HRL | Meeting Type: | Annual |
ISIN: | US4404521001 | Meeting Date: | 1/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Prama Bhatt | Mgmt | For | For |
1B. | Election of Director: Gary C. Bhojwani | Mgmt | For | For |
1C. | Election of Director: Terrell K. Crews | Mgmt | For | For |
1D. | Election of Director: Stephen M. Lacy | Mgmt | For | For |
1E. | Election of Director: Elsa A. Murano, Ph.D. | Mgmt | For | For |
1F. | Election of Director: Susan K. Nestegard | Mgmt | For | For |
1G. | Election of Director: William A. Newlands | Mgmt | For | For |
1H. | Election of Director: Christopher J. Policinski | Mgmt | For | For |
1I. | Election of Director: Jose Luis Prado | Mgmt | For | For |
1J. | Election of Director: Sally J. Smith | Mgmt | For | For |
1K. | Election of Director: James P. Snee | Mgmt | For | For |
1L. | Election of Director: Steven A. White | Mgmt | For | For |
2. | Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 30, 2022. | Mgmt | For | For |
3. | Approve the Named Executive Officer compensation as disclosed in the Company’s 2022 annual meeting proxy statement. | Mgmt | For | For |
4. | Vote on the stockholder proposal requesting a report on external public health costs of antimicrobial resistance, if presented at the meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ILLINOIS TOOL WORKS INC. | |||
Security: | 452308109 | Agenda Number: | 935565549 |
Ticker: | ITW | Meeting Type: | Annual |
ISIN: | US4523081093 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Daniel J. Brutto | Mgmt | For | For |
1B. | Election of Director: Susan Crown | Mgmt | For | For |
1C. | Election of Director: Darrell L. Ford | Mgmt | For | For |
1D. | Election of Director: James W. Griffith | Mgmt | For | For |
1E. | Election of Director: Jay L. Henderson | Mgmt | For | For |
1F. | Election of Director: Richard H. Lenny | Mgmt | For | For |
1G. | Election of Director: E. Scott Santi | Mgmt | For | For |
1H. | Election of Director: David B. Smith, Jr. | Mgmt | For | For |
1I. | Election of Director: Pamela B. Strobel | Mgmt | For | For |
1J. | Election of Director: Anré D. Williams | Mgmt | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as ITW’s independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | Advisory vote to approve compensation of ITW’s named executive officers. | Mgmt | For | For |
4. | A non-binding stockholder proposal, if properly presented at the meeting, to reduce threshold to call special stockholder meetings from 20% to 10%. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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INTEL CORPORATION | |||
Security: | 458140100 | Agenda Number: | 935577013 |
Ticker: | INTC | Meeting Type: | Annual |
ISIN: | US4581401001 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Patrick P. Gelsinger | Mgmt | For | For |
1B. | Election of Director: James J. Goetz | Mgmt | For | For |
1C. | Election of Director: Andrea J. Goldsmith | Mgmt | For | For |
1D. | Election of Director: Alyssa H. Henry | Mgmt | For | For |
1E. | Election of Director: Omar Ishrak | Mgmt | For | For |
1F. | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | For |
1G. | Election of Director: Tsu-Jae King Liu | Mgmt | For | For |
1H. | Election of Director: Gregory D. Smith | Mgmt | For | For |
1I. | Election of Director: Dion J. Weisler | Mgmt | For | For |
1J. | Election of Director: Frank D. Yeary | Mgmt | For | For |
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | Advisory vote to approve executive compensation of our listed officers. | Mgmt | For | For |
4. | Approval of amendment and restatement of the 2006 Equity Incentive Plan. | Mgmt | For | For |
5. | Stockholder proposal requesting amendment to the company’s stockholder special meeting right, if properly presented at the meeting. | Shr | Against | For |
6. | Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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INTERNATIONAL BUSINESS MACHINES CORP. | |||
Security: | 459200101 | Agenda Number: | 935559483 |
Ticker: | IBM | Meeting Type: | Annual |
ISIN: | US4592001014 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a Term of One Year: Thomas Buberl | Mgmt | For | For |
1B. | Election of Director for a Term of One Year: David N. Farr | Mgmt | For | For |
1C. | Election of Director for a Term of One Year: Alex Gorsky | Mgmt | For | For |
1D. | Election of Director for a Term of One Year: Michelle J. Howard | Mgmt | For | For |
1E. | Election of Director for a Term of One Year: Arvind Krishna | Mgmt | For | For |
1F. | Election of Director for a Term of One Year: Andrew N. Liveris | Mgmt | For | For |
1G. | Election of Director for a Term of One Year: F. William McNabb III | Mgmt | For | For |
1H. | Election of Director for a Term of One Year: Martha E. Pollack | Mgmt | For | For |
1I. | Election of Director for a Term of One Year: Joseph R. Swedish | Mgmt | For | For |
1J. | Election of Director for a Term of One Year: Peter R. Voser | Mgmt | For | For |
1K. | Election of Director for a Term of One Year: Frederick H. Waddell | Mgmt | For | For |
1L. | Election of Director for a Term of One Year: Alfred W. Zollar | Mgmt | For | For |
2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Mgmt | For | For |
3. | Advisory Vote on Executive Compensation. | Mgmt | For | For |
4. | Stockholder Proposal to Lower Special Meeting Right Ownership Threshold. | Shr | Against | For |
5. | Stockholder Proposal to Have An Independent Board Chairman. | Shr | Against | For |
6. | Stockholder Proposal Requesting Public Report on the use of Concealment Clauses. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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INTUIT INC. | |||
Security: | 461202103 | Agenda Number: | 935527993 |
Ticker: | INTU | Meeting Type: | Annual |
ISIN: | US4612021034 | Meeting Date: | 1/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Eve Burton | Mgmt | For | For |
1B. | Election of Director: Scott D. Cook | Mgmt | For | For |
1C. | Election of Director: Richard L. Dalzell | Mgmt | For | For |
1D. | Election of Director: Sasan K. Goodarzi | Mgmt | For | For |
1E. | Election of Director: Deborah Liu | Mgmt | For | For |
1F. | Election of Director: Tekedra Mawakana | Mgmt | For | For |
1G. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For |
1H. | Election of Director: Dennis D. Powell | Mgmt | For | For |
1I. | Election of Director: Brad D. Smith | Mgmt | For | For |
1J. | Election of Director: Thomas Szkutak | Mgmt | For | For |
1K. | Election of Director: Raul Vazquez | Mgmt | For | For |
1L. | Election of Director: Jeff Weiner | Mgmt | For | For |
2. | Advisory vote to approve Intuit’s executive compensation (say-on-pay). | Mgmt | For | For |
3. | Ratification of the selection of Ernst & Young LLP as Intuit’s independent registered public accounting firm for the fiscal year ending July 31, 2022. | Mgmt | For | For |
4. | Approve the Amended and Restated 2005 Equity Incentive Plan to, among other things, increase the share reserve by an additional 18,000,000 shares and extend the term of the plan by an additional five years. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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JACK HENRY & ASSOCIATES, INC. | |||
Security: | 426281101 | Agenda Number: | 935504250 |
Ticker: | JKHY | Meeting Type: | Annual |
ISIN: | US4262811015 | Meeting Date: | 11/16/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | D. Foss | Mgmt | For | For | |
2 | M. Flanigan | Mgmt | For | For | |
3 | T. Wilson | Mgmt | For | For | |
4 | J. Fiegel | Mgmt | For | For | |
5 | T. Wimsett | Mgmt | For | For | |
6 | L. Kelly | Mgmt | For | For | |
7 | S. Miyashiro | Mgmt | For | For | |
8 | W. Brown | Mgmt | For | For | |
9 | C. Campbell | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For | |
3. | To ratify the selection of the Company’s independent registered public accounting firm. | Mgmt | For | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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JOHNSON & JOHNSON | |||
Security: | 478160104 | Agenda Number: | 935562997 |
Ticker: | JNJ | Meeting Type: | Annual |
ISIN: | US4781601046 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Darius Adamczyk | Mgmt | For | For |
1B. | Election of Director: Mary C. Beckerle | Mgmt | For | For |
1C. | Election of Director: D. Scott Davis | Mgmt | For | For |
1D. | Election of Director: Ian E. L. Davis | Mgmt | For | For |
1E. | Election of Director: Jennifer A. Doudna | Mgmt | For | For |
1F. | Election of Director: Joaquin Duato | Mgmt | For | For |
1G. | Election of Director: Alex Gorsky | Mgmt | For | For |
1H. | Election of Director: Marillyn A. Hewson | Mgmt | For | For |
1I. | Election of Director: Hubert Joly | Mgmt | For | For |
1J. | Election of Director: Mark B. McClellan | Mgmt | For | For |
1K. | Election of Director: Anne M. Mulcahy | Mgmt | For | For |
1L. | Election of Director: A. Eugene Washington | Mgmt | For | For |
1M. | Election of Director: Mark A. Weinberger | Mgmt | For | For |
1N. | Election of Director: Nadja Y. West | Mgmt | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | Against | Against |
3. | Approval of the Company’s 2022 Long-Term Incentive Plan. | Mgmt | For | For |
4. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For |
5. | Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw). | Shr | Against | |
6. | Civil Rights, Equity, Diversity & Inclusion Audit Proposal. | Shr | Against | For |
7. | Third Party Racial Justice Audit. | Shr | For | Against |
8. | Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics. | Shr | Against | For |
9. | Report on Public Health Costs of Protecting Vaccine Technology. | Shr | Against | For |
10. | Discontinue Global Sales of Baby Powder Containing Talc. | Shr | For | Against |
11. | Request for Charitable Donations Disclosure. | Shr | Against | For |
12. | Third Party Review and Report on Lobbying Activities Alignment with Position on Universal Health Coverage. | Shr | Against | For |
13. | Adopt Policy to Include Legal and Compliance Costs in Incentive Compensation Metrics. | Shr | For | Against |
14. | CEO Compensation to Weigh Workforce Pay and Ownership. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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JPMORGAN CHASE & CO. | |||
Security: | 46625H100 | Agenda Number: | 935580515 |
Ticker: | JPM | Meeting Type: | Annual |
ISIN: | US46625H1005 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Linda B. Bammann | Mgmt | For | For |
1b. | Election of Director: Stephen B. Burke | Mgmt | For | For |
1c. | Election of Director: Todd A. Combs | Mgmt | For | For |
1d. | Election of Director: James S. Crown | Mgmt | For | For |
1e. | Election of Director: James Dimon | Mgmt | For | For |
1f. | Election of Director: Timothy P. Flynn | Mgmt | For | For |
1g. | Election of Director: Mellody Hobson | Mgmt | For | For |
1h. | Election of Director: Michael A. Neal | Mgmt | For | For |
1i. | Election of Director: Phebe N. Novakovic | Mgmt | For | For |
1j. | Election of Director: Virginia M. Rometty | Mgmt | For | For |
2. | Advisory resolution to approve executive compensation | Mgmt | Against | Against |
3. | Ratification of independent registered public accounting firm | Mgmt | For | For |
4. | Fossil fuel financing | Shr | Against | For |
5. | Special shareholder meeting improvement | Shr | For | Against |
6. | Independent board chairman | Shr | Against | For |
7. | Board diversity resolution | Shr | Against | For |
8. | Conversion to public benefit corporation | Shr | Against | For |
9. | Report on setting absolute contraction targets | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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KIMBERLY-CLARK CORPORATION | |||
Security: | 494368103 | Agenda Number: | 935557249 |
Ticker: | KMB | Meeting Type: | Annual |
ISIN: | US4943681035 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a term expire at 2023 Annual Meeting: Sylvia M. Burwell | Mgmt | For | For |
1B. | Election of Director for a term expire at 2023 Annual Meeting: John W. Culver | Mgmt | For | For |
1C. | Election of Director for a term expire at 2023 Annual Meeting: Robert W. Decherd | Mgmt | For | For |
1D. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. Hsu | Mgmt | For | For |
1E. | Election of Director for a term expire at 2023 Annual Meeting: Mae C. Jemison, M.D. | Mgmt | For | For |
1F. | Election of Director for a term expire at 2023 Annual Meeting: S. Todd Maclin | Mgmt | For | For |
1G. | Election of Director for a term expire at 2023 Annual Meeting: Deirdre A. Mahlan | Mgmt | For | For |
1H. | Election of Director for a term expire at 2023 Annual Meeting: Sherilyn S. McCoy | Mgmt | For | For |
1I. | Election of Director for a term expire at 2023 Annual Meeting: Christa S. Quarles | Mgmt | For | For |
1J. | Election of Director for a term expire at 2023 Annual Meeting: Jaime A. Ramirez | Mgmt | For | For |
1K. | Election of Director for a term expire at 2023 Annual Meeting: Dunia A. Shive | Mgmt | For | For |
1L. | Election of Director for a term expire at 2023 Annual Meeting: Mark T. Smucker | Mgmt | For | For |
1M. | Election of Director for a term expire at 2023 Annual Meeting: Michael D. White | Mgmt | For | For |
2. | Ratification of Auditor | Mgmt | For | For |
3. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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L3HARRIS TECHNOLOGIES INC. | |||
Security: | 502431109 | Agenda Number: | 935559661 |
Ticker: | LHX | Meeting Type: | Annual |
ISIN: | US5024311095 | Meeting Date: | 4/22/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a Term Expiring at 2023: Sallie B. Bailey | Mgmt | For | For |
1B. | Election of Director for a Term Expiring at 2023: William M. Brown | Mgmt | For | For |
1C. | Election of Director for a Term Expiring at 2023: Peter W. Chiarelli | Mgmt | For | For |
1D. | Election of Director for a Term Expiring at 2023: Thomas A. Corcoran | Mgmt | For | For |
1E. | Election of Director for a Term Expiring at 2023: Thomas A. Dattilo | Mgmt | For | For |
1F. | Election of Director for a Term Expiring at 2023: Roger B. Fradin | Mgmt | For | For |
1G. | Election of Director for a Term Expiring at 2023: Harry B. Harris Jr. | Mgmt | For | For |
1H. | Election of Director for a Term Expiring at 2023: Lewis Hay III | Mgmt | For | For |
1I. | Election of Director for a Term Expiring at 2023: Lewis Kramer | Mgmt | For | For |
1J. | Election of Director for a Term Expiring at 2023: Christopher E. Kubasik | Mgmt | For | For |
1K. | Election of Director for a Term Expiring at 2023: Rita S. Lane | Mgmt | For | For |
1L. | Election of Director for a Term Expiring at 2023: Robert B. Millard | Mgmt | For | For |
1M. | Election of Director for a Term Expiring at 2023: Lloyd W. Newton | Mgmt | For | For |
2. | To amend Our Restated Certificate of Incorporation to increase the maximum number of Board seats | Mgmt | For | For |
3. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Mgmt | For | For |
4. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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LOCKHEED MARTIN CORPORATION | |||
Security: | 539830109 | Agenda Number: | 935564751 |
Ticker: | LMT | Meeting Type: | Annual |
ISIN: | US5398301094 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Daniel F. Akerson | Mgmt | For | For |
1B. | Election of Director: David B. Burritt | Mgmt | For | For |
1C. | Election of Director: Bruce A. Carlson | Mgmt | For | For |
1D. | Election of Director: John M. Donovan | Mgmt | For | For |
1E. | Election of Director: Joseph F. Dunford, Jr. | Mgmt | For | For |
1F. | Election of Director: James O. Ellis, Jr. | Mgmt | For | For |
1G. | Election of Director: Thomas J. Falk | Mgmt | For | For |
1H. | Election of Director: Ilene S. Gordon | Mgmt | For | For |
1I. | Election of Director: Vicki A. Hollub | Mgmt | For | For |
1J. | Election of Director: Jeh C. Johnson | Mgmt | For | For |
1K. | Election of Director: Debra L. Reed-Klages | Mgmt | For | For |
1L. | Election of Director: James D. Taiclet | Mgmt | For | For |
1M. | Election of Director: Patricia E. Yarrington | Mgmt | For | For |
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2022. | Mgmt | For | For |
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on- Pay) | Mgmt | For | For |
4. | Stockholder Proposal to Reduce Threshold for Calling Special Stockholder Meetings. | Shr | For | Against |
5. | Stockholder Proposal to Issue a Human Rights Impact Assessment Report. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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LOWE’S COMPANIES, INC. | |||
Security: | 548661107 | Agenda Number: | 935607210 |
Ticker: | LOW | Meeting Type: | Annual |
ISIN: | US5486611073 | Meeting Date: | 5/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Raul Alvarez | Mgmt | For | For | |
2 | David H. Batchelder | Mgmt | For | For | |
3 | Sandra B. Cochran | Mgmt | For | For | |
4 | Laurie Z. Douglas | Mgmt | For | For | |
5 | Richard W. Dreiling | Mgmt | For | For | |
6 | Marvin R. Ellison | Mgmt | For | For | |
7 | Daniel J. Heinrich | Mgmt | For | For | |
8 | Brian C. Rogers | Mgmt | For | For | |
9 | Bertram L. Scott | Mgmt | For | For | |
10 | Colleen Taylor | Mgmt | For | For | |
11 | Mary Beth West | Mgmt | For | For | |
2. | Advisory vote to approve the Company’s named executive officer compensation in fiscal 2021. | Mgmt | For | For | |
3. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For | |
4. | Approval of the Amended and Restated Lowe’s Companies, Inc. 2006 Long Term Incentive Plan. | Mgmt | For | For | |
5. | Shareholder proposal requesting a report on median and adjusted pay gaps across race and gender. | Shr | For | Against | |
6. | Shareholder proposal regarding amending the Company’s proxy access bylaw to remove shareholder aggregation limits. | Shr | Against | For | |
7. | Shareholder proposal requesting a report on risks of state policies restricting reproductive health care. | Shr | Against | For | |
8. | Shareholder proposal requesting a civil rights and non- discrimination audit and report. | Shr | Against | For | |
9. | Shareholder proposal requesting a report on risks from worker misclassification by certain Company vendors. | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MARSH & MCLENNAN COMPANIES, INC. | |||
Security: | 571748102 | Agenda Number: | 935591330 |
Ticker: | MMC | Meeting Type: | Annual |
ISIN: | US5717481023 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Anthony K. Anderson | Mgmt | For | For |
1B. | Election of Director: Hafize Gaye Erkan | Mgmt | For | For |
1C. | Election of Director: Oscar Fanjul | Mgmt | For | For |
1D. | Election of Director: Daniel S. Glaser | Mgmt | For | For |
1E. | Election of Director: H. Edward Hanway | Mgmt | For | For |
1F. | Election of Director: Deborah C. Hopkins | Mgmt | For | For |
1G. | Election of Director: Tamara Ingram | Mgmt | For | For |
1H. | Election of Director: Jane H. Lute | Mgmt | For | For |
1I. | Election of Director: Steven A. Mills | Mgmt | For | For |
1J. | Election of Director: Bruce P. Nolop | Mgmt | For | For |
1K. | Election of Director: Morton O. Schapiro | Mgmt | For | For |
1L. | Election of Director: Lloyd M. Yates | Mgmt | For | For |
1M. | Election of Director: R. David Yost | Mgmt | For | For |
2. | Advisory (Nonbinding) Vote to Approve Named Executive Officer Compensation | Mgmt | For | For |
3. | Ratification of Selection of Independent Registered Public Accounting Firm | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MCDONALD’S CORPORATION | |||
Security: | 580135101 | Agenda Number: | 935606965 |
Ticker: | MCD | Meeting Type: | Contested Annual |
ISIN: | US5801351017 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Lloyd Dean | Mgmt | For | For | |
2 | Robert Eckert | Mgmt | For | For | |
3 | Catherine Engelbert | Mgmt | For | For | |
4 | Margaret Georgiadis | Mgmt | For | For | |
5 | Enrique Hernandez, Jr. | Mgmt | For | For | |
6 | Christopher Kempczinski | Mgmt | For | For | |
7 | Richard Lenny | Mgmt | For | For | |
8 | John Mulligan | Mgmt | For | For | |
9 | Sheila Penrose | Mgmt | For | For | |
10 | John Rogers, Jr. | Mgmt | For | For | |
11 | Paul Walsh | Mgmt | For | For | |
12 | Miles White | Mgmt | For | For | |
2. | Advisory vote to approve executive compensation. | Mgmt | Against | Against | |
3. | Advisory vote to ratify the appointment of Ernst & Young LLP as independent auditor for 2022. | Mgmt | For | For | |
4. | Advisory vote on a shareholder proposal requesting to modify the threshold to call special shareholders’ meetings, if properly presented. | Shr | Against | For | |
5. | Advisory vote on a shareholder proposal requesting a report on reducing plastics use, if properly presented. | Shr | Against | For | |
6. | Advisory vote on a shareholder proposal requesting a report on antibiotics and public health costs, if properly presented. | Shr | Against | For | |
7. | Advisory vote on a shareholder proposal requesting disclosure regarding confinement stall use in the Company’s U.S. pork supply chain, if properly presented. | Shr | Against | For | |
8. | Advisory vote on a shareholder proposal requesting a third party civil rights audit, if properly presented. | Shr | Against | For | |
9. | Advisory vote on a shareholder proposal requesting a report on lobbying activities and expenditures, if properly presented. | Shr | Against | For | |
10. | Advisory vote on a shareholder proposal requesting a report on global public policy and political influence, if properly presented. | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MEDTRONIC PLC | |||
Security: | G5960L103 | Agenda Number: | 935510429 |
Ticker: | MDT | Meeting Type: | Annual |
ISIN: | IE00BTN1Y115 | Meeting Date: | 12/9/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director until the 2022 Annual General Meeting: Richard H. Anderson | Mgmt | For | For |
1B. | Election of Director until the 2022 Annual General Meeting: Craig Arnold | Mgmt | For | For |
1C. | Election of Director until the 2022 Annual General Meeting: Scott C. Donnelly | Mgmt | For | For |
1D. | Election of Director until the 2022 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Mgmt | For | For |
1E. | Election of Director until the 2022 Annual General Meeting: Randall J. Hogan, III | Mgmt | For | For |
1F. | Election of Director until the 2022 Annual General Meeting: Kevin E. Lofton | Mgmt | For | For |
1G. | Election of Director until the 2022 Annual General Meeting: Geoffrey S. Martha | Mgmt | For | For |
1H. | Election of Director until the 2022 Annual General Meeting: Elizabeth G. Nabel, M.D. | Mgmt | For | For |
1I. | Election of Director until the 2022 Annual General Meeting: Denise M. O’Leary | Mgmt | For | For |
1J. | Election of Director until the 2022 Annual General Meeting: Kendall J. Powell | Mgmt | For | For |
2. | Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company’s independent auditor for fiscal year 2022 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Mgmt | For | For |
3. | Approving, on an advisory basis, the Company’s executive compensation. | Mgmt | For | For |
4. | Approving, on an advisory basis, the frequency of Say-on-Pay votes. | Mgmt | 1 Year | For |
5. | Approving the new 2021 Medtronic plc Long Term Incentive Plan. | Mgmt | For | For |
6. | Renewing the Board of Directors’ authority to issue shares under Irish law. | Mgmt | For | For |
7. | Renewing the Board of Directors’ authority to opt out of pre- emption rights under Irish law. | Mgmt | For | For |
8. | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MERCK & CO., INC. | |||
Security: | 58933Y105 | Agenda Number: | 935591570 |
Ticker: | MRK | Meeting Type: | Annual |
ISIN: | US58933Y1055 | Meeting Date: | 5/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Douglas M. Baker, Jr. | Mgmt | For | For |
1B. | Election of Director: Mary Ellen Coe | Mgmt | For | For |
1C. | Election of Director: Pamela J. Craig | Mgmt | For | For |
1D. | Election of Director: Robert M. Davis | Mgmt | For | For |
1E. | Election of Director: Kenneth C. Frazier | Mgmt | For | For |
1F. | Election of Director: Thomas H. Glocer | Mgmt | For | For |
1G. | Election of Director: Risa J. Lavizzo-Mourey, M.D. | Mgmt | For | For |
1H. | Election of Director: Stephen L. Mayo, Ph.D. | Mgmt | For | For |
1I. | Election of Director: Paul B. Rothman, M.D. | Mgmt | For | For |
1J. | Election of Director: Patricia F. Russo | Mgmt | For | For |
1K. | Election of Director: Christine E. Seidman, M.D. | Mgmt | For | For |
1L. | Election of Director: Inge G. Thulin | Mgmt | For | For |
1M. | Election of Director: Kathy J. Warden | Mgmt | For | For |
1N. | Election of Director: Peter C. Wendell | Mgmt | For | For |
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For |
3. | Ratification of the appointment of the Company’s independent registered public accounting firm for 2022. | Mgmt | For | For |
4. | Shareholder proposal regarding an independent board chairman. | Shr | Against | For |
5. | Shareholder proposal regarding access to COVID-19 products. | Shr | Against | For |
6. | Shareholder proposal regarding lobbying expenditure disclosure. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MICROSOFT CORPORATION | |||
Security: | 594918104 | Agenda Number: | 935505480 |
Ticker: | MSFT | Meeting Type: | Annual |
ISIN: | US5949181045 | Meeting Date: | 11/30/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Reid G. Hoffman | Mgmt | For | For |
1B. | Election of Director: Hugh F. Johnston | Mgmt | For | For |
1C. | Election of Director: Teri L. List | Mgmt | For | For |
1D. | Election of Director: Satya Nadella | Mgmt | For | For |
1E. | Election of Director: Sandra E. Peterson | Mgmt | For | For |
1F. | Election of Director: Penny S. Pritzker | Mgmt | For | For |
1G. | Election of Director: Carlos A. Rodriguez | Mgmt | For | For |
1H. | Election of Director: Charles W. Scharf | Mgmt | For | For |
1I. | Election of Director: John W. Stanton | Mgmt | For | For |
1J. | Election of Director: John W. Thompson | Mgmt | For | For |
1K. | Election of Director: Emma N. Walmsley | Mgmt | For | For |
1L. | Election of Director: Padmasree Warrior | Mgmt | For | For |
2. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For |
3. | Approve Employee Stock Purchase Plan. | Mgmt | For | For |
4. | Ratification of the Selection of Deloitte & Touche LLP as our Independent Auditor for Fiscal Year 2022. | Mgmt | For | For |
5. | Shareholder Proposal - Report on median pay gaps across race and gender. | Shr | Against | For |
6. | Shareholder Proposal - Report on effectiveness of workplace sexual harassment policies. | Shr | For | Against |
7. | Shareholder Proposal - Prohibition on sales of facial recognition technology to all government entities. | Shr | Against | For |
8. | Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge. | Shr | Against | For |
9. | Shareholder Proposal - Report on how lobbying activities align with company policies. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MONDELEZ INTERNATIONAL, INC. | |||
Security: | 609207105 | Agenda Number: | 935587379 |
Ticker: | MDLZ | Meeting Type: | Annual |
ISIN: | US6092071058 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Lewis W.K. Booth | Mgmt | For | For |
1B. | Election of Director: Charles E. Bunch | Mgmt | For | For |
1C. | Election of Director: Ertharin Cousin | Mgmt | For | For |
1D. | Election of Director: Lois D. Juliber | Mgmt | For | For |
1E. | Election of Director: Jorge S. Mesquita | Mgmt | For | For |
1F. | Election of Director: Jane Hamilton Nielsen | Mgmt | For | For |
1G. | Election of Director: Christiana S. Shi | Mgmt | For | For |
1H. | Election of Director: Patrick T. Siewert | Mgmt | For | For |
1I. | Election of Director: Michael A. Todman | Mgmt | For | For |
1J. | Election of Director: Dirk Van de Put | Mgmt | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For |
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2022. | Mgmt | For | For |
4. | Conduct and Publish Racial Equity Audit. | Shr | For | Against |
5. | Require Independent Chair of the Board. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MOODY’S CORPORATION | |||
Security: | 615369105 | Agenda Number: | 935561767 |
Ticker: | MCO | Meeting Type: | Annual |
ISIN: | US6153691059 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Jorge A. Bermudez | Mgmt | For | For |
1B. | Election of Director: Thérèse Esperdy | Mgmt | For | For |
1C. | Election of Director: Robert Fauber | Mgmt | For | For |
1D. | Election of Director: Vincent A. Forlenza | Mgmt | For | For |
1E. | Election of Director: Kathryn M. Hill | Mgmt | For | For |
1F. | Election of Director: Lloyd W. Howell, Jr. | Mgmt | For | For |
1G. | Election of Director: Raymond W. McDaniel, Jr. | Mgmt | For | For |
1H. | Election of Director: Leslie F. Seidman | Mgmt | For | For |
1I. | Election of Director: Zig Serafin | Mgmt | For | For |
1J. | Election of Director: Bruce Van Saun | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2022. | Mgmt | For | For |
3. | Advisory resolution approving executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MOTOROLA SOLUTIONS, INC. | |||
Security: | 620076307 | Agenda Number: | 935583117 |
Ticker: | MSI | Meeting Type: | Annual |
ISIN: | US6200763075 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director for a one year term: Gregory Q. Brown | Mgmt | For | For |
1B. | Election of Director for a one year term: Kenneth D. Denman | Mgmt | For | For |
1C. | Election of Director for a one year term: Egon P. Durban | Mgmt | For | For |
1D. | Election of Director for a one year term: Ayanna M. Howard | Mgmt | For | For |
1E. | Election of Director for a one year term: Clayton M. Jones | Mgmt | For | For |
1F. | Election of Director for a one year term: Judy C. Lewent | Mgmt | For | For |
1G. | Election of Director for a one year term: Gregory K. Mondre | Mgmt | For | For |
1H. | Election of Director for a one year term: Joseph M. Tucci | Mgmt | For | For |
2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For |
3. | Advisory Approval of the Company’s Executive Compensation. | Mgmt | For | For |
4. | Approval of the Motorola Solutions Amended and Restated Omnibus Incentive Plan of 2015. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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MSCI INC. | |||
Security: | 55354G100 | Agenda Number: | 935557718 |
Ticker: | MSCI | Meeting Type: | Annual |
ISIN: | US55354G1004 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Henry A. Fernandez | Mgmt | For | For |
1B. | Election of Director: Robert G. Ashe | Mgmt | For | For |
1C. | Election of Director: Wayne Edmunds | Mgmt | For | For |
1D. | Election of Director: Catherine R. Kinney | Mgmt | For | For |
1E. | Election of Director: Jacques P. Perold | Mgmt | For | For |
1F. | Election of Director: Sandy C. Rattray | Mgmt | For | For |
1G. | Election of Director: Linda H. Riefler | Mgmt | For | For |
1H. | Election of Director: Marcus L. Smith | Mgmt | For | For |
1I. | Election of Director: Rajat Taneja | Mgmt | For | For |
1J. | Election of Director: Paula Volent | Mgmt | For | For |
2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Mgmt | For | For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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NIKE, INC. | |||
Security: | 654106103 | Agenda Number: | 935484624 |
Ticker: | NKE | Meeting Type: | Annual |
ISIN: | US6541061031 | Meeting Date: | 10/6/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Class B Director: Alan B. Graf, Jr. | Mgmt | For | For |
1B. | Election of Class B Director: Peter B. Henry | Mgmt | For | For |
1C. | Election of Class B Director: Michelle A. Peluso | Mgmt | For | For |
2. | To approve executive compensation by an advisory vote. | Mgmt | For | For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm. | Mgmt | For | For |
4. | To consider a shareholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shr | Against | For |
5. | To consider a shareholder proposal regarding a human rights impact assessment, if properly presented at the meeting. | Shr | Against | For |
6. | To consider a shareholder proposal regarding supplemental pay equity disclosure, if properly presented at the meeting. | Shr | Against | For |
7. | To consider a shareholder proposal regarding diversity and inclusion efforts reporting, if properly presented at the meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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NORFOLK SOUTHERN CORPORATION | |||
Security: | 655844108 | Agenda Number: | 935576833 |
Ticker: | NSC | Meeting Type: | Annual |
ISIN: | US6558441084 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Thomas D. Bell, Jr. | Mgmt | For | For |
1B. | Election of Director: Mitchell E. Daniels, Jr. | Mgmt | For | For |
1C. | Election of Director: Marcela E. Donadio | Mgmt | For | For |
1D. | Election of Director: John C. Huffard, Jr. | Mgmt | For | For |
1E. | Election of Director: Christopher T. Jones | Mgmt | For | For |
1F. | Election of Director: Thomas C. Kelleher | Mgmt | For | For |
1G. | Election of Director: Steven F. Leer | Mgmt | For | For |
1H. | Election of Director: Michael D. Lockhart | Mgmt | For | For |
1I. | Election of Director: Amy E. Miles | Mgmt | For | For |
1J. | Election of Director: Claude Mongeau | Mgmt | For | For |
1K. | Election of Director: Jennifer F. Scanlon | Mgmt | For | For |
1L. | Election of Director: Alan H. Shaw | Mgmt | For | For |
1M. | Election of Director: James A. Squires | Mgmt | For | For |
1N. | Election of Director: John R. Thompson | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP, independent registered public accounting firm, as Norfolk Southern’s independent auditors for the year ending December 31, 2022. | Mgmt | For | For |
3. | Approval of the advisory resolution on executive compensation, as disclosed in the proxy statement for the 2022 Annual Meeting of Shareholders. | Mgmt | For | For |
4. | A shareholder proposal regarding reducing the percentage of shareholders required to call a special meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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NORTHROP GRUMMAN CORPORATION | |||
Security: | 666807102 | Agenda Number: | 935592495 |
Ticker: | NOC | Meeting Type: | Annual |
ISIN: | US6668071029 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Kathy J. Warden | Mgmt | For | For |
1B. | Election of Director: David P. Abney | Mgmt | For | For |
1C. | Election of Director: Marianne C. Brown | Mgmt | For | For |
1D. | Election of Director: Donald E. Felsinger | Mgmt | For | For |
1E. | Election of Director: Ann M. Fudge | Mgmt | For | For |
1F. | Election of Director: William H. Hernandez | Mgmt | For | For |
1G. | Election of Director: Madeleine A. Kleiner | Mgmt | For | For |
1H. | Election of Director: Karl J. Krapek | Mgmt | For | For |
1I. | Election of Director: Graham N. Robinson | Mgmt | For | For |
1J. | Election of Director: Gary Roughead | Mgmt | For | For |
1K. | Election of Director: Thomas M. Schoewe | Mgmt | For | For |
1L. | Election of Director: James S. Turley | Mgmt | For | For |
1M. | Election of Director: Mark A. Welsh III | Mgmt | For | For |
2. | Proposal to approve, on an advisory basis, the compensation of the Company’s Named Executive Officers. | Mgmt | For | For |
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s Independent Auditor for fiscal year ending December 31, 2022. | Mgmt | For | For |
4. | Shareholder proposal to change the ownership threshold for shareholders to call a special meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ORACLE CORPORATION | |||
Security: | 68389X105 | Agenda Number: | 935498027 |
Ticker: | ORCL | Meeting Type: | Annual |
ISIN: | US68389X1054 | Meeting Date: | 11/10/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Jeffrey S. Berg | Mgmt | For | For | |
2 | Michael J. Boskin | Mgmt | For | For | |
3 | Safra A. Catz | Mgmt | For | For | |
4 | Bruce R. Chizen | Mgmt | For | For | |
5 | George H. Conrades | Mgmt | For | For | |
6 | Lawrence J. Ellison | Mgmt | For | For | |
7 | Rona A. Fairhead | Mgmt | For | For | |
8 | Jeffrey O. Henley | Mgmt | For | For | |
9 | Renee J. James | Mgmt | For | For | |
10 | Charles W. Moorman IV | Mgmt | For | For | |
11 | Leon E. Panetta | Mgmt | For | For | |
12 | William G. Parrett | Mgmt | For | For | |
13 | Naomi O. Seligman | Mgmt | For | For | |
14 | Vishal Sikka | Mgmt | For | For | |
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Mgmt | Against | Against | |
3. | Approve an Amendment to the Oracle Corporation 2020 Equity Incentive Plan. | Mgmt | Against | Against | |
4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Mgmt | For | For | |
5. | Stockholder Proposal Regarding Racial Equity Audit. | Shr | For | Against | |
6. | Stockholder Proposal Regarding Independent Board Chair. | Shr | Against | For | |
7. | Stockholder Proposal Regarding Political Spending. | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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PAYCHEX, INC. | |||
Security: | 704326107 | Agenda Number: | 935489725 |
Ticker: | PAYX | Meeting Type: | Annual |
ISIN: | US7043261079 | Meeting Date: | 10/14/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: B. Thomas Golisano | Mgmt | For | For |
1B. | Election of Director: Thomas F. Bonadio | Mgmt | For | For |
1C. | Election of Director: Joseph G. Doody | Mgmt | For | For |
1D. | Election of Director: David J.S. Flaschen | Mgmt | For | For |
1E. | Election of Director: Pamela A. Joseph | Mgmt | For | For |
1F. | Election of Director: Martin Mucci | Mgmt | For | For |
1G. | Election of Director: Kevin A. Price | Mgmt | For | For |
1H. | Election of Director: Joseph M. Tucci | Mgmt | For | For |
1I. | Election of Director: Joseph M. Velli | Mgmt | For | For |
1J. | Election of Director: Kara Wilson | Mgmt | For | For |
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Mgmt | For | For |
3. | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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PEPSICO, INC. | |||
Security: | 713448108 | Agenda Number: | 935567997 |
Ticker: | PEP | Meeting Type: | Annual |
ISIN: | US7134481081 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Segun Agbaje | Mgmt | For | For |
1B. | Election of Director: Shona L. Brown | Mgmt | For | For |
1C. | Election of Director: Cesar Conde | Mgmt | For | For |
1D. | Election of Director: Ian Cook | Mgmt | For | For |
1E. | Election of Director: Edith W. Cooper | Mgmt | For | For |
1F. | Election of Director: Dina Dublon | Mgmt | For | For |
1G. | Election of Director: Michelle Gass | Mgmt | For | For |
1H. | Election of Director: Ramon L. Laguarta | Mgmt | For | For |
1I. | Election of Director: Dave Lewis | Mgmt | For | For |
1J. | Election of Director: David C. Page | Mgmt | For | For |
1K. | Election of Director: Robert C. Pohlad | Mgmt | For | For |
1L. | Election of Director: Daniel Vasella | Mgmt | For | For |
1M. | Election of Director: Darren Walker | Mgmt | For | For |
1N. | Election of Director: Alberto Weisser | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
3. | Advisory approval of the Company’s executive compensation. | Mgmt | For | For |
4. | Shareholder Proposal - Independent Board Chairman. | Shr | Against | For |
5. | Shareholder Proposal - Report on Global Public Policy and Political Influence Outside the U.S. | Shr | Against | For |
6. | Shareholder Proposal - Report on Public Health Costs. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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PFIZER INC. | |||
Security: | 717081103 | Agenda Number: | 935562062 |
Ticker: | PFE | Meeting Type: | Annual |
ISIN: | US7170811035 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Ronald E. Blaylock | Mgmt | For | For |
1B. | Election of Director: Albert Bourla | Mgmt | For | For |
1C. | Election of Director: Susan Desmond-Hellmann | Mgmt | For | For |
1D. | Election of Director: Joseph J. Echevarria | Mgmt | For | For |
1E. | Election of Director: Scott Gottlieb | Mgmt | For | For |
1F. | Election of Director: Helen H. Hobbs | Mgmt | For | For |
1G. | Election of Director: Susan Hockfield | Mgmt | For | For |
1H. | Election of Director: Dan R. Littman | Mgmt | For | For |
1I. | Election of Director: Shantanu Narayen | Mgmt | For | For |
1J. | Election of Director: Suzanne Nora Johnson | Mgmt | For | For |
1K. | Election of Director: James Quincey | Mgmt | For | For |
1L. | Election of Director: James C. Smith | Mgmt | For | For |
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Mgmt | For | For |
3. | 2022 advisory approval of executive compensation | Mgmt | For | For |
4. | Shareholder proposal regarding amending proxy access | Shr | Against | For |
5. | Shareholder proposal regarding report on political expenditures congruency | Shr | Against | For |
6. | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shr | Against | For |
7. | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shr | Against | For |
8. | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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PHILIP MORRIS INTERNATIONAL INC. | |||
Security: | 718172109 | Agenda Number: | 935568355 |
Ticker: | PM | Meeting Type: | Annual |
ISIN: | US7181721090 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Brant Bonin Bough | Mgmt | For | For |
1B. | Election of Director: André Calantzopoulos | Mgmt | For | For |
1C. | Election of Director: Michel Combes | Mgmt | For | For |
1D. | Election of Director: Juan José Daboub | Mgmt | For | For |
1E. | Election of Director: Werner Geissler | Mgmt | For | For |
1F. | Election of Director: Lisa A. Hook | Mgmt | For | For |
1G. | Election of Director: Jun Makihara | Mgmt | For | For |
1H. | Election of Director: Kalpana Morparia | Mgmt | For | For |
1I. | Election of Director: Lucio A. Noto | Mgmt | For | For |
1J. | Election of Director: Jacek Olczak | Mgmt | For | For |
1K. | Election of Director: Frederik Paulsen | Mgmt | For | For |
1L. | Election of Director: Robert B. Polet | Mgmt | For | For |
1M. | Election of Director: Dessislava Temperley | Mgmt | For | For |
1N. | Election of Director: Shlomo Yanai | Mgmt | For | For |
2. | Advisory Vote Approving Executive Compensation. | Mgmt | For | For |
3. | 2022 Performance Incentive Plan. | Mgmt | For | For |
4. | Ratification of the Selection of Independent Auditors. | Mgmt | For | For |
5. | Shareholder Proposal to phase out all health-hazardous and addictive products produced by Philip Morris International Inc. by 2025. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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QUALCOMM INCORPORATED | |||
Security: | 747525103 | Agenda Number: | 935543567 |
Ticker: | QCOM | Meeting Type: | Annual |
ISIN: | US7475251036 | Meeting Date: | 3/9/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Sylvia Acevedo | Mgmt | For | For |
1B. | Election of Director: Cristiano R. Amon | Mgmt | For | For |
1C. | Election of Director: Mark Fields | Mgmt | For | For |
1D. | Election of Director: Jeffrey W. Henderson | Mgmt | For | For |
1E. | Election of Director: Gregory N. Johnson | Mgmt | For | For |
1F. | Election of Director: Ann M. Livermore | Mgmt | For | For |
1G. | Election of Director: Mark D. McLaughlin | Mgmt | For | For |
1H. | Election of Director: Jamie S. Miller | Mgmt | For | For |
1I. | Election of Director: Irene B. Rosenfeld | Mgmt | For | For |
1J. | Election of Director: Kornelis (Neil) Smit | Mgmt | For | For |
1K. | Election of Director: Jean-Pascal Tricoire | Mgmt | For | For |
1L. | Election of Director: Anthony J. Vinciquerra | Mgmt | For | For |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022. | Mgmt | For | For |
3. | Advisory vote to approve the compensation of our Named Executive Officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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QUEST DIAGNOSTICS INCORPORATED | |||
Security: | 74834L100 | Agenda Number: | 935621107 |
Ticker: | DGX | Meeting Type: | Annual |
ISIN: | US74834L1008 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1.1 | Election of Director: Tracey C. Doi | Mgmt | For | For |
1.2 | Election of Director: Vicky B. Gregg | Mgmt | For | For |
1.3 | Election of Director: Wright L. Lassiter III | Mgmt | For | For |
1.4 | Election of Director: Timothy L. Main | Mgmt | For | For |
1.5 | Election of Director: Denise M. Morrison | Mgmt | For | For |
1.6 | Election of Director: Gary M. Pfeiffer | Mgmt | For | For |
1.7 | Election of Director: Timothy M. Ring | Mgmt | For | For |
1.8 | Election of Director: Stephen H. Rusckowski | Mgmt | For | For |
1.9 | Election of Director: Gail R. Wilensky | Mgmt | For | For |
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2022 proxy statement | Mgmt | For | For |
3. | Ratification of the appointment of our independent registered public accounting firm for 2022 | Mgmt | For | For |
4. | To adopt an amendment to the Company’s Certificate of Incorporation to allow stockholders to act by non-unanimous written consent | Mgmt | For | For |
5. | To adopt an amendment to the Company’s Certificate of Incorporation to permit stockholders holding 15% or more of the Company’s common stock to request that the Company call a special meeting of stockholders | Mgmt | For | For |
6. | Stockholder proposal regarding the right to call a special meeting of stockholders | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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ROCKWELL AUTOMATION, INC. | |||
Security: | 773903109 | Agenda Number: | 935535849 |
Ticker: | ROK | Meeting Type: | Annual |
ISIN: | US7739031091 | Meeting Date: | 2/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
A. | DIRECTOR | ||||
1 | James P. Keane | Mgmt | For | For | |
2 | Blake D. Moret | Mgmt | For | For | |
3 | Thomas W. Rosamilia | Mgmt | For | For | |
4 | Patricia A. Watson | Mgmt | For | For | |
B. | To approve, on an advisory basis, the compensation of the Corporation’s named executive officers. | Mgmt | For | For | |
C. | To approve the selection of Deloitte & Touche LLP as the Corporation’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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S&P GLOBAL INC. | |||
Security: | 78409V104 | Agenda Number: | 935575691 |
Ticker: | SPGI | Meeting Type: | Annual |
ISIN: | US78409V1044 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Marco Alverà | Mgmt | For | For |
1B. | Election of Director: Jacques Esculier | Mgmt | For | For |
1C. | Election of Director: Gay Huey Evans | Mgmt | For | For |
1D. | Election of Director: William D. Green | Mgmt | For | For |
1E. | Election of Director: Stephanie C. Hill | Mgmt | For | For |
1F. | Election of Director: Rebecca Jacoby | Mgmt | For | For |
1G. | Election of Director: Robert P. Kelly | Mgmt | For | For |
1H. | Election of Director: Ian Paul Livingston | Mgmt | For | For |
1I. | Election of Director: Deborah D. McWhinney | Mgmt | For | For |
1J. | Election of Director: Maria R. Morris | Mgmt | For | For |
1K. | Election of Director: Douglas L. Peterson | Mgmt | For | For |
1L. | Election of Director: Edward B. Rust, Jr. | Mgmt | For | For |
1M. | Election of Director: Richard E. Thornburgh | Mgmt | For | For |
1N. | Election of Director: Gregory Washington | Mgmt | For | For |
2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Mgmt | For | For |
3. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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STARBUCKS CORPORATION | |||
Security: | 855244109 | Agenda Number: | 935545799 |
Ticker: | SBUX | Meeting Type: | Annual |
ISIN: | US8552441094 | Meeting Date: | 3/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Richard E. Allison, Jr. | Mgmt | For | For |
1B. | Election of Director: Andrew Campion | Mgmt | For | For |
1C. | Election of Director: Mary N. Dillon | Mgmt | For | For |
1D. | Election of Director: Isabel Ge Mahe | Mgmt | For | For |
1E. | Election of Director: Mellody Hobson | Mgmt | For | For |
1F. | Election of Director: Kevin R. Johnson | Mgmt | For | For |
1G. | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | For |
1H. | Election of Director: Satya Nadella | Mgmt | For | For |
1I. | Election of Director: Joshua Cooper Ramo | Mgmt | For | For |
1J. | Election of Director: Clara Shih | Mgmt | For | For |
1K. | Election of Director: Javier G. Teruel | Mgmt | For | For |
2. | Approve amended and restated 2005 Long-Term Equity Incentive Plan. | Mgmt | For | For |
3. | Approve, on an advisory, nonbinding basis,the compensation of our named executive officers. | Mgmt | For | For |
4. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
5. | Annual Reports Regarding the Prevention of Harassment and Discrimination in the Workplace. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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STRYKER CORPORATION | |||
Security: | 863667101 | Agenda Number: | 935568711 |
Ticker: | SYK | Meeting Type: | Annual |
ISIN: | US8636671013 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A) | Election of Director: Mary K. Brainerd | Mgmt | For | For |
1B) | Election of Director: Giovanni Caforio, M.D. | Mgmt | For | For |
1C) | Election of Director: Srikant M. Datar, Ph.D. | Mgmt | For | For |
1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Mgmt | For | For |
1E) | Election of Director: Kevin A. Lobo (Chair of the Board, Chief Executive Officer and President) | Mgmt | For | For |
1F) | Election of Director: Sherilyn S. McCoy | Mgmt | For | For |
1G) | Election of Director: Andrew K. Silvernail | Mgmt | For | For |
1H) | Election of Director: Lisa M. Skeete Tatum | Mgmt | For | For |
1I) | Election of Director: Ronda E. Stryker | Mgmt | For | For |
1J) | Election of Director: Rajeev Suri | Mgmt | For | For |
2) | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Mgmt | For | For |
3) | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | For | For |
4) | Shareholder Proposal to Amend Proxy Access Terms. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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T. ROWE PRICE GROUP, INC. | |||
Security: | 74144T108 | Agenda Number: | 935576871 |
Ticker: | TROW | Meeting Type: | Annual |
ISIN: | US74144T1088 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Glenn R. August | Mgmt | For | For |
1B. | Election of Director: Mark S. Bartlett | Mgmt | For | For |
1C. | Election of Director: Mary K. Bush | Mgmt | For | For |
1D. | Election of Director: Dina Dublon | Mgmt | For | For |
1E. | Election of Director: Dr. Freeman A. Hrabowski, III | Mgmt | For | For |
1F. | Election of Director: Robert F. MacLellan | Mgmt | For | For |
1G. | Election of Director: Eileen P. Rominger | Mgmt | For | For |
1H. | Election of Director: Robert W. Sharps | Mgmt | For | For |
1I. | Election of Director: Robert J. Stevens | Mgmt | For | For |
1J. | Election of Director: William J. Stromberg | Mgmt | For | For |
1K. | Election of Director: Richard R. Verma | Mgmt | For | For |
1L. | Election of Director: Sandra S. Wijnberg | Mgmt | For | For |
1M. | Election of Director: Alan D. Wilson | Mgmt | For | For |
2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Mgmt | For | For |
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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TARGET CORPORATION | |||
Security: | 87612E106 | Agenda Number: | 935620369 |
Ticker: | TGT | Meeting Type: | Annual |
ISIN: | US87612E1064 | Meeting Date: | 6/8/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: David P. Abney | Mgmt | For | For |
1b. | Election of Director: Douglas M. Baker, Jr. | Mgmt | For | For |
1c. | Election of Director: George S. Barrett | Mgmt | For | For |
1d. | Election of Director: Gail K. Boudreaux | Mgmt | For | For |
1e. | Election of Director: Brian C. Cornell | Mgmt | For | For |
1f. | Election of Director: Robert L. Edwards | Mgmt | For | For |
1g. | Election of Director: Melanie L. Healey | Mgmt | For | For |
1h. | Election of Director: Donald R. Knauss | Mgmt | For | For |
1i. | Election of Director: Christine A. Leahy | Mgmt | For | For |
1j. | Election of Director: Monica C. Lozano | Mgmt | For | For |
1k. | Election of Director: Derica W. Rice | Mgmt | For | For |
1l. | Election of Director: Dmitri L. Stockton | Mgmt | For | For |
2. | Company proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Mgmt | For | For |
3. | Company proposal to approve, on an advisory basis, our executive compensation (Say on Pay). | Mgmt | For | For |
4. | Shareholder proposal to amend the proxy access bylaw to remove the shareholder group limit. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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TE CONNECTIVITY LTD | |||
Security: | H84989104 | Agenda Number: | 935553037 |
Ticker: | TEL | Meeting Type: | Annual |
ISIN: | CH0102993182 | Meeting Date: | 3/9/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Terrence R. Curtin | Mgmt | For | For |
1B. | Election of Director: Carol A. (“John”) Davidson | Mgmt | For | For |
1C. | Election of Director: Lynn A. Dugle | Mgmt | For | For |
1D. | Election of Director: William A. Jeffrey | Mgmt | For | For |
1E. | Election of Director: Syaru Shirley Lin | Mgmt | For | For |
1F. | Election of Director: Thomas J. Lynch | Mgmt | For | For |
1G. | Election of Director: Heath A. Mitts | Mgmt | For | For |
1H. | Election of Director: Yong Nam | Mgmt | For | For |
1I. | Election of Director: Abhijit Y. Talwalkar | Mgmt | For | For |
1J. | Election of Director: Mark C. Trudeau | Mgmt | For | For |
1K. | Election of Director: Dawn C. Willoughby | Mgmt | For | For |
1L. | Election of Director: Laura H. Wright | Mgmt | For | For |
2. | To elect Thomas J. Lynch as the Chairman of the Board of Directors. | Mgmt | For | For |
3A. | To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar | Mgmt | For | For |
3B. | To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau | Mgmt | For | For |
3C. | To elect the individual member of the Management Development and Compensation Committee: Dawn C. Willoughby | Mgmt | For | For |
4. | To elect Dr. René Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2023 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting. | Mgmt | For | For |
5A. | To approve the 2021 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 24, 2021, the consolidated financial statements for the fiscal year ended September 24, 2021 and the Swiss Compensation Report for the fiscal year ended September 24, 2021). | Mgmt | For | For |
5B. | To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 24, 2021. | Mgmt | For | For |
5C. | To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 24, 2021. | Mgmt | For | For |
6. | To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 24, 2021. | Mgmt | For | For |
7A. | To elect Deloitte & Touche LLP as TE Connectivity’s independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
7B. | To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity’s Swiss registered auditor until the next annual general meeting of TE Connectivity. | Mgmt | For | For |
7C. | To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity’s special auditor until the next annual general meeting of TE Connectivity. | Mgmt | For | For |
8. | An advisory vote to approve named executive officer compensation. | Mgmt | For | For |
9. | A binding vote to approve fiscal year 2023 maximum aggregate compensation amount for executive management. | Mgmt | For | For |
10. | A binding vote to approve fiscal year 2023 maximum aggregate compensation amount for the Board of Directors. | Mgmt | For | For |
11. | To approve the carryforward of unappropriated accumulated earnings at September 24, 2021. | Mgmt | For | For |
12. | To approve a dividend payment to shareholders equal to $2.24 per issued share to be paid in four equal quarterly installments of $0.56 starting with the third fiscal quarter of 2022 and ending in the second fiscal quarter of 2023 pursuant to the terms of the dividend resolution. | Mgmt | For | For |
13. | To approve an authorization relating to TE Connectivity’s Share Repurchase Program. | Mgmt | For | For |
14. | To approve the renewal of Authorized Capital and related amendment to our articles of association. | Mgmt | For | For |
15. | To approve a reduction of share capital for shares acquired under TE Connectivity’s share repurchase program and related amendments to the articles of association of TE Connectivity Ltd. | Mgmt | For | For |
16. | To approve any adjournments or postponements of the meeting. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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TEXAS INSTRUMENTS INCORPORATED | |||
Security: | 882508104 | Agenda Number: | 935560842 |
Ticker: | TXN | Meeting Type: | Annual |
ISIN: | US8825081040 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Mark A. Blinn | Mgmt | For | For |
1B. | Election of Director: Todd M. Bluedorn | Mgmt | For | For |
1C. | Election of Director: Janet F. Clark | Mgmt | For | For |
1D. | Election of Director: Carrie S. Cox | Mgmt | For | For |
1E. | Election of Director: Martin S. Craighead | Mgmt | For | For |
1F. | Election of Director: Jean M. Hobby | Mgmt | For | For |
1G. | Election of Director: Michael D. Hsu | Mgmt | For | For |
1H. | Election of Director: Haviv Ilan | Mgmt | For | For |
1I. | Election of Director: Ronald Kirk | Mgmt | For | For |
1J. | Election of Director: Pamela H. Patsley | Mgmt | For | For |
1K. | Election of Director: Robert E. Sanchez | Mgmt | For | For |
1L. | Election of Director: Richard K. Templeton | Mgmt | For | For |
2. | Board proposal regarding advisory approval of the Company’s executive compensation. | Mgmt | For | For |
3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2022. | Mgmt | For | For |
4. | Stockholder proposal to permit a combined 10% of stockholders to call a special meeting. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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THE ALLSTATE CORPORATION | |||
Security: | 020002101 | Agenda Number: | 935601092 |
Ticker: | ALL | Meeting Type: | Annual |
ISIN: | US0200021014 | Meeting Date: | 5/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Donald E. Brown | Mgmt | For | For |
1B. | Election of Director: Kermit R. Crawford | Mgmt | For | For |
1C. | Election of Director: Richard T. Hume | Mgmt | For | For |
1D. | Election of Director: Margaret M. Keane | Mgmt | For | For |
1E. | Election of Director: Siddharth N. Mehta | Mgmt | For | For |
1F. | Election of Director: Jacques P. Perold | Mgmt | For | For |
1G. | Election of Director: Andrea Redmond | Mgmt | For | For |
1H. | Election of Director: Gregg M. Sherrill | Mgmt | For | For |
1I. | Election of Director: Judith A. Sprieser | Mgmt | For | For |
1J. | Election of Director: Perry M. Traquina | Mgmt | For | For |
1K. | Election of Director: Thomas J. Wilson | Mgmt | For | For |
2. | Advisory vote to approve the compensation of the named executives. | Mgmt | For | For |
3. | Ratification of the appointment of Deloitte & Touche LLP as Allstate’s independent registered public accountant for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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THE CLOROX COMPANY | |||
Security: | 189054109 | Agenda Number: | 935503208 |
Ticker: | CLX | Meeting Type: | Annual |
ISIN: | US1890541097 | Meeting Date: | 11/17/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Amy Banse | Mgmt | For | For |
1B. | Election of Director: Richard H. Carmona | Mgmt | For | For |
1C. | Election of Director: Spencer C. Fleischer | Mgmt | For | For |
1D. | Election of Director: Esther Lee | Mgmt | For | For |
1E. | Election of Director: A.D. David Mackay | Mgmt | For | For |
1F. | Election of Director: Paul Parker | Mgmt | For | For |
1G. | Election of Director: Linda Rendle | Mgmt | For | For |
1H. | Election of Director: Matthew J. Shattock | Mgmt | For | For |
1I. | Election of Director: Kathryn Tesija | Mgmt | For | For |
1J. | Election of Director: Russell Weiner | Mgmt | For | For |
1K. | Election of Director: Christopher J. Williams | Mgmt | For | For |
2. | Advisory Vote to Approve Executive Compensation. | Mgmt | For | For |
3. | Ratification of the Selection of Ernst & Young LLP as the Clorox Company’s Independent Registered Public Accounting Firm. | Mgmt | For | For |
4. | Approval of the Amended and Restated 2005 Stock Incentive Plan. | Mgmt | For | For |
5. | Shareholder Proposal Requesting Non-Management Employees on Director Nominee Candidate Lists. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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THE COCA-COLA COMPANY | |||
Security: | 191216100 | Agenda Number: | 935562086 |
Ticker: | KO | Meeting Type: | Annual |
ISIN: | US1912161007 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Herb Allen | Mgmt | For | For |
1B. | Election of Director: Marc Bolland | Mgmt | For | For |
1C. | Election of Director: Ana Botín | Mgmt | For | For |
1D. | Election of Director: Christopher C. Davis | Mgmt | For | For |
1E. | Election of Director: Barry Diller | Mgmt | For | For |
1F. | Election of Director: Helene D. Gayle | Mgmt | For | For |
1G. | Election of Director: Alexis M. Herman | Mgmt | For | For |
1H. | Election of Director: Maria Elena Lagomasino | Mgmt | For | For |
1I. | Election of Director: James Quincey | Mgmt | For | For |
1J. | Election of Director: Caroline J. Tsay | Mgmt | For | For |
1K. | Election of Director: David B. Weinberg | Mgmt | For | For |
2. | Advisory vote to approve executive compensation | Mgmt | Against | Against |
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors of the Company to serve for the 2022 fiscal year | Mgmt | For | For |
4. | Shareowner proposal regarding an external public health impact disclosure | Shr | Against | For |
5. | Shareowner proposal regarding a global transparency report | Shr | Against | For |
6. | Shareowner proposal regarding an independent Board Chair policy | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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THE HERSHEY COMPANY | |||
Security: | 427866108 | Agenda Number: | 935589121 |
Ticker: | HSY | Meeting Type: | Annual |
ISIN: | US4278661081 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Pamela M. Arway | Mgmt | For | For | |
2 | James W. Brown | Mgmt | For | For | |
3 | Michele G. Buck | Mgmt | For | For | |
4 | Victor L. Crawford | Mgmt | For | For | |
5 | Robert M. Dutkowsky | Mgmt | For | For | |
6 | Mary Kay Haben | Mgmt | For | For | |
7 | James C. Katzman | Mgmt | For | For | |
8 | M. Diane Koken | Mgmt | For | For | |
9 | Robert M. Malcolm | Mgmt | For | For | |
10 | Anthony J. Palmer | Mgmt | For | For | |
11 | Juan R. Perez | Mgmt | For | For | |
12 | Wendy L. Schoppert | Mgmt | For | For | |
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2022. | Mgmt | For | For | |
3. | Approve named executive officer compensation on a non-binding advisory basis. | Mgmt | For | For | |
4. | Stockholder Proposal entitled “End Child Labor in Cocoa Production.” | Shr | Against | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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THE HOME DEPOT, INC. | |||
Security: | 437076102 | Agenda Number: | 935581290 |
Ticker: | HD | Meeting Type: | Annual |
ISIN: | US4370761029 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Gerard J. Arpey | Mgmt | For | For |
1B. | Election of Director: Ari Bousbib | Mgmt | For | For |
1C. | Election of Director: Jeffery H. Boyd | Mgmt | For | For |
1D. | Election of Director: Gregory D. Brenneman | Mgmt | For | For |
1E. | Election of Director: J. Frank Brown | Mgmt | For | For |
1F. | Election of Director: Albert P. Carey | Mgmt | For | For |
1G. | Election of Director: Edward P. Decker | Mgmt | For | For |
1H. | Election of Director: Linda R. Gooden | Mgmt | For | For |
1I. | Election of Director: Wayne M. Hewett | Mgmt | For | For |
1J. | Election of Director: Manuel Kadre | Mgmt | For | For |
1K. | Election of Director: Stephanie C. Linnartz | Mgmt | For | For |
1L. | Election of Director: Craig A. Menear | Mgmt | For | For |
1M. | Election of Director: Paula Santilli | Mgmt | For | For |
1N. | Election of Director: Caryn Seidman-Becker | Mgmt | For | For |
2. | Ratification of the Appointment of KPMG LLP | Mgmt | For | For |
3. | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Mgmt | For | For |
4. | Approval of the Omnibus Stock Incentive Plan, as Amended and Restated May 19, 2022 | Mgmt | For | For |
5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shr | Against | For |
6. | Shareholder Proposal Regarding Independent Board Chair | Shr | Against | For |
7. | Shareholder Proposal Regarding Political Contributions Congruency Analysis | Shr | Against | For |
8. | Shareholder Proposal Regarding Report on Gender and Racial Equity on the Board of Directors | Shr | Against | For |
9. | Shareholder Proposal Regarding Report on Deforestation | Shr | Against | For |
10. | Shareholder Proposal Regarding Racial Equity Audit | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 85 of 97 |
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THE PROCTER & GAMBLE COMPANY | |||
Security: | 742718109 | Agenda Number: | 935488002 |
Ticker: | PG | Meeting Type: | Annual |
ISIN: | US7427181091 | Meeting Date: | 10/12/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | ELECTION OF DIRECTOR: B. Marc Allen | Mgmt | For | For |
1B. | ELECTION OF DIRECTOR: Angela F. Braly | Mgmt | For | For |
1C. | ELECTION OF DIRECTOR: Amy L. Chang | Mgmt | For | For |
1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Mgmt | For | For |
1E. | ELECTION OF DIRECTOR: Christopher Kempczinski | Mgmt | For | For |
1F. | ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | For | For |
1G. | ELECTION OF DIRECTOR: Terry J. Lundgren | Mgmt | For | For |
1H. | ELECTION OF DIRECTOR: Christine M. McCarthy | Mgmt | For | For |
1I. | ELECTION OF DIRECTOR: Jon R. Moeller | Mgmt | For | For |
1J. | ELECTION OF DIRECTOR: David S. Taylor | Mgmt | For | For |
1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Mgmt | For | For |
1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Mgmt | For | For |
2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Mgmt | For | For |
3. | Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote). | Mgmt | For | For |
4. | Shareholder Proposal - Inclusion of Non- Management Employees on Director Nominee Candidate Lists. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 86 of 97 |
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THE TJX COMPANIES, INC. | |||
Security: | 872540109 | Agenda Number: | 935636146 |
Ticker: | TJX | Meeting Type: | Annual |
ISIN: | US8725401090 | Meeting Date: | 6/7/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: José B. Alvarez | Mgmt | For | For |
1b. | Election of Director: Alan M. Bennett | Mgmt | For | For |
1c. | Election of Director: Rosemary T. Berkery | Mgmt | For | For |
1d. | Election of Director: David T. Ching | Mgmt | For | For |
1e. | Election of Director: C. Kim Goodwin | Mgmt | For | For |
1f. | Election of Director: Ernie Herrman | Mgmt | For | For |
1g. | Election of Director: Michael F. Hines | Mgmt | For | For |
1h. | Election of Director: Amy B. Lane | Mgmt | For | For |
1i. | Election of Director: Carol Meyrowitz | Mgmt | For | For |
1j. | Election of Director: Jackwyn L. Nemerov | Mgmt | For | For |
1k. | Election of Director: John F. O’Brien | Mgmt | For | For |
2. | Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2023 | Mgmt | For | For |
3. | Approval of Stock Incentive Plan (2022 Restatement) | Mgmt | For | For |
4. | Advisory approval of TJX’s executive compensation (the say-on- pay vote) | Mgmt | For | For |
5. | Shareholder proposal for a report on effectiveness of social compliance efforts in TJX’s supply chain | Shr | Against | For |
6. | Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier’s employees | Shr | Against | For |
7. | Shareholder proposal for a report on risk due to restrictions on reproductive rights | Shr | Against | For |
8. | Shareholder proposal to adopt a paid sick leave policy for all Associates | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 87 of 97 |
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THERMO FISHER SCIENTIFIC INC. | |||
Security: | 883556102 | Agenda Number: | 935585058 |
Ticker: | TMO | Meeting Type: | Annual |
ISIN: | US8835561023 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of director: Marc N. Casper | Mgmt | For | For |
1B. | Election of director: Nelson J. Chai | Mgmt | For | For |
1C. | Election of director: Ruby R. Chandy | Mgmt | For | For |
1D. | Election of director: C. Martin Harris | Mgmt | For | For |
1E. | Election of director: Tyler Jacks | Mgmt | For | For |
1F. | Election of director: R. Alexandra Keith | Mgmt | For | For |
1G. | Election of director: Jim P. Manzi | Mgmt | For | For |
1H. | Election of director: James C. Mullen | Mgmt | For | For |
1I. | Election of director: Lars R. Sorensen | Mgmt | For | For |
1J. | Election of director: Debora L. Spar | Mgmt | For | For |
1K. | Election of director: Scott M. Sperling | Mgmt | For | For |
1L. | Election of director: Dion J. Weisler | Mgmt | For | For |
2. | An advisory vote to approve named executive officer compensation. | Mgmt | For | For |
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 88 of 97 |
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TRANE TECHNOLOGIES PLC | |||
Security: | G8994E103 | Agenda Number: | 935616839 |
Ticker: | TT | Meeting Type: | Annual |
ISIN: | IE00BK9ZQ967 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Kirk E. Arnold | Mgmt | For | For |
1b. | Election of Director: Ann C. Berzin | Mgmt | For | For |
1c. | Election of Director: April Miller Boise | Mgmt | For | For |
1d. | Election of Director: John Bruton | Mgmt | For | For |
1e. | Election of Director: Jared L. Cohon | Mgmt | For | For |
1f. | Election of Director: Gary D. Forsee | Mgmt | For | For |
1g. | Election of Director: Linda P. Hudson | Mgmt | For | For |
1h. | Election of Director: Myles P. Lee | Mgmt | For | For |
1i. | Election of Director: David S. Regnery | Mgmt | For | For |
1j. | Election of Director: John P. Surma | Mgmt | For | For |
1k. | Election of Director: Tony L. White | Mgmt | For | For |
2. | Advisory approval of the compensation of the Company’s named executive officers. | Mgmt | For | For |
3. | Approval of the appointment of independent auditors of the Company and authorization of the Audit Committee of the Board of Directors to set the auditors’ remuneration. | Mgmt | For | For |
4. | Approval of the renewal of the Directors’ existing authority to issue shares. | Mgmt | For | For |
5. | Approval of the renewal of the Directors’ existing authority to issue shares for cash without first offering shares to existing shareholders. (Special Resolution) | Mgmt | For | For |
6. | Determination of the price range at which the Company can re-allot shares that it holds as treasury shares. (Special Resolution) | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 89 of 97 |
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UNION PACIFIC CORPORATION | |||
Security: | 907818108 | Agenda Number: | 935575071 |
Ticker: | UNP | Meeting Type: | Annual |
ISIN: | US9078181081 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: William J. DeLaney | Mgmt | For | For |
1B. | Election of Director: David B. Dillon | Mgmt | For | For |
1C. | Election of Director: Sheri H. Edison | Mgmt | For | For |
1D. | Election of Director: Teresa M. Finley | Mgmt | For | For |
1E. | Election of Director: Lance M. Fritz | Mgmt | For | For |
1F. | Election of Director: Deborah C. Hopkins | Mgmt | For | For |
1G. | Election of Director: Jane H. Lute | Mgmt | For | For |
1H. | Election of Director: Michael R. McCarthy | Mgmt | For | For |
1I. | Election of Director: Jose H. Villarreal | Mgmt | For | For |
1J. | Election of Director: Christopher J. Williams | Mgmt | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2022. | Mgmt | For | For |
3. | An advisory vote on executive compensation (“Say On Pay”). | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 90 of 97 |
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UNITED PARCEL SERVICE, INC. | |||
Security: | 911312106 | Agenda Number: | 935570487 |
Ticker: | UPS | Meeting Type: | Annual |
ISIN: | US9113121068 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director to serve until 2023 annual meeting: Carol B. Tomé | Mgmt | For | For |
1B. | Election of Director to serve until 2023 annual meeting: Rodney C. Adkins | Mgmt | For | For |
1C. | Election of Director to serve until 2023 annual meeting: Eva C. Boratto | Mgmt | For | For |
1D. | Election of Director to serve until 2023 annual meeting: Michael J. Burns | Mgmt | For | For |
1E. | Election of Director to serve until 2023 annual meeting: Wayne M. Hewett | Mgmt | For | For |
1F. | Election of Director to serve until 2023 annual meeting: Angela Hwang | Mgmt | For | For |
1G. | Election of Director to serve until 2023 annual meeting: Kate E. Johnson | Mgmt | For | For |
1H. | Election of Director to serve until 2023 annual meeting: William R. Johnson | Mgmt | For | For |
1I. | Election of Director to serve until 2023 annual meeting: Ann M. Livermore | Mgmt | For | For |
1J. | Election of Director to serve until 2023 annual meeting: Franck J. Moison | Mgmt | For | For |
1K. | Election of Director to serve until 2023 annual meeting: Christiana Smith Shi | Mgmt | For | For |
1L. | Election of Director to serve until 2023 annual meeting: Russell Stokes | Mgmt | For | For |
1M. | Election of Director to serve until 2023 annual meeting: Kevin Warsh | Mgmt | For | For |
2. | To approve on an advisory basis named executive officer compensation. | Mgmt | For | For |
3. | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
4. | To prepare an annual report on lobbying activities. | Shr | Against | For |
5. | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement. | Shr | For | Against |
6. | To reduce the voting power of UPS class A stock from 10 votes per share to one vote per share. | Shr | For | Against |
7. | To require adoption of independently verified science-based greenhouse gas emissions reduction targets. | Shr | For | Against |
8. | To prepare a report on balancing climate measures and financial returns. | Shr | Against | For |
9. | To prepare an annual report assessing UPS’s diversity and inclusion. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 91 of 97 |
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UNITEDHEALTH GROUP INCORPORATED | |||
Security: | 91324P102 | Agenda Number: | 935618453 |
Ticker: | UNH | Meeting Type: | Annual |
ISIN: | US91324P1021 | Meeting Date: | 6/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Timothy P. Flynn | Mgmt | For | For |
1b. | Election of Director: Paul R. Garcia | Mgmt | For | For |
1c. | Election of Director: Stephen J. Hemsley | Mgmt | For | For |
1d. | Election of Director: Michele J. Hooper | Mgmt | For | For |
1e. | Election of Director: F. William McNabb III | Mgmt | For | For |
1f. | Election of Director: Valerie C. Montgomery Rice, M.D. | Mgmt | For | For |
1g. | Election of Director: John H. Noseworthy, M.D. | Mgmt | For | For |
1h. | Election of Director: Andrew Witty | Mgmt | For | For |
2. | Advisory approval of the Company’s executive compensation. | Mgmt | For | For |
3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2022. | Mgmt | For | For |
4. | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shr | For | Against |
5. | If properly presented at the 2022 Annual Meeting of Shareholders, the shareholder proposal regarding political contributions congruency report. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 92 of 97 |
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VERIZON COMMUNICATIONS INC. | |||
Security: | 92343V104 | Agenda Number: | 935575704 |
Ticker: | VZ | Meeting Type: | Annual |
ISIN: | US92343V1044 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Shellye Archambeau | Mgmt | For | For |
1b. | Election of Director: Roxanne Austin | Mgmt | For | For |
1c. | Election of Director: Mark Bertolini | Mgmt | For | For |
1d. | Election of Director: Melanie Healey | Mgmt | For | For |
1e. | Election of Director: Laxman Narasimhan | Mgmt | For | For |
1f. | Election of Director: Clarence Otis, Jr. | Mgmt | For | For |
1g. | Election of Director: Daniel Schulman | Mgmt | For | For |
1h. | Election of Director: Rodney Slater | Mgmt | For | For |
1i. | Election of Director: Carol Tomé | Mgmt | For | For |
1j. | Election of Director: Hans Vestberg | Mgmt | For | For |
1k. | Election of Director: Gregory Weaver | Mgmt | For | For |
2. | Advisory vote to approve executive compensation | Mgmt | For | For |
3. | Ratification of appointment of independent registered public accounting firm | Mgmt | For | For |
4. | Report on charitable contributions | Shr | Against | For |
5. | Amend clawback policy | Shr | Against | For |
6. | Shareholder ratification of annual equity awards | Shr | Against | For |
7. | Business operations in China | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 93 of 97 |
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VISA INC. | |||
Security: | 92826C839 | Agenda Number: | 935531550 |
Ticker: | V | Meeting Type: | Annual |
ISIN: | US92826C8394 | Meeting Date: | 1/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Lloyd A. Carney | Mgmt | For | For |
1B. | Election of Director: Mary B. Cranston | Mgmt | For | For |
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Mgmt | For | For |
1D. | Election of Director: Alfred F. Kelly, Jr. | Mgmt | For | For |
1E. | Election of Director: Ramon Laguarta | Mgmt | For | For |
1F. | Election of Director: John F. Lundgren | Mgmt | For | For |
1G. | Election of Director: Robert W. Matschullat | Mgmt | For | For |
1H. | Election of Director: Denise M. Morrison | Mgmt | For | For |
1I. | Election of Director: Linda J. Rendle | Mgmt | For | For |
1J. | Election of Director: Maynard G. Webb, Jr. | Mgmt | For | For |
2. | To approve, on an advisory basis, the compensation paid to our named executive officers. | Mgmt | For | For |
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 94 of 97 |
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WALMART INC. | |||
Security: | 931142103 | Agenda Number: | 935613491 |
Ticker: | WMT | Meeting Type: | Annual |
ISIN: | US9311421039 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1a. | Election of Director: Cesar Conde | Mgmt | For | For |
1b. | Election of Director: Timothy P. Flynn | Mgmt | For | For |
1c. | Election of Director: Sarah J. Friar | Mgmt | For | For |
1d. | Election of Director: Carla A. Harris | Mgmt | For | For |
1e. | Election of Director: Thomas W. Horton | Mgmt | For | For |
1f. | Election of Director: Marissa A. Mayer | Mgmt | For | For |
1g. | Election of Director: C. Douglas McMillon | Mgmt | For | For |
1h. | Election of Director: Gregory B. Penner | Mgmt | For | For |
1i. | Election of Director: Randall L. Stephenson | Mgmt | For | For |
1j. | Election of Director: S. Robson Walton | Mgmt | For | For |
1k. | Election of Director: Steuart L. Walton | Mgmt | For | For |
2. | Advisory Vote to Approve Named Executive Officer Compensation | Mgmt | Against | Against |
3. | Ratification of Ernst & Young LLP as Independent Accountants | Mgmt | For | For |
4. | Report on Animal Welfare Practices | Shr | Against | For |
5. | Create a Pandemic Workforce Advisory Council | Shr | Against | For |
6. | Report on Impacts of Reproductive Healthcare Legislation | Shr | Against | For |
7. | Report on Alignment of Racial Justice Goals and Starting Wages | Shr | Against | For |
8. | Civil Rights and Non-Discrimination Audit | Shr | Against | For |
9. | Report on Charitable Donation Disclosures | Shr | Against | For |
10. | Report on Lobbying Disclosures | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 95 of 97 |
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WASTE MANAGEMENT, INC. | |||
Security: | 94106L109 | Agenda Number: | 935573647 |
Ticker: | WM | Meeting Type: | Annual |
ISIN: | US94106L1098 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: James C. Fish, Jr. | Mgmt | For | For |
1B. | Election of Director: Andrés R. Gluski | Mgmt | For | For |
1C. | Election of Director: Victoria M. Holt | Mgmt | For | For |
1D. | Election of Director: Kathleen M. Mazzarella | Mgmt | For | For |
1E. | Election of Director: Sean E. Menke | Mgmt | For | For |
1F. | Election of Director: William B. Plummer | Mgmt | For | For |
1G. | Election of Director: John C. Pope | Mgmt | For | For |
1H. | Election of Director: Maryrose T. Sylvester | Mgmt | For | For |
1I. | Election of Director: Thomas H. Weidemeyer | Mgmt | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | Non-binding, advisory proposal to approve our executive compensation. | Mgmt | For | For |
4. | A stockholder proposal regarding a civil rights audit, if properly presented at the meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 96 of 97 |
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YUM! BRANDS, INC. | |||
Security: | 988498101 | Agenda Number: | 935587571 |
Ticker: | YUM | Meeting Type: | Annual |
ISIN: | US9884981013 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Paget L. Alves | Mgmt | For | For |
1B. | Election of Director: Keith Barr | Mgmt | For | For |
1C. | Election of Director: Christopher M. Connor | Mgmt | For | For |
1D. | Election of Director: Brian C. Cornell | Mgmt | For | For |
1E. | Election of Director: Tanya L. Domier | Mgmt | For | For |
1F. | Election of Director: David W. Gibbs | Mgmt | For | For |
1G. | Election of Director: Mirian M. Graddick-Weir | Mgmt | For | For |
1H. | Election of Director: Lauren R. Hobart | Mgmt | For | For |
1I. | Election of Director: Thomas C. Nelson | Mgmt | For | For |
1J. | Election of Director: P. Justin Skala | Mgmt | For | For |
1K. | Election of Director: Elane B. Stock | Mgmt | For | For |
1L. | Election of Director: Annie Young-Scrivner | Mgmt | For | For |
2. | Ratification of Independent Auditors. | Mgmt | For | For |
3. | Advisory Vote on Executive Compensation. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 97 of 97 |
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ZOETIS INC. | |||
Security: | 98978V103 | Agenda Number: | 935591176 |
Ticker: | ZTS | Meeting Type: | Annual |
ISIN: | US98978V1035 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
|
1A. | Election of Director: Paul M. Bisaro | Mgmt | For | For |
1B. | Election of Director: Frank A. D’Amelio | Mgmt | For | For |
1C. | Election of Director: Michael B. McCallister | Mgmt | For | For |
2. | Advisory vote to approve our executive compensation. | Mgmt | For | For |
3. | Approval of an Amendment and Restatement of our 2013 Equity and Incentive Plan. | Mgmt | For | For |
4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
5. | Approval of an amendment to our Restated Certificate of Incorporation to eliminate supermajority voting provisions and certain provisions related to Pfizer Inc. | Mgmt | For | For |
6. | Approval of an amendment to our Restated Certificate of Incorporation to declassify the Board of Directors. | Mgmt | For | For |
O’Shares U.S. Small-Cap Quality Dividend ETF
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 1 of 110 |
Unassigned
A.O. SMITH CORPORATION | |||
Security: | 831865209 | Agenda Number: | 935553190 |
Ticker: | AOS | Meeting Type: | Annual |
ISIN: | US8318652091 | Meeting Date: | 4/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1. | DIRECTOR | ||||
1 | Victoria M. Holt | Mgmt | For | For | |
2 | Michael M. Larsen | Mgmt | For | For | |
3 | Idelle K. Wolf | Mgmt | For | For | |
4 | Gene C. Wulf | Mgmt | For | For | |
2. | Proposal to approve, by nonbinding advisory vote, the compensation of our named executive officers | Mgmt | For | For | |
3. | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of the corporation | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 2 of 110 |
Unassigned
ACUSHNET HOLDINGS CORP. | |||
Security: | 005098108 | Agenda Number: | 935618225 |
Ticker: | GOLF | Meeting Type: | Annual |
ISIN: | US0050981085 | Meeting Date: | 6/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | David Maher | Mgmt | For | For | |
2 | Yoon Soo (Gene) Yoon | Mgmt | For | For | |
3 | Jennifer Estabrook | Mgmt | For | For | |
4 | Gregory Hewett | Mgmt | For | For | |
5 | Jan Singer | Mgmt | For | For | |
6 | Sean Sullivan | Mgmt | For | For | |
7 | Steven Tishman | Mgmt | For | For | |
8 | Keun Chang (Kevin) Yoon | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for its fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, in a non-binding advisory vote, the compensation paid to the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 3 of 110 |
Unassigned
ALLETE, INC. | |||
Security: | 018522300 | Agenda Number: | 935575273 |
Ticker: | ALE | Meeting Type: | Annual |
ISIN: | US0185223007 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: George G. Goldfarb | Mgmt | For | For |
1B. | Election of Director: James J. Hoolihan | Mgmt | For | For |
1C. | Election of Director: Madeleine W. Ludlow | Mgmt | For | For |
1D. | Election of Director: Susan K. Nestegard | Mgmt | For | For |
1E. | Election of Director: Douglas C. Neve | Mgmt | For | For |
1F. | Election of Director: Barbara A. Nick | Mgmt | For | For |
1G. | Election of Director: Bethany M. Owen | Mgmt | For | For |
1H. | Election of Director: Robert P. Powers | Mgmt | For | For |
1I. | Election of Director: Charlene A. Thomas | Mgmt | For | For |
2. | Advisory vote to approve executive compensation. | Mgmt | For | For |
3. | Approval of an amendment to the ALLETE Non-Employee Director Stock Plan to increase the number of shares of Common Stock authorized for issuance under the plan. | Mgmt | For | For |
4. | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 4 of 110 |
Unassigned
AMDOCS LIMITED | |||
Security: | G02602103 | Agenda Number: | 935537033 |
Ticker: | DOX | Meeting Type: | Annual |
ISIN: | GB0022569080 | Meeting Date: | 1/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Robert A. Minicucci | Mgmt | For | For |
1B. | Election of Director: Adrian Gardner | Mgmt | For | For |
1C. | Election of Director: James S. Kahan | Mgmt | For | For |
1D. | Election of Director: Rafael de la Vega | Mgmt | For | For |
1E. | Election of Director: Giora Yaron | Mgmt | For | For |
1F. | Election of Director: Eli Gelman | Mgmt | For | For |
1G. | Election of Director: Richard T.C. LeFave | Mgmt | For | For |
1H. | Election of Director: John A. MacDonald | Mgmt | For | For |
1I. | Election of Director: Shuky Sheffer | Mgmt | For | For |
1J. | Election of Director: Yvette Kanouff | Mgmt | For | For |
1K. | Election of Director: Sarah Ruth Davis | Mgmt | For | For |
2. | To approve an increase in the dividend rate under our quarterly cash dividend program from $0.36 per share to $0.395 per share (Proposal II). | Mgmt | For | For |
3. | To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2021 (Proposal III). | Mgmt | For | For |
4. | To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services (Proposal IV). | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 5 of 110 |
Unassigned
AMERICAN STATES WATER COMPANY | |||
Security: | 029899101 | Agenda Number: | 935600987 |
Ticker: | AWR | Meeting Type: | Annual |
ISIN: | US0298991011 | Meeting Date: | 5/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Dr. Diana M. Bontá | Mgmt | For | For | |
2 | Ms. Mary Ann Hopkins | Mgmt | For | For | |
3 | Mr. Robert J. Sprowls | Mgmt | For | For | |
2. | Advisory vote to approve the compensation of our named executive officers. | Mgmt | For | For | |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 6 of 110 |
Unassigned
ARTISAN PARTNERS ASSET MANAGEMENT INC | |||
Security: | 04316A108 | Agenda Number: | 935609593 |
Ticker: | APAM | Meeting Type: | Annual |
ISIN: | US04316A1088 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Jennifer A. Barbetta | Mgmt | For | For | |
2 | Matthew R. Barger | Mgmt | For | For | |
3 | Eric R. Colson | Mgmt | For | For | |
4 | Tench Coxe | Mgmt | For | For | |
5 | Stephanie G. DiMarco | Mgmt | For | For | |
6 | Jeffrey A. Joerres | Mgmt | For | For | |
7 | Saloni S. Multani | Mgmt | For | For | |
8 | Andrew A. Ziegler | Mgmt | For | For | |
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | For | For | |
3. | Advisory Vote on Frequency of Executive Compensation Advisory Vote. | Mgmt | 1 Year | For | |
4. | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 7 of 110 |
Unassigned
BIO-TECHNE CORP | |||
Security: | 09073M104 | Agenda Number: | 935494827 |
Ticker: | TECH | Meeting Type: | Annual |
ISIN: | US09073M1045 | Meeting Date: | 10/28/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1. | To set the number of Directors at nine. | Mgmt | For | For |
2A. | Election of Director: Robert V. Baumgartner | Mgmt | For | For |
2B. | Election of Director: Julie L. Bushman | Mgmt | For | For |
2C. | Election of Director: John L. Higgins | Mgmt | For | For |
2D. | Election of Director: Joseph D. Keegan | Mgmt | For | For |
2E. | Election of Director: Charles R. Kummeth | Mgmt | For | For |
2F. | Election of Director: Roeland Nusse | Mgmt | For | For |
2G. | Election of Director: Alpna Seth | Mgmt | For | For |
2H. | Election of Director: Randolph Steer | Mgmt | For | For |
2I. | Election of Director: Rupert Vessey | Mgmt | For | For |
3. | Cast a non-binding vote on named executive officer compensation. | Mgmt | Against | Against |
4. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 8 of 110 |
Unassigned
BLACK HILLS CORPORATION | |||
Security: | 092113109 | Agenda Number: | 935569965 |
Ticker: | BKH | Meeting Type: | Annual |
ISIN: | US0921131092 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Kathleen S. McAllister | Mgmt | For | For | |
2 | Robert P. Otto | Mgmt | For | For | |
3 | Mark A. Schober | Mgmt | For | For | |
2. | Ratification of the appointment of Deloitte & Touche LLP to serve as Black Hills Corporation’s independent registered public accounting firm for 2022. | Mgmt | For | For | |
3. | Advisory resolution to approve executive compensation. | Mgmt | For | For | |
4. | Approval of the Black Hills Corporation Amended and Restated 2015 Omnibus Incentive Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 9 of 110 |
Unassigned
BORGWARNER INC. | |||
Security: | 099724106 | Agenda Number: | 935564600 |
Ticker: | BWA | Meeting Type: | Annual |
ISIN: | US0997241064 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: Sara A. Greenstein | Mgmt | For | For |
1b. | Election of Director: David S. Haffner | Mgmt | For | For |
1c. | Election of Director: Michael S. Hanley | Mgmt | For | For |
1d. | Election of Director: Frederic B. Lissalde | Mgmt | For | For |
1e. | Election of Director: Paul A. Mascarenas | Mgmt | For | For |
1f. | Election of Director: Shaun E. McAlmont | Mgmt | For | For |
1g. | Election of Director: Deborah D. McWhinney | Mgmt | For | For |
1h. | Election of Director: Alexis P. Michas | Mgmt | For | For |
2. | Approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
3. | Ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for 2022. | Mgmt | For | For |
4. | Vote on an amendment to our Restated Certificate of Incorporation, as described in the Proxy Statement, to allow 10% of our shares to request a record date to initiate stockholder written consent. | Mgmt | For | For |
5. | Vote on a stockholder proposal to change the share ownership threshold to call a special meeting of the stockholders. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 10 of 110 |
Unassigned
BUNGE LIMITED | |||
Security: | G16962105 | Agenda Number: | 935576592 |
Ticker: | BG | Meeting Type: | Annual |
ISIN: | BMG169621056 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Sheila Bair | Mgmt | For | For |
1B. | Election of Director: Carol Browner | Mgmt | For | For |
1C. | Election of Director: Paul Fribourg | Mgmt | For | For |
1D. | Election of Director: J. Erik Fyrwald | Mgmt | For | For |
1E. | Election of Director: Gregory Heckman | Mgmt | For | For |
1F. | Election of Director: Bernardo Hees | Mgmt | For | For |
1G. | Election of Director: Kathleen Hyle | Mgmt | For | For |
1H. | Election of Director: Michael Kobori | Mgmt | For | For |
1I. | Election of Director: Kenneth Simril | Mgmt | For | For |
1J. | Election of Director: Henry “Jay” Winship | Mgmt | For | For |
1K. | Election of Director: Mark Zenuk | Mgmt | For | For |
2. | Advisory vote to approve executive compensation. | Mgmt | For | For |
3. | To appoint Deloitte & Touche LLP as Bunge Limited’s independent auditor for the fiscal year ending December 31, 2022, and to authorize the audit committee of the Board of Directors to determine the independent auditor’s fees. | Mgmt | For | For |
4. | To approve the amendments to the Bye-Laws of Bunge Limited as set forth in the proxy statement. | Mgmt | For | For |
5. | Shareholder proposal regarding shareholder right to act by written consent. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 11 of 110 |
Unassigned
CABLE ONE, INC. | |||
Security: | 12685J105 | Agenda Number: | 935613720 |
Ticker: | CABO | Meeting Type: | Annual |
ISIN: | US12685J1051 | Meeting Date: | 5/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Brad D. Brian | Mgmt | For | For |
1B. | Election of Director: Thomas S. Gayner | Mgmt | For | For |
1C. | Election of Director: Deborah J. Kissire | Mgmt | For | For |
1D. | Election of Director: Julia M. Laulis | Mgmt | For | For |
1E. | Election of Director: Thomas O. Might | Mgmt | For | For |
1F. | Election of Director: Kristine E. Miller | Mgmt | For | For |
1G. | Election of Director: Katharine B. Weymouth | Mgmt | For | For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2022 | Mgmt | For | For |
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2021 | Mgmt | For | For |
4. | To approve the Company’s Amended and Restated Certificate of Incorporation, as amended and restated to reduce the required stockholder vote to adopt, amend, alter or repeal any provision of the Company’s Amended and Restated By-Laws from 66 2/3% of the combined voting power to a majority of the combined voting power standard | Mgmt | For | For |
5. | To approve the Cable One, Inc. 2022 Omnibus Incentive Compensation Plan | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 12 of 110 |
Unassigned
CARTER’S INC. | |||
Security: | 146229109 | Agenda Number: | 935609947 |
Ticker: | CRI | Meeting Type: | Annual |
ISIN: | US1462291097 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Rochester (Rock) Anderson, Jr. | Mgmt | For | For |
1B. | Election of Director: Jeffrey H. Black | Mgmt | For | For |
1C. | Election of Director: Hali Borenstein | Mgmt | For | For |
1D. | Election of Director: Luis A. Borgen | Mgmt | For | For |
1E. | Election of Director: Michael D. Casey | Mgmt | For | For |
1F. | Election of Director: A. Bruce Cleverly | Mgmt | For | For |
1G. | Election of Director: Jevin S. Eagle | Mgmt | For | For |
1H. | Election of Director: Mark P. Hipp | Mgmt | For | For |
1I. | Election of Director: William J. Montgoris | Mgmt | For | For |
1J. | Election of Director: Stacey S. Rauch | Mgmt | For | For |
1K. | Election of Director: Gretchen W. Schar | Mgmt | For | For |
1L. | Election of Director: Stephanie P. Stahl | Mgmt | For | For |
2. | An advisory approval of compensation for our named executive officers (the “say-on-pay” vote). | Mgmt | For | For |
3. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 13 of 110 |
Unassigned
CASEY’S GENERAL STORES, INC. | |||
Security: | 147528103 | Agenda Number: | 935473304 |
Ticker: | CASY | Meeting Type: | Annual |
ISIN: | US1475281036 | Meeting Date: | 9/1/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director to serve until the next Annual Meeting: H. Lynn Horak | Mgmt | For | For |
1B. | Election of Director to serve until the next Annual Meeting: Diane C. Bridgewater | Mgmt | For | For |
1C. | Election of Director to serve until the next Annual Meeting: Donald E. Frieson | Mgmt | For | For |
1D. | Election of Director to serve until the next Annual Meeting: Cara K. Heiden | Mgmt | For | For |
1E. | Election of Director to serve until the next Annual Meeting: David K. Lenhardt | Mgmt | For | For |
1F. | Election of Director to serve until the next Annual Meeting: Darren M. Rebelez | Mgmt | For | For |
1G. | Election of Director to serve until the next Annual Meeting: Larree M. Renda | Mgmt | For | For |
1H. | Election of Director to serve until the next Annual Meeting: Judy A. Schmeling | Mgmt | For | For |
1I. | Election of Director to serve until the next Annual Meeting: Gregory A. Trojan | Mgmt | For | For |
1J. | Election of Director to serve until the next Annual Meeting: Allison M. Wing | Mgmt | For | For |
2. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending April 30, 2022. | Mgmt | For | For |
3. | To hold an advisory vote on our named executive officer compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 14 of 110 |
Unassigned
CBOE GLOBAL MARKETS, INC. | |||
Security: | 12503M108 | Agenda Number: | 935585046 |
Ticker: | CBOE | Meeting Type: | Annual |
ISIN: | US12503M1080 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Edward T. Tilly | Mgmt | For | For |
1B. | Election of Director: Eugene S. Sunshine | Mgmt | For | For |
1C. | Election of Director: William M. Farrow, III | Mgmt | For | For |
1D. | Election of Director: Edward J. Fitzpatrick | Mgmt | For | For |
1E. | Election of Director: Ivan K. Fong | Mgmt | For | For |
1F. | Election of Director: Janet P. Froetscher | Mgmt | For | For |
1G. | Election of Director: Jill R. Goodman | Mgmt | For | For |
1H. | Election of Director: Alexander J. Matturri, Jr. | Mgmt | For | For |
1I. | Election of Director: Jennifer J. McPeek | Mgmt | For | For |
1J. | Election of Director: Roderick A. Palmore | Mgmt | For | For |
1K. | Election of Director: James E. Parisi | Mgmt | For | For |
1L. | Election of Director: Joseph P. Ratterman | Mgmt | For | For |
1M. | Election of Director: Jill E. Sommers | Mgmt | For | For |
1N. | Election of Director: Fredric J. Tomczyk | Mgmt | For | For |
2. | Approve, in a non-binding resolution, the compensation paid to our executive officers. | Mgmt | For | For |
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 15 of 110 |
Unassigned
CDK GLOBAL, INC. | |||
Security: | 12508E101 | Agenda Number: | 935499346 |
Ticker: | CDK | Meeting Type: | Annual |
ISIN: | US12508E1010 | Meeting Date: | 11/11/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Leslie A. Brun | Mgmt | For | For |
1B. | Election of Director: Willie A. Deese | Mgmt | For | For |
1C. | Election of Director: Amy J. Hillman | Mgmt | For | For |
1D. | Election of Director: Brian M. Krzanich | Mgmt | For | For |
1E. | Election of Director: Stephen A. Miles | Mgmt | For | For |
1F. | Election of Director: Robert E. Radway | Mgmt | For | For |
1G. | Election of Director: Stephen F. Schuckenbrock | Mgmt | For | For |
1H. | Election of Director: Frank S. Sowinski | Mgmt | For | For |
1I. | Election of Director: Eileen J. Voynick | Mgmt | For | For |
2. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For |
3. | Advisory vote to approve the frequency of holding an advisory vote on executive compensation. | Mgmt | 1 Year | For |
4. | Approve the CDK Global, Inc. 2014 Omnibus Award Plan (as amended and restated effective as of November 11, 2021). | Mgmt | For | For |
5. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 16 of 110 |
Unassigned
CHEMED CORPORATION | |||
Security: | 16359R103 | Agenda Number: | 935607412 |
Ticker: | CHE | Meeting Type: | Annual |
ISIN: | US16359R1032 | Meeting Date: | 5/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: Kevin J. McNamara | Mgmt | For | For |
1b. | Election of Director: Ron DeLyons | Mgmt | For | For |
1c. | Election of Director: Joel F. Gemunder | Mgmt | For | For |
1d. | Election of Director: Patrick P. Grace | Mgmt | For | For |
1e. | Election of Director: Christopher J. Heaney | Mgmt | For | For |
1f. | Election of Director: Thomas C. Hutton | Mgmt | For | For |
1g. | Election of Director: Andrea R. Lindell | Mgmt | For | For |
1h. | Election of Director: Thomas P. Rice | Mgmt | For | For |
1i. | Election of Director: Donald E. Saunders | Mgmt | For | For |
1j. | Election of Director: George J. Walsh III | Mgmt | For | For |
2. | Approval and Adoption of the 2022 Stock Icentive Plan. | Mgmt | For | For |
3. | Ratification of Audit Committee’s selection of PricewaterhouseCoopers LLP as independent accountants for 2022. | Mgmt | For | For |
4. | Advisory vote to approve executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 17 of 110 |
Unassigned
COHEN & STEERS, INC. | |||
Security: | 19247A100 | Agenda Number: | 935567985 |
Ticker: | CNS | Meeting Type: | Annual |
ISIN: | US19247A1007 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Martin Cohen | Mgmt | For | For |
1B. | Election of Director: Robert H. Steers | Mgmt | For | For |
1C. | Election of Director: Joseph M. Harvey | Mgmt | For | For |
1D. | Election of Director: Reena Aggarwal | Mgmt | For | For |
1E. | Election of Director: Frank T. Connor | Mgmt | For | For |
1F. | Election of Director: Peter L. Rhein | Mgmt | For | For |
1G. | Election of Director: Richard P. Simon | Mgmt | For | For |
1H. | Election of Director: Dasha Smith | Mgmt | For | For |
1I. | Election of Director: Edmond D. Villani | Mgmt | For | For |
2. | Approval of Amended and Restated Cohen & Steers, Inc. Stock Incentive Plan. | Mgmt | For | For |
3. | Ratification of Deloitte & Touche LLP as the company’s independent registered public accounting firm for fiscal year ending December 31, 2022. | Mgmt | For | For |
4. | Approval, by non-binding vote, of the compensation of the company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 18 of 110 |
Unassigned
COLUMBIA SPORTSWEAR COMPANY | |||
Security: | 198516106 | Agenda Number: | 935604644 |
Ticker: | COLM | Meeting Type: | Annual |
ISIN: | US1985161066 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Timothy P. Boyle | Mgmt | For | For | |
2 | Stephen E. Babson | Mgmt | For | For | |
3 | Andy D. Bryant | Mgmt | For | For | |
4 | John W. Culver | Mgmt | For | For | |
5 | Kevin Mansell | Mgmt | For | For | |
6 | Ronald E. Nelson | Mgmt | For | For | |
7 | Sabrina L. Simmons | Mgmt | For | For | |
8 | Malia H. Wasson | Mgmt | For | For | |
2. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For | |
3. | To approve, by non-binding vote, executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 19 of 110 |
Unassigned
CSG SYSTEMS INTERNATIONAL, INC. | |||
Security: | 126349109 | Agenda Number: | 935581074 |
Ticker: | CSGS | Meeting Type: | Annual |
ISIN: | US1263491094 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Gregory A. Conley | Mgmt | For | For |
1B. | Election of Director: Ronald H. Cooper | Mgmt | For | For |
1C. | Election of Director: Marwan H. Fawaz | Mgmt | For | For |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
3. | To approve the Third Amended and Restated 1996 Employee Stock Purchase Plan. | Mgmt | For | For |
4. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 20 of 110 |
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DOLBY LABORATORIES, INC. | |||
Security: | 25659T107 | Agenda Number: | 935536372 |
Ticker: | DLB | Meeting Type: | Annual |
ISIN: | US25659T1079 | Meeting Date: | 2/8/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Kevin Yeaman | Mgmt | For | For | |
2 | Peter Gotcher | Mgmt | For | For | |
3 | Micheline Chau | Mgmt | For | For | |
4 | David Dolby | Mgmt | For | For | |
5 | Tony Prophet | Mgmt | For | For | |
6 | Emily Rollins | Mgmt | For | For | |
7 | Simon Segars | Mgmt | For | For | |
8 | Roger Siboni | Mgmt | For | For | |
9 | Anjali Sud | Mgmt | For | For | |
10 | Avadis Tevanian, Jr. | Mgmt | For | For | |
2. | An advisory vote to approve Named Executive Officer compensation. | Mgmt | For | For | |
3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 21 of 110 |
Unassigned
DONALDSON COMPANY, INC. | |||
Security: | 257651109 | Agenda Number: | 935500846 |
Ticker: | DCI | Meeting Type: | Annual |
ISIN: | US2576511099 | Meeting Date: | 11/19/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Christopher M. Hilger | Mgmt | For | For | |
2 | James J. Owens | Mgmt | For | For | |
3 | Trudy A. Rautio | Mgmt | For | For | |
2. | A non-binding advisory vote on the compensation of our Named Executive Officers. | Mgmt | For | For | |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Donaldson Company, Inc.’s independent registered public accounting firm for the fiscal year ending July 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 22 of 110 |
Unassigned
ENCOMPASS HEALTH CORPORATION | |||
Security: | 29261A100 | Agenda Number: | 935601179 |
Ticker: | EHC | Meeting Type: | Annual |
ISIN: | US29261A1007 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director to serve until 2023 Annual Meeting: Greg D. Carmichael | Mgmt | For | For |
1B. | Election of Director to serve until 2023 Annual Meeting: John W. Chidsey | Mgmt | For | For |
1C. | Election of Director to serve until 2023 Annual Meeting: Donald L. Correll | Mgmt | For | For |
1D. | Election of Director to serve until 2023 Annual Meeting: Joan E. Herman | Mgmt | For | For |
1E. | Election of Director to serve until 2023 Annual Meeting: Leslye G. Katz | Mgmt | For | For |
1F. | Election of Director to serve until 2023 Annual Meeting: Patricia A. Maryland | Mgmt | For | For |
1G. | Election of Director to serve until 2023 Annual Meeting: Kevin J. O’Connor | Mgmt | For | For |
1H. | Election of Director to serve until 2023 Annual Meeting: Christopher R. Reidy | Mgmt | For | For |
1I. | Election of Director to serve until 2023 Annual Meeting: Nancy M. Schlichting | Mgmt | For | For |
1J. | Election of Director to serve until 2023 Annual Meeting: Mark J. Tarr | Mgmt | For | For |
1k. | Election of Director to serve until 2023 Annual Meeting: Terrance Williams | Mgmt | For | For |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | An advisory vote to approve executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 23 of 110 |
Unassigned
ENNIS, INC. | |||
Security: | 293389102 | Agenda Number: | 935453059 |
Ticker: | EBF | Meeting Type: | Annual |
ISIN: | US2933891028 | Meeting Date: | 7/15/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director for a Term ending in 2024: Godfrey M. Long, Jr. | Mgmt | For | For |
1.2 | Election of Director for a Term ending in 2024: Troy L. Priddy | Mgmt | For | For |
1.3 | Election of Director for a Term ending in 2024: Alejandro Quiroz | Mgmt | For | For |
2. | Ratification of Grant Thornton LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
3. | To approve, by non-binding advisory vote, executive compensation. | Mgmt | For | For |
4. | To approve the Ennis, Inc. 2021 Long-Term Incentive Plan (“the 2021 Plan”). | Mgmt | For | For |
5. | In their discretion, the Proxies are authorized to vote upon such other business as may properly come before the meeting. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 24 of 110 |
Unassigned
ERIE INDEMNITY COMPANY | |||
Security: | 29530P102 | Agenda Number: | 935573661 |
Ticker: | ERIE | Meeting Type: | Annual |
ISIN: | US29530P1021 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1. | Non-Voting Agenda. | Mgmt | For | N/A |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 25 of 110 |
Unassigned
ESSENTIAL UTILITIES, INC. | |||
Security: | 29670G102 | Agenda Number: | 935571314 |
Ticker: | WTRG | Meeting Type: | Annual |
ISIN: | US29670G1022 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Elizabeth B. Amato | Mgmt | For | For | |
2 | David A. Ciesinski | Mgmt | For | For | |
3 | Christopher H. Franklin | Mgmt | For | For | |
4 | Daniel J. Hilferty | Mgmt | For | For | |
5 | Edwina Kelly | Mgmt | For | For | |
6 | Ellen T. Ruff | Mgmt | For | For | |
7 | Lee C. Stewart | Mgmt | For | For | |
8 | Christopher C. Womack | Mgmt | For | For | |
2. | To approve an advisory vote on the compensation paid to the Company’s named executive officers for 2021. | Mgmt | For | For | |
3. | To ratify the Amendment to the Company’s Amended and Restated Bylaws to require shareholder disclosure of certain derivative securities holdings. | Mgmt | For | For | |
4. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 26 of 110 |
Unassigned
EVERCORE INC. | |||
Security: | 29977A105 | Agenda Number: | 935631944 |
Ticker: | EVR | Meeting Type: | Annual |
ISIN: | US29977A1051 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Roger C. Altman | Mgmt | For | For | |
2 | Richard I. Beattie | Mgmt | For | For | |
3 | Pamela G. Carlton | Mgmt | For | For | |
4 | Ellen V. Futter | Mgmt | For | For | |
5 | Gail B. Harris | Mgmt | For | For | |
6 | Robert B. Millard | Mgmt | For | For | |
7 | Willard J. Overlock, Jr | Mgmt | For | For | |
8 | Sir Simon M. Robertson | Mgmt | For | For | |
9 | John S. Weinberg | Mgmt | For | For | |
10 | William J. Wheeler | Mgmt | For | For | |
11 | Sarah K. Williamson | Mgmt | For | For | |
2. | To approve, on an advisory basis, the executive compensation of our Named Executive Officers. | Mgmt | For | For | |
3. | To provide an advisory, non-binding vote regarding the frequency of advisory votes on the compensation of our Named Executive Officers. | Mgmt | 1 Year | For | |
4. | To approve the Second Amended and Restated 2016 Evercore Inc. Stock Incentive Plan. | Mgmt | Against | Against | |
5. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 27 of 110 |
Unassigned
EXPONENT, INC. | |||
Security: | 30214U102 | Agenda Number: | 935612641 |
Ticker: | EXPO | Meeting Type: | Annual |
ISIN: | US30214U1025 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director: George H. Brown | Mgmt | For | For |
1.2 | Election of Director: Catherine Ford Corrigan, Ph.D. | Mgmt | For | For |
1.3 | Election of Director: Paul R. Johnston, Ph.D. | Mgmt | For | For |
1.4 | Election of Director: Carol Lindstrom | Mgmt | For | For |
1.5 | Election of Director: John B. Shoven, Ph.D. | Mgmt | For | For |
1.6 | Election of Director: Debra L. Zumwalt | Mgmt | For | For |
2. | To ratify the appointment of KPMG LLP, as independent registered public accounting firm for the Company for the fiscal year ending December 30, 2022. | Mgmt | For | For |
3. | To approve, on an advisory basis, the fiscal 2021 compensation of the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 28 of 110 |
Unassigned
FLOWERS FOODS, INC. | |||
Security: | 343498101 | Agenda Number: | 935596594 |
Ticker: | FLO | Meeting Type: | Annual |
ISIN: | US3434981011 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director to serve for a term of one year: George E. Deese | Mgmt | For | For |
1B. | Election of Director to serve for a term of one year: Edward J. Casey, Jr. | Mgmt | For | For |
1C. | Election of Director to serve for a term of one year: Thomas C. Chubb, III | Mgmt | For | For |
1D. | Election of Director to serve for a term of one year: Rhonda Gass | Mgmt | For | For |
1E. | Election of Director to serve for a term of one year: Benjamin H. Griswold, IV | Mgmt | For | For |
1F. | Election of Director to serve for a term of one year: Margaret G. Lewis | Mgmt | For | For |
1G. | Election of Director to serve for a term of one year: W. Jameson McFadden | Mgmt | For | For |
1H. | Election of Director to serve for a term of one year: A. Ryals McMullian | Mgmt | For | For |
1I. | Election of Director to serve for a term of one year: James T. Spear | Mgmt | For | For |
1J. | Election of Director to serve for a term of one year: Melvin T. Stith, Ph.D. | Mgmt | For | For |
1K. | Election of Director to serve for a term of one year: Terry S. Thomas | Mgmt | For | For |
1L. | Election of Director to serve for a term of one year: C. Martin Wood III | Mgmt | For | For |
2. | To approve by advisory vote the compensation of the company’s named executive officers. | Mgmt | For | For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Flowers Foods, Inc. for the fiscal year ending December 31, 2022. | Mgmt | For | For |
4. | To consider a shareholder proposal regarding political contribution disclosure, if properly presented at the annual meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 29 of 110 |
Unassigned
FRANKLIN ELECTRIC CO., INC. | |||
Security: | 353514102 | Agenda Number: | 935560715 |
Ticker: | FELE | Meeting Type: | Annual |
ISIN: | US3535141028 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director for a term expiring at 2025: Renee J. Peterson | Mgmt | For | For |
1B. | Election of Director for a term expiring at 2025: Jennifer L. Sherman | Mgmt | For | For |
2. | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
3. | Approve, on an advisory basis, the executive compensation of the Named Executive Officers as disclosed in the Proxy Statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 30 of 110 |
Unassigned
GENPACT LIMITED | |||
Security: | G3922B107 | Agenda Number: | 935594300 |
Ticker: | G | Meeting Type: | Annual |
ISIN: | BMG3922B1072 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: N.V. Tyagarajan | Mgmt | For | For |
1B. | Election of Director: James Madden | Mgmt | For | For |
1C. | Election of Director: Ajay Agrawal | Mgmt | For | For |
1D. | Election of Director: Stacey Cartwright | Mgmt | For | For |
1E. | Election of Director: Laura Conigliaro | Mgmt | For | For |
1F. | Election of Director: Tamara Franklin | Mgmt | For | For |
1G. | Election of Director: Carol Lindstrom | Mgmt | For | For |
1H. | Election of Director: CeCelia Morken | Mgmt | For | For |
1I. | Election of Director: Brian Stevens | Mgmt | For | For |
1J. | Election of Director: Mark Verdi | Mgmt | For | For |
2. | Approve, on a non-binding, advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
3. | Approve the amendment and restatement of the Genpact Limited 2017 Omnibus Incentive Compensation Plan. | Mgmt | For | For |
4. | Approve the appointment of KPMG Assurance and Consulting Services LLP (“KPMG”) as our independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 31 of 110 |
Unassigned
GENTEX CORPORATION | |||
Security: | 371901109 | Agenda Number: | 935589145 |
Ticker: | GNTX | Meeting Type: | Annual |
ISIN: | US3719011096 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Mr. Joseph Anderson | Mgmt | For | For | |
2 | Ms. Leslie Brown | Mgmt | For | For | |
3 | Mr. Steve Downing | Mgmt | For | For | |
4 | Mr. Gary Goode | Mgmt | For | For | |
5 | Mr. James Hollars | Mgmt | For | For | |
6 | Mr. Richard Schaum | Mgmt | For | For | |
7 | Ms. Kathleen Starkoff | Mgmt | For | For | |
8 | Mr. Brian Walker | Mgmt | For | For | |
9 | Dr. Ling Zang | Mgmt | For | For | |
2. | To ratify the appointment of Ernst & Young LLP as the Company’s auditors for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, on an advisory basis, compensation of the Company’s named executive officers. | Mgmt | For | For | |
4. | To approve the 2022 Employee Stock Purchase Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 32 of 110 |
Unassigned
GRACO INC. | |||
Security: | 384109104 | Agenda Number: | 935561034 |
Ticker: | GGG | Meeting Type: | Annual |
ISIN: | US3841091040 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Eric P. Etchart | Mgmt | For | For |
1B. | Election of Director: Jody H. Feragen | Mgmt | For | For |
1C. | Election of Director: J. Kevin Gilligan | Mgmt | For | For |
2. | Ratification of appointment of Deloitte & Touche LLP as the Company’s independent registered accounting firm. | Mgmt | For | For |
3. | Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 33 of 110 |
Unassigned
GRAHAM HOLDINGS COMPANY | |||
Security: | 384637104 | Agenda Number: | 935581226 |
Ticker: | GHC | Meeting Type: | Annual |
ISIN: | US3846371041 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director: Tony Allen | Mgmt | For | For |
1.2 | Election of Director: Christopher C. Davis | Mgmt | For | For |
1.3 | Election of Director: Anne M. Mulcahy | Mgmt | For | For |
2. | Approval of the 2022 Incentive Compensation Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 34 of 110 |
Unassigned
HAMILTON LANE INCORPORATED | |||
Security: | 407497106 | Agenda Number: | 935474394 |
Ticker: | HLNE | Meeting Type: | Annual |
ISIN: | US4074971064 | Meeting Date: | 9/2/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | R. Vann Graves | Mgmt | For | For | |
2 | Erik R. Hirsch | Mgmt | For | For | |
3 | Leslie F. Varon | Mgmt | For | For | |
2. | Advisory, non-binding vote to approve named executive officer compensation. | Mgmt | For | For | |
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 35 of 110 |
Unassigned
HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||
Security: | 419870100 | Agenda Number: | 935571302 |
Ticker: | HE | Meeting Type: | Annual |
ISIN: | US4198701009 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Thomas B. Fargo | Mgmt | For | For |
1B. | Election of Director: Celeste A. Connors | Mgmt | For | For |
1C. | Election of Director: Richard J. Dahl | Mgmt | For | For |
1D. | Election of Director: Elisia K. Flores | Mgmt | For | For |
1E. | Election of Director: Micah A. Kane | Mgmt | For | For |
1F. | Election of Director: William James Scilacci, Jr. | Mgmt | For | For |
1G. | Election of Director: Scott W. H. Seu | Mgmt | For | For |
2. | Advisory vote to approve the compensation of HEI’s named executive officers. | Mgmt | For | For |
3. | Ratification of the appointment of Deloitte & Touche LLP as HEI’s independent registered public accountant for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 36 of 110 |
Unassigned
HEALTHCARE SERVICES GROUP, INC. | |||
Security: | 421906108 | Agenda Number: | 935620648 |
Ticker: | HCSG | Meeting Type: | Annual |
ISIN: | US4219061086 | Meeting Date: | 5/31/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: Diane S. Casey | Mgmt | For | For |
1b. | Election of Director: Daniela Castagnino | Mgmt | For | For |
1c. | Election of Director: Robert L. Frome | Mgmt | For | For |
1d. | Election of Director: Laura Grant | Mgmt | For | For |
1e. | Election of Director: John J. McFadden | Mgmt | For | For |
1f. | Election of Director: Dino D. Ottaviano | Mgmt | For | For |
1g. | Election of Director: Kurt Simmons, Jr. | Mgmt | For | For |
1h. | Election of Director: Jude Visconto | Mgmt | For | For |
1i. | Election of Director: Theodore Wahl | Mgmt | For | For |
2. | To approve and ratify the selection of Grant Thornton LLP as the independent registered public accounting firm of the Company for the current fiscal year ending December 31, 2022. | Mgmt | For | For |
3. | To hold an advisory vote to approve the compensation of the named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 37 of 110 |
Unassigned
HILL-ROM HOLDINGS, INC. | |||
Security: | 431475102 | Agenda Number: | 935513108 |
Ticker: | HRC | Meeting Type: | Special |
ISIN: | US4314751029 | Meeting Date: | 12/2/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1. | To approve the Agreement and Plan of Merger, dated as of September 1, 2021, by and among Hill-Rom Holdings, Inc. (“Hillrom”), Baxter International Inc. (“Baxter”), and Bel Air Subsidiary, Inc., a direct wholly owned subsidiary of Baxter (“Merger Sub”), as it may be amended from time to time (the “merger agreement”), pursuant to which Merger Sub will be merged with and into Hillrom, with Hillrom surviving the merger as a wholly owned subsidiary of Baxter (the “merger”). | Mgmt | For | For |
2. | To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies in favor of the proposal to approve the merger agreement if there are not sufficient votes at the time of such adjournment to approve the merger agreement. | Mgmt | For | For |
3. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid or become payable to Hillrom’s named executive officers that is based on or otherwise relates to the merger. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 38 of 110 |
Unassigned
HOULIHAN LOKEY, INC. | |||
Security: | 441593100 | Agenda Number: | 935481957 |
Ticker: | HLI | Meeting Type: | Annual |
ISIN: | US4415931009 | Meeting Date: | 9/21/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Scott J. Adelson | Mgmt | For | For | |
2 | Ekpedeme M. Bassey | Mgmt | For | For | |
3 | David A. Preiser | Mgmt | For | For | |
4 | Robert A. Schriesheim | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | Against | Against | |
3. | Ratification of the the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending March 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 39 of 110 |
Unassigned
IDACORP, INC. | |||
Security: | 451107106 | Agenda Number: | 935591619 |
Ticker: | IDA | Meeting Type: | Annual |
ISIN: | US4511071064 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director for one year term: Odette C. Bolano | Mgmt | For | For |
1B. | Election of Director for one year term: Thomas E. Carlile | Mgmt | For | For |
1C. | Election of Director for one year term: Richard J. Dahl | Mgmt | For | For |
1D. | Election of Director for one year term: Annette G. Elg | Mgmt | For | For |
1E. | Election of Director for one year term: Lisa A. Grow | Mgmt | For | For |
1F. | Election of Director for one year term: Ronald W. Jibson | Mgmt | For | For |
1G. | Election of Director for one year term: Judith A. Johansen | Mgmt | For | For |
1H. | Election of Director for one year term: Dennis L. Johnson | Mgmt | For | For |
1I. | Election of Director for one year term: Jeff C. Kinneeveauk | Mgmt | For | For |
1J. | Election of Director for one year term: Richard J. Navarro | Mgmt | For | For |
1K. | Election of Director for one year term: Mark T. Peters | Mgmt | For | For |
2. | Advisory resolution to approve executive compensation | Mgmt | For | For |
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the year ending December 31, 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 40 of 110 |
Unassigned
INGREDION INCORPORATED | |||
Security: | 457187102 | Agenda Number: | 935585084 |
Ticker: | INGR | Meeting Type: | Annual |
ISIN: | US4571871023 | Meeting Date: | 5/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director to serve for a term of one year: David B. Fischer | Mgmt | For | For |
1B. | Election of Director to serve for a term of one year: Paul Hanrahan | Mgmt | For | For |
1C. | Election of Director to serve for a term of one year: Rhonda L. Jordan | Mgmt | For | For |
1D. | Election of Director to serve for a term of one year: Gregory B. Kenny | Mgmt | For | For |
1E. | Election of Director to serve for a term of one year: Charles V. Magro | Mgmt | For | For |
1F. | Election of Director to serve for a term of one year: Victoria J. Reich | Mgmt | For | For |
1G. | Election of Director to serve for a term of one year: Catherine A. Suever | Mgmt | For | For |
1H. | Election of Director to serve for a term of one year: Stephan B. Tanda | Mgmt | For | For |
1I. | Election of Director to serve for a term of one year: Jorge A. Uribe | Mgmt | For | For |
1J. | Election of Director to serve for a term of one year: Dwayne A. Wilson | Mgmt | For | For |
1K. | Election of Director to serve for a term of one year: James P. Zallie | Mgmt | For | For |
2. | To approve, by advisory vote, the compensation of the Company’s “named executive officers.” | Mgmt | For | For |
3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 41 of 110 |
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ITT INC. | |||
Security: | 45073V108 | Agenda Number: | 935586884 |
Ticker: | ITT | Meeting Type: | Annual |
ISIN: | US45073V1089 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Geraud Darnis | Mgmt | For | For |
1B. | Election of Director: Donald DeFosset, Jr. | Mgmt | For | For |
1C. | Election of Director: Nicholas C. Fanandakis | Mgmt | For | For |
1D. | Election of Director: Richard P. Lavin | Mgmt | For | For |
1E. | Election of Director: Rebecca A. McDonald | Mgmt | For | For |
1F. | Election of Director: Timothy H. Powers | Mgmt | For | For |
1G. | Election of Director: Luca Savi | Mgmt | For | For |
1H. | Election of Director: Cheryl L. Shavers | Mgmt | For | For |
1I. | Election of Director: Sabrina Soussan | Mgmt | For | For |
2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the 2022 fiscal year | Mgmt | For | For |
3. | Approval of a non-binding advisory vote on executive compensation | Mgmt | For | For |
4. | A shareholder proposal regarding special shareholder meetings | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 42 of 110 |
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J & J SNACK FOODS CORP. | |||
Security: | 466032109 | Agenda Number: | 935539455 |
Ticker: | JJSF | Meeting Type: | Annual |
ISIN: | US4660321096 | Meeting Date: | 2/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | M. S. Roshkoff, Esquire | Mgmt | For | For | |
2. | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF EXECUTIVES. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 43 of 110 |
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JUNIPER NETWORKS, INC. | |||
Security: | 48203R104 | Agenda Number: | 935576655 |
Ticker: | JNPR | Meeting Type: | Annual |
ISIN: | US48203R1041 | Meeting Date: | 5/11/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Gary Daichendt | Mgmt | For | For |
1B. | Election of Director: Anne DelSanto | Mgmt | For | For |
1C. | Election of Director: Kevin DeNuccio | Mgmt | For | For |
1D. | Election of Director: James Dolce | Mgmt | For | For |
1E. | Election of Director: Christine Gorjanc | Mgmt | For | For |
1F. | Election of Director: Janet Haugen | Mgmt | For | For |
1G. | Election of Director: Scott Kriens | Mgmt | For | For |
1H. | Election of Director: Rahul Merchant | Mgmt | For | For |
1I. | Election of Director: Rami Rahim | Mgmt | For | For |
1J. | Election of Director: William Stensrud | Mgmt | For | For |
2. | Ratification of Ernst & Young LLP, an independent registered public accounting firm, as our auditors for the fiscal year ending December 31, 2022. | Mgmt | For | For |
3. | Approval of a non-binding advisory resolution on executive compensation. | Mgmt | For | For |
4. | Approval of the amendment and restatement of the Juniper Networks, Inc. 2015 Equity Incentive Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 44 of 110 |
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LANCASTER COLONY CORPORATION | |||
Security: | 513847103 | Agenda Number: | 935507143 |
Ticker: | LANC | Meeting Type: | Annual |
ISIN: | US5138471033 | Meeting Date: | 11/10/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Neeli Bendapudi | Mgmt | For | For | |
2 | William H. Carter | Mgmt | For | For | |
3 | Michael H. Keown | Mgmt | For | For | |
2. | To approve, by non-binding vote, the compensation of the Corporation’s named executive officers. | Mgmt | For | For | |
3. | To ratify the selection of Deloitte & Touche, LLP as the Corporation’s independent registered public accounting firm for the year ending June 30, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 45 of 110 |
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LANDSTAR SYSTEM, INC. | |||
Security: | 515098101 | Agenda Number: | 935572203 |
Ticker: | LSTR | Meeting Type: | Annual |
ISIN: | US5150981018 | Meeting Date: | 5/11/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Teresa L. White | Mgmt | For | For |
1B. | Election of Director: Homaira Akbari | Mgmt | For | For |
1C. | Election of Director: Diana M. Murphy | Mgmt | For | For |
1D. | Election of Director: James L. Liang | Mgmt | For | For |
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
3. | Advisory vote to approve executive compensation. | Mgmt | For | For |
4. | Approval of the Company’s 2022 Directors Stock Compensation Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 46 of 110 |
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LAZARD LTD | |||
Security: | G54050102 | Agenda Number: | 935582090 |
Ticker: | LAZ | Meeting Type: | Annual |
ISIN: | BMG540501027 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Richard N. Haass | Mgmt | For | For | |
2 | Jane L. Mendillo | Mgmt | For | For | |
3 | Richard D. Parsons | Mgmt | For | For | |
2. | Non-binding advisory vote regarding executive compensation. | Mgmt | Against | Against | |
3. | Ratification of the appointment of Deloitte & Touche LLP as Lazard Ltd’s independent registered public accounting firm for the fiscal year ending December 31, 2022 and authorization of the Company’s Board of Directors, acting by its Audit Committee, to set their remuneration. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 47 of 110 |
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LEAR CORPORATION | |||
Security: | 521865204 | Agenda Number: | 935587569 |
Ticker: | LEA | Meeting Type: | Annual |
ISIN: | US5218652049 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Mei-Wei Cheng | Mgmt | For | For |
1B. | Election of Director: Jonathan F. Foster | Mgmt | For | For |
1C. | Election of Director: Bradley M. Halverson | Mgmt | For | For |
1D. | Election of Director: Mary Lou Jepsen | Mgmt | For | For |
1E. | Election of Director: Roger A. Krone | Mgmt | For | For |
1F. | Election of Director: Patricia L. Lewis | Mgmt | For | For |
1G. | Election of Director: Kathleen A. Ligocki | Mgmt | For | For |
1H. | Election of Director: Conrad L. Mallett, Jr. | Mgmt | For | For |
1I. | Election of Director: Raymond E. Scott | Mgmt | For | For |
1J. | Election of Director: Gregory C. Smith | Mgmt | For | For |
2. | Ratification of the retention of Ernst & Young LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | Approve, in a non-binding advisory vote, Lear Corporation’s executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 48 of 110 |
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LEGGETT & PLATT, INCORPORATED | |||
Security: | 524660107 | Agenda Number: | 935582937 |
Ticker: | LEG | Meeting Type: | Annual |
ISIN: | US5246601075 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Angela Barbee | Mgmt | For | For |
1B. | Election of Director: Mark A. Blinn | Mgmt | For | For |
1C. | Election of Director: Robert E. Brunner | Mgmt | For | For |
1D. | Election of Director: Mary Campbell | Mgmt | For | For |
1E. | Election of Director: J. Mitchell Dolloff | Mgmt | For | For |
1F. | Election of Director: Manuel A. Fernandez | Mgmt | For | For |
1G. | Election of Director: Karl G. Glassman | Mgmt | For | For |
1H. | Election of Director: Joseph W. McClanathan | Mgmt | For | For |
1I. | Election of Director: Judy C. Odom | Mgmt | For | For |
1J. | Election of Director: Srikanth Padmanabhan | Mgmt | For | For |
1K. | Election of Director: Jai Shah | Mgmt | For | For |
1L. | Election of Director: Phoebe A. Wood | Mgmt | For | For |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
3. | An advisory vote to approve named executive officer compensation as described in the Company’s proxy statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 49 of 110 |
Unassigned
LINCOLN ELECTRIC HOLDINGS, INC. | |||
Security: | 533900106 | Agenda Number: | 935569775 |
Ticker: | LECO | Meeting Type: | Annual |
ISIN: | US5339001068 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Brian D. Chambers | Mgmt | For | For | |
2 | Curtis E. Espeland | Mgmt | For | For | |
3 | Patrick P. Goris | Mgmt | For | For | |
4 | Michael F. Hilton | Mgmt | For | For | |
5 | Kathryn Jo Lincoln | Mgmt | For | For | |
6 | Christopher L. Mapes | Mgmt | For | For | |
7 | Phillip J. Mason | Mgmt | For | For | |
8 | Ben P. Patel | Mgmt | For | For | |
9 | Hellene S. Runtagh | Mgmt | For | For | |
10 | Kellye L. Walker | Mgmt | For | For | |
2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 50 of 110 |
Unassigned
LITTELFUSE, INC. | |||
Security: | 537008104 | Agenda Number: | 935562961 |
Ticker: | LFUS | Meeting Type: | Annual |
ISIN: | US5370081045 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Kristina Cerniglia | Mgmt | For | For |
1B. | Election of Director: Tzau-Jin Chung | Mgmt | For | For |
1C. | Election of Director: Cary Fu | Mgmt | For | For |
1D. | Election of Director: Maria Green | Mgmt | For | For |
1E. | Election of Director: Anthony Grillo | Mgmt | For | For |
1F. | Election of Director: David Heinzmann | Mgmt | For | For |
1G. | Election of Director: Gordon Hunter | Mgmt | For | For |
1H. | Election of Director: William Noglows | Mgmt | For | For |
1I. | Election of Director: Nathan Zommer | Mgmt | For | For |
2. | Approve, on an advisory basis, the compensation of the Company’s named executive officers. | Mgmt | For | For |
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company’s independent auditors for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 51 of 110 |
Unassigned
LPL FINANCIAL HOLDINGS INC. | |||
Security: | 50212V100 | Agenda Number: | 935587242 |
Ticker: | LPLA | Meeting Type: | Annual |
ISIN: | US50212V1008 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Dan H. Arnold | Mgmt | For | For |
1B. | Election of Director: Edward C. Bernard | Mgmt | For | For |
1C. | Election of Director: H. Paulett Eberhart | Mgmt | For | For |
1D. | Election of Director: William F. Glavin Jr. | Mgmt | For | For |
1E. | Election of Director: Allison H. Mnookin | Mgmt | For | For |
1F. | Election of Director: Anne M. Mulcahy | Mgmt | For | For |
1G. | Election of Director: James S. Putnam | Mgmt | For | For |
1H. | Election of Director: Richard P. Schifter | Mgmt | For | For |
1I. | Election of Director: Corey E. Thomas | Mgmt | For | For |
2. | Ratify the appointment of Deloitte & Touche LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
3. | Approve, in an advisory vote, the compensation paid to the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 52 of 110 |
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M.D.C. HOLDINGS, INC. | |||
Security: | 552676108 | Agenda Number: | 935556920 |
Ticker: | MDC | Meeting Type: | Annual |
ISIN: | US5526761086 | Meeting Date: | 4/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Michael A. Berman | Mgmt | For | For | |
2 | Herbert T. Buchwald | Mgmt | For | For | |
3 | Larry A. Mizel | Mgmt | For | For | |
4 | Janice Sinden | Mgmt | For | For | |
2. | To approve an advisory proposal regarding the compensation of the Company’s named executive officers (Say on Pay). | Mgmt | For | For | |
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 53 of 110 |
Unassigned
MAXIMUS, INC. | |||
Security: | 577933104 | Agenda Number: | 935545080 |
Ticker: | MMS | Meeting Type: | Annual |
ISIN: | US5779331041 | Meeting Date: | 3/15/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Class I Director: John J. Haley | Mgmt | For | For |
1B. | Election of Class I Director: Anne K. Altman | Mgmt | For | For |
1C. | Election of Class III Director: Bruce L. Caswell | Mgmt | For | For |
1D. | Election of Class III Director: Richard A. Montoni | Mgmt | For | For |
1E. | Election of Class III Director: Raymond B. Ruddy | Mgmt | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as our independent public accountants for our 2022 fiscal year. | Mgmt | For | For |
3. | Advisory vote to approve the compensation of the Named Executive Officers. | Mgmt | For | For |
4. | A shareholder proposal pertaining to a third- party racial equity audit. | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 54 of 110 |
Unassigned
MDU RESOURCES GROUP, INC. | |||
Security: | 552690109 | Agenda Number: | 935571693 |
Ticker: | MDU | Meeting Type: | Annual |
ISIN: | US5526901096 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Thomas Everist | Mgmt | For | For |
1B. | Election of Director: Karen B. Fagg | Mgmt | For | For |
1C. | Election of Director: David L. Goodin | Mgmt | For | For |
1D. | Election of Director: Dennis W. Johnson | Mgmt | For | For |
1E. | Election of Director: Patricia L. Moss | Mgmt | For | For |
1F. | Election of Director: Dale S. Rosenthal | Mgmt | For | For |
1G. | Election of Director: Edward A. Ryan | Mgmt | For | For |
1H. | Election of Director: David M. Sparby | Mgmt | For | For |
1I. | Election of Director: Chenxi Wang | Mgmt | For | For |
2. | Advisory Vote to Approve the Compensation Paid to the Company’s Named Executive Officers. | Mgmt | For | For |
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 55 of 110 |
Unassigned
MERCURY GENERAL CORPORATION | |||
Security: | 589400100 | Agenda Number: | 935575792 |
Ticker: | MCY | Meeting Type: | Annual |
ISIN: | US5894001008 | Meeting Date: | 5/11/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | George Joseph | Mgmt | For | For | |
2 | Martha E. Marcon | Mgmt | For | For | |
3 | Joshua E. Little | Mgmt | For | For | |
4 | Gabriel Tirador | Mgmt | For | For | |
5 | James G. Ellis | Mgmt | For | For | |
6 | George G. Braunegg | Mgmt | For | For | |
7 | Ramona L. Cappello | Mgmt | For | For | |
8 | Vicky Wai Yee Joseph | Mgmt | For | For | |
2. | Advisory vote on executive compensation. | Mgmt | Against | Against | |
3. | Ratification of selection of independent registered public accounting firm. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 56 of 110 |
Unassigned
MGE ENERGY, INC. | |||
Security: | 55277P104 | Agenda Number: | 935580995 |
Ticker: | MGEE | Meeting Type: | Annual |
ISIN: | US55277P1049 | Meeting Date: | 5/17/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Mark D. Bugher | Mgmt | For | For | |
2 | James L. Possin | Mgmt | For | For | |
3 | Noble L. Wray | Mgmt | For | For | |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year 2022. | Mgmt | For | For | |
3. | Advisory Vote: Approval of the compensation of the named executive officers as disclosed in the proxy statement under the heading “Executive Compensation”. | Mgmt | For | For | |
4. | Advisory Vote: Shareholder Proposal - Value of Solar Study in MGE Territory. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 57 of 110 |
Unassigned
MGIC INVESTMENT CORPORATION | |||
Security: | 552848103 | Agenda Number: | 935573938 |
Ticker: | MTG | Meeting Type: | Annual |
ISIN: | US5528481030 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1. | DIRECTOR | ||||
1 | Analisa M. Allen | Mgmt | For | For | |
2 | Daniel A. Arrigoni | Mgmt | For | For | |
3 | C. Edward Chaplin | Mgmt | For | For | |
4 | Curt S. Culver | Mgmt | For | For | |
5 | Jay C. Hartzell | Mgmt | For | For | |
6 | Timothy A. Holt | Mgmt | For | For | |
7 | Jodeen A. Kozlak | Mgmt | For | For | |
8 | Michael E. Lehman | Mgmt | For | For | |
9 | Teresita M. Lowman | Mgmt | For | For | |
10 | Timothy J. Mattke | Mgmt | For | For | |
11 | Gary A. Poliner | Mgmt | For | For | |
12 | Sheryl L. Sculley | Mgmt | For | For | |
13 | Mark M. Zandi | Mgmt | For | For | |
2. | Advisory Vote to Approve our Executive Compensation. | Mgmt | For | For | |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 58 of 110 |
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MOELIS & COMPANY | |||
Security: | 60786M105 | Agenda Number: | 935616865 |
Ticker: | MC | Meeting Type: | Annual |
ISIN: | US60786M1053 | Meeting Date: | 6/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: Kenneth Moelis | Mgmt | For | For |
1b. | Election of Director: Eric Cantor | Mgmt | For | For |
1c. | Election of Director: John A. Allison IV | Mgmt | For | For |
1d. | Election of Director: Yolonda Richardson | Mgmt | For | For |
1e. | Election of Director: Kenneth L. Shropshire | Mgmt | For | For |
2. | To approve, on an advisory basis, the compensation of our Named Executive Officers. | Mgmt | Against | Against |
3. | Proposal to ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 59 of 110 |
Unassigned
MONOLITHIC POWER SYSTEMS, INC. | |||
Security: | 609839105 | Agenda Number: | 935641060 |
Ticker: | MPWR | Meeting Type: | Annual |
ISIN: | US6098391054 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director: Michael Hsing | Mgmt | For | For |
1.2 | Election of Director: Herbert Chang | Mgmt | For | For |
1.3 | Election of Director: Carintia Martinez | Mgmt | For | For |
2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
3. | Approve, on an advisory basis, the 2021 executive compensation. | Mgmt | Against | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 60 of 110 |
Unassigned
MORNINGSTAR, INC. | |||
Security: | 617700109 | Agenda Number: | 935568533 |
Ticker: | MORN | Meeting Type: | Annual |
ISIN: | US6177001095 | Meeting Date: | 5/13/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Joe Mansueto | Mgmt | For | For |
1B. | Election of Director: Kunal Kapoor | Mgmt | For | For |
1C. | Election of Director: Robin Diamonte | Mgmt | For | For |
1D. | Election of Director: Cheryl Francis | Mgmt | For | For |
1E. | Election of Director: Steve Joynt | Mgmt | For | For |
1F. | Election of Director: Steve Kaplan | Mgmt | For | For |
1G. | Election of Director: Gail Landis | Mgmt | For | For |
1H. | Election of Director: Bill Lyons | Mgmt | For | For |
1I. | Election of Director: Doniel Sutton | Mgmt | For | For |
1J. | Election of Director: Caroline Tsay | Mgmt | For | For |
2. | Advisory vote to approve executive compensation. | Mgmt | For | For |
3. | Ratification of the appointment of KPMG LLP as Morningstar’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 61 of 110 |
Unassigned
MURPHY USA INC. | |||
Security: | 626755102 | Agenda Number: | 935572253 |
Ticker: | MUSA | Meeting Type: | Annual |
ISIN: | US6267551025 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Class III Director: R. Madison Murphy | Mgmt | For | For |
1B. | Election of Class III Director: R. Andrew Clyde | Mgmt | For | For |
1C. | Election of Class III Director: David B. Miller | Mgmt | For | For |
1D. | Election of Class III Director: Rosemary L. Turner | Mgmt | For | For |
2. | Approval of Executive Compensation on an Advisory, Non-Binding Basis. | Mgmt | For | For |
3. | Determine the Frequency of Stockholder Approval of the Compensation of the Named Executive Officers on an Advisory, Non- Binding Basis. | Mgmt | 1 Year | For |
4. | Ratification of Appointment of Independent Registered Public Accounting Firm for Fiscal 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 62 of 110 |
Unassigned
NATIONAL FUEL GAS COMPANY | |||
Security: | 636180101 | Agenda Number: | 935543531 |
Ticker: | NFG | Meeting Type: | Annual |
ISIN: | US6361801011 | Meeting Date: | 3/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | David C. Carroll | Mgmt | For | For | |
2 | Steven C. Finch | Mgmt | For | For | |
3 | Joseph N. Jaggers | Mgmt | For | For | |
4 | David F. Smith | Mgmt | For | For | |
2. | Advisory approval of named executive officer compensation. | Mgmt | For | For | |
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 63 of 110 |
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NATIONAL HEALTHCARE CORPORATION | |||
Security: | 635906100 | Agenda Number: | 935591633 |
Ticker: | NHC | Meeting Type: | Annual |
ISIN: | US6359061008 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Re-election of director to hold office for a three year term: Stephen F. Flatt | Mgmt | For | For |
1B. | Re-election of director to hold office for a three year term: Richard F. LaRoche | Mgmt | For | For |
1C. | Re-election of director to hold office for a three year term: Sandra Y. Trail | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 64 of 110 |
Unassigned
NATIONAL INSTRUMENTS CORPORATION | |||
Security: | 636518102 | Agenda Number: | 935576035 |
Ticker: | NATI | Meeting Type: | Annual |
ISIN: | US6365181022 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | James E. Cashman, lll | Mgmt | For | For | |
2 | Liam K. Griffin | Mgmt | Withheld | Against | |
3 | Eric H. Starkloff | Mgmt | For | For | |
2. | To increase the number of shares reserved under the National Instruments Corporation 1994 Employee Stock Purchase Plan by 3,000,000 shares. | Mgmt | For | For | |
3. | To approve the National Instruments Corporation 2022 Equity Incentive Plan. | Mgmt | For | For | |
4. | To approve, on an advisory (non-binding) basis, National Instruments Corporation’s executive compensation program. | Mgmt | For | For | |
5. | To ratify the appointment of Ernst & Young LLP as National Instruments Corporation’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 65 of 110 |
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NEW JERSEY RESOURCES CORPORATION | |||
Security: | 646025106 | Agenda Number: | 935533869 |
Ticker: | NJR | Meeting Type: | Annual |
ISIN: | US6460251068 | Meeting Date: | 1/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Gregory E. Aliff | Mgmt | For | For | |
2 | Robert B. Evans | Mgmt | For | For | |
3 | Thomas C. O’Connor | Mgmt | For | For | |
2. | To approve a non-binding advisory resolution approving the compensation of our named executive officers. | Mgmt | For | For | |
3. | To ratify the appointment by the Audit Committee of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 66 of 110 |
Unassigned
NEWS CORP | |||
Security: | 65249B109 | Agenda Number: | 935510861 |
Ticker: | NWSA | Meeting Type: | Annual |
ISIN: | US65249B1098 | Meeting Date: | 11/17/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1. | YOU ARE CORDIALLY INVITED TO ATTEND THE ANNUAL MEETING OF STOCKHOLDERS OF NEWS CORPORATION (THE “COMPANY”) TO BE HELD ON WEDNESDAY, NOVEMBER 17, 2021 AT 3:00 PM EST EXCLUSIVELY VIA LIVE WEBCAST. PLEASE USE THE FOLLOWING URL TO ACCESS THE MEETING (WWW.VIRTUALSHAREHOLDERMEETING. COM/NWS2021). | Mgmt | For | N/A |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 67 of 110 |
Unassigned
NORTHWESTERN CORPORATION | |||
Security: | 668074305 | Agenda Number: | 935561729 |
Ticker: | NWE | Meeting Type: | Annual |
ISIN: | US6680743050 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Anthony T. Clark | Mgmt | For | For | |
2 | Dana J. Dykhouse | Mgmt | For | For | |
3 | Jan R. Horsfall | Mgmt | For | For | |
4 | Britt E. Ide | Mgmt | For | For | |
5 | Linda G. Sullivan | Mgmt | For | For | |
6 | Robert C. Rowe | Mgmt | For | For | |
7 | Mahvash Yazdi | Mgmt | For | For | |
8 | Jeffrey W. Yingling | Mgmt | For | For | |
2. | Ratification of Deloitte & Touche LLP as the independent registered public accounting firm for 2022. | Mgmt | For | For | |
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 68 of 110 |
Unassigned
NRG ENERGY, INC. | |||
Security: | 629377508 | Agenda Number: | 935560006 |
Ticker: | NRG | Meeting Type: | Annual |
ISIN: | US6293775085 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: E. Spencer Abraham | Mgmt | For | For |
1B. | Election of Director: Antonio Carrillo | Mgmt | For | For |
1C. | Election of Director: Matthew Carter, Jr. | Mgmt | For | For |
1D. | Election of Director: Lawrence S. Coben | Mgmt | For | For |
1E. | Election of Director: Heather Cox | Mgmt | For | For |
1F. | Election of Director: Elisabeth B. Donohue | Mgmt | For | For |
1G. | Election of Director: Mauricio Gutierrez | Mgmt | For | For |
1H. | Election of Director: Paul W. Hobby | Mgmt | For | For |
1I. | Election of Director: Alexandra Pruner | Mgmt | For | For |
1J. | Election of Director: Anne C. Schaumburg | Mgmt | For | For |
1K. | Election of Director: Thomas H. Weidemeyer | Mgmt | For | For |
2. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Mgmt | For | For |
3. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 69 of 110 |
Unassigned
OGE ENERGY CORP. | |||
Security: | 670837103 | Agenda Number: | 935581098 |
Ticker: | OGE | Meeting Type: | Annual |
ISIN: | US6708371033 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Frank A. Bozich | Mgmt | For | For |
1B. | Election of Director: Peter D. Clarke | Mgmt | For | For |
1C. | Election of Director: David L. Hauser | Mgmt | For | For |
1D. | Election of Director: Luther C. Kissam, IV | Mgmt | For | For |
1E. | Election of Director: Judy R. McReynolds | Mgmt | For | For |
1F. | Election of Director: David E. Rainbolt | Mgmt | For | For |
1G. | Election of Director: J. Michael Sanner | Mgmt | For | For |
1H. | Election of Director: Sheila G. Talton | Mgmt | For | For |
1I. | Election of Director: Sean Trauschke | Mgmt | For | For |
2. | Ratification of the appointment of Ernst & Young LLP as the Company’s principal independent accountants for 2022. | Mgmt | For | For |
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Mgmt | For | For |
4. | Amendment of the Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | Mgmt | For | For |
5. | Approval of OGE Energy Corp. 2022 Stock Incentive Plan. | Mgmt | For | For |
6. | Shareholder Proposal Regarding Modification of the Supermajority Voting Provisions. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 70 of 110 |
Unassigned
OLD REPUBLIC INTERNATIONAL CORPORATION | |||
Security: | 680223104 | Agenda Number: | 935609959 |
Ticker: | ORI | Meeting Type: | Annual |
ISIN: | US6802231042 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Steven J. Bateman | Mgmt | For | For | |
2 | Lisa J. Caldwell | Mgmt | For | For | |
3 | John M. Dixon | Mgmt | For | For | |
4 | Glenn W. Reed | Mgmt | For | For | |
2. | To ratify the selection of KPMG LLP as the Company’s auditors for 2022. | Mgmt | For | For | |
3. | Advisory vote to approve executive compensation. | Mgmt | For | For | |
4. | To approve the Old Republic International Corporation 2022 Incentive Compensation Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 71 of 110 |
Unassigned
ONE GAS, INC | |||
Security: | 68235P108 | Agenda Number: | 935601802 |
Ticker: | OGS | Meeting Type: | Annual |
ISIN: | US68235P1084 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director: Robert B. Evans | Mgmt | For | For |
1.2 | Election of Director: John W. Gibson | Mgmt | For | For |
1.3 | Election of Director: Tracy E. Hart | Mgmt | For | For |
1.4 | Election of Director: Michael G. Hutchinson | Mgmt | For | For |
1.5 | Election of Director: Robert S. McAnnally | Mgmt | For | For |
1.6 | Election of Director: Pattye L. Moore | Mgmt | For | For |
1.7 | Election of Director: Eduardo A. Rodriguez | Mgmt | For | For |
1.8 | Election of Director: Douglas H. Yaeger | Mgmt | For | For |
2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of ONE Gas, Inc. for the year ending December 31, 2022. | Mgmt | For | For |
3. | Advisory vote to approve the Company’s executive compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 72 of 110 |
Unassigned
ONEMAIN HOLDINGS, INC. | |||
Security: | 68268W103 | Agenda Number: | 935637085 |
Ticker: | OMF | Meeting Type: | Annual |
ISIN: | US68268W1036 | Meeting Date: | 6/13/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Valerie Soranno Keating | Mgmt | For | For | |
2 | Aneek S. Mamik | Mgmt | For | For | |
3 | Richard A. Smith | Mgmt | For | For | |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for OneMain Holdings, Inc. for the year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 73 of 110 |
Unassigned
OSHKOSH CORPORATION | |||
Security: | 688239201 | Agenda Number: | 935538578 |
Ticker: | OSK | Meeting Type: | Annual |
ISIN: | US6882392011 | Meeting Date: | 2/22/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Keith J. Allman | Mgmt | For | For | |
2 | Douglas L. Davis | Mgmt | For | For | |
3 | Tyrone M. Jordan | Mgmt | For | For | |
4 | K. Metcalf-Kupres | Mgmt | For | For | |
5 | Stephen D. Newlin | Mgmt | For | For | |
6 | Duncan J. Palmer | Mgmt | For | For | |
7 | John C. Pfeifer | Mgmt | For | For | |
8 | Sandra E. Rowland | Mgmt | For | For | |
9 | John S. Shiely | Mgmt | For | For | |
2. | Ratification of the appointment of Deloitte & Touche LLP, an independent registered public accounting firm, as the Company’s independent auditors for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Approval, by advisory vote, of the compensation of the Company’s named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 74 of 110 |
Unassigned
OTTER TAIL CORPORATION | |||
Security: | 689648103 | Agenda Number: | 935553532 |
Ticker: | OTTR | Meeting Type: | Annual |
ISIN: | US6896481032 | Meeting Date: | 4/11/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Steven L. Fritze | Mgmt | For | For | |
2 | Kathryn O. Johnson | Mgmt | For | For | |
3 | Michael E. LeBeau | Mgmt | For | For | |
2. | To approve, in a non-binding advisory vote, the compensation provided to the Named Executive Officers as described in the Proxy Statement. | Mgmt | For | For | |
3. | To ratify the appointment of Deloitte & Touche, LLP as Otter Tail Corporation’s independent registered public accounting firm for the year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 75 of 110 |
Unassigned
PINNACLE WEST CAPITAL CORPORATION | |||
Security: | 723484101 | Agenda Number: | 935593461 |
Ticker: | PNW | Meeting Type: | Annual |
ISIN: | US7234841010 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Glynis A. Bryan | Mgmt | For | For | |
2 | G. A. de la Melena, Jr. | Mgmt | For | For | |
3 | Richard P. Fox | Mgmt | For | For | |
4 | Jeffrey B. Guldner | Mgmt | For | For | |
5 | Dale E. Klein, Ph.D. | Mgmt | For | For | |
6 | Kathryn L. Munro | Mgmt | For | For | |
7 | Bruce J. Nordstrom | Mgmt | For | For | |
8 | Paula J. Sims | Mgmt | For | For | |
9 | William H. Spence | Mgmt | For | For | |
10 | James E. Trevathan, Jr. | Mgmt | For | For | |
11 | David P. Wagener | Mgmt | For | For | |
2. | Advisory vote to approve executive compensation as disclosed in the 2022 Proxy Statement. | Mgmt | For | For | |
3. | Ratify the appointment of the independent accountant for the year ending December 31, 2022. | Mgmt | For | For | |
4. | A shareholder proposal asking the Company to amend its governing documents to reduce the ownership threshold to 10% to call a special shareholder meeting, if properly presented at the meeting. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 76 of 110 |
Unassigned
PNM RESOURCES, INC. | |||
Security: | 69349H107 | Agenda Number: | 935582975 |
Ticker: | PNM | Meeting Type: | Annual |
ISIN: | US69349H1077 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Vicky A. Bailey | Mgmt | For | For |
1B. | Election of Director: Norman P. Becker | Mgmt | For | For |
1C. | Election of Director: Patricia K. Collawn | Mgmt | For | For |
1D. | Election of Director: E. Renae Conley | Mgmt | For | For |
1E. | Election of Director: Alan J. Fohrer | Mgmt | For | For |
1F. | Election of Director: Sidney M. Gutierrez | Mgmt | For | For |
1G. | Election of Director: James A. Hughes | Mgmt | For | For |
1H. | Election of Director: Maureen T. Mullarkey | Mgmt | For | For |
1I. | Election of Director: Donald K. Schwanz | Mgmt | For | For |
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2022. | Mgmt | For | For |
3. | Approve, on an advisory basis, the compensation of our named executive officers as disclosed in the 2022 proxy statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 77 of 110 |
Unassigned
POLARIS INC. | |||
Security: | 731068102 | Agenda Number: | 935562860 |
Ticker: | PII | Meeting Type: | Annual |
ISIN: | US7310681025 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Class I Director: Bernd F. Kessler | Mgmt | For | For |
1B. | Election of Class I Director: Lawrence D. Kingsley | Mgmt | For | For |
1C. | Election of Class I Director: Gwynne E. Shotwell | Mgmt | For | For |
2. | The ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2022 | Mgmt | For | For |
3. | Advisory vote to approve the compensation of our Named Executive Officers | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 78 of 110 |
Unassigned
POWER INTEGRATIONS, INC. | |||
Security: | 739276103 | Agenda Number: | 935594968 |
Ticker: | POWI | Meeting Type: | Annual |
ISIN: | US7392761034 | Meeting Date: | 5/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director to serve until the 2023 Annual Meeting: Wendy Arienzo | Mgmt | For | For |
1.2 | Election of Director to serve until the 2023 Annual Meeting: Balu Balakrishnan | Mgmt | For | For |
1.3 | Election of Director to serve until the 2023 Annual Meeting: Nicholas E. Brathwaite | Mgmt | For | For |
1.4 | Election of Director to serve until the 2023 Annual Meeting: Anita Ganti | Mgmt | For | For |
1.5 | Election of Director to serve until the 2023 Annual Meeting: William George | Mgmt | For | For |
1.6 | Election of Director to serve until the 2023 Annual Meeting: Balakrishnan S. Iyer | Mgmt | For | For |
1.7 | Election of Director to serve until the 2023 Annual Meeting: Jennifer Lloyd | Mgmt | For | For |
1.8 | Election of Director to serve until the 2023 Annual Meeting: Necip Sayiner | Mgmt | For | For |
2. | To approve, on an advisory basis, the compensation of Power Integrations’ named executive officers, as disclosed in this proxy statement. | Mgmt | For | For |
3. | To ratify the selection by the Audit Committee of the Board of Directors of Deloitte & Touche LLP as the independent registered public accounting firm of Power Integrations for the fiscal year ending December 31, 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 79 of 110 |
Unassigned
PREMIER, INC. | |||
Security: | 74051N102 | Agenda Number: | 935506393 |
Ticker: | PINC | Meeting Type: | Annual |
ISIN: | US74051N1028 | Meeting Date: | 12/3/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Terry D. Shaw | Mgmt | For | For | |
2 | Richard J. Statuto | Mgmt | For | For | |
3 | Ellen C. Wolf | Mgmt | For | For | |
2. | Ratification of the appointment of Ernst & Young LLP to serve as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For | |
3. | Approval, on an advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement for the Annual Meeting. | Mgmt | Against | Against | |
4. | An advisory vote to approve the frequency of the say-on-pay advisory vote as every one, two, or three years. | Mgmt | 1 Year | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 80 of 110 |
Unassigned
PROGRESS SOFTWARE CORPORATION | |||
Security: | 743312100 | Agenda Number: | 935626513 |
Ticker: | PRGS | Meeting Type: | Annual |
ISIN: | US7433121008 | Meeting Date: | 5/12/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Paul T. Dacier | Mgmt | For | For | |
2 | John R. Egan | Mgmt | For | For | |
3 | Rainer Gawlick | Mgmt | For | For | |
4 | Yogesh Gupta | Mgmt | For | For | |
5 | Charles F. Kane | Mgmt | For | For | |
6 | Samskriti Y. King | Mgmt | For | For | |
7 | David A. Krall | Mgmt | For | For | |
8 | Angela T. Tucci | Mgmt | For | For | |
9 | Vivian Vitale | Mgmt | For | For | |
2. | To approve, on an advisory basis, the compensation of Progress Software Corporation’s named executive officers. | Mgmt | For | For | |
3. | To ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 81 of 110 |
Unassigned
QUANTSHARES | |||
Security: | 67110P100 | Agenda Number: | 935624937 |
Ticker: | OUSM | Meeting Type: | Special |
ISIN: | US67110P1003 | Meeting Date: | 6/15/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1b. | To approve an Agreement and Plan of Reorganization providing for: The reorganization of O’Shares U.S. Small-Cap Quality Dividend ETF into ALPS-O’Shares U.S. Small-Cap Quality Dividend ETF. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 82 of 110 |
Unassigned
REYNOLDS CONSUMER PRODUCTS INC | |||
Security: | 76171L106 | Agenda Number: | 935562973 |
Ticker: | REYN | Meeting Type: | Annual |
ISIN: | US76171L1061 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Gregory Cole | Mgmt | For | For |
1B. | Election of Director: Ann Ziegler | Mgmt | For | For |
2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For |
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 83 of 110 |
Unassigned
RLI CORP. | |||
Security: | 749607107 | Agenda Number: | 935571275 |
Ticker: | RLI | Meeting Type: | Annual |
ISIN: | US7496071074 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Kaj Ahlmann | Mgmt | For | For | |
2 | Michael E. Angelina | Mgmt | For | For | |
3 | John T. Baily | Mgmt | For | For | |
4 | Calvin G. Butler, Jr. | Mgmt | For | For | |
5 | David B. Duclos | Mgmt | For | For | |
6 | Susan S. Fleming | Mgmt | For | For | |
7 | Jordan W. Graham | Mgmt | For | For | |
8 | Craig W. Kliethermes | Mgmt | For | For | |
9 | Jonathan E. Michael | Mgmt | For | For | |
10 | Robert P. Restrepo, Jr. | Mgmt | For | For | |
11 | Debbie S. Roberts | Mgmt | For | For | |
12 | Michael J. Stone | Mgmt | For | For | |
2. | Non-Binding, Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers (the “Say-on-Pay” vote). | Mgmt | For | For | |
3. | Non-Binding, Advisory Vote Regarding Frequency of Advisory Vote on Executive Compensation (the “Say-When-on-Pay” vote). | Mgmt | 1 Year | For | |
4. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 84 of 110 |
Unassigned
ROBERT HALF INTERNATIONAL INC. | |||
Security: | 770323103 | Agenda Number: | 935609303 |
Ticker: | RHI | Meeting Type: | Annual |
ISIN: | US7703231032 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Julia L. Coronado | Mgmt | For | For |
1B. | Election of Director: Dirk A. Kempthorne | Mgmt | For | For |
1C. | Election of Director: Harold M. Messmer, Jr. | Mgmt | For | For |
1D. | Election of Director: Marc H. Morial | Mgmt | For | For |
1E. | Election of Director: Robert J. Pace | Mgmt | For | For |
1F. | Election of Director: Frederick A. Richman | Mgmt | For | For |
1G. | Election of Director: M. Keith Waddell | Mgmt | For | For |
2. | Advisory vote to approve executive compensation. | Mgmt | For | For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP, as the Company’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 85 of 110 |
Unassigned
SAFETY INSURANCE GROUP, INC. | |||
Security: | 78648T100 | Agenda Number: | 935612831 |
Ticker: | SAFT | Meeting Type: | Annual |
ISIN: | US78648T1007 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Class II Director to serve a three year term expiring in 2025: Deborah E. Gray | Mgmt | For | For |
1b. | Election of Class II Director to serve a three year term expiring in 2025: George M. Murphy | Mgmt | For | For |
2. | Ratification of the Appointment of DELOITTE & TOUCHE, LLP. | Mgmt | For | For |
3. | Advisory Vote on Executive Compensation. | Mgmt | For | For |
4. | Vote to Provide Stockholders the Right to Call a Special Meeting. | Mgmt | For | For |
5. | Vote to Provide Stockholders the Right to Act by Written Consent. | Mgmt | For | For |
6. | Vote to Replace Supermajority Provisions. | Mgmt | For | For |
7. | Vote to Approve the Amended and Restated 2018 Long-term Incentive Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 86 of 110 |
Unassigned
SCHNEIDER NATIONAL, INC. | |||
Security: | 80689H102 | Agenda Number: | 935558900 |
Ticker: | SNDR | Meeting Type: | Annual |
ISIN: | US80689H1023 | Meeting Date: | 4/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Jyoti Chopra | Mgmt | For | For | |
2 | James R. Giertz | Mgmt | For | For | |
3 | Adam P. Godfrey | Mgmt | For | For | |
4 | Robert W. Grubbs | Mgmt | For | For | |
5 | Robert M. Knight, Jr. | Mgmt | For | For | |
6 | Therese A. Koller | Mgmt | For | For | |
7 | Mark B. Rourke | Mgmt | For | For | |
8 | Paul J. Schneider | Mgmt | For | For | |
9 | John A. Swainson | Mgmt | For | For | |
10 | James L. Welch | Mgmt | For | For | |
2. | Ratification of the appointment of Deloitte & Touche, LLP as Schneider National’s independent registered public accounting firm for fiscal 2022 | Mgmt | For | For | |
3. | Advisory vote to approve executive compensation | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 87 of 110 |
Unassigned
SEI INVESTMENTS COMPANY | |||
Security: | 784117103 | Agenda Number: | 935648569 |
Ticker: | SEIC | Meeting Type: | Annual |
ISIN: | US7841171033 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: Alfred P. West, Jr. | Mgmt | For | For |
1b. | Election of Director: William M. Doran | Mgmt | For | For |
1c. | Election of Director: Jonathan A. Brassington | Mgmt | For | For |
2. | To approve, on an advisory basis, the compensation of named executive officers. | Mgmt | For | For |
3. | To ratify the appointment of KPMG LLP as independent registered public accountants for fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 88 of 110 |
Unassigned
SERVICE CORPORATION INTERNATIONAL | |||
Security: | 817565104 | Agenda Number: | 935571237 |
Ticker: | SCI | Meeting Type: | Annual |
ISIN: | US8175651046 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Alan R. Buckwalter | Mgmt | For | For |
1B. | Election of Director: Anthony L. Coelho | Mgmt | For | For |
1C. | Election of Director: Jakki L. Haussler | Mgmt | For | For |
1D. | Election of Director: Victor L. Lund | Mgmt | For | For |
1E. | Election of Director: Ellen Ochoa | Mgmt | For | For |
1F. | Election of Director: Thomas L. Ryan | Mgmt | For | For |
1G. | Election of Director: C. Park Shaper | Mgmt | For | For |
1H. | Election of Director: Sara Martinez Tucker | Mgmt | For | For |
1I. | Election of Director: W. Blair Waltrip | Mgmt | For | For |
1J. | Election of Director: Marcus A. Watts | Mgmt | For | For |
2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For |
3. | To approve, by advisory vote, named executive officer compensation. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 89 of 110 |
Unassigned
SIMPSON MANUFACTURING CO., INC. | |||
Security: | 829073105 | Agenda Number: | 935571415 |
Ticker: | SSD | Meeting Type: | Annual |
ISIN: | US8290731053 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director to hold office until the next annual meeting: James S. Andrasick | Mgmt | For | For |
1B. | Election of Director to hold office until the next annual meeting: Jennifer A. Chatman | Mgmt | For | For |
1C. | Election of Director to hold office until the next annual meeting: Karen Colonias | Mgmt | For | For |
1D. | Election of Director to hold office until the next annual meeting: Gary M. Cusumano | Mgmt | For | For |
1E. | Election of Director to hold office until the next annual meeting: Philip E. Donaldson | Mgmt | For | For |
1F. | Election of Director to hold office until the next annual meeting: Celeste Volz Ford | Mgmt | For | For |
1G. | Election of Director to hold office until the next annual meeting: Kenneth D. Knight | Mgmt | For | For |
1H. | Election of Director to hold office until the next annual meeting: Robin G. MacGillivray | Mgmt | For | For |
2. | Approve, on an advisory basis, the compensation of the Company’s named executive officers. | Mgmt | For | For |
3. | Ratify the selection of Grant Thornton LLP as the Company’s independent registered public accounting firm for 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 90 of 110 |
Unassigned
SNAP-ON INCORPORATED | |||
Security: | 833034101 | Agenda Number: | 935565979 |
Ticker: | SNA | Meeting Type: | Annual |
ISIN: | US8330341012 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: David C. Adams | Mgmt | For | For |
1B. | Election of Director: Karen L. Daniel | Mgmt | For | For |
1C. | Election of Director: Ruth Ann M. Gillis | Mgmt | For | For |
1D. | Election of Director: James P. Holden | Mgmt | For | For |
1E. | Election of Director: Nathan J. Jones | Mgmt | For | For |
1F. | Election of Director: Henry W. Knueppel | Mgmt | For | For |
1G. | Election of Director: W. Dudley Lehman | Mgmt | For | For |
1H. | Election of Director: Nicholas T. Pinchuk | Mgmt | For | For |
1I. | Election of Director: Gregg M. Sherrill | Mgmt | For | For |
1J. | Election of Director: Donald J. Stebbins | Mgmt | For | For |
2. | Proposal to ratify the appointment of Deloitte & Touche LLP as Snap-on Incorporated’s independent registered public accounting firm for fiscal 2022. | Mgmt | For | For |
3. | Advisory vote to approve the compensation of Snap-on Incorporated’s named executive officers, as disclosed in “Compensation Discussion and Analysis” and “Executive Compensation Information” in the Proxy Statement. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 91 of 110 |
Unassigned
SOUTHWEST GAS HOLDINGS, INC. | |||
Security: | 844895102 | Agenda Number: | 935583876 |
Ticker: | SWX | Meeting Type: | Contested Annual |
ISIN: | US8448951025 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Robert L. Boughner | Mgmt | For | For | |
2 | José A. Cárdenas | Mgmt | For | For | |
3 | E. Renae Conley | Mgmt | For | For | |
4 | John P. Hester | Mgmt | For | For | |
5 | Jane Lewis-Raymond | Mgmt | For | For | |
6 | Anne L. Mariucci | Mgmt | For | For | |
7 | Carlos A. Ruisanchez | Mgmt | For | For | |
8 | A. Randall Thoman | Mgmt | For | For | |
9 | Thomas A. Thomas | Mgmt | For | For | |
10 | Leslie T. Thornton | Mgmt | For | For | |
2. | To approve, on a non-binding, advisory basis, the Company’s executive compensation. | Mgmt | For | For | |
3. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for fiscal year 2022. | Mgmt | For | For | |
4. | To approve a proposal by the Icahn Group to repeal any Bylaw amendments adopted after October 19, 2021 and prior to the Annual Meeting that could interfere with the seating of Icahn’s director nominees for election at the Annual Meeting or any subsequent special meeting of stockholders, if such proposal is properly brought before the meeting. | Mgmt | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 92 of 110 |
Unassigned | |||
SPIRE INC. | |||
Security: | 84857L101 | Agenda Number: | 935533946 |
Ticker: | SR | Meeting Type: | Annual |
ISIN: | US84857L1017 | Meeting Date: | 1/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Carrie J. Hightman* | Mgmt | For | For | |
2 | Brenda D. Newberry* | Mgmt | For | For | |
3 | Suzanne Sitherwood* | Mgmt | For | For | |
4 | Mary Ann Van Lokeren$ | Mgmt | For | For | |
2. | Advisory nonbinding approval of resolution to approve compensation of our named executive officers. | Mgmt | For | For | |
3. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accountant for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 93 of 110 |
Unassigned
STANDARD MOTOR PRODUCTS, INC. | |||
Security: | 853666105 | Agenda Number: | 935618542 |
Ticker: | SMP | Meeting Type: | Annual |
ISIN: | US8536661056 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Alejandro C. Capparelli | Mgmt | For | For | |
2 | John P. Gethin | Mgmt | For | For | |
3 | Pamela Forbes Lieberman | Mgmt | For | For | |
4 | Patrick S. McClymont | Mgmt | For | For | |
5 | Joseph W. McDonnell | Mgmt | For | For | |
6 | Alisa C. Norris | Mgmt | For | For | |
7 | Pamela S. Puryear, PhD | Mgmt | For | For | |
8 | Eric P. Sills | Mgmt | For | For | |
9 | Lawrence I. Sills | Mgmt | For | For | |
10 | William H. Turner | Mgmt | For | For | |
2. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2022. | Mgmt | For | For | |
3. | Approval of non-binding, advisory resolution on the compensation of our named executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 94 of 110 |
Unassigned | |||
STEWART INFORMATION SERVICES CORPORATION | |||
Security: | 860372101 | Agenda Number: | 935596051 |
Ticker: | STC | Meeting Type: | Annual |
ISIN: | US8603721015 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Thomas G. Apel | Mgmt | For | For | |
2 | C. Allen Bradley, Jr. | Mgmt | For | For | |
3 | Robert L. Clarke | Mgmt | For | For | |
4 | William S. Corey, Jr. | Mgmt | For | For | |
5 | Frederick H Eppinger Jr | Mgmt | For | For | |
6 | Deborah J. Matz | Mgmt | For | For | |
7 | Matthew W. Morris | Mgmt | For | For | |
8 | Karen R. Pallotta | Mgmt | For | For | |
9 | Manuel Sánchez | Mgmt | For | For | |
2. | Approval of the compensation of Stewart Information Services Corporation’s named executive officers (Say-on-Pay) | Mgmt | Against | Against | |
3. | Approval of the frequency of the vote on the compensation of Stewart Information Services Corporation’s named executive officers (Say-When-on-Pay) | Mgmt | 1 Year | For | |
4. | Ratification of the appointment of KPMG LLP as Stewart Information Services Corporation’s independent auditors for 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 95 of 110 |
Unassigned | |||
STURM, RUGER & COMPANY, INC. | |||
Security: | 864159108 | Agenda Number: | 935612843 |
Ticker: | RGR | Meeting Type: | Annual |
ISIN: | US8641591081 | Meeting Date: | 6/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1a. | Election of Director: John A. Cosentino, Jr. | Mgmt | For | For |
1b. | Election of Director: Michael O. Fifer | Mgmt | For | For |
1c. | Election of Director: Sandra S. Froman | Mgmt | For | For |
1d. | Election of Director: Rebecca S. Halstead | Mgmt | For | For |
1e. | Election of Director: Christopher J. Killoy | Mgmt | For | For |
1f. | Election of Director: Terrence G. O’Connor | Mgmt | For | For |
1g. | Election of Director: Amir P. Rosenthal | Mgmt | For | For |
1h. | Election of Director: Ronald C. Whitaker | Mgmt | For | For |
1i. | Election of Director: Phillip C. Widman | Mgmt | For | For |
2. | The ratification of the appointment of RSM US LLP as the Independent Auditors of the Company for the 2022 fiscal year. | Mgmt | For | For |
3. | An advisory vote on the compensation of the Company’s Named Executive Officers. | Mgmt | For | For |
4. | A shareholder proposal entitled “Human Rights Impact Assessment.” | Shr | For | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 96 of 110 |
Unassigned
THE CARLYLE GROUP INC | |||
Security: | 14316J108 | Agenda Number: | 935609339 |
Ticker: | CG | Meeting Type: | Annual |
ISIN: | US14316J1088 | Meeting Date: | 5/31/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | David M. Rubenstein | Mgmt | For | For | |
2 | Linda H. Filler | Mgmt | For | For | |
3 | James H. Hance, Jr. | Mgmt | For | For | |
4 | Derica W. Rice | Mgmt | For | For | |
2. | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 | Mgmt | For | For | |
3. | Non-Binding Vote to Approve Named Executive Officer Compensation (“Say-on- Pay”) | Mgmt | Against | Against | |
4. | Shareholder Proposal to Reorganize the Board of Directors into One Class | Shr | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 97 of 110 |
Unassigned
THE INTERPUBLIC GROUP OF COMPANIES, INC. | |||
Security: | 460690100 | Agenda Number: | 935610077 |
Ticker: | IPG | Meeting Type: | Annual |
ISIN: | US4606901001 | Meeting Date: | 5/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1.1 | Election of Director: Jocelyn Carter-Miller | Mgmt | For | For |
1.2 | Election of Director: Mary J. Steele Guilfoile | Mgmt | For | For |
1.3 | Election of Director: Dawn Hudson | Mgmt | For | For |
1.4 | Election of Director: Philippe Krakowsky | Mgmt | For | For |
1.5 | Election of Director: Jonathan F. Miller | Mgmt | For | For |
1.6 | Election of Director: Patrick Q. Moore | Mgmt | For | For |
1.7 | Election of Director: Linda S. Sanford | Mgmt | For | For |
1.8 | Election of Director: David M. Thomas | Mgmt | For | For |
1.9 | Election of Director: E. Lee Wyatt Jr. | Mgmt | For | For |
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Interpublic’s independent registered public accounting firm for the year 2022. | Mgmt | For | For |
3. | Advisory vote to approve named executive officer compensation. | Mgmt | For | For |
4. | Stockholder proposal entitled “Independent Board Chairman.” | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 98 of 110 |
Unassigned | |||
THE NEW YORK TIMES COMPANY | |||
Security: | 650111107 | Agenda Number: | 935560664 |
Ticker: | NYT | Meeting Type: | Annual |
ISIN: | US6501111073 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Amanpal S. Bhutani | Mgmt | For | For | |
2 | Manuel Bronstein | Mgmt | For | For | |
3 | Doreen Toben | Mgmt | For | For | |
4 | Rebecca Van Dyck | Mgmt | For | For | |
2. | Ratification of the selection of Ernst & Young LLP as auditors for the fiscal year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 99 of 110 |
Unassigned | |||
THE TORO COMPANY | |||
Security: | 891092108 | Agenda Number: | 935545321 |
Ticker: | TTC | Meeting Type: | Annual |
ISIN: | US8910921084 | Meeting Date: | 3/15/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Eric P. Hansotia | Mgmt | For | For | |
2 | Jeffrey L. Harmening | Mgmt | For | For | |
3 | Joyce A. Mullen | Mgmt | For | For | |
4 | Richard M. Olson | Mgmt | For | For | |
5 | James C. O’Rourke | Mgmt | For | For | |
6 | Jill M. Pemberton | Mgmt | For | For | |
2. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for our fiscal year ending October 31, 2022. | Mgmt | For | For | |
3. | Approval of, on an advisory basis, our executive compensation. | Mgmt | For | For | |
4. | Approval of The Toro Company 2022 Equity and Incentive Plan. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 100 of 110 |
Unassigned | |||
THE WESTERN UNION COMPANY | |||
Security: | 959802109 | Agenda Number: | 935585591 |
Ticker: | WU | Meeting Type: | Annual |
ISIN: | US9598021098 | Meeting Date: | 5/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Martin I. Cole | Mgmt | For | For |
1B. | Election of Director: Richard A. Goodman | Mgmt | For | For |
1C. | Election of Director: Betsy D. Holden | Mgmt | For | For |
1D. | Election of Director: Jeffrey A. Joerres | Mgmt | For | For |
1E. | Election of Director: Devin B. McGranahan | Mgmt | For | For |
1F. | Election of Director: Michael A. Miles, Jr. | Mgmt | For | For |
1G. | Election of Director: Timothy P. Murphy | Mgmt | For | For |
1H. | Election of Director: Joyce A. Phillips | Mgmt | For | For |
1I. | Election of Director: Jan Siegmund | Mgmt | For | For |
1J. | Election of Director: Angela A. Sun | Mgmt | For | For |
1K. | Election of Director: Solomon D. Trujillo | Mgmt | For | For |
2. | Advisory Vote to Approve Executive Compensation | Mgmt | For | For |
3. | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2022 | Mgmt | For | For |
4. | Stockholder Proposal Regarding Modification to Stockholder Right to Call a Special Meeting | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 101 of 110 |
Unassigned | |||
TOOTSIE ROLL INDUSTRIES, INC. | |||
Security: | 890516107 | Agenda Number: | 935574764 |
Ticker: | TR | Meeting Type: | Annual |
ISIN: | US8905161076 | Meeting Date: | 5/2/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Ellen R. Gordon | Mgmt | For | For | |
2 | Virginia L. Gordon | Mgmt | For | For | |
3 | Lana Jane Lewis-Brent | Mgmt | For | For | |
4 | Barre A. Seibert | Mgmt | For | For | |
5 | Paula M. Wardynski | Mgmt | For | For | |
2. | Ratify the appointment of Grant Thornton LLP as the independent registered public accounting firm for the fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 102 of 110 |
Unassigned | |||
UGI CORPORATION | |||
Security: | 902681105 | Agenda Number: | 935531916 |
Ticker: | UGI | Meeting Type: | Annual |
ISIN: | US9026811052 | Meeting Date: | 1/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director for term expiring in 2023: Frank S. Hermance, Chair | Mgmt | For | For |
1B. | Election of Director for term expiring in 2023: M. Shawn Bort | Mgmt | For | For |
1C. | Election of Director for term expiring in 2023: Theodore A. Dosch | Mgmt | For | For |
1D. | Election of Director for term expiring in 2023: Alan N. Harris | Mgmt | For | For |
1E. | Election of Director for term expiring in 2023: Mario Longhi | Mgmt | For | For |
1F. | Election of Director for term expiring in 2023: William J. Marrazzo | Mgmt | For | For |
1G. | Election of Director for term expiring in 2023: Cindy J. Miller | Mgmt | For | For |
1H. | Election of Director for term expiring in 2023: Roger Perreault | Mgmt | For | For |
1I. | Election of Director for term expiring in 2023: Kelly A. Romano | Mgmt | For | For |
1J. | Election of Director for term expiring in 2023: James B. Stallings, Jr. | Mgmt | For | For |
1K. | Election of Director for term expiring in 2023: John L. Walsh | Mgmt | For | For |
2. | Advisory Vote on Executive Compensation | Mgmt | For | For |
3. | Ratification of Independent Registered Public Accounting Firm for 2022 | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 103 of 110 |
Unassigned | |||
UNIFIRST CORPORATION | |||
Security: | 904708104 | Agenda Number: | 935526078 |
Ticker: | UNF | Meeting Type: | Annual |
ISIN: | US9047081040 | Meeting Date: | 1/11/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Phillip L. Cohen | Mgmt | For | For | |
2 | Cynthia Croatti | Mgmt | For | For | |
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 27, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 104 of 110 |
Unassigned | |||
UNIVERSAL CORPORATION | |||
Security: | 913456109 | Agenda Number: | 935468339 |
Ticker: | UVV | Meeting Type: | Annual |
ISIN: | US9134561094 | Meeting Date: | 8/3/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Diana F. Cantor | Mgmt | For | For | |
2 | Robert C. Sledd | Mgmt | For | For | |
3 | Thomas H. Tullidge, Jr. | Mgmt | For | For | |
2. | Approve a non-binding advisory resolution approving the compensation of the named executive officers. | Mgmt | For | For | |
3. | Ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending March 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 105 of 110 |
Unassigned | |||
VISHAY INTERTECHNOLOGY, INC. | |||
Security: | 928298108 | Agenda Number: | 935591671 |
Ticker: | VSH | Meeting Type: | Annual |
ISIN: | US9282981086 | Meeting Date: | 5/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Dr. Gerald Paul | Mgmt | For | For | |
2 | Dr. Renee B. Booth | Mgmt | For | For | |
3 | Dr. Michiko Kurahashi | Mgmt | For | For | |
4 | Timothy V. Talbert | Mgmt | For | For | |
2. | To ratify the appointment of Ernst & Young LLP as Vishay’s independent registered public accounting firm for the year ending December 31, 2022. | Mgmt | For | For | |
3. | The advisory approval of the compensation of the Company’s executive officers. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 106 of 110 |
Unassigned | |||
WATSCO, INC. | |||
Security: | 942622200 | Agenda Number: | 935632376 |
Ticker: | WSO | Meeting Type: | Annual |
ISIN: | US9426222009 | Meeting Date: | 6/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | John A. Macdonald | Mgmt | For | For | |
2 | Bob L. Moss | Mgmt | For | For | |
3 | Steven (Slava) Rubin | Mgmt | For | For | |
2. | To approve the advisory resolution regarding the compensation of our named executive officers. | Mgmt | Against | Against | |
3. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2022 fiscal year. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 107 of 110 |
Unassigned | |||
WD-40 COMPANY | |||
Security: | 929236107 | Agenda Number: | 935513475 |
Ticker: | WDFC | Meeting Type: | Annual |
ISIN: | US9292361071 | Meeting Date: | 12/14/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Daniel T. Carter | Mgmt | For | For |
1B. | Election of Director: Melissa Claassen | Mgmt | For | For |
1C. | Election of Director: Eric P. Etchart | Mgmt | For | For |
1D. | Election of Director: Lara L. Lee | Mgmt | For | For |
1E. | Election of Director: Trevor I. Mihalik | Mgmt | For | For |
1F. | Election of Director: Graciela I. Monteagudo | Mgmt | For | For |
1G. | Election of Director: David B. Pendarvis | Mgmt | For | For |
1H. | Election of Director: Garry O. Ridge | Mgmt | For | For |
1I. | Election of Director: Gregory A. Sandfort | Mgmt | For | For |
1J. | Election of Director: Anne G. Saunders | Mgmt | For | For |
2. | To hold an advisory vote to approve executive compensation. | Mgmt | For | For |
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 108 of 110 |
Unassigned | |||
WEIS MARKETS, INC. | |||
Security: | 948849104 | Agenda Number: | 935566058 |
Ticker: | WMK | Meeting Type: | Annual |
ISIN: | US9488491047 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Jonathan H. Weis | Mgmt | For | For | |
2 | Harold G. Graber | Mgmt | For | For | |
3 | Dennis G. Hatchell | Mgmt | For | For | |
4 | Edward J. Lauth III | Mgmt | For | For | |
5 | Gerrald B. Silverman | Mgmt | For | For | |
2. | Proposal to ratify the appointment of RSM US LLP as the independent registered public accounting firm of the corporation. | Mgmt | For | For | |
3. | Shareholder proposal on ESG transparency, requesting that the Company disclose what percentage of the eggs it sells come from chickens locked in cages and the percentage that come from cage- free hens. | Shr | Against | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 109 of 110 |
Unassigned
WERNER ENTERPRISES, INC. | |||
Security: | 950755108 | Agenda Number: | 935589765 |
Ticker: | WERN | Meeting Type: | Annual |
ISIN: | US9507551086 | Meeting Date: | 5/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against
| |
1. | DIRECTOR | ||||
1 | Kenneth M. Bird, Ed.D. | Mgmt | For | For | |
2 | Jack A. Holmes | Mgmt | For | For | |
3 | Carmen A. Tapio | Mgmt | For | For | |
2. | To approve the advisory resolution on executive compensation. | Mgmt | For | For | |
3. | To ratify the appointment of KPMG LLP as the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2022. | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 110 of 110 |
Unassigned | |||
WHIRLPOOL CORPORATION | |||
Security: | 963320106 | Agenda Number: | 935557085 |
Ticker: | WHR | Meeting Type: | Annual |
ISIN: | US9633201069 | Meeting Date: | 4/19/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation |
1A. | Election of Director: Samuel R. Allen | Mgmt | For | For |
1B. | Election of Director: Marc R. Bitzer | Mgmt | For | For |
1C. | Election of Director: Greg Creed | Mgmt | For | For |
1D. | Election of Director: Gary T. DiCamillo | Mgmt | For | For |
1E. | Election of Director: Diane M. Dietz | Mgmt | For | For |
1F. | Election of Director: Gerri T. Elliott | Mgmt | For | For |
1G. | Election of Director: Jennifer A. LaClair | Mgmt | For | For |
1H. | Election of Director: John D. Liu | Mgmt | For | For |
1I. | Election of Director: James M. Loree | Mgmt | For | For |
1J. | Election of Director: Harish Manwani | Mgmt | For | For |
1K. | Election of Director: Patricia K. Poppe | Mgmt | For | For |
1L. | Election of Director: Larry O. Spencer | Mgmt | For | For |
1M. | Election of Director: Michael D. White | Mgmt | For | For |
2. | Advisory vote to approve Whirlpool Corporation’s executive compensation. | Mgmt | For | For |
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation’s independent registered public accounting firm for 2022. | Mgmt | For | For |
O’Shares Europe Quality Dividend ETF
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 1 of 51 |
Unassigned
ABB AG | |||
Security: | H0010V101 | Agenda Number: | 715210592 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0012221716 | Meeting Date: | 3/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1 | APPROVAL OF THE MANAGEMENT REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE ANNUAL FINANCIAL STATEMENTS FOR 2021 | Mgmt | For | For | |
2 | CONSULTATIVE VOTE ON THE 2021 COMPENSATION REPORT | Mgmt | For | For | |
3 | DISCHARGE OF THE BOARD OF DIRECTORS AND THE PERSONS ENTRUSTED WITH MANAGEMENT | Mgmt | For | For | |
4 | APPROPRIATION OF EARNINGS | Mgmt | For | For | |
5 | CAPITAL REDUCTION THROUGH CANCELLATION OF SHARES REPURCHASED UNDER THE SHARE BUYBACK PROGRAMS 2020 AND 2021 | Mgmt | For | For | |
6.1 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE BOARD OF DIRECTORS FOR THE NEXT TERM OF OFFICE | Mgmt | For | For | |
6.2 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION OF THE EXECUTIVE COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR | Mgmt | For | For | |
7.1 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GUNNAR BROCK AS DIRECTOR | Mgmt | For | For | |
7.2 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID CONSTABLE AS DIRECTOR | Mgmt | For | For | |
7.3 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: FREDERICO FLEURY CURADO AS DIRECTOR | Mgmt | For | For | |
7.4 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: LARS FOERBERG AS DIRECTOR | Mgmt | For | For | |
7.5 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JENNIFER XIN-ZHE LI AS DIRECTOR | Mgmt | For | For | |
7.6 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: GERALDINE MATCHETT AS DIRECTOR | Mgmt | For | For | |
7.7 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: DAVID MELINE AS DIRECTOR | Mgmt | For | For | |
7.8 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: SATISH PAI AS DIRECTOR | Mgmt | For | For | |
7.9 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: JACOB WALLENBERG AS DIRECTOR | Mgmt | For | For | |
7.10 | ELECTIONS TO THE BOARD OF DIRECTOR AND ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTOR: PETER VOSER AS DIRECTOR AND CHAIRMAN | Mgmt | For | For | |
8.1 | ELECTIONS TO THE COMPENSATION COMMITTEE: DAVID CONSTABLE | Mgmt | For | For | |
8.2 | ELECTIONS TO THE COMPENSATION COMMITTEE: FREDERICO FLEURY CURADO | Mgmt | For | For | |
8.3 | ELECTIONS TO THE COMPENSATION COMMITTEE: JENNIFER XIN-ZHE LI | Mgmt | For | For | |
9 | ELECTION OF THE INDEPENDENT PROXY: ZEHNDER BOLLIGER AND PARTNER | Mgmt | For | For | |
10 | ELECTION OF THE AUDITORS: KPMG AG | Mgmt | For | For | |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 2 of 51 |
Unassigned
ADMIRAL GROUP PLC | |||
Security: | G0110T106 | Agenda Number: | 715287125 |
Ticker: | Meeting Type: | AGM | |
ISIN: | GB00B02J6398 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1 | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY) FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021. THE DIRECTORS’ REMUNERATION REPORT IS SET OUT IN FULL IN THE ANNUAL REPORT OF THE COMPANY AT PAGE 177. THE CURRENT DIRECTORS’ REMUNERATION POLICY CAN BE FOUND IN THE ANNUAL REPORT OF THE COMPANY AT PAGE 181 | Mgmt | For | For | |
3 | TO DECLARE A FINAL DIVIDEND ON THE ORDINARY SHARES OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2021 OF 118 PENCE PER ORDINARY SHARE, PAYABLE TO ALL ORDINARY SHAREHOLDERS ON THE COMPANY’S REGISTER OF MEMBERS AT THE CLOSE OF BUSINESS ON 6 MAY 2022 | Mgmt | For | For | |
4 | TO APPOINT EVELYN BOURKE (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
5 | TO APPOINT BILL ROBERTS (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
6 | TO RE-APPOINT MILENA MONDINI-DE- FOCATIIS (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
7 | TO RE-APPOINT GERAINT JONES (EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
8 | TO RE-APPOINT ANNETTE COURT (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
9 | TO RE-APPOINT JEAN PARK (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
10 | TO RE-APPOINT JUSTINE ROBERTS (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | Against | Against | |
11 | TO RE-APPOINT ANDREW CROSSLEY (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
12 | TO RE-APPOINT MICHAEL BRIERLEY (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
13 | TO RE-APPOINT KAREN GREEN (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
14 | TO RE-APPOINT JAYAPRAKASA RANGASWAMI (NON-EXECUTIVE DIRECTOR) AS A DIRECTOR OF THE COMPANY | Mgmt | For | For | |
15 | TO RE-APPOINT DELOITTE LLP AS THE AUDITORS OF THE COMPANY FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID | Mgmt | For | For | |
16 | TO AUTHORISE THE AUDIT COMMITTEE (ON BEHALF OF THE BOARD) TO DETERMINE THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | |
17 | POLITICAL DONATIONS | Mgmt | For | For | |
18 | AUTHORITY TO ALLOT SHARES | Mgmt | For | For | |
19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | |
20 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 19, AND SUBJECT TO THE PASSING OF RESOLUTION 18, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE CA 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE CA 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 18 AND/OR PURSUANT TO SECTION 573 OF THE CA 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE CA 2006, SUCH AUTHORITY TO BE: (I) LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 14,995 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND (II) USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS OF THE COMPANY DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO APPLY UNTIL THE EARLIER OF THE CONCLUSION OF THE NEXT AGM OF THE COMPANY OR 30 JUNE 2023 UNLESS PREVIOUSLY RENEWED, VARIED OR REVOKED BY THE COMPANY IN GENERAL MEETING BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS OF THE COMPANY MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | Mgmt | For | For | |
21 | MARKET PURCHASES | Mgmt | For | For | |
22 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Mgmt | For | For | |
23 | THAT THE ARTICLES OF ASSOCIATION OF THE COMPANY PRODUCED TO THE MEETING AND INITIALLED BY THE CHAIR OF THE MEETING FOR IDENTIFICATION PURPOSES BE ADOPTED AS THE ARTICLES OF ASSOCIATION OF THE COMPANY IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 3 of 51 |
Unassigned
ASML HOLDING NV | |||
Security: | N07059202 | Agenda Number: | 715373015 |
Ticker: | Meeting Type: | AGM | |
ISIN: | NL0010273215 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 704583 DUE TO RECEIPT OF CHANGE IN VOTING STATUS OF RESOLUTION. 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||
1. | OPENING | Non-Voting | |||
2. | OVERVIEW OF THE COMPANY’S BUSINESS, FINANCIAL SITUATION AND SUSTAINABILITY | Non-Voting | |||
3.a. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: ADVISORY VOTE ON THE REMUNERATION REPORT FOR THE BOARD OF MANAGEMENT AND THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2021 | Mgmt | Against | Against | |
3.b. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR 2021, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Mgmt | For | For | |
3.c. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: CLARIFICATION OF THE COMPANY’S RESERVES AND DIVIDEND POLICY | Non-Voting | |||
3.d. | FINANCIAL STATEMENTS, RESULTS AND DIVIDEND: PROPOSAL TO ADOPT A DIVIDEND IN RESPECT OF THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
4.a. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE BOARD OF MANAGEMENT FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
4.b. | DISCHARGE: PROPOSAL TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
5. | PROPOSAL TO APPROVE THE NUMBER OF SHARES FOR THE BOARD OF MANAGEMENT | Mgmt | For | For | |
6. | PROPOSAL TO AMEND THE REMUNERATION POLICY FOR THE BOARD OF MANAGEMENT | Mgmt | For | For | |
7.a. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. P.T.F.M. WENNINK | Non-Voting | |||
7.b. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. M.A. VAN DEN BRINK | Non-Voting | |||
7.c. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. F.J.M. SCHNEIDER-MAUNOURY | Non-Voting | |||
7.d. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. C.D. FOUQUET | Non-Voting | |||
7.e. | COMPOSITION OF THE BOARD OF MANAGEMENT: NOTIFICATION OF THE INTENDED REAPPOINTMENT OF MR. R.J.M. DASSEN | Non-Voting | |||
8.a. | COMPOSITION OF THE SUPERVISORY BOARD: NOTIFICATION OF SUPERVISORY BOARD VACANCIES | Non-Voting | |||
8.b. | COMPOSITION OF THE SUPERVISORY BOARD: OPPORTUNITY TO MAKE RECOMMENDATIONS BY THE GENERAL MEETING | Non-Voting | |||
8.c. | COMPOSITION OF THE SUPERVISORY BOARD: ANNOUNCEMENT OF THE SUPERVISORY BOARD’S RECOMMENDATION TO REAPPOINT MS. T.L. KELLY AND APPOINT MR. A.F.M. EVERKE AND MS. A.L. STEEGEN AS MEMBERS OF THE SUPERVISORY BOARD | Non-Voting | |||
8.d. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO REAPPOINT MS. T.L. KELLY AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt | For | For | |
8.e. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MR. A.F.M. EVERKE AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt | For | For | |
8.f. | COMPOSITION OF THE SUPERVISORY BOARD: PROPOSAL TO APPOINT MS. A.L. STEEGEN AS A MEMBER OF THE SUPERVISORY BOARD | Mgmt | For | For | |
8.g. | COMPOSITION OF THE SUPERVISORY BOARD: COMPOSITION OF THE SUPERVISORY BOARD IN 2023 | Non-Voting | |||
9. | PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEARS 2023 AND 2024 | Mgmt | For | For | |
10. | PROPOSAL TO APPOINT DELOITTE ACCOUNTANTS B.V. AS EXTERNAL AUDITOR FOR THE REPORTING YEAR 2025, IN LIGHT OF THE MANDATORY EXTERNAL AUDITOR ROTATION | Non-Voting | |||
11. | PROPOSAL TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY | Mgmt | For | For | |
12.a. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES UP TO 5% FOR GENERAL PURPOSES AND UP TO 5% IN CONNECTION WITH OR ON THE OCCASION OF MERGERS, ACQUISITIONS AND/OR (STRATEGIC) ALLIANCES | Mgmt | For | For | |
12.b. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO ISSUE ORDINARY SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES, AS WELL AS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHTS ACCRUING TO SHAREHOLDERS: AUTHORIZATION OF THE BOARD OF MANAGEMENT TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS IN CONNECTION WITH THE AUTHORIZATIONS REFERRED TO IN ITEM 12 A) | Mgmt | For | For | |
13. | PROPOSALS TO AUTHORIZE THE BOARD OF MANAGEMENT TO REPURCHASE ORDINARY SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL | Mgmt | For | For | |
14. | PROPOSAL TO CANCEL ORDINARY SHARES | Mgmt | For | For | |
15. | ANY OTHER BUSINESS | Non-Voting | |||
16. | CLOSING | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 07 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES FPR MID: 720074, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 4 of 51 |
Unassigned
ASSA ABLOY AB | |||
Security: | W0817X204 | Agenda Number: | 715293887 |
Ticker: | Meeting Type: | AGM | |
ISIN: | SE0007100581 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
1 | OPEN MEETING | Non-Voting | |||
2 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||
3 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||
4 | APPROVE AGENDA OF MEETING | Non-Voting | |||
5 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
6 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
7 | RECEIVE PRESIDENT’S REPORT | Non-Voting | |||
8.A | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||
8.B | RECEIVE AUDITOR’S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT | Non-Voting | |||
8.C | RECEIVE BOARD’S REPORT | Non-Voting | |||
9.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
9.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.20 PER SHARE | Mgmt | For | For | |
9.C1 | APPROVE DISCHARGE OF LARS RENSTROM | Mgmt | For | For | |
9.C2 | APPROVE DISCHARGE OF CARL DOUGLAS | Mgmt | For | For | |
9.C3 | APPROVE DISCHARGE OF JOHAN HJERTONSSON | Mgmt | For | For | |
9.C4 | APPROVE DISCHARGE OF SOFIA SCHORLING HOGBERG | Mgmt | For | For | |
9.C5 | APPROVE DISCHARGE OF EVA KARLSSON | Mgmt | For | For | |
9.C6 | APPROVE DISCHARGE OF LENA OLVING | Mgmt | For | For | |
9.C7 | APPROVE DISCHARGE OF JOAKIM WEIDEMANIS | Mgmt | For | For | |
9.C8 | APPROVE DISCHARGE OF SUSANNE PAHLEN AKLUNDH | Mgmt | For | For | |
9.C9 | APPROVE DISCHARGE OF RUNE HJALM | Mgmt | For | For | |
9.C10 | APPROVE DISCHARGE OF MATS PERSSON | Mgmt | For | For | |
9.C11 | APPROVE DISCHARGE OF BJARNE JOHANSSON | Mgmt | For | For | |
9.C12 | APPROVE DISCHARGE OF NADJA WIKSTROM | Mgmt | For | For | |
9.C13 | APPROVE DISCHARGE OF BIRGITTA KLASEN | Mgmt | For | For | |
9.C14 | APPROVE DISCHARGE OF JAN SVENSSON | Mgmt | For | For | |
9.C15 | APPROVE DISCHARGE OF CEO NICO DELVAUX | Mgmt | For | For | |
10 | DETERMINE NUMBER OF MEMBERS (9) AND DEPUTY MEMBERS (0) OF BOARD | Mgmt | For | For | |
11.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.9 MILLION FOR CHAIR, SEK 1.07 MILLION FOR VICE CHAIR AND SEK 860,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Mgmt | For | For | |
11.B | APPROVE REMUNERATION OF AUDITORS | Mgmt | For | For | |
12 | REELECT LARS RENSTROM (CHAIR), CARL DOUGLAS (VICE CHAIR), JOHAN HJERTONSSON, EVA KARLSSON, LENA OLVING, SOFIA SCHORLING HOGBERG, JOAKIM WEIDEMANIS AND SUSANNE PAHLEN AKLUNDH AS DIRECTORS; ELECT ERIK EKUDDEN AS NEW DIRECTOR | Mgmt | For | For | |
13 | RATIFY ERNST & YOUNG AS AUDITORS | Mgmt | For | For | |
14 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
15 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Mgmt | For | For | |
16 | AUTHORIZE CLASS B SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Mgmt | For | For | |
17 | APPROVE PERFORMANCE SHARE MATCHING PLAN LTI 2022 | Mgmt | For | For | |
18 | CLOSE MEETING | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 25 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 25 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 13. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 5 of 51 |
Unassigned
ASTRAZENECA PLC | |||
Security: | G0593M107 | Agenda Number: | 715295564 |
Ticker: | Meeting Type: | AGM | |
ISIN: | GB0009895292 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1 | TO RECEIVE THE COMPANY’S ACCOUNTS, THE REPORTS OF THE DIRECTORS AND AUDITOR AND THE STRATEGIC REPORT FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2 | TO CONFIRM DIVIDENDS | Mgmt | For | For | |
3 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Mgmt | For | For | |
4 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITOR | Mgmt | For | For | |
5.A | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: LEIF JOHANSSON | Mgmt | For | For | |
5.B | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: PASCAL SORIOT | Mgmt | For | For | |
5.C | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: ARADHANA SARIN | Mgmt | For | For | |
5.D | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: PHILIP BROADLEY | Mgmt | For | For | |
5.E | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: EUAN ASHLEY | Mgmt | For | For | |
5.F | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: MICHEL DEMARE | Mgmt | For | For | |
5.G | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: DEBORAH DISANZO | Mgmt | For | For | |
5.H | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: DIANA LAYFIELD | Mgmt | For | For | |
5.I | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: SHERI MCCOY | Mgmt | For | For | |
5.J | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: TONY MOK | Mgmt | For | For | |
5.K | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: NAZNEEN RAHMAN | Mgmt | For | For | |
5.L | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: ANDREAS RUMMELT | Mgmt | For | For | |
5.M | TO ELECT OR RE-ELECT THE FOLLOWING DIRECTOR: MARCUS WALLENBERG | Mgmt | For | For | |
6 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
7 | TO AUTHORISE LIMITED POLITICAL DONATIONS | Mgmt | For | For | |
8 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | For | For | |
9 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | |
10 | TO AUTHORISE THE DIRECTORS TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR ACQUISITIONS AND SPECIFIED CAPITAL INVESTMENTS | Mgmt | For | For | |
11 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | |
12 | TO REDUCE THE NOTICE PERIOD FOR GENERAL MEETINGS | Mgmt | For | For | |
13 | TO EXTEND THE ASTRAZENECA PLC 2012 SAVINGS RELATED SHARE OPTION SCHEME | Mgmt | For | For | |
CMMT | 04 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 9, 10 AND 12 AND RECEIPT OF THE RECORD DATE 27 APR 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 6 of 51 |
Unassigned
ATLAS COPCO AB | |||
Security: | W1R924161 | Agenda Number: | 715286008 |
Ticker: | Meeting Type: | AGM | |
ISIN: | SE0011166610 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
1 | OPENING OF MEETING; ELECT CHAIRMAN OF MEETING | Non-Voting | |||
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
3 | APPROVE AGENDA OF MEETING | Non-Voting | |||
4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||
5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||
7 | RECEIVE CEO’S REPORT | Non-Voting | |||
8.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
8.B1 | APPROVE DISCHARGE OF STAFFAN BOHMAN | Mgmt | For | For | |
8.B2 | APPROVE DISCHARGE OF TINA DONIKOWSKI | Mgmt | For | For | |
8.B3 | APPROVE DISCHARGE OF JOHAN FORSSELL | Mgmt | For | For | |
8.B4 | APPROVE DISCHARGE OF ANNA OHLSSON-LEIJON | Mgmt | For | For | |
8.B5 | APPROVE DISCHARGE OF MATS RAHMSTROM | Mgmt | For | For | |
8.B6 | APPROVE DISCHARGE OF GORDON RISKE | Mgmt | For | For | |
8.B7 | APPROVE DISCHARGE OF HANS STRABERG | Mgmt | For | For | |
8.B8 | APPROVE DISCHARGE OF PETER WALLENBERG JR | Mgmt | For | For | |
8.B9 | APPROVE DISCHARGE OF MIKAEL BERGSTEDT | Mgmt | For | For | |
8.B10 | APPROVE DISCHARGE OF BENNY LARSSON | Mgmt | For | For | |
8.B11 | APPROVE DISCHARGE OF CEO MATS RAHMSTROM | Mgmt | For | For | |
8.C | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 7.60 PER SHARE | Mgmt | For | For | |
8.D | APPROVE RECORD DATE FOR DIVIDEND PAYMENT | Mgmt | For | For | |
9.A | DETERMINE NUMBER OF MEMBERS (8) AND DEPUTY MEMBERS OF BOARD (0) | Mgmt | For | For | |
9.B | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Mgmt | For | For | |
10.A1 | REELECT STAFFAN BOHMAN AS DIRECTOR | Mgmt | Against | Against | |
10.A2 | REELECT JOHAN FORSSELL AS DIRECTOR | Mgmt | Against | Against | |
10.A3 | REELECT ANNA OHLSSON-LEIJON AS DIRECTOR | Mgmt | For | For | |
10.A4 | REELECT MATS RAHMSTROM AS DIRECTOR | Mgmt | Against | Against | |
10.A5 | REELECT GORDON RISKE AS DIRECTOR | Mgmt | For | For | |
10.A6 | REELECT HANS STRABERG AS DIRECTOR | Mgmt | Against | Against | |
10.A7 | REELECT PETER WALLENBERG JR AS DIRECTOR | Mgmt | Against | Against | |
10.B | ELECT HELENE MELLQUIST AS NEW DIRECTOR | Mgmt | For | For | |
10.C | REELECT HANS STRABERG AS BOARD CHAIR | Mgmt | Against | Against | |
10.D | RATIFY ERNST & YOUNG AS AUDITORS | Mgmt | For | For | |
11.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 3.1 MILLION TO CHAIR AND SEK 1 MILLION TO OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK; APPROVE DELIVERING PART OF REMUNERATION IN FORM OF SYNTHETIC SHARES | Mgmt | For | For | |
11.B | APPROVE REMUNERATION OF AUDITORS | Mgmt | For | For | |
12.A | APPROVE REMUNERATION REPORT | Mgmt | Against | Against | |
12.B | APPROVE STOCK OPTION PLAN 2022 FOR KEY EMPLOYEES | Mgmt | For | For | |
13.A | ACQUIRE CLASS A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2022 | Mgmt | For | For | |
13.B | ACQUIRE CLASS A SHARES RELATED TO REMUNERATION OF DIRECTORS IN THE FORM OF SYNTHETIC SHARES | Mgmt | For | For | |
13.C | TRANSFER CLASS A SHARES RELATED TO PERSONNEL OPTION PLAN FOR 2022 | Mgmt | For | For | |
13.D | SELL CLASS A SHARES TO COVER COSTS RELATED TO SYNTHETIC SHARES TO THE BOARD | Mgmt | For | For | |
13.E | SELL CLASS A TO COVER COSTS IN RELATION TO THE PERSONNEL OPTION PLANS FOR 2016, 2017, 2018 AND 2019 | Mgmt | For | For | |
14 | AMEND ARTICLES RE: NOTICE OF GENERAL MEETING; EDITORIAL CHANGES | Mgmt | For | For | |
15 | APPROVE 4:1 STOCK SPLIT; REDUCTION OF SHARE CAPITAL THROUGH REDEMPTION OF SHARES; INCREASE OF SHARE CAPITAL THROUGH A BONUS ISSUE WITHOUT THE ISSUANCE OF NEW SHARES | Mgmt | For | For | |
16 | CLOSE MEETING | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 7 of 51 |
Unassigned
BUNZL PLC | |||
Security: | G16968110 | Agenda Number: | 715274534 |
Ticker: | Meeting Type: | AGM | |
ISIN: | GB00B0744B38 | Meeting Date: | 4/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation | |
1 | TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2021 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | For | For | |
2 | TO DECLARE A FINAL DIVIDEND | Mgmt | For | For | |
3 | TO RE-APPOINT PETER VENTRESS AS A DIRECTOR | Mgmt | For | For | |
4 | TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR | Mgmt | For | For | |
5 | TO RE-APPOINT RICHARD HOWES AS A DIRECTOR | Mgmt | For | For | |
6 | TO RE-APPOINT VANDA MURRAY AS A DIRECTOR | Mgmt | For | For | |
7 | TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR | Mgmt | For | For | |
8 | TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR | Mgmt | For | For | |
9 | TO RE-APPOINT VIN MURRIA AS A DIRECTOR | Mgmt | For | For | |
10 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Mgmt | For | For | |
11 | TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | |
12 | APPROVAL OF THE REMUNERATION REPORT | Mgmt | For | For | |
13 | AUTHORITY TO ALLOT ORDINARY SHARES | Mgmt | For | For | |
14 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | |
15 | SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Mgmt | For | For | |
16 | TO RENEW THE AUTHORITY TO PURCHASE OWN SHARES | Mgmt | For | For | |
17 | AUTHORITY THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 8 of 51 |
Unassigned
CARLSBERG AS | |||
Security: | K36628137 | Agenda Number: | 715182921 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DK0010181759 | Meeting Date: | 3/14/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | |||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION | Non-Voting | |||
ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | |||||
1 | RECEIVE REPORT OF BOARD | Non-Voting | |||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS APPROVE DISCHARGE OF MANAGEMENT AND BOARD | Mgmt | For | For | |
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF DKK 24 PER SHARE | Mgmt | For | For | |
4 | APPROVE REMUNERATION REPORT(ADVISORY VOTE) | Mgmt | For | For | |
5.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF DKK 1.99MILLION FOR CHAIRMAN, DKK 660,000 FOR VICE CHAIR AND DKK 440,000 FOR OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Mgmt | For | For | |
5.B | APPROVE DKK 68 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION | Mgmt | For | For | |
5.C | AUTHORIZE SHARE REPURCHASE PROGRAM | Mgmt | For | For | |
5.D | AUTHORIZE BOARD TO DECIDE ON THE DISTRIBUTION OF EXTRAORDINARY DIVIDENDS | Mgmt | For | For | |
6.A | REELECT HENRIK POULSEN AS DIRECTOR | Mgmt | For | For | |
6.B | REELECT CARL BACHE AS DIRECTOR | Mgmt | For | For | |
6.C | REELECT MAGDI BATATO AS DIRECTOR | Mgmt | For | For | |
6.D | REELECT LILIAN FOSSUM BINER AS DIRECTOR | Mgmt | For | For | |
6.E | REELECT RICHARD BURROWS AS DIRECTOR | Mgmt | For | For | |
6.F | REELECT SOREN-PETER FUCHS OLESEN AS DIRECTOR | Mgmt | For | For | |
6.G | REELECT MAJKEN SCHULTZ AS DIRECTOR | Mgmt | For | For | |
6.H | ELECT PUNITA LAL AS NEW DIRECTOR | Mgmt | For | For | |
6.I | ELECT MIKAEL ARO AS NEW DIRECTOR | Mgmt | For | For | |
7 | RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS | Mgmt | For | For | |
CMMT | 22 FEB 2022: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.A TO 6.I AND 7. THANK YOU | Non-Voting | |||
CMMT | 22 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 22 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 9 of 51 |
Unassigned
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | |||
Security: | F61824144 | Agenda Number: | 715393295 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000121261 | Meeting Date: | 5/13/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | 05 MAY 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | APPROVAL OF THE COMPANY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED ON DECEMBER 31ST 2021, WHICH SHOW NET INCOME FOR THE PERIOD OF EUR 584,192,137.32 | Mgmt | For | For | |
2 | ALLOCATION OF THE NET INCOME FOR SAID FISCAL YEAR AND DISTRIBUTION OF A DIVIDEND OF EUR 4.50 PER SHARE | Mgmt | For | For | |
3 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR SAID FISCAL YEAR, WHICH SHOW NET INCOME FOR THE PERIOD OF EUR 1,845,067,000.00 | Mgmt | For | For | |
4 | HAVING CONSIDERED THE STATUTORY AUDITORS' SPECIAL REPORT ON RELATED-PARTY AGREEMENTS GOVERNED BY ARTICLE L. 226-10 OF THE FRENCH COMMERCIAL CODE, THE ORDINARY SHAREHOLDERS MEETING APPROVES SAID REPORT AND PLACES ON RECORD THAT NO SUCH AGREEMENTS REQUIRING SHAREHOLDER APPROVAL WERE ENTERED INTO OR WERE IN FORCE IN 2021 | Mgmt | For | For | |
5 | AUTHORISATION FOR THE MANAGERS TO PUT IN PLACE A SHARE BUYBACK PROGRAM, EXCEPT DURING A PUBLIC OFFER PERIOD, BASED ON A MAXIMUM PURCHASE PRICE PER SHARE OF EUR 220.00 | Mgmt | For | For | |
6 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE MANAGERS | Mgmt | For | For | |
7 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MEMBERS OF THE SUPERVISORY BOARD | Mgmt | For | For | |
8 | APPROVAL OF THE DISCLOSURES CONCERNING THE COMPENSATION PACKAGES OF THE CORPORATE OFFICERS | Mgmt | For | For | |
9 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR FLORENT MENEGAUX FOR SAID FISCAL YEAR | Mgmt | For | For | |
10 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR YVES CHAPOT FOR SAID FISCAL YEAR | Mgmt | For | For | |
11 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MRS BARBARA DALIBARD FOR SAID FISCAL YEAR | Mgmt | For | For | |
12 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED TO MR MICHEL ROLLIER FOR SAID FISCAL YEAR | Mgmt | For | For | |
13 | RENEWAL OF THE TERM OF OFFICE OF MR THIERRY LE HENAFF AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD | Mgmt | For | For | |
14 | RENEWAL OF THE TERM OF OFFICE OF MRS MONIQUE LEROUX AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD | Mgmt | For | For | |
15 | RENEWAL OF THE TERM OF OFFICE OF MR JEAN-MICHEL SEVERINO AS MEMBER OF THE SUPERVISORY BOARD FOR A 4 YEARS PERIOD | Mgmt | For | For | |
16 | DETERMINATION OF THE ANNUAL AMOUNT OF FEES ALLOCATED TO MEMBERS OF THE SUPERVISORY BOARD TO EUR 950,000.00 | Mgmt | For | For | |
17 | RENEWAL OF THE TERM OF PRICEWATERHOUSECOOPERS AUDIT AS STATUTORY AUDITOR FOR A 6 YEARS PERIOD. ACKNOWLEDGEMENT OF THE END OF THE TERM OF MR JEAN- BAPTISTE DESCHRYVER AS ALTERNATE AUDITOR AND NON-RENEWAL AND NON- REPLACEMENT OF THE TERM OF OFFICE | Mgmt | For | For | |
18 | RENEWAL OF THE TERM OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR FOR A 6 YEARS PERIOD. ACKNOWLEDGEMENT OF THE END OF THE TERM OF BEAS AS ALTERNATE AUDITOR AND NON- RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE | Mgmt | For | For | |
19 | DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, WITH PREFERENTIAL SUBSCRIPTION RIGHTS MAINTAINED | Mgmt | For | For | |
20 | DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED AS PART OF A PUBLIC OFFER OTHER THAN THOSE REFERRED TO IN ARTICLE L. 411-2-1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL | Mgmt | For | For | |
21 | DELEGATION OF AUTHORITY TO THE MANAGERS TO ISSUE SHARES AND-OR EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES AND-OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES TO BE ISSUED, THROUGH AN OFFER GOVERNED BY PARAGRAPH 1 OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
22 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, IN THE EVENT OF AN ISSUE OF SHARES AND-OR SECURITIES GIVING ACCESS TO THE CAPITAL UNDER THE RESOLUTIONS NUMBER 20 AND 21, TO SET THE ISSUE PRICE IN ACCORDANCE WITH THE TERMS AND CONDITIONS SET OUT BY THE SHAREHOLDERS' MEETING, UP TO 10% OF THE CAPITAL PER YEAR, WITHOUT PREFERENTIAL SUBSCRIPTION | Mgmt | For | For | |
23 | AUTHORISATION TO BE GRANTED TO THE MANAGERS TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT THAT AN ISSUE, WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS, IS OVERSUBSCRIBED | Mgmt | For | For | |
24 | DELEGATION OF AUTHORITY TO THE MANAGERS TO INCREASE THE SHARE CAPITAL BY CAPITALIZING RESERVES, INCOME OR ADDITIONAL PAID-IN CAPITAL | Mgmt | For | For | |
25 | DELEGATION OF AUTHORITY TO THE MANAGERS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES IN CONNECTION WITH A STOCK-FOR- STOCK PUBLIC EXCHANGE OFFER OR FOR CONTRIBUTIONS IN KIND, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
26 | DELEGATION OF AUTHORITY TO THE MANAGERS TO CARRY OUT AN INCREASE OF THE SHARE CAPITAL RESERVED FOR EMPLOYEES MEMBERS OF A COMPANY SAVINGS PLAN AND-OR SALE OF RESERVED SECURITIES, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
27 | OVERALL LIMITATION OF THE GLOBAL NOMINAL AMOUNT OF SHARES CAPITAL INCREASE AND SECURITIES ISSUANCES OR DEBT SECURITIES | Mgmt | For | For | |
28 | AUTHORISATION TO BE GRANTED TO THE MANAGERS TO REDUCE THE COMPANY'S CAPITAL BY CANCELING SHARES | Mgmt | For | For | |
29 | APPROVAL OF A 4-FOR-1 STOCK-SPLIT | Mgmt | For | For | |
30 | POWERS TO ACCOMPLISH FORMALITIES | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0401/202204012200711.pdf | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 10 of 51 |
Unassigned
COLOPLAST A/S | |||
Security: | K16018192 | Agenda Number: | 714891923 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DK0060448595 | Meeting Date: | 12/2/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | |||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1 | REPORT BY THE BOARD OF DIRECTORS ON THE ACTIVITIES OF THE COMPANY DURING THE PAST FINANCIAL YEAR | Non-Voting | |||
2 | PRESENTATION AND APPROVAL OF THE AUDITED ANNUAL REPORT | Mgmt | For | For | |
3 | RESOLUTION ON THE DISTRIBUTION OF PROFIT IN ACCORDANCE WITH THE APPROVED ANNUAL REPORT | Mgmt | For | For | |
4 | PRESENTATION AND APPROVAL OF THE REMUNERATION REPORT | Mgmt | For | For | |
5 | APPROVAL OF THE BOARD OF DIRECTORS' REMUNERATION FOR THE CURRENT FINANCIAL YEAR | Mgmt | For | For | |
6.1 | PROPOSALS BY THE BOARD OF DIRECTORS: UPDATE OF REMUNERATION POLICY | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 7.1 TO 7.6 AND 8.1. THANK YOU | Non-Voting | |||
7.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: LARS SOEREN RASMUSSEN | Mgmt | For | For | |
7.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: NIELS PETER LOUIS-HANSEN | Mgmt | For | For | |
7.3 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: JETTE NYGAARD-ANDERSEN | Mgmt | For | For | |
7.4 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: CARSTEN HELLMANN | Mgmt | For | For | |
7.5 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: MARIANNE WIINHOLT | Mgmt | For | For | |
7.6 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS. THE BOARD OF DIRECTORS PROPOSES ELECTION OF THE FOLLOWING MEMBER: ANNETTE BRULS | Mgmt | For | For | |
8.1 | ELECTION OF AUDITORS: RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS THE COMPANY'S AUDITORS | Mgmt | For | For | |
9 | ANY OTHER BUSINESS | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 11 NOV 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 11 NOV 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 11 of 51 |
Unassigned
COMPAGNIE FINANCIERE RICHEMONT SA | |||
Security: | H25662182 | Agenda Number: | 714545475 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0210483332 | Meeting Date: | 9/8/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 616675 DUE TO RECEIPT OF UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 2.00 PER REGISTERED A SHARE AND CHF 0.20 PER REGISTERED B SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt | For | For | |
4.1 | REELECT JOHANN RUPERT AS DIRECTOR AND BOARD CHAIRMAN | Mgmt | For | For | |
4.2 | REELECT JOSUA MALHERBE AS DIRECTOR | Mgmt | For | For | |
4.3 | REELECT NIKESH ARORA AS DIRECTOR | Mgmt | For | For | |
4.4 | REELECT CLAY BRENDISH AS DIRECTOR | Mgmt | For | For | |
4.5 | REELECT JEAN-BLAISE ECKERT AS DIRECTOR | Mgmt | For | For | |
4.6 | REELECT BURKHART GRUND AS DIRECTOR | Mgmt | For | For | |
4.7 | REELECT KEYU JIN AS DIRECTOR | Mgmt | For | For | |
4.8 | REELECT JEROME LAMBERT AS DIRECTOR | Mgmt | For | For | |
4.9 | REELECT WENDY LUHABE AS DIRECTOR | Mgmt | For | For | |
4.10 | REELECT RUGGERO MAGNONI AS DIRECTOR | Mgmt | For | For | |
4.11 | REELECT JEFF MOSS AS DIRECTOR | Mgmt | For | For | |
4.12 | REELECT VESNA NEVISTIC AS DIRECTOR | Mgmt | For | For | |
4.13 | REELECT GUILLAUME PICTET AS DIRECTOR | Mgmt | For | For | |
4.14 | REELECT MARIA RAMOS AS DIRECTOR | Mgmt | For | For | |
4.15 | REELECT ANTON RUPERT AS DIRECTOR | Mgmt | For | For | |
4.16 | REELECT JAN RUPERT AS DIRECTOR | Mgmt | For | For | |
4.17 | REELECT PATRICK THOMAS AS DIRECTOR | Mgmt | For | For | |
4.18 | REELECT JASMINE WHITBREAD AS DIRECTOR | Mgmt | For | For | |
5.1 | REAPPOINT CLAY BRENDISH AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.2 | REAPPOINT KEYU JIN AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.3 | REAPPOINT GUILLAUME PICTET AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.4 | REAPPOINT MARIA RAMOS AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
6 | RATIFY PRICEWATERHOUSECOOPERS SA AS AUDITORS | Mgmt | For | For | |
7 | DESIGNATE ETUDE GAMPERT DEMIERRE MORENO AS INDEPENDENT PROXY | Mgmt | For | For | |
8.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 8.1 MILLION | Mgmt | For | For | |
8.2 | APPROVE FIXED REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 6.6 MILLION | Mgmt | For | For | |
8.3 | APPROVE VARIABLE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 14.9 MILLION | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK YOU | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 12 of 51 |
Unassigned
DANONE SA | |||
Security: | F12033134 | Agenda Number: | 715377289 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000120644 | Meeting Date: | 4/26/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | 07 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 712230 DUE TO RECEIPT OF ADDITION OF RESOLUTION. A. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 AND SETTING OF THE DIVIDEND AT 1.94 EURO PER SHARE | Mgmt | For | For | |
4 | RATIFICATION OF THE CO-OPTATION OF VALERIE CHAPOULAUD-FLOQUET AS DIRECTOR, AS A REPLACEMENT FOR ISABELLE SEILLIER, WHO RESIGNED | Mgmt | For | For | |
5 | APPOINTMENT OF ANTOINE DE SAINT- AFFRIQUE AS DIRECTOR | Mgmt | For | For | |
6 | APPOINTMENT OF PATRICE LOUVET AS DIRECTOR | Mgmt | For | For | |
7 | APPOINTMENT OF GERALDINE PICAUD AS DIRECTOR | Mgmt | For | For | |
8 | APPOINTMENT OF SUSAN ROBERTS AS DIRECTOR | Mgmt | For | For | |
9 | RENEWAL OF THE TERM OF OFFICE OF ERNST & YOUNG AUDIT AS STATUTORY AUDITOR | Mgmt | For | For | |
10 | APPOINTMENT OF MAZARS & ASSOCIES AS STATUTORY AUDITOR, AS A REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT FIRM | Mgmt | For | For | |
11 | APPROVAL OF AN AGREEMENT SUBJECT TO THE PROVISIONS OF ARTICLES L.225- 38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE CONCLUDED BY THE COMPANY WITH VERONIQUE PENCHIENATI-BOSETTA | Mgmt | For | For | |
12 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS MENTIONED IN SECTION I OF ARTICLE L.22-10-9 OF THE FRENCH COMMERCIAL CODE FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
13 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO VERONIQUE PENCHIENATI- BOSETTA, IN HER CAPACITY AS CHIEF EXECUTIVE OFFICER, BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 | Mgmt | For | For | |
14 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO SHANE GRANT, IN HIS CAPACITY AS DEPUTY CHIEF EXECUTIVE OFFICER BETWEEN 14 MARCH AND 14 SEPTEMBER 2021 | Mgmt | For | For | |
15 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR 31 DECEMBER 2021 TO ANTOINE DE SAINT-AFFRIQUE, CHIEF EXECUTIVE OFFICER AS OF 15 SEPTEMBER 2021 | Mgmt | For | For | |
16 | APPROVAL OF THE REMUNERATION ELEMENTS PAID DURING OR AWARDED FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO GILLES SCHNEPP, CHAIRMAN OF THE BOARD OF DIRECTORS AS OF 14 MARCH 2021 | Mgmt | For | For | |
17 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS FOR THE FINANCIAL YEAR 2022 | Mgmt | For | For | |
18 | APPROVAL OF THE REMUNERATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Mgmt | For | For | |
19 | APPROVAL OF THE REMUNERATION POLICY FOR DIRECTORS FOR THE FINANCIAL YEAR 2022 | Mgmt | For | For | |
20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, HOLD OR TRANSFER THE COMPANY'S SHARES | Mgmt | For | For | |
21 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO ISSUE COMMON SHARES AND TRANSFERABLE SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR CATEGORIES OF BENEFICIARIES, CONSISTING OF EMPLOYEES WORKING IN FOREIGN COMPANIES OF THE DANONE GROUP, OR IN A SITUATION OF INTERNATIONAL MOBILITY, IN THE CONTEXT OF EMPLOYEE SHAREHOLDING OPERATIONS | Mgmt | For | For | |
22 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING PERFORMANCE SHARES OR PERFORMANCE SHARES TO BE ISSUED OF THE COMPANY, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Mgmt | For | For | |
23 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY NOT SUBJECT TO PERFORMANCE CONDITIONS, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Mgmt | For | For | |
24 | AMENDMENT TO ARTICLE 19.II OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHIEF EXECUTIVE OFFICER AND THE DEPUTY CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
25 | AMENDMENT TO ARTICLE 18.I OF THE COMPANY'S BY-LAWS RELATING TO THE AGE LIMIT OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
26 | AMENDMENT TO ARTICLE 17 OF THE COMPANY'S BY-LAWS RELATING TO THE OBLIGATION OF HOLDING SHARES APPLICABLE TO DIRECTORS | Mgmt | For | For | |
27 | POWERS TO CARRY OUT FORMALITIES | Mgmt | For | For | |
A | PLEASE NOT THAT THIS IS A SHAREHOLDER PROPOSAL: AMENDMENT TO PARAGRAPHS I AND III OF ARTICLE 18 OF THE COMPANY'S BY-LAWS 'THE OFFICE OF THE BOARD - DELIBERATIONS' | Shr | For | Against | |
CMMT | 07 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0404/202204042200706.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 720555, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 13 of 51 |
Unassigned
DEUTSCHE POST AG | |||
Security: | D19225107 | Agenda Number: | 715303563 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0005552004 | Meeting Date: | 5/6/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.80 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
6 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL STATEMENTS FOR THE PERIOD FROM JANUARY 1, 2023, UNTIL 2024 AGM | Mgmt | For | For | |
7.1 | ELECT LUISE HOELSCHER TO THE SUPERVISORY BOARD | Mgmt | For | For | |
7.2 | ELECT STEFAN WINTELS TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8 | APPROVE STOCK OPTION PLAN FOR KEY EMPLOYEES; APPROVE CREATION OF EUR 20 MILLION POOL OF CONDITIONAL CAPITAL TO GUARANTEE CONVERSION RIGHTS | Mgmt | For | For | |
9 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 2 BILLION; APPROVE CREATION OF EUR 40 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Mgmt | For | For | |
10 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
11 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Mgmt | For | For | |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 14 of 51 |
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Unassigned
DIAGEO PLC | |||
Security: | G42089113 | Agenda Number: | 714566669 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | GB0002374006 | Meeting Date: | 9/30/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1 | REPORT AND ACCOUNTS 2021 | Mgmt | For | For | |
2 | DIRECTORS REMUNERATION REPORT 2021 | Mgmt | For | For | |
3 | DECLARATION OF FINAL DIVIDEND | Mgmt | For | For | |
4 | ELECTION OF LAVANYA CHANDRASHEKAR AS A DIRECTOR | Mgmt | For | For | |
5 | ELECTION OF VALRIE CHAPOULAUD- FLOQUET AS A DIRECTOR | Mgmt | For | For | |
6 | ELECTION OF SIR JOHN MANZONI AS A DIRECTOR | Mgmt | For | For | |
7 | ELECTION OF IREENA VITTAL AS A DIRECTOR | Mgmt | For | For | |
8 | RE-ELECTION OF MELISSA BETHELL AS A DIRECTOR | Mgmt | For | For | |
9 | RE-ELECTION OF JAVIER FERRN AS A DIRECTOR | Mgmt | For | For | |
10 | RE-ELECTION OF SUSAN KILSBY AS A DIRECTOR | Mgmt | For | For | |
11 | RE-ELECTION OF LADY MENDELSOHN AS A DIRECTOR | Mgmt | For | For | |
12 | RE-ELECTION OF IVAN MENEZES AS A DIRECTOR | Mgmt | For | For | |
13 | RE-ELECTION OF ALAN STEWART AS A DIRECTOR | Mgmt | For | For | |
14 | RE-APPOINTMENT OF AUDITOR: PRICEWATERHOUSECOOPERS LLP | Mgmt | For | For | |
15 | REMUNERATION OF AUDITOR | Mgmt | For | For | |
16 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Mgmt | For | For | |
17 | AUTHORITY TO ALLOT SHARES | Mgmt | For | For | |
18 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | |
19 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Mgmt | For | For | |
20 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Mgmt | For | For | |
CMMT | 23 AUG 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 15 of 51 |
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Unassigned
ESSILORLUXOTTICA SA | |||
Security: | F31665106 | Agenda Number: | 715366755 |
Ticker: |
| Meeting Type: | MIX |
ISIN: | FR0000121667 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | 05 APR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF | Non-Voting | |||
DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION | |||||
ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | |||||
1 | APPROVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
3 | APPROVE TREATMENT OF LOSSES AND DIVIDENDS OF EUR 2.51 PER SHARE | Mgmt | For | For | |
4 | RATIFY APPOINTMENT OF VIRGINIE MERCIER PITRE AS DIRECTOR | Mgmt | For | For | |
5 | APPROVE AUDITORS' SPECIAL REPORT ON RELATED-PARTY TRANSACTIONS | Mgmt | For | For | |
6 | APPROVE COMPENSATION REPORT OF CORPORATE OFFICERS | Mgmt | For | For | |
7 | APPROVE COMPENSATION OF LEONARDO DEL VECCHIO, CHAIRMAN OF THE BOARD | Mgmt | For | For | |
8 | APPROVE COMPENSATION OF FRANCESCO MILLERI, CEO | Mgmt | Against | Against | |
9 | APPROVE COMPENSATION OF PAUL DU SAILLANT, VICE-CEO | Mgmt | Against | Against | |
10 | APPROVE REMUNERATION POLICY OF DIRECTORS | Mgmt | For | For | |
11 | APPROVE REMUNERATION POLICY OF CHAIRMAN OF THE BOARD | Mgmt | For | For | |
12 | APPROVE REMUNERATION POLICY OF CEO | Mgmt | Against | Against | |
13 | APPROVE REMUNERATION POLICY OF VICE-CEO | Mgmt | Against | Against | |
14 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | For | For | |
15 | AUTHORIZE DECREASE IN SHARE CAPITAL VIA CANCELLATION OF REPURCHASED SHARES | Mgmt | For | For | |
16 | AUTHORIZE FILING OF REQUIRED DOCUMENTS/OTHER FORMALITIES | Mgmt | For | For | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 05 APR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK : https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0401/202204012200689.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 16 of 51 |
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Unassigned
ESSITY AB | |||
Security: | W3R06F100 | Agenda Number: | 715195788 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | SE0009922164 | Meeting Date: | 3/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 685920 DUE TO SPLITTING OF RESOLUTION 17. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU. | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | |||
2 | ELECTION OF TWO PERSONS TO CHECK THE MINUTES: MADELEINE WALLMARK, INDUSTRIVARDEN, ANDERS OSCARSSON, AMF OCH AMF FONDER | Non-Voting | |||
3 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | |||
4 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||
5 | APPROVAL OF THE AGENDA | Non-Voting | |||
6 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE CONSOLIDATED FINANCIAL STATEMENTS AND THE AUDITOR'S REPORT ON THE CONSOLIDATED FINANCIAL STATEMENTS | Non-Voting | |||
7.A | RESOLUTIONS ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Mgmt | For | For | |
7.B | RESOLUTIONS ON APPROPRIATIONS OF THE COMPANY'S EARNINGS UNDER THE ADOPTED BALANCE SHEET AND RECORD DATE FOR DIVIDEND: SEK 7.00 PER SHARE | Mgmt | For | For | |
7.C.1 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: EWA BJORLING | Mgmt | For | For | |
7.C.2 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: PAR BOMAN | Mgmt | For | For | |
7.C.3 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAIJA LIISA FRIMAN | Mgmt | For | For | |
7.C.4 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: ANNEMARIE GARDSHOL | Mgmt | For | For | |
7.C.5 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAGNUS GROTH | Mgmt | For | For | |
7.C.6 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: SUSANNA LIND | Mgmt | For | For | |
7.C.7 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: TORBJORN LOOF | Mgmt | For | For | |
7.C.8 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: BERT NORDBERG | Mgmt | For | For | |
7.C.9 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: LOUISE SVANBERG | Mgmt | For | For | |
7C.10 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: ORJAN SVENSSON | Mgmt | For | For | |
7C.11 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: LARS REBIEN SORENSEN | Mgmt | For | For | |
7C.12 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: BARBARA MILIAN THORALFSSON | Mgmt | For | For | |
7C.13 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: NICLAS THULIN | Mgmt | For | For | |
7C.14 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE BOARD OF DIRECTOR AND THE PRESIDENT FOR 2021: MAGNUS GROTH (AS PRESIDENT) | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | |||
8 | RESOLUTION ON THE NUMBER OF DIRECTORS AND DEPUTY DIRECTORS: TEN WITH NO DEPUTY DIRECTOR | Mgmt | For | N/A | |
9 | RESOLUTION ON THE NUMBER OF AUDITORS AND DEPUTY AUDITORS: ONE WITH NO DEPUTY AUDITOR | Mgmt | For | N/A | |
10.A | RESOLUTION ON REMUNERATION FOR THE BOARD OF DIRECTORS | Mgmt | For | N/A | |
10.B | RESOLUTION ON REMUNERATION FOR THE AUDITOR | Mgmt | For | N/A | |
11.A | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: EWA BJORLING | Mgmt | For | N/A | |
11.B | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: PAR BOMAN | Mgmt | For | N/A | |
11.C | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: ANNEMARIE GARDSHOL | Mgmt | For | N/A | |
11.D | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: MAGNUS GROWTH | Mgmt | For | N/A | |
11.E | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: TORBJORN LOOF | Mgmt | For | N/A | |
11.F | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: BERT NORDBERG | Mgmt | For | N/A | |
11.G | ELECTION OF DIRECTOR AND DEPUTY DIRECTOR: LOUISE SVANBERG | Mgmt | For | N/A | |
11.H | ELECTION OF DIRECTOR: LARS REBIEN SORENSEN | Mgmt | For | N/A | |
11.I | ELECTION OF DIRECTOR: BARBARA MILIAN THORALFSSON | Mgmt | For | N/A | |
11.J | NEW-ELECTION OF DIRECTOR: BJORN GULDEN | Mgmt | For | N/A | |
12 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: PAR BOMAN | Mgmt | For | N/A | |
13 | ELECTION OF AUDITORS AND DEPUTY AUDITORS: ERNST & YOUNG AB | Mgmt | For | N/A | |
14 | RESOLUTION ON GUIDELINES FOR REMUNERATION FOR THE SENIOR MANAGEMENT | Mgmt | For | For | |
15 | RESOLUTION ON APPROVAL OF THE BOARD'S REPORT ON REMUNERATION FOR THE SENIOR MANAGEMENT | Mgmt | For | For | |
16 | RESOLUTION ON CASH-BASED INCENTIVE PROGRAM | Mgmt | For | For | |
17.A | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: ACQUISITION OF OWN SHARES | Mgmt | For | For | |
17.B | RESOLUTION ON AUTHORISATION FOR THE BOARD OF DIRECTORS TO RESOLVE ON: TRANSFER OF OWN SHARES ON ACCOUNT OF COMPANY ACQUISITIONS | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 25 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 11.H AND 11.I. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 17 of 51 |
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Unassigned
EXPERIAN PLC | |||
Security: | G32655105 | Agenda Number: | 714324376 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | GB00B19NLV48 | Meeting Date: | 7/21/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
3 | ELECT ALISON BRITTAIN AS DIRECTOR | Mgmt | For | For | |
4 | ELECT JONATHAN HOWELL AS DIRECTOR | Mgmt | For | For | |
5 | RE-ELECT DR RUBA BORNO AS DIRECTOR | Mgmt | For | For | |
6 | RE-ELECT BRIAN CASSIN AS DIRECTOR | Mgmt | For | For | |
7 | RE-ELECT CAROLINE DONAHUE AS DIRECTOR | Mgmt | For | For | |
8 | RE-ELECT LUIZ FLEURY AS DIRECTOR | Mgmt | For | For | |
9 | RE-ELECT DEIRDRE MAHLAN AS DIRECTOR | Mgmt | For | For | |
10 | RE-ELECT LLOYD PITCHFORD AS DIRECTOR | Mgmt | For | For | |
11 | RE-ELECT MIKE ROGERS AS DIRECTOR | Mgmt | For | For | |
12 | RE-ELECT GEORGE ROSE AS DIRECTOR | Mgmt | For | For | |
13 | RE-ELECT KERRY WILLIAMS AS DIRECTOR | Mgmt | For | For | |
14 | REAPPOINT KPMG LLP AS AUDITORS | Mgmt | For | For | |
15 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Mgmt | For | For | |
16 | AUTHORISE ISSUE OF EQUITY | Mgmt | For | For | |
17 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Mgmt | For | For | |
18 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Mgmt | For | For | |
19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Mgmt | For | For | |
20 | ADOPT NEW ARTICLES OF ASSOCIATION | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 18 of 51 |
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Unassigned
GEBERIT AG | |||
Security: | H2942E124 | Agenda Number: | 715260725 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | CH0030170408 | Meeting Date: | 4/13/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 12.50 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF BOARD OF DIRECTORS | Mgmt | For | For | |
4.1.1 | REELECT ALBERT BAEHNY AS DIRECTOR AND BOARD CHAIRMAN | Mgmt | For | For | |
4.1.2 | REELECT THOMAS BACHMANN AS DIRECTOR | Mgmt | For | For | |
4.1.3 | REELECT FELIX EHRAT AS DIRECTOR | Mgmt | For | For | |
4.1.4 | REELECT WERNER KARLEN AS DIRECTOR | Mgmt | For | For | |
4.1.5 | REELECT BERNADETTE KOCH AS DIRECTOR | Mgmt | For | For | |
4.1.6 | REELECT EUNICE ZEHNDER-LAI AS DIRECTOR | Mgmt | For | For | |
4.2.1 | REAPPOINT EUNICE ZEHNDER-LAI AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
4.2.2 | REAPPOINT THOMAS BACHMANN AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
4.2.3 | REAPPOINT WERNER KARLEN AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5 | DESIGNATE ROGER MUELLER AS INDEPENDENT PROXY | Mgmt | For | For | |
6 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Mgmt | For | For | |
7.1 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
7.2 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.4 MILLION | Mgmt | For | For | |
7.3 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 11.5 MILLION | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 19 of 51 |
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Unassigned
GLAXOSMITHKLINE PLC | |||
Security: | G3910J112 | Agenda Number: | 715319352 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | GB0009252882 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1 | TO RECEIVE AND ADOPT THE 2021 ANNUAL REPORT | Mgmt | For | For | |
2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION | Mgmt | For | For | |
3 | TO APPROVE THE REMUNERATION POLICY SET OUT IN THE 2021 ANNUAL REPORT | Mgmt | For | For | |
4 | TO ELECT DR ANNE BEAL AS A DIRECTOR | Mgmt | For | For | |
5 | TO ELECT DR HARRY C. DIETZ AS A DIRECTOR | Mgmt | For | For | |
6 | TO RE-ELECT SIR JONATHAN SYMONDS AS A DIRECTOR | Mgmt | For | For | |
7 | TO RE-ELECT DAME EMMA WALMSLEY AS A DIRECTOR | Mgmt | For | For | |
8 | TO RE-ELECT CHARLES BANCROFT AS A DIRECTOR | Mgmt | For | For | |
9 | TO RE-ELECT VINDI BANGA AS A DIRECTOR | Mgmt | For | For | |
10 | TO RE-ELECT DR HAL BARRON AS A DIRECTOR | Mgmt | For | For | |
11 | TO RE-ELECT DAME VIVIENNE COX AS A DIRECTOR | Mgmt | For | For | |
12 | TO RE-ELECT LYNN ELSENHANS AS A DIRECTOR | Mgmt | For | For | |
13 | TO RE-ELECT DR LAURIE GLIMCHER AS A DIRECTOR | Mgmt | For | For | |
14 | TO RE-ELECT DR JESSE GOODMAN AS A DIRECTOR | Mgmt | For | For | |
15 | TO RE-ELECT IAIN MACKAY AS A DIRECTOR | Mgmt | For | For | |
16 | TO RE-ELECT URS ROHNER AS A DIRECTOR | Mgmt | For | For | |
17 | TO RE-APPOINT THE AUDITOR: DELOITTE LLP | Mgmt | For | For | |
18 | TO DETERMINE REMUNERATION OF THE AUDITOR | Mgmt | For | For | |
19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE DONATIONS TO POLITICAL ORGANISATIONS AND INCUR POLITICAL EXPENDITURE | Mgmt | For | For | |
20 | TO AUTHORISE ALLOTMENT OF SHARES | Mgmt | For | For | |
21 | TO DISAPPLY PRE-EMPTION RIGHTS - GENERAL POWER | Mgmt | For | For | |
22 | TO DISAPPLY PRE-EMPTION RIGHTS - IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Mgmt | For | For | |
23 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | |
24 | TO AUTHORISE EXEMPTION FROM STATEMENT OF NAME OF SENIOR STATUTORY AUDITOR | Mgmt | For | For | |
25 | TO AUTHORISE REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN AGM | Mgmt | For | For | |
26 | TO APPROVE THE GLAXOSMITHKLINE PLC SHARE SAVE PLAN 2022 | Mgmt | For | For | |
27 | TO APPROVE THE GLAXOSMITHKLINE PLC SHARE REWARD PLAN 2022 | Mgmt | For | For | |
28 | TO APPROVE ADOPTION OF NEW ARTICLES OF ASSOCIATION | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 20 of 51 |
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Unassigned
HENKEL AG & CO. KGAA | |||
Security: | D3207M102 | Agenda Number: | 715192364 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | DE0006048408 | Meeting Date: | 4/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.83 PER ORDINARY SHARE AND EUR 1.85 PER PREFERRED SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF PERSONALLY LIABLE PARTNER FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | APPROVE DISCHARGE OF SHAREHOLDERS' COMMITTEE FOR FISCAL YEAR 2021 | Mgmt | For | For | |
6 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
7 | ELECT POUL WEIHRAUCH AS ALTERNATE SUPERVISORY BOARD MEMBER | Mgmt | For | For | |
8 | ELECT KASPAR VON BRAUN TO THE SHAREHOLDERS COMMITTEE | Mgmt | For | For | |
9 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
10 | AMEND ARTICLES RE: REMUNERATION OF SUPERVISORY BOARD AND SHAREHOLDERS' COMMITTEE | Mgmt | For | For | |
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | 24 FEB 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE MATERIAL URL DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | |||
CMMT | 24 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 21 of 51 |
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Unassigned
HERMES INTERNATIONAL SA | |||
Security: | F48051100 | Agenda Number: | 715251865 |
Ticker: |
| Meeting Type: | MIX |
ISIN: | FR0000052292 | Meeting Date: | 4/20/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||
1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | For | For | |
3 | EXECUTIVE MANAGEMENT DISCHARGE | Mgmt | For | For | |
4 | ALLOCATION OF NET INCOME - DISTRIBUTION OF AN ORDINARY DIVIDEND | Mgmt | For | For | |
5 | APPROVAL OF RELATED-PARTY AGREEMENTS | Mgmt | For | For | |
6 | AUTHORISATION GRANTED TO THE EXECUTIVE MANAGEMENT TO TRADE IN THE COMPANY'S SHARES | Mgmt | For | For | |
7 | APPROVAL OF THE INFORMATION REFERRED TO IN I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE WITH REGARD TO COMPENSATION FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021, FOR ALL CORPORATE OFFICERS (GLOBAL EX-POST VOTE) | Mgmt | Against | Against | |
8 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR AXEL DUMAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX- POST VOTE) | Mgmt | For | For | |
9 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO THE COMPANY MILE HERM S SAS, EXECUTIVE CHAIRMAN (INDIVIDUAL EX-POST VOTE) | Mgmt | Against | Against | |
10 | APPROVAL OF TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING OR AWARDED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 TO MR RIC DE SEYNES, CHAIRMAN OF THE SUPERVISORY BOARD (INDIVIDUAL EX-POST VOTE) | Mgmt | For | For | |
11 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CHAIRMEN (EX- ANTE VOTE) | Mgmt | Against | Against | |
12 | APPROVAL OF THE COMPENSATION POLICY FOR SUPERVISORY BOARD MEMBERS (EX-ANTE VOTE) | Mgmt | For | For | |
13 | RE-ELECTION OF MR CHARLES-ERIC BAUER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Mgmt | Against | Against | |
14 | RE-ELECTION OF MS ESTELLE BRACHLIANOFF AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Mgmt | Against | Against | |
15 | RE-ELECTION OF MS JULIE GUERRAND AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Mgmt | For | For | |
16 | RE-ELECTION OF MS DOMINIQUE SENEQUIER AS SUPERVISORY BOARD MEMBER FOR A TERM OF THREE YEARS | Mgmt | For | For | |
17 | AUTHORISATION TO BE GRANTED TO THE EXECUTIVE MANAGEMENT TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF ALL OR PART OF THE TREASURY SHARES HELD BY THE COMPANY (ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE) - GENERAL CANCELLATION PROGRAM | Mgmt | For | For | |
18 | AUTHORISATION TO BE GIVEN TO EXECUTIVE MANAGEMENT TO GRANT STOCK OPTIONS | Mgmt | Against | Against | |
19 | AUTHORISATION TO BE GIVEN TO THE EXECUTIVE MANAGEMENT TO GRANT FREE EXISTING SHARES | Mgmt | Against | Against | |
20 | DELEGATION OF AUTHORITY TO CARRY OUT THE FORMALITIES RELATED TO THE GENERAL MEETING | Mgmt | For | For | |
CMMT | 14 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022031122004 38-30 AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 22 of 51 |
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Unassigned
HEXAGON AB | |||
Security: | W4R431112 | Agenda Number: | 714738741 |
Ticker: |
| Meeting Type: | EGM |
ISIN: | SE0015961909 | Meeting Date: | 11/17/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
1 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
3 | APPROVE AGENDA OF MEETING | Non-Voting | |||
4.1 | DESIGNATE JOHANNES WINGBORG AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | |||
4.2 | DESIGNATE FREDRIK SKOGLUND AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | |||
5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
6 | AMEND ARTICLES RE: NUMBER OF BOARD MEMBERS | Mgmt | For | For | |
7 | DETERMINE NUMBER OF MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD | Mgmt | For | For | |
8.1 | ELECT BRETT WATSON AS NEW DIRECTOR | Mgmt | For | For | |
8.2 | ELECT ERIK HUGGERS AS NEW DIRECTOR | Mgmt | For | For | |
9 | APPROVE REMUNERATION OF NEW ELECTED DIRECTORS | Mgmt | For | For | |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 23 of 51 |
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Unassigned
HEXAGON AB | |||
Security: | W4R431112 | Agenda Number: | 715381947 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | SE0015961909 | Meeting Date: | 4/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
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CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 692453 DUE TO CHANGE IN GPS CODES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
1 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
3 | APPROVE AGENDA OF MEETING | Non-Voting | |||
4.1 | DESIGNATE JOHANNES WINGBORG AS INSPECTOR OF MINUTES OF MEETING | Non-Voting | |||
4.2 | DESIGNATE FREDRIK SKOGLUND INSPECTOR OF MINUTES OF MEETING | Non-Voting | |||
5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
6.A �� | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||
6.B | RECEIVE AUDITOR'S REPORT ON APPLICATION OF GUIDELINES FOR REMUNERATION FOR EXECUTIVE MANAGEMENT | Non-Voting | |||
6.C | RECEIVE THE BOARD'S DIVIDEND PROPOSAL | Non-Voting | |||
7.A | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
7.B | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.11 PER SHARE | Mgmt | For | For | |
7.C1 | APPROVE DISCHARGE OF GUN NILSSON | Mgmt | For | For | |
7.C2 | APPROVE DISCHARGE OF MARTA SCHORLING ANDREEN | Mgmt | For | For | |
7.C3 | APPROVE DISCHARGE OF JOHN BRANDON | Mgmt | For | For | |
7.C4 | APPROVE DISCHARGE OF SOFIA SCHORLING HOGBERG | Mgmt | For | For | |
7.C5 | APPROVE DISCHARGE OF ULRIKA FRANCKE | Mgmt | For | For | |
7.C6 | APPROVE DISCHARGE OF HENRIK HENRIKSSON | Mgmt | For | For | |
7.C7 | APPROVE DISCHARGE OF PATRICK SODERLUND | Mgmt | For | For | |
7.C8 | APPROVE DISCHARGE OF BRETT WATSON | Mgmt | For | For | |
7.C9 | APPROVE DISCHARGE OF ERIK HUGGERS | Mgmt | For | For | |
7.C10 | APPROVE DISCHARGE OF OLA ROLLEN | Mgmt | For | For | |
8 | DETERMINE NUMBER OF MEMBERS (10) AND DEPUTY MEMBERS (0) OF BOARD | Mgmt | For | For | |
9.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2 MILLION FOR CHAIRMAN, AND SEK 670,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Mgmt | For | For | |
9.2 | APPROVE REMUNERATION OF AUDITORS | Mgmt | For | For | |
10.1 | REELECT MARTA SCHORLING ANDREEN AS DIRECTOR | Mgmt | For | For | |
10.2 | REELECT JOHN BRANDON AS DIRECTOR | Mgmt | For | For | |
10.3 | REELECT SOFIA SCHORLING HOGBERG AS DIRECTOR | Mgmt | For | For | |
10.4 | REELECT ULRIKA FRANCKE AS DIRECTOR | Mgmt | For | For | |
10.5 | REELECT HENRIK HENRIKSSON AS DIRECTOR | Mgmt | For | For | |
10.6 | REELECT OLA ROLLEN AS DIRECTOR | Mgmt | For | For | |
10.7 | REELECT GUN NILSSON AS DIRECTOR | Mgmt | For | For | |
10.8 | REELECT PATRICK SODERLUND AS DIRECTOR | Mgmt | For | For | |
10.9 | REELECT BRETT WATSON AS DIRECTOR | Mgmt | For | For | |
10.10 | REELECT ERIK HUGGERS AS DIRECTOR | Mgmt | For | For | |
10.11 | ELECT GUN NILSSON AS BOARD CHAIR | Mgmt | Against | Against | |
10.12 | RATIFY PRICEWATERHOUSECOOPERS AB AS AUDITORS | Mgmt | For | For | |
11 | ELECT MIKAEL EKDAHL, JAN DWORSKY, ANDERS OSCARSSON AND LISELOTT LEDIN AS MEMBERS OF NOMINATING COMMITTEE | Mgmt | For | For | |
12 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
13 | APPROVE PERFORMANCE SHARE PROGRAM 2022/20225 FOR KEY EMPLOYEES | Mgmt | For | For | |
14 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Mgmt | For | For | |
15 | APPROVE ISSUANCE OF UP TO 10 PERCENT OF ISSUED SHARES WITHOUT PREEMPTIVE RIGHTS | Mgmt | For | For | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS | Non-Voting | |||
LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 24 of 51 |
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Unassigned
IBERDROLA SA | |||
Security: | E6165F166 | Agenda Number: | 715638396 |
Ticker: |
| Meeting Type: | OGM |
ISIN: | ES0144580Y14 | Meeting Date: | 6/16/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1 | ANNUAL ACCOUNTS 2021 | Mgmt | For | For | |
2 | MANAGEMENT REPORTS 2021 | Mgmt | For | For | |
3 | STATEMENT OF NON-FINANCIAL INFORMATION 2021 | Mgmt | For | For | |
4 | SOCIAL MANAGEMENT AND ACTIONS OF THE BOARD OF DIRECTORS IN 2021 | Mgmt | For | For | |
5 | RE-ELECTION OF KPMG AUDITORES, S.L. AS STATUTORY AUDITOR | Mgmt | For | For | |
6 | AMENDMENT OF THE PREAMBLE AND ARTICLE 7 OF THE BYLAWS TO CONSOLIDATE IBERDROLA'S COMMITMENT TO ITS PURPOSE AND VALUES AND TO THE GENERATION OF THE SOCIAL DIVIDEND | Mgmt | For | For | |
7 | AMENDMENT OF ARTICLE 16 OF THE BY- LAWS TO INCLUDE THE INVOLVEMENT DIVIDEND | Mgmt | For | For | |
8 | AMENDMENT OF ARTICLE 11 OF THE REGULATIONS OF THE GENERAL SHAREHOLDERS' MEETING TO INCLUDE THE DIVIDEND OF INVOLVEMENT | Mgmt | For | For | |
9 | DIVIDEND OF INVOLVEMENT: APPROVAL AND PAYMENT | Mgmt | For | For | |
10 | APPLICATION OF THE 2021 RESULT AND DIVIDEND: APPROVAL AND SUPPLEMENTARY PAYMENT TO BE CARRIED OUT WITHIN THE FRAMEWORK OF THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | Mgmt | For | For | |
11 | FIRST BONUS ISSUE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,880 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | Mgmt | For | For | |
12 | SECOND BONUS SHARE CAPITAL INCREASE FOR A MAXIMUM REFERENCE MARKET VALUE OF 1,350 MILLION EUROS TO IMPLEMENT THE IBERDROLA FLEXIBLE REMUNERATION OPTIONAL DIVIDEND SYSTEM | Mgmt | For | For | |
13 | CAPITAL REDUCTION THROUGH THE REDEMPTION OF A MAXIMUM OF 197,563,000 TREASURY SHARES FOR A MAXIMUM OF 3.069 PCT OF SHARE CAPITAL | Mgmt | For | For | |
14 | ANNUAL REPORT ON DIRECTORS' REMUNERATION 2021: CONSULTATIVE VOTE | Mgmt | Against | Against | |
15 | RE-ELECTION OF MR. ANTHONY L. GARDNER AS INDEPENDENT DIRECTOR | Mgmt | For | For | |
16 | RATIFICATION AND RE-ELECTION OF MRS. MARIA ANGELES ALCALA DIAZ AS INDEPENDENT DIRECTOR | Mgmt | For | For | |
17 | RATIFICATION AND REELECTION OF DONA ISABEL GARCIA TEJERINA AS INDEPENDENT DIRECTOR | Mgmt | For | For | |
18 | DETERMINATION OF THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS FOURTEEN | Mgmt | For | For | |
19 | AUTHORIZATION TO ACQUIRE SHARES OF THE COMPANY'S OWN STOCK | Mgmt | For | For | |
20 | DELEGATION OF POWERS TO FORMALIZE AND MAKE PUBLIC THE RESOLUTIONS TO BE ADOPTED | Mgmt | For | For | |
CMMT | 12 MAY 2022: PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 17 JUN 2022. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||
CMMT | 20 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF COMMENT AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | 20 MAY 2022: ENGAGEMENT DIVIDEND: THE SHAREHOLDERS ENTITLED TO PARTICIPATE IN THE MEETING WILL RECEIVE EUR 0.005 (GROSS) PER SHARE IF THE SHAREHOLDERS AT THIS MEETING APPROVE SAID INCENTIVE AND ADOPT A RESOLUTION FOR THE PAYMENT THEREOF, WHICH WILL BE SUBJECT TO THE QUORUM FOR THE MEETING REACHING 70% OF THE SHARE CAPITAL AND TO THE APPROVAL OF ITEM 7 ON THE AGENDA | Non-Voting | |||
CMMT | 24 MAY 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF THE RECORD DATE FROM 11 JUN 2022 TO 10 JUN 2022. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 25 of 51 |
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Unassigned
INDUSTRIA DE DISENO TEXTIL S.A. | |||
Security: | E6282J125 | Agenda Number: | 714316191 |
Ticker: |
| Meeting Type: | OGM |
ISIN: | ES0148396007 | Meeting Date: | 7/13/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 14 JULY 2021 CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | |||
1 | APPROVAL OF ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Mgmt | For | For | |
2 | APPROVAL OF CONSOLIDATED ANNUAL ACCOUNTS AND MANAGEMENT REPORT | Mgmt | For | For | |
3 | APPROVAL OF THE NON-FINANCIAL INFORMATION REPORT | Mgmt | For | For | |
4 | ALLOCATION OF RESULTS | Mgmt | For | For | |
5 | REELECTION OF MR JOSE ARNAU SIERRA AS DIRECTOR | Mgmt | For | For | |
6 | REELECTION OF DELOITTE AS AUDITOR | Mgmt | For | For | |
7.A | AMENDMENT OF THE BYLAWS ARTICLE 8 TITTLE II | Mgmt | For | For | |
7.B | NEW ARTICLE 15 BIS, AND AMENDMENT OF ARTICLES 15,16,17,19,20 AND 21CHAPTER I TITTLE III | Mgmt | For | For | |
7.C | AMENDMENT OF ARTICLES 22,24,25, 28,29,30 AND 30BIS CHAPTER II TITTLE III | Mgmt | For | For | |
7.D | AMENDMENT OF ARTICLE 36 | Mgmt | For | For | |
7.E | APPROVAL OF THE NEW TEXT OF BYLAWS | Mgmt | For | For | |
8 | APPROVAL OF THE REVISED TEXT OF THE REGULATIONS OF THE GENERAL MEETING OF SHAREHOLDERS | Mgmt | For | For | |
9 | APPROVAL OF THE DIRECTOR'S REMUNERATION POLICY FOR 2021,2022 AND 2023 | Mgmt | For | For | |
10 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN IN CASH AND IN SHARES ADDRESSED TO MEMBERS OF MANAGEMENT, INCLUDING EXECUTIVE DIRECTORS AND OTHER EMPLOYEES OF THE INDITEX GROUP | Mgmt | For | For | |
11 | ADVISORY VOTE ON THE ANNUAL REPORT OF THE REMUNERATION OF DIRECTOR'S | Mgmt | For | For | |
12 | GRANTING OF POWERS TO IMPLEMENT RESOLUTIONS | Mgmt | For | For | |
13 | REPORTING ON THE AMENDMENTS TO THE BOARD OF DIRECTORS | Mgmt | For | For | |
CMMT | 17 JUNE 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 26 of 51 |
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Unassigned
INDUSTRIVAERDEN AB | |||
Security: | W45430126 | Agenda Number: | 714831775 |
Ticker: |
| Meeting Type: | EGM |
ISIN: | SE0000107203 | Meeting Date: | 11/23/2021 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
1 | ELECTION OF A CHAIRMAN TO PRESIDE OVER THE EXTRAORDINARY GENERAL MEETING: L E LUNDBERGFORETAGEN | Non-Voting | |||
2 | ELECTION OF PERSONS TO CHECK THE MINUTES | Non-Voting | |||
3 | PREPARATION AND APPROVAL OF VOTING LIST | Non-Voting | |||
4 | APPROVAL OF THE AGENDA | Non-Voting | |||
5 | DECISION AS TO WHETHER THE EXTRAORDINARY GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | |||
6.A | THE BOARD OF DIRECTORS' PROPOSAL FOR RESOLUTION ON: REDUCTION OF THE SHARE CAPITAL BY WAY OF CANCELLATION OF SHARES | Mgmt | For | For | |
6.B | THE BOARD OF DIRECTORS' PROPOSAL FOR RESOLUTION ON: INCREASE OF THE SHARE CAPITAL BY WAY OF BONUS ISSUE | Mgmt | For | For | |
CMMT | 27 OCT 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 27 OCT 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS AND MODIFICATION OF THE TEXT OF RESOLUTION 1. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
CMMT | 27 OCT 2021: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 |
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| Page 27 of 51 |
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Unassigned
INDUSTRIVAERDEN AB | |||
Security: | W45430126 | Agenda Number: | 715252540 |
Ticker: |
| Meeting Type: | AGM |
ISIN: | SE0000107203 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s Recommendation
| |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 692409 DUE TO SPLITTING OF RESOLUTION NUMBER 7.C. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||
1 | ELECTION OF CHAIRMAN OF THE MEETING | Non-Voting | |||
2.A | SELECTION OF ADJUSTERS: BO DAMBERG (JAN WALLANDER'S AND TOM HEDELIUS FOUNDATION AND OTHERS) OR, IN HIS ABSENCE, THE ONE APPOINTED BY THE BOARD INSTEAD | Non-Voting | |||
2.B | SELECTION OF ADJUSTERS: STEFAN NILSSON (PENSIONSKASSAN SHB TJANSTEPENSIONSFORENING M.FL.) OR, IN HIS ABSENCE, THE ONE APPOINTED BY THE BOARD INSTEAD | Non-Voting | |||
3 | ESTABLISHMENT AND APPROVAL OF THE BALLOT PAPER | Non-Voting | |||
4 | APPROVAL OF AGENDA | Non-Voting | |||
5 | EXAMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | |||
6.A | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR'S REPORT AND THE CONSOLIDATED ACCOUNTS | Non-Voting | |||
7.A | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Mgmt | For | For | |
7.B | RESOLUTION ON DISPOSITIONS REGARDING THE COMPANY'S PROFIT ACCORDING TO THE APPROVED BALANCE SHEET AND ON THE RECORD DATE FOR DIVIDENDS | Mgmt | For | For | |
7C.1 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: FREDRIK LUNDBERG (CHAIRMAN OF THE BOARD) | Mgmt | For | For | |
7C.2 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: PAR BOMAN | Mgmt | For | For | |
7C.3 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: CHRISTIAN CASPAR | Mgmt | For | For | |
7C.4 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: MARIKA FREDRIKSSON | Mgmt | For | For | |
7C.5 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: BENGT KJELL | Mgmt | For | For | |
7C.6 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: ANNIKA LUNDIUS | Mgmt | For | For | |
7C.7 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: LARS PETTERSSON | Mgmt | For | For | |
7C.8 | RESOLUTION ON DISCHARGE FROM LIABILITY TOWARDS THE COMPANY FOR THE BOARD MEMBERS AND THE MANAGING DIRECTOR: HELENA STJERNHOLM | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT RESOLUTIONS 8 TO 13 ARE PROPOSED BY NOMINATING COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N/A | ||
8 | DECISION ON THE NUMBER OF BOARD MEMBERS: EIGHT DIRECTORS AND NO DEPUTY DIRECTORS | Mgmt | For | N/A | |
9 | RESOLUTION ON FEES TO EACH OF THE BOARD MEMBERS | Mgmt | For | N/A | |
10.A | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: PAR BOMAN | Mgmt | For | N/A | |
10.B | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: CHRISTIAN CASPAR | Mgmt | For | N/A | |
10.C | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: MARIKA FREDRIKSSON | Mgmt | For | N/A | |
10.D | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: BENGT KJELL | Mgmt | For | N/A | |
10.E | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: FREDRIK LUNDBERG | Mgmt | For | N/A | |
10.F | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: KATARINA MARTINSON | Mgmt | For | N/A | |
10.G | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: LARS PETTERSSON | Mgmt | For | N/A | |
10.H | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: HELENA STJERNHOLM | Mgmt | For | N/A | |
10.I | RE-ELECTION OF BOARD AND CHAIRMAN OF THE BOARD: FREDRIK LUNDBERG TO THE CHAIRMAN OF THE BOARD | Mgmt | For | N/A | |
11 | DECISION ON THE NUMBER OF AUDITORS: ONE CHARTERED ACCOUNTING FIRM | Mgmt | For | N/A | |
12 | DECISION ON FEES TO THE AUDITOR | Mgmt | For | N/A | |
13 | ELECTION OF AUDITOR: THE NOMINATING COMMITTEE PROPOSES, IN ACCORDANCE WITH THE AUDIT COMMITTEE'S RECOMMENDATION, RE ELECTION OF THE ACCOUNTING FIRM DELOITTE AB FOR THE PERIOD UNTIL THE END OF THE 2023 ANNUAL GENERAL MEETING. DELOITTE AB HAS NOTIFIED THAT IF THE FIRM IS ELECTED, IT WILL APPOINT AUTHORIZED PUBLIC ACCOUNTANT HANS WAREN AS CHIEF AUDITOR | Mgmt | For | N/A | |
14 | DECISION ON APPROVAL OF COMPENSATION REPORT | Mgmt | For | For | |
15 | DECISION ON A LONG-TERM SHARE SAVINGS PROGRAM | Mgmt | For | For | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE | Non-Voting | |||
UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | |||||
CMMT | 14 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 10.A TO 10.I. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 703409, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 28 of 51 |
Unassigned
INVESTOR AB | |||
Security: | W5R777115 | Agenda Number: | 715303309 |
Ticker: | Meeting Type: | AGM | |
ISIN: | SE0015811963 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
1 | ELECT CHAIRMAN OF MEETING | Non-Voting | |||
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
3 | APPROVE AGENDA OF MEETING | Non-Voting | |||
4 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Non-Voting | |||
5 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
6 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS | Non-Voting | |||
7 | RECEIVE PRESIDENT'S REPORT | Non-Voting | |||
8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
9 | APPROVE REMUNERATION REPORT | Mgmt | Against | Against | |
10.A | APPROVE DISCHARGE OF GUNNAR BROCK | Mgmt | For | For | |
10.B | APPROVE DISCHARGE OF JOHAN FORSSELL | Mgmt | For | For | |
10.C | APPROVE DISCHARGE OF MAGDALENA GERGER | Mgmt | For | For | |
10.D | APPROVE DISCHARGE OF TOM JOHNSTONE | Mgmt | For | For | |
10.E | APPROVE DISCHARGE OF ISABELLE KOCHER | Mgmt | For | For | |
10.F | APPROVE DISCHARGE OF SARA MAZUR | Mgmt | For | For | |
10.G | APPROVE DISCHARGE OF SVEN NYMAN | Mgmt | For | For | |
10.H | APPROVE DISCHARGE OF GRACE REKSTEN SKAUGEN | Mgmt | For | For | |
10.I | APPROVE DISCHARGE OF HANS STRABERG | Mgmt | For | For | |
10.J | APPROVE DISCHARGE OF JACOB WALLENBERG | Mgmt | For | For | |
10.K | APPROVE DISCHARGE OF MARCUS WALLENBERG | Mgmt | For | For | |
11 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 4.00 PER SHARE | Mgmt | For | For | |
12.A | DETERMINE NUMBER OF MEMBERS (11) AND DEPUTY MEMBERS (0) OF BOARD | Mgmt | For | For | |
12.B | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS | Mgmt | For | For | |
13.A | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 3.1 MILLION FOR CHAIRMAN, SEK 1.8 MILLION FOR VICE CHAIRMAN AND SEK 820,000 FOR OTHER DIRECTORS; APPROVE REMUNERATION FOR COMMITTEE WORK | Mgmt | For | For | |
13.B | APPROVE REMUNERATION OF AUDITORS | Mgmt | For | For | |
14.A | REELECT GUNNAR BROCK AS DIRECTOR | Mgmt | For | For | |
14.B | REELECT JOHAN FORSSELL AS DIRECTOR | Mgmt | For | For | |
14.C | REELECT MAGDALENA GERGER AS DIRECTOR | Mgmt | For | For | |
14.D | REELECT TOM JOHNSTONE AS DIRECTOR | Mgmt | For | For | |
14.E | REELECT ISABELLE KOCHER AS DIRECTOR | Mgmt | For | For | |
14.F | REELECT SVEN NYMAN AS DIRECTOR | Mgmt | For | For | |
14.G | REELECT GRACE REKSTEN SKAUGEN ASDIRECTOR | Mgmt | For | For | |
14.H | REELECT HANS STRABERG AS DIRECTOR | Mgmt | For | For | |
14.I | REELECT JACOB WALLENBERG AS DIRECTOR | Mgmt | For | For | |
14.J | REELECT MARCUS WALLENBERG AS DIRECTOR | Mgmt | For | For | |
14.K | ELECT SARA OHRVALL AS NEW DIRECTOR | Mgmt | For | For | |
15 | REELECT JACOB WALLENBERG AS BOARD CHAIR | Mgmt | For | For | |
16 | RATIFY DELOITTE AS AUDITORS | Mgmt | For | For | |
17.A | APPROVE PERFORMANCE SHARE MATCHING PLAN (LTVR) FOR EMPLOYEES IN INVESTOR | Mgmt | For | For | |
17.B | APPROVE PERFORMANCE SHARE MATCHING PLAN (LTVR) FOR EMPLOYEES IN PATRICIA INDUSTRIES | Mgmt | For | For | |
18.A | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Mgmt | For | For | |
18.B | APPROVE EQUITY PLAN (LTVR) FINANCING THROUGH TRANSFER OF SHARES TO PARTICIPANTS | Mgmt | For | For | |
19 | CLOSE MEETING | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 29 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 14.A. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 29 of 51 |
Unassigned
KERING SA | |||
Security: | F5433L103 | Agenda Number: | 715298673 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000121485 | Meeting Date: | 4/28/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | APPROVAL OF THE PARENT COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | For | For | |
3 | APPROPRIATION OF NET INCOME FOR 2021 AND SETTING OF THE DIVIDEND | Mgmt | For | For | |
4 | REAPPOINTMENT OF DANIELA RICCARDI AS A DIRECTOR | Mgmt | For | For | |
5 | APPOINTMENT OF V RONIQUE WEILL AS A DIRECTOR | Mgmt | For | For | |
6 | APPOINTMENT OF YONCA DERVISOGLU AS A DIRECTOR | Mgmt | For | For | |
7 | APPOINTMENT OF SERGE WEINBERG AS A DIRECTOR | Mgmt | For | For | |
8 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L. 22-10-9, I OF THE FRENCH COMMERCIAL CODE RELATING TO REMUNERATION PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO CORPORATE OFFICERS | Mgmt | For | For | |
9 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO FRAN OIS-HENRI PINAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Mgmt | Against | Against | |
10 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS OF TOTAL REMUNERATION AND BENEFITS IN KIND PAID DURING OR AWARDED FOR THE YEAR ENDED DECEMBER 31, 2021 TO JEAN-FRAN OIS PALUS, GROUP MANAGING DIRECTOR | Mgmt | For | For | |
11 | APPROVAL OF THE REMUNERATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Mgmt | Against | Against | |
12 | APPROVAL OF THE REMUNERATION POLICY FOR CORPORATE OFFICERS IN RESPECT OF THEIR DUTIES AS DIRECTORS | Mgmt | For | For | |
13 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL STATUTORY AUDITOR | Mgmt | For | For | |
14 | APPOINTMENT OF EMMANUEL BENOIST AS SUBSTITUTE STATUTORY AUDITOR | Mgmt | For | For | |
15 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO PURCHASE, RETAIN AND TRANSFER THE COMPANY'S SHARES | Mgmt | For | For | |
16 | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO MAKE FREE AWARDS OF ORDINARY SHARES IN THE COMPANY (EXISTING OR TO BE ISSUED), SUBJECT, WHERE APPLICABLE, TO PERFORMANCE CONDITIONS, TO BENEFICIARIES OR CATEGORIES OF BENEFICIARIES AMONG THE EMPLOYEES AND EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND AFFILIATED COMPANIES | Mgmt | Against | Against | |
17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR EMPLOYEES, FORMER EMPLOYEES AND ELIGIBLE CORPORATE OFFICERS WHO ARE MEMBERS OF AN EMPLOYEE SAVINGS PLAN, WITHOUT PRE-EMPTIVE SUBSCRIPTION RIGHTS | Mgmt | For | For | |
18 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES RESERVED FOR NAMED CATEGORIES OF BENEFICIARIES, WITH PRE-EMPTIVE SUBSCRIPTION RIGHTS WAIVED IN THEIR FAVOR | Mgmt | For | For | |
19 | POWERS FOR FORMALITIES | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 30 of 51 |
Unassigned
KONE OYJ | |||
Security: | X4551T105 | Agenda Number: | 715151128 |
Ticker: | Meeting Type: | AGM | |
ISIN: | FI0009013403 | Meeting Date: | 3/1/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION. | Non-Voting | |||
CMMT | A POWER OF ATTORNEY (POA) IS REQUIRED TO APPOINT A REPRESENTATIVE TO ATTEND THE MEETING AND LODGE YOUR VOTING INSTRUCTIONS. IF YOU APPOINT A FINNISH SUB CUSTODIAN BANK, NO POA IS REQUIRED (UNLESS THE SHAREHOLDER IS FINNISH). | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1 | OPENING OF THE MEETING | Non-Voting | |||
2 | CALLING THE MEETING TO ORDER | Non-Voting | |||
3 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND TO SUPERVISE THE COUNTING OF VOTES | Non-Voting | |||
4 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | |||
5 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | |||
6 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR'S REPORT FOR THE YEAR 2021 | Non-Voting | |||
7 | ADOPTION OF THE ANNUAL ACCOUNTS | Mgmt | For | For | |
8 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS | Mgmt | For | For | |
9 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
10 | CONSIDERATION OF THE REMUNERATION REPORT FOR GOVERNING BODIES | Mgmt | For | For | |
11 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
12 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
13 | RE-ELECT MATTI ALAHUHTA, SUSAN DUINHOVEN, ANTTI HERLIN, IIRIS HERLIN, JUSSI HERLIN, RAVI KANT AND JENNIFER XIN-ZHE LI AS DIRECTORS ELECT KRISHNA MIKKILINENI AND ANDREAS OPFERMANN AS NEW DIRECTORS | Mgmt | Against | Against | |
14 | RESOLUTION ON THE REMUNERATION OF THE AUDITORS | Mgmt | For | For | |
15 | RESOLUTION ON THE NUMBER OF AUDITORS | Mgmt | For | For | |
16 | RATIFY ERNST YOUNG AS AUDITORS | Mgmt | For | For | |
17 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY'S OWN SHARES | Mgmt | For | For | |
18 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | Mgmt | For | For | |
19 | CLOSING OF THE MEETING | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 07 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 13 AND 16. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 31 of 51 |
Unassigned
KUEHNE + NAGEL INTERNATIONAL AG | |||
Security: | H4673L145 | Agenda Number: | 715428391 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0025238863 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 10.00 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt | For | For | |
4.1.1 | REELECT DOMINIK BUERGY AS DIRECTOR | Mgmt | For | For | |
4.1.2 | REELECT RENATO FASSBIND AS DIRECTOR | Mgmt | For | For | |
4.1.3 | REELECT KARL GERNANDT AS DIRECTOR | Mgmt | For | For | |
4.1.4 | REELECT DAVID KAMENETZKY AS DIRECTOR | Mgmt | For | For | |
4.1.5 | REELECT KLAUS-MICHAEL KUEHNE AS DIRECTOR | Mgmt | For | For | |
4.1.6 | REELECT TOBIAS STAEHELIN AS DIRECTOR | Mgmt | For | For | |
4.1.7 | REELECT HAUKE STARS AS DIRECTOR | Mgmt | For | For | |
4.1.8 | REELECT MARTIN WITTIG AS DIRECTOR | Mgmt | For | For | |
4.1.9 | REELECT JOERG WOLLE AS DIRECTOR | Mgmt | For | For | |
4.2 | REELECT JOERG WOLLE AS BOARD CHAIR | Mgmt | For | For | |
4.3.1 | REAPPOINT KARL GERNANDT AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | Against | Against | |
4.3.2 | REAPPOINT KLAUS-MICHAEL KUEHNE AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
4.3.3 | REAPPOINT HAUKE STARS AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
4.4 | DESIGNATE STEFAN MANGOLD AS INDEPENDENT PROXY | Mgmt | For | For | |
4.5 | RATIFY ERNST YOUNG AG AS AUDITORS | Mgmt | For | For | |
5 | APPROVE RENEWAL OF CHF 20 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Mgmt | Against | Against | |
6 | APPROVE REMUNERATION REPORT | Mgmt | Against | Against | |
7.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 5.5 MILLION | Mgmt | For | For | |
7.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 25 MILLION | Mgmt | For | For | |
7.3 | APPROVE ADDITIONAL REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 4.4 MILLION | Mgmt | For | For | |
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS OES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 32 of 51 |
Unassigned
L'OREAL S.A. | |||
Security: | F58149133 | Agenda Number: | 715269393 |
Ticker: | Meeting Type: | AGM | |
ISIN: | FR0000120321 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | 21 MAR 2022: DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY AND PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU AND INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2021 AND SETTING OF THE DIVIDEND | Mgmt | For | For | |
4 | RENEWAL OF THE TERM OF OFFICE OF MR. JEAN-PAUL AGON AS DIRECTOR | Mgmt | Against | Against | |
5 | RENEWAL OF THE TERM OF OFFICE OF MR. PATRICE CAINE AS DIRECTOR | Mgmt | For | For | |
6 | RENEWAL OF THE TERM OF OFFICE OF MRS. BELEN GARIJO AS DIRECTOR | Mgmt | For | For | |
7 | RENEWAL OF THE TERM OF OFFICE OF DELOITTE & ASSOCIES AS STATUTORY AUDITOR, AND NON-RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE OF BEAS COMPANY AS DEPUTY STATUTORY AUDITOR | Mgmt | For | For | |
8 | APPOINTMENT OF ERNST & YOUNG AS STATUTORY AUDITOR, AS A REPLACEMENT FOR PRICEWATERHOUSECOOPERS AUDIT, AND NON-RENEWAL AND NON-REPLACEMENT OF THE TERM OF OFFICE OF MR. JEAN-CHRISTOPHE GEORGHIOU AS DEPUTY STATUTORY AUDITOR | Mgmt | For | For | |
9 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF EACH OF THE CORPORATE OFFICERS REQUIRED BY SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
10 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER (PERIOD FROM THE 01 JANUARY 2021 TO 30 APRIL 2021) | Mgmt | For | For | |
11 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. JEAN-PAUL AGON, IN HIS CAPACITY AS CHAIRMAN OF THE BOARD OF DIRECTORS (PERIOD FROM THE 01 MAY 2021 TO 31 DECEMBER 2021) | Mgmt | For | For | |
12 | APPROVAL OF THE FIXED AND VARIABLE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THIS FINANCIAL YEAR TO MR. NICOLAS HIERONIMUS, IN HIS CAPACITY AS CHIEF EXECUTIVE OFFICER (PERIOD FROM THE 01 MAY 2021 TO 31 DECEMBER 2021) | Mgmt | For | For | |
13 | APPROVAL OF THE DIRECTORS COMPENSATION POLICY | Mgmt | For | For | |
14 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
16 | APPROVAL OF THE REPURCHASE AGREEMENT RELATING TO THE ACQUISITION BY LOREAL FROM NESTLE OF 22,260,000 LOREAL SHARES, REPRESENTING 4% OF THE CAPITAL UNDER THE REGULATED AGREEMENTS PROCEDURE | Mgmt | For | For | |
17 | AUTHORIZATION FOR THE COMPANY TO REPURCHASE ITS OWN SHARES | Mgmt | For | For | |
18 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE CAPITAL BY CANCELLING SHARES ACQUIRED BY THE COMPANY IN ACCORDANCE WITH ARTICLE L. 22-10-62 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
19 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES AND/OR SHARES TO BE ISSUED, TO EMPLOYEES AND CORPORATE OFFICERS, ENTAILING THE WAIVER BY SHAREHOLDERS OF THEIR PRE-EMPTIVE SUBSCRIPTION RIGHT | Mgmt | For | For | |
20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE REALISATION OF A CAPITAL INCREASE RESERVED FOR EMPLOYEES, WITH CANCELLATION OF THE SHAREHOLDERS PRE-EMPTIVE SUBSCRIPTION RIGHT | Mgmt | For | For | |
21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE REALISATION OF A CAPITAL INCREASE RESERVED FOR CATEGORIES OF BENEFICIARIES CONSISTING OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING OPERATION | Mgmt | For | For | |
22 | AMENDMENT TO ARTICLE 9 OF THE COMPANY'S BYLAWS IN ORDER TO CHANGE THE AGE LIMIT FOR THE EXERCISE OF THE DUTIES OF THE CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
23 | AMENDMENT TO ARTICLE 11 OF THE COMPANY'S BYLAWS TO SPECIFY THE AGE LIMIT FOR THE EXERCISE OF THE DUTIES OF THE CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
24 | AMENDMENT TO ARTICLES 2 AND 7 OF THE COMPANY'S BYLAWS IN THE CONTEXT OF LEGISLATIVE OR REGULATORY CHANGES (ORDINANCE NO. 2000-1223 OF 14 DECEMBER 2000, LAW NO. 2019-486 OF 22 MAY 2019) | Mgmt | For | For | |
25 | AMENDMENT TO ARTICLE 8 OF THE COMPANY'S BYLAWS IN ORDER TO REMOVE THE MENTION OF THE OWNERSHIP OF 5 SHARES OF THE COMPANY BY THE DIRECTORS | Mgmt | For | For | |
26 | POWERS TO CARRY OUT FORMALITIES | Mgmt | For | For | |
CMMT | 21 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal-officiel.gouv.fr/balo/document/2022031622004 72-32 AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 33 of 51 |
Unassigned
LEGRAND SA | |||
Security: | F56196185 | Agenda Number: | 715423024 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0010307819 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXYCARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
1 | APPROVAL OF THE COMPANY'S FINANCIAL STATEMENTS FOR 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR 2021 | Mgmt | For | For | |
3 | ALLOCATION OF RESULTS FOR 2021 AND DETERMINATION OF DIVIDEND | Mgmt | For | For | |
4 | RENEWAL OF THE TERM OF OFFICE OF A PRINCIPAL STATUTORY AUDITOR (PRICEWATERHOUSECOOPERS AUDIT) | Mgmt | For | For | |
5 | NON-RENEWAL OF A DEPUTY STATUTORY AUDITOR (MR. JEAN-CHRISTOPHE GEORGHIOU) | Mgmt | For | For | |
6 | APPROVAL OF THE INFORMATION REFERRED TO IN ARTICLE L.22-10-9 I OF THE FRENCH COMMERCIAL CODE, IN ACCORDANCE WITH ARTICLE L.22-10-34 I OF THE FRENCH COMMERCIAL CODE) | Mgmt | For | For | |
7 | APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2021 TO MS. ANGELES GARCIA-POVEDA, CHAIRWOMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
8 | APPROVAL OF COMPENSATION COMPONENTS AND BENEFITS OF ANY KIND PAID DURING OR GRANTED IN RESPECT OF 2021 TO MR. BENO T COQUART, CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L.22-10-34 II OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
9 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) | Mgmt | For | For | |
10 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) | Mgmt | For | For | |
11 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO MEMBERS OF THE BOARD OF DIRECTORS, IN ACCORDANCE WITH ARTICLE L.22-10-8 OF THE FRENCH COMMERCIAL CODE) | Mgmt | For | For | |
12 | RENEWAL OF MR. OLIVIER BAZIL'S TERM OF OFFICE AS DIRECTOR | Mgmt | For | For | |
13 | RENEWAL OF MR. EDWARD A. GILHULY'STERM OF OFFICE AS DIRECTOR | Mgmt | For | For | |
14 | RENEWAL OF MR. PATRICK KOLLER'S TERM OF OFFICE AS DIRECTOR | Mgmt | For | For | |
15 | APPOINTMENT OF MR. FLORENT MENEGAUX AS DIRECTOR | Mgmt | For | For | |
16 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO TRADE ITS OWN SHARES | Mgmt | For | For | |
17 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO CARRY OUT A SHARE CAPITAL DECREASE BY CANCELLATION OF TREASURY SHARES | Mgmt | For | For | |
18 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING ORDINARY SHARES, EQUITY SECURITIES GIVING ACCESS TO OTHER EQUITY SECURITIES OR GIVING RIGHT TO THE ALLOCATION OF DEBT SECURITIES AND/OR SECURITIES GIVING ACCESS TO EQUITY SECURITIES, WITH PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
19 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES BY WAY OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES BY WAY OF A PUBLIC OFFERING AS REFERRED TO IN ARTICLE L.411-2, 1 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
21 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN VIEW OF INCREASING THE AMOUNT OF THE ISSUANCES CARRIED OUT WITH OR WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS PURSUANT TO THE EIGHTEENTH, NINETEENTH AND TWENTIETH RESOLUTIONS, IN THE EVENT OF EXCESS DEMAND | Mgmt | For | For | |
22 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF RESERVES, EARNINGS, PREMIUMS OR OTHER ITEMS WHICH MAY BE CAPITALIZED UNDER THE APPLICABLE REGULATIONS | Mgmt | For | For | |
23 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES TO MEMBERS OF A COMPANY OR GROUP SAVINGS PLAN, WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | Mgmt | For | For | |
24 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO DECIDE TO ISSUE SHARES OR COMPLEX SECURITIES AS CONSIDERATION FOR CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY, WITH SHAREHOLDERS' PREFERENTIAL SUBSCRIPTION RIGHTS WAIVED IN FAVOR OF THE HOLDERS OF THE SHARES OR SECURITIES CONSTITUTING THE CONTRIBUTION IN KIND | Mgmt | For | For | |
25 | BLANKET LIMIT ON DELEGATIONS OF AUTHORITY | Mgmt | For | For | |
26 | POWERS FOR FORMALITIES | Mgmt | For | For | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0406/202204062200108.pdf | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 34 of 51 |
Unassigned
LVMH MOET HENNESSY LOUIS VUITTON SE | |||
Security: | F58485115 | Agenda Number: | 715260890 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000121014 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF | Non-Voting | |||
DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | |||||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR - SETTING OF THE DIVIDEND | Mgmt | For | For | |
4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
5 | RENEWAL OF THE TERM OF OFFICE OF MR. BERNARD ARNAULT AS DIRECTOR | Mgmt | For | For | |
6 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE CHASSAT AS DIRECTOR | Mgmt | For | For | |
7 | RENEWAL OF THE TERM OF OFFICE OF MRS. CLARA GAYMARD AS DIRECTOR | Mgmt | For | For | |
8 | RENEWAL OF THE TERM OF OFFICE OF MR. HUBERT VEDRINE AS DIRECTOR | Mgmt | For | For | |
9 | RENEWAL OF THE TERM OF OFFICE OF MR. YANN ARTHUS-BERTRAND AS CENSOR | Mgmt | Against | Against | |
10 | SETTING OF THE MAXIMUM OVERALL ANNUAL AMOUNT ALLOCATED TO THE DIRECTORS AS A COMPENSATION FOR THEIR TERMS OF OFFICE | Mgmt | For | For | |
11 | RENEWAL OF THE TERM OF OFFICE OF THE FIRM MAZARS AS PRINCIPAL STATUTORY AUDITOR | Mgmt | For | For | |
12 | APPOINTMENT OF DELOITTE FIRM AS PRINCIPAL STATUTORY AUDITOR, AS A REPLACEMENT FOR ERNST & YOUNG AUDIT FIRM | Mgmt | For | For | |
13 | ACKNOWLEDGEMENT OF THE EXPIRY AND NON-RENEWAL OF THE TERMS OF OFFICE OF THE COMPANY AUDITEX AND OF MR. OLIVIER LENE AS DEPUTY STATUTORY AUDITORS | Mgmt | For | For | |
14 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS, AS MENTIONED IN SECTION I OF ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Mgmt | Against | Against | |
15 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2021 OR GRANTED FOR THE SAME FINANCIAL YEAR TO MR. BERNARD ARNAULT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Mgmt | Against | Against | |
16 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING THE FINANCIAL YEAR 2021 OR AWARDED FOR THE SAME FINANCIAL YEAR TO MR. ANTONIO BELLONI, DEPUTY CHIEF EXECUTIVE OFFICER | Mgmt | Against | Against | |
17 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Mgmt | For | For | |
18 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Mgmt | Against | Against | |
19 | APPROVAL OF THE COMPENSATION POLICY FOR THE DEPUTY CHIEF EXECUTIVE OFFICER | Mgmt | Against | Against | |
20 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO TRADE IN THE COMPANY'S SHARES AT A MAXIMUM PURCHASE PRICE OF 1,000 EUROS PER SHARE, NAMELY, A MAXIMUM CUMULATIVE AMOUNT OF 50.5 BILLION EUROS | Mgmt | For | For | |
21 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 18 MONTHS, TO REDUCE THE SHARE CAPITAL BY CANCELLING SHARES HELD BY THE COMPANY FOLLOWING THE REPURCHASE OF ITS OWN SECURITIES | Mgmt | For | For | |
22 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS, FOR A PERIOD OF 26 MONTHS, TO PROCEED WITH FREE ALLOCATIONS OF SHARES TO BE ISSUED, WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT, OR OF EXISTING SHARES FOR THE BENEFIT OF EMPLOYEES AND/OR EXECUTIVE CORPORATE OFFICERS OF THE COMPANY AND RELATED ENTITIES WITHIN THE LIMIT OF 1% OF THE CAPITAL | Mgmt | Against | Against | |
23 | AMENDMENT TO ARTICLES 16 (GENERAL MANAGEMENT) AND 24 (INFORMATION ON CAPITAL OWNERSHIP) OF THE BY- LAWS | Mgmt | Against | Against | |
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022031422004 65-31 | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW | Non-Voting | |||
ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 35 of 51 |
Unassigned
MERCK KGAA | |||
Security: | D5357W103 | Agenda Number: | 715248147 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0006599905 | Meeting Date: | 4/22/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation
| |
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDER DETAILS ARE REQUIRED TO VOTE AT THIS MEETING. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY CARRY A HEIGHTENED RISK OF BEING REJECTED. THANK YOU | Non-Voting | |||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. | Non-Voting | |||
FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | |||||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.85 PER SHARE | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF EXECUTIVE BOARD FISCAL YEAR 2021 | Mgmt | For | For | |
5 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
6 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
7 | RATIFY DELOITTE GMBH AS AUDITORS FOR FISCAL YEAR 2023 AND FOR THE REVIEW OF INTERIM FINANCIAL REPORTS FOR FISCAL YEAR 2023 | Mgmt | For | For | |
8 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
9 | APPROVE CREATION OF EUR 56.5 MILLION POOL OF AUTHORIZED CAPITAL WITH OR WITHOUT EXCLUSION OF PREEMPTIVE RIGHTS | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 36 of 51 |
Unassigned
NESTLE S.A. | |||
Security: | H57312649 | Agenda Number: | 715274635 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0038863350 | Meeting Date: | 4/7/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701444 DUE TO CHANGE IN RECOMMENDATION FOR RESOLUTION 7. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE.THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
1.1 | APPROVAL OF THE ANNUAL REVIEW, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2021 | Mgmt | For | For | |
1.2 | ACCEPTANCE OF THE COMPENSATION REPORT 2021 (ADVISORY VOTE) | Mgmt | Against | Against | |
2 | DISCHARGE TO THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Mgmt | For | For | |
3 | APPROPRIATION OF PROFIT RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
4.1.1 | RE-ELECTION AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS: PAUL BULCKE | Mgmt | For | For | |
4.1.2 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: ULF MARK SCHNEIDER | Mgmt | For | For | |
4.1.3 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HENRI DE CASTRIES | Mgmt | For | For | |
4.1.4 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: RENATO FASSBIND | Mgmt | For | For | |
4.1.5 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PABLO ISLA | Mgmt | For | For | |
4.1.6 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: EVA CHENG | Mgmt | For | For | |
4.1.7 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: PATRICK AEBISCHER | Mgmt | For | For | |
4.1.8 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: KIMBERLY A. ROSS | Mgmt | For | For | |
4.1.9 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DICK BOER | Mgmt | For | For | |
4.110 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: DINESH PALIWAL | Mgmt | For | For | |
4.111 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: HANNE JIMENEZ DE MORA | Mgmt | For | For | |
4.112 | RE-ELECTION AS MEMBER OF THE BOARD OF DIRECTORS: LINDIWE MAJELE SIBANDA | Mgmt | For | For | |
4.2.1 | ELECTION TO THE BOARD OF DIRECTORS: CHRIS LEONG | Mgmt | For | For | |
4.2.2 | ELECTION TO THE BOARD OF DIRECTORS: LUCA MAESTRI | Mgmt | For | For | |
4.3.1 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PABLO ISLA | Mgmt | For | For | |
4.3.2 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: PATRICK AEBISCHER | Mgmt | For | For | |
4.3.3 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DICK BOER | Mgmt | For | For | |
4.3.4 | ELECTION AS MEMBER OF THE COMPENSATION COMMITTEE: DINESH PALIWAL | Mgmt | For | For | |
4.4 | ELECTION OF THE STATUTORY AUDITORS: ERNST AND YOUNG LTD, LAUSANNE BRANCH | Mgmt | For | For | |
4.5 | ELECTION OF THE INDEPENDENT REPRESENTATIVE: HARTMANN DREYER, ATTORNEYS-AT-LAW | Mgmt | For | For | |
5.1 | APPROVAL OF THE COMPENSATION OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
5.2 | APPROVAL OF THE COMPENSATION OF THE EXECUTIVE BOARD | Mgmt | For | For | |
6 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES) | Mgmt | For | For | |
7 | IN THE EVENT OF ANY YET UNKNOWN NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE AS FOLLOWS: (YES = VOTE IN FAVOR OF ANY SUCH YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY SUCH YET UNKNOWN PROPOSAL, ABSTAIN = ABSTAIN FROM VOTING) - THE BOARD OF DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH YET UNKNOWN PROPOSAL | Mgmt | Abstain | Against |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 37 of 51 |
Unassigned
NOVARTIS AG | |||
Security: | H5820Q150 | Agenda Number: | 715154352 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0012005267 | Meeting Date: | 3/4/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
1 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2021 FINANCIAL YEAR | Mgmt | For | For | |
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Mgmt | For | For | |
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2021 | Mgmt | For | For | |
4 | REDUCTION OF SHARE CAPITAL | Mgmt | For | For | |
5 | FURTHER SHARE REPURCHASES | Mgmt | For | For | |
6.1 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2022 ANNUAL GENERAL MEETING TO THE 2023 ANNUAL GENERAL MEETING | Mgmt | For | For | |
6.2 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2023 | Mgmt | For | For | |
6.3 | VOTE ON COMPENSATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE: ADVISORY VOTE ON THE 2021 COMPENSATION REPORT | Mgmt | For | For | |
7.1 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIR OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.2 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.3 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.4 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.5 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.6 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.7 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.8 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.9 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.10 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.11 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.12 | ELECTION OF ANA DE PRO GONZALO AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.13 | ELECTION OF DANIEL HOCHSTRASSER AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
8.1 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
8.2 | RE-ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
8.3 | RE-ELECTION OF SIMON MORONEY AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
8.4 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
9 | ELECTION OF THE STATUTORY AUDITOR: THE BOARD OF DIRECTORS PROPOSES THE ELECTION OF KPMG AG AS NEW STATUTORY AUDITOR FOR THE FINANCIAL YEAR STARTING ON JANUARY 1, 2022 | Mgmt | For | For | |
10 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THE RE-ELECTION OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL, AS INDEPENDENT PROXY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | For | For | |
B | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Mgmt | Against | Against | |
CMMT | 14 FEB 2022: PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
CMMT | 14 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 38 of 51 |
Unassigned
NOVO NORDISK A/S | |||
Security: | K72807132 | Agenda Number: | 715182957 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DK0060534915 | Meeting Date: | 3/24/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | |||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1 | THE BOARD OF DIRECTORS' ORAL REPORT ON THE COMPANY'S ACTIVITIES IN THE PAST FINANCIAL YEAR | Non-Voting | |||
2 | PRESENTATION AND ADOPTION OF THE AUDITED ANNUAL REPORT 2021 | Mgmt | For | For | |
3 | RESOLUTION TO DISTRIBUTE THE PROFIT ACCORDING TO THE ADOPTED ANNUAL REPORT 2021 | Mgmt | For | For | |
4 | PRESENTATION AND ADVISORY VOTE ON THE REMUNERATION REPORT 2021 | Mgmt | For | For | |
5.1 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTOR: APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTORS FOR 2021 | Mgmt | For | For | |
5.2 | APPROVAL OF THE REMUNERATION OF THE BOARD OF DIRECTOR: APPROVAL OF THE REMUNERATION LEVEL OF THE BOARD OF DIRECTORS FOR 2022 | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 6.1 TO 7. THANK YOU | Non-Voting | |||
6.1 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: ELECTION OF HELGE LUND AS CHAIR | Mgmt | For | For | |
6.2 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: ELECTION OF HENRIK POULSEN AS VICE CHAIR | Mgmt | For | For | |
6.3.A | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: JEPPE CHRISTIANSEN | Mgmt | For | For | |
6.3.B | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: LAURENCE DEBROUX | Mgmt | For | For | |
6.3.C | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: ANDREAS FIBIG | Mgmt | For | For | |
6.3.D | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: SYLVIE GREGOIRE | Mgmt | For | For | |
6.3.E | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: KASIM KUTAY | Mgmt | For | For | |
6.3.F | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: MARTIN MACKAY | Mgmt | For | For | |
6.3.G | ELECTION OF OTHER MEMBER TO THE BOARD OF DIRECTORS: CHOI LAI CHRISTINA LAW | Mgmt | For | For | |
7 | APPOINTMENT OF AUDITOR: APPOINTMENT OF DELOITTE STATSAUTORISERET REVISIONSPARTNERSELSKAB | Mgmt | For | For | |
8.1 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: REDUCTION OF THE COMPANY'S B SHARE CAPITAL BY NOMINALLY DKK 6,000,000 BY CANCELLATION OF B SHARES | Mgmt | For | For | |
8.2 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO ALLOW THE COMPANY TO REPURCHASE OWN SHARES | Mgmt | For | For | |
8.3 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE COMPANY'S SHARE CAPITAL | Mgmt | For | For | |
8.4 | PROPOSALS FROM THE BOARD OF DIRECTORS AND/OR SHAREHOLDERS: AMENDMENTS TO THE REMUNERATION POLICY | Mgmt | For | For | |
8.5.A | AMENDMENT OF THE ARTICLES OF ASSOCIATION: REMOVAL OF AGE LIMIT FOR BOARD CANDIDATES | Mgmt | For | For | |
9 | ANY OTHER BUSINESS | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | 22 FEB 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 22 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 39 of 51 |
Unassigned
ORSTED | |||
Security: | K7653Q105 | Agenda Number: | 715270170 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DK0060094928 | Meeting Date: | 4/8/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING INSTRUCTIONS FOR MOST MEETINGS ARE CAST BY THE REGISTRAR IN ACCORDANCE WITH YOUR VOTING INSTRUCTIONS. FOR THE SMALL NUMBER OF MEETINGS WHERE THERE IS NO REGISTRAR, YOUR VOTING INSTRUCTIONS WILL BE CAST BY THE CHAIRMAN OF THE BOARD (OR A BOARD MEMBER) AS PROXY. THE CHAIRMAN (OR A BOARD MEMBER) MAY CHOOSE TO ONLY CAST PRO-MANAGEMENT VOTING INSTRUCTIONS. TO GUARANTEE YOUR VOTING INSTRUCTIONS AGAINST MANAGEMENT ARE CAST, YOU MAY SUBMIT A REQUEST TO ATTEND THE MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE, IF REQUESTED. | Non-Voting | |||
CMMT | SPLIT AND PARTIAL VOTING IS NOT AUTHORIZED FOR A BENEFICIAL OWNER IN THE DANISH MARKET. | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU | Non-Voting | |||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 9.1 TO 9.3.F AND 11. THANK YOU. | Non-Voting | |||
1 | REPORT BY THE BOARD OF DIRECTORS | Non-Voting | |||
2 | PRESENTATION OF THE AUDITED ANNUAL REPORT FOR APPROVAL | Mgmt | For | For | |
3 | PRESENTATION OF THE REMUNERATION REPORT FOR ADVISORY VOTE | Mgmt | For | For | |
4 | PROPOSAL TO DISCHARGE THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD FROM THEIR LIABILITIES | Mgmt | For | For | |
5 | PROPOSAL FOR THE APPROPRIATION OF THE PROFIT ACCORDING TO THE APPROVED ANNUAL REPORT | Mgmt | For | For | |
6 | PROPOSAL, IF ANY, FROM THE BOARD OF DIRECTORS FOR AN AUTHORISATION TO ACQUIRE TREASURY SHARES (NO PROPOSAL) | Non-Voting | |||
7.1 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF AN AMENDMENT OF THE REMUNERATION POLICY FOR THE BOARD OF DIRECTORS AND THE EXECUTIVE BOARD | Mgmt | For | For | |
7.2 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF A DECISION THAT EMPLOYEES OF ALL OF THE COMPANY'S FOREIGN SUBSIDIARIES (FROM TIME TO TIME) ARE ELIGIBLE TO BE ELECTED AND ENTITLED TO VOTE AT ELECTIONS OF GROUP REPRESENTATIVES TO THE BOARD OF DIRECTORS | Mgmt | For | For | |
7.3 | PROPOSAL FROM THE BOARD OF DIRECTORS: ADOPTION OF A DECISION TO MAKE A DONATION TO HUMANITARIAN AID TO THE UKRAINIAN PEOPLE IN RELATION TO THE UKRAINE CRISIS CAUSED BY THE RUSSIAN INVASION | Mgmt | For | For | |
7.4 | PROPOSAL FROM THE BOARD OF DIRECTORS: AUTHORISATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL OF THE COMPANY, INCLUDING A PROPOSAL TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION IN ACCORDANCE HEREWITH | Mgmt | For | For | |
7.5 | PROPOSAL FROM THE BOARD OF DIRECTORS: GRANT OF AUTHORIZATION | Mgmt | For | For | |
8 | ANY PROPOSALS FROM THE SHAREHOLDERS (NO PROPOSALS) | Non-Voting | |||
9.1 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING: ELECTION OF THE CHAIRMAN: RE-ELECTION OF THOMAS THUNE ANDERSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.2 | ELECTION OF MEMBER TO THE BOARD OF DIRECTORS BY THE GENERAL MEETING: ELECTION OF THE DEPUTY CHAIRMAN: RE-ELECTION OF LENE SKOLE AS DEPUTY CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.A | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF LYNDA ARMSTRONG AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.B | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF JORGEN KILDAHL AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.C | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF PETER KORSHOLM AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.D | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF DIETER WEMMER AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.E | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF JULIA KING AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
9.3.F | ELECTION OF THE OTHER MEMBERS OF THE BOARD OF DIRECTORS: RE- ELECTION OF HENRIK POULSEN AS MEMBER OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
10 | DETERMINATION OF THE REMUNERATION PAYABLE TO THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2022 | Mgmt | For | For | |
11 | RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB AS AUDITOR | Mgmt | For | For | |
12 | ANY OTHER BUSINESS | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 18 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 1 AND 12. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 40 of 51 |
Unassigned
PARTNERS GROUP HOLDING AG | |||
Security: | H6120A101 | Agenda Number: | 715536491 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0024608827 | Meeting Date: | 5/25/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 33.00 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt | For | For | |
4 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
5.1 | APPROVE SHORT-TERM REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 3.5 MILLION | Mgmt | For | For | |
5.2 | APPROVE LONG-TERM REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 5.7 MILLION | Mgmt | For | For | |
5.3 | APPROVE TECHNICAL NON-FINANCIAL REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 16.9 MILLION | Mgmt | For | For | |
5.4 | APPROVE SHORT-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10 MILLION | Mgmt | For | For | |
5.5 | APPROVE LONG-TERM REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 20.6 MILLION | Mgmt | For | For | |
5.6 | APPROVE TECHNICAL NON-FINANCIAL REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 80,000 | Mgmt | For | For | |
5.7 | APPROVE VARIABLE REMUNERATION OF FORMER MEMBERS OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 13 MILLION FOR FISCAL YEAR 2021 | Mgmt | For | For | |
6.1.1 | ELECT STEFFEN MEISTER AS DIRECTOR AND BOARD CHAIR | Mgmt | For | For | |
6.1.2 | ELECT MARCEL ERNI AS DIRECTOR | Mgmt | For | For | |
6.1.3 | ELECT ALFRED GANTNER AS DIRECTOR | Mgmt | For | For | |
6.1.4 | ELECT JOSEPH LANDY AS DIRECTOR | Mgmt | For | For | |
6.1.5 | ELECT ANNE LESTER AS DIRECTOR | Mgmt | For | For | |
6.1.6 | ELECT MARTIN STROBEL AS DIRECTOR | Mgmt | For | For | |
6.1.7 | ELECT URS WIETLISBACH AS DIRECTOR | Mgmt | For | For | |
6.1.8 | ELECT FLORA ZHAO AS DIRECTOR | Mgmt | For | For | |
6.2.1 | APPOINT FLORA ZHAO AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Mgmt | For | For | |
6.2.2 | APPOINT ANNE LESTER AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Mgmt | For | For | |
6.2.3 | APPOINT MARTIN STROBEL AS MEMBER OF THE NOMINATION AND COMPENSATION COMMITTEE | Mgmt | For | For | |
6.3 | DESIGNATE HOTZ & GOLDMANN AS INDEPENDENT PROXY | Mgmt | For | For | |
6.4 | RATIFY KPMG AG AS AUDITORS | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 41 of 51 |
Unassigned
RELX PLC | |||
Security: | G7493L105 | Agenda Number: | 715180939 |
Ticker: | Meeting Type: | AGM | |
ISIN: | GB00B2B0DG97 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
1. | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
2. | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
3. | APPROVE FINAL DIVIDEND | Mgmt | For | For | |
4. | REAPPOINT ERNST YOUNG LLP AS AUDITORS | Mgmt | For | For | |
5. | AUTHORISE THE AUDIT COMMITTEE TO FIX REMUNERATION OF AUDITORS | Mgmt | For | For | |
6. | RE-ELECT PAUL WALKER AS DIRECTOR | Mgmt | For | For | |
7. | RE-ELECT JUNE FELIX AS DIRECTOR | Mgmt | For | For | |
8. | RE-ELECT ERIK ENGSTROM AS DIRECTOR | Mgmt | For | For | |
9. | RE-ELECT WOLFHART HAUSER AS DIRECTOR | Mgmt | For | For | |
10. | RE-ELECT CHARLOTTE HOGG AS DIRECTOR | Mgmt | For | For | |
11. | RE-ELECT MARIKE VAN LIER LELS AS DIRECTOR | Mgmt | For | For | |
12. | RE-ELECT NICK LUFF AS DIRECTOR | Mgmt | For | For | |
13. | RE-ELECT ROBERT MACLEOD AS DIRECTOR | Mgmt | For | For | |
14. | RE-ELECT ANDREW SUKAWATY AS DIRECTOR | Mgmt | For | For | |
15. | RE-ELECT SUZANNE WOOD AS DIRECTOR | Mgmt | For | For | |
16. | AUTHORISE ISSUE OF EQUITY | Mgmt | For | For | |
17. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Mgmt | For | For | |
18. | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Mgmt | For | For | |
19. | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Mgmt | For | For | |
20. | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE | Mgmt | For | For | |
CMMT | 28 FEB 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING FOR ALL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 42 of 51 |
Unassigned
SANOFI SA | |||
Security: | F5548N101 | Agenda Number: | 715314201 |
Ticker: | Meeting Type: | AGM | |
ISIN: | FR0000120578 | Meeting Date: | 5/3/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management's Recommendation | |
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020- 1379 OF NOVEMBER 14, 2020, EXTENDED AND MODIFIED BY LAW NO 2020-1614 OF DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting | |||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://www.journal- officiel.gouv.fr/balo/document/2022032522006 35-36 | Non-Voting | |||
1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2021 | Mgmt | For | For | |
3 | APPROPRIATION OF PROFITS FOR THE YEAR ENDED DECEMBER 31, 2021 AND DECLARATION OF DIVIDEND | Mgmt | For | For | |
4 | REAPPOINTMENT OF PAUL HUDSON AS DIRECTOR | Mgmt | For | For | |
5 | REAPPOINTMENT OF CHRISTOPHE BABULE AS DIRECTOR | Mgmt | For | For | |
6 | REAPPOINTMENT OF PATRICK KRON AS DIRECTOR | Mgmt | For | For | |
7 | REAPPOINTMENT OF GILLES SCHNEPP AS DIRECTOR | Mgmt | For | For | |
8 | APPOINTMENT OF CAROLE FERRAND AS DIRECTOR | Mgmt | For | For | |
9 | APPOINTMENT OF EMILE VOEST AS DIRECTOR | Mgmt | For | For | |
10 | APPOINTMENT OF ANTOINE YVER AS DIRECTOR | Mgmt | For | For | |
11 | APPROVAL OF THE REPORT ON THE COMPENSATION OF CORPORATE OFFICERS ISSUED IN ACCORDANCE WITH ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
12 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO SERGE WEINBERG, CHAIRMAN OF THE BOARD | Mgmt | For | For | |
13 | APPROVAL OF THE COMPONENTS OF THE COMPENSATION PAID OR AWARDED IN RESPECT OF THE YEAR ENDED DECEMBER 31, 2021 TO PAUL HUDSON, CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
14 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Mgmt | For | For | |
15 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
16 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN THE COMPANY'S SHARES (USABLE OUTSIDE THE PERIOD OF A PUBLIC TENDER OFFER) | Mgmt | For | For | |
18 | AMENDMENT TO ARTICLE 25 OF THE COMPANY'S ARTICLES OF ASSOCIATION - DIVIDENDS | Mgmt | For | For | |
19 | POWERS FOR FORMALITIES | Mgmt | For | For | |
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 43 of 51 |
Unassigned
SAP SE | |||
Security: | D66992104 | Agenda Number: | 715404466 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0007164600 | Meeting Date: | 5/18/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s | |
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 1.95 PER SHARE AND SPECIAL DIVIDENDS OF EUR 0.50 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | RATIFY KPMG AG AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
6 | RATIFY BDO AG AS AUDITORS FOR FISCAL YEAR 2023 | Mgmt | For | For | |
7 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
8.1 | ELECT HASSO PLATTNER TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.2 | ELECT ROUVEN WESTPHAL TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.3 | ELECT GUNNAR WIEDENFELS TO THE SUPERVISORY BOARD | Mgmt | For | For | |
8.4 | ELECT JENNIFER XIN-ZHE LI TO THE SUPERVISORY BOARD | Mgmt | For | For | |
9 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Mgmt | For | For | |
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED ON THE BALLOT ON PROXYEDGE. | Non-Voting | |||
CMMT | "INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE" | Non-Voting | |||
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 44 of 51 |
Unassigned
SCHNEIDER ELECTRIC SE | |||
Security: | F86921107 | Agenda Number: | 715305670 |
Ticker: | Meeting Type: | MIX | |
ISIN: | FR0000121972 | Meeting Date: | 5/5/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s | |
Recommendation | |||||
CMMT | FOR SHAREHOLDERS NOT HOLDING SHARES DIRECTLY WITH A FRENCH CUSTODIAN, VOTING INSTRUCTIONS WILL BE FORWARDED TO YOUR GLOBAL CUSTODIAN ON VOTE DEADLINE DATE. THE GLOBAL CUSTODIAN AS THE REGISTERED INTERMEDIARY WILL SIGN THE PROXY CARD AND FORWARD TO THE LOCAL CUSTODIAN FOR LODGMENT. | Non-Voting | |||
CMMT | FOR FRENCH MEETINGS 'ABSTAIN' IS A VALID VOTING OPTION. FOR ANY ADDITIONAL RESOLUTIONS RAISED AT THE MEETING THE VOTING INSTRUCTION WILL DEFAULT TO 'AGAINST.' IF YOUR CUSTODIAN IS COMPLETING THE PROXY CARD, THE VOTING INSTRUCTION WILL DEFAULT TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | DUE TO THE COVID19 CRISIS AND IN ACCORDANCE WITH THE PROVISIONS ADOPTED BY THE FRENCH GOVERNMENT UNDER LAW NO. 2020-1379 OF NOVEMBER 14, 2020, EXTENDED DECEMBER 18 2020; THE GENERAL MEETING WILL TAKE PLACE BEHIND CLOSED DOORS WITHOUT THE PHYSICAL PRESENCE OF SHAREHOLDERS. TO COMPLY WITH THESE LAWS, PLEASE DO NOT SUBMIT ANY REQUESTS TO ATTEND THE MEETING IN PERSON. THE COMPANY ENCOURAGES ALL SHAREHOLDERS TO REGULARLY CONSULT THE COMPANY WEBSITE TO VIEW ANY CHANGES TO THIS POLICY. | Non-Voting | |||
1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 - APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE EXPENSES AND COSTS | Mgmt | For | For | |
2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2021 | Mgmt | For | For | |
3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2021 AND SETTING OF THE DIVIDEND | Mgmt | For | For | |
4 | APPROVAL OF THE REGULATED AGREEMENTS REFERRED TO IN ARTICLES L. 225-38 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
5 | RENEWAL OF THE TERM OF OFFICE OF MAZARS AS PRINCIPAL STATUTORY AUDITOR; NON-RENEWAL AND NONREPLACEMENT OF MR. THIERRY BLANCHETIER AS DEPUTY STATUTORY AUDITOR | Mgmt | For | For | |
6 | APPOINTMENT OF PRICEWATERHOUSECOOPERS AUDIT AS PRINCIPAL STATUTORY AUDITOR, AS A REPLACEMENT FOR ERNST & YOUNG ET AUTRES; NON-RENEWAL AND NON-REPLACEMENT OF AUDITEX AS DEPUTY STATUTORY AUDITOR | Mgmt | For | For | |
7 | APPROVAL OF THE INFORMATION RELATING TO THE REMUNERATION OF CORPORATE OFFICERS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2021, AS REFERRED TO IN ARTICLE L. 22-10-9 OF THE FRENCH COMMERCIAL CODE | Mgmt | For | For | |
8 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2021 OR ALLOCATED IN RESPECT OF THAT SAME FINANCIAL YEAR TO MR. JEAN-PASCAL TRICOIRE, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Mgmt | For | For | |
9 | APPROVAL OF THE COMPENSATION POLICY FOR THE EXECUTIVE CORPORATE OFFICERS (CHAIRMAN AND CHIEF EXECUTIVE OFFICER) | Mgmt | For | For | |
10 | APPROVAL OF THE REMUNERATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | Mgmt | For | For | |
11 | RENEWAL OF THE TERM OF OFFICE OF MRS. LINDA KNOLL AS DIRECTOR | Mgmt | For | For | |
12 | RENEWAL OF THE TERM OF OFFICE OF MR. ANDERS RUNEVAD AS DIRECTOR | Mgmt | For | For | |
13 | APPOINTMENT OF MRS. NIVEDITA KRISHNAMURTHY (NIVE) BHAGAT AS DIRECTOR | Mgmt | For | For | |
14 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PURCHASE SHARES OF THE COMPANY | Mgmt | For | For | |
15 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO FREELY ALLOCATE SHARES IN FAVOUR OF EMPLOYEES OR A CATEGORY OF EMPLOYEES AND/OR CORPORATE OFFICERS OF THE COMPANY OR ITS OF THE LONG TERM INCENTIVE PLAN, WITHIN THE LIMIT OF 2% OF THE SHARE CAPITAL | Mgmt | For | For | |
16 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS | Mgmt | For | For | |
17 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF CERTAIN FOREIGN COMPANIES OF THE GROUP, DIRECTLY OR THROUGH INTERVENING ENTITIES, IN ORDER TO OFFER THEM BENEFITS COMPARABLE TO THOSE OFFERED TO MEMBERS OF A COMPANY SAVINGS PLAN, WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHTS | Mgmt | For | For | |
18 | REVIEW AND APPROVAL OF THE PROPOSED MERGER BY ABSORPTION OF IGE+XAO COMPANY BY SCHNEIDER ELECTRIC | Mgmt | For | For | |
19 | POWERS TO CARRY OUT FORMALITIES | Mgmt | For | For | |
CMMT | 29 MAR 2022: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://fr.ftp.opendatasoft.com/datadila/JO/BA LO/pdf/2022/0328/202203282200650.pdf AND PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||
CMMT | 29 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE; PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 45 of 51 |
Unassigned
SGS SA | |||
Security: | H7485A108 | Agenda Number: | 715225187 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0002497458 | Meeting Date: | 3/29/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s | |
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
1.1 | ANNUAL REPORT, FINANCIAL STATEMENTS OF SGS SA AND CONSOLIDATED FINANCIAL STATEMENTS OF THE SGS GROUP FOR 2021 | Mgmt | For | For | |
1.2 | ADVISORY VOTE ON THE 2021 REMUNERATION REPORT | Mgmt | Against | Against | |
2 | RELEASE OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Mgmt | For | For | |
3 | APPROPRIATION OF PROFITS OF SGS SA, DECLARATION OF A DIVIDEND OF CHF 80.00 PER SHARE | Mgmt | For | For | |
4.1.1 | RE-ELECTION OF MR. CALVIN GRIEDER AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.2 | RE-ELECTION OF MR. SAMI ATIYA AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.3 | RE-ELECTION OF MR. PAUL DESMARAIS, JR AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.4 | RE-ELECTION OF MR. IAN GALLIENNE AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.5 | RE-ELECTION OF MR. TOBIAS HARTMANN AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.6 | RE-ELECTION OF MR. SHELBY R. DU PASQUIER AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.7 | RE-ELECTION OF MS. KORY SORENSON AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.8 | RE-ELECTION OF MS. JANET S. VERGIS AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.1.9 | RE-ELECTION OF MS. PHYLLIS CHEUNG AS A BOARD OF DIRECTOR | Mgmt | For | For | |
4.2.1 | RE-ELECTION OF MR. CALVIN GRIEDER AS CHAIRMAN OF THE BOARD OF DIRECTOR | Mgmt | For | For | |
4.3.1 | ELECTION OF MR. SAMI ATIYA AS A REMUNERATION COMMITTEE MEMBER | Mgmt | For | For | |
4.3.2 | ELECTION OF MR. IAN GALLIENNE AS A REMUNERATION COMMITTEE MEMBER | Mgmt | For | For | |
4.3.3 | ELECTION OF MS. KORY SORENSON AS A REMUNERATION COMMITTEE MEMBER | Mgmt | For | For | |
4.4 | ELECTION OF THE STATUTORY AUDITORS / PRICEWATERHOUSECOOPERS SA, GENEVA | Mgmt | For | For | |
4.5 | ELECTION OF THE INDEPENDENT PROXY / JEANDIN AND DEFACQZ, GENEVA | Mgmt | For | For | |
5.1 | REMUNERATION OF THE BOARD OF DIRECTORS UNTIL THE 2023 ANNUAL GENERAL MEETING | Mgmt | For | For | |
5.2 | FIXED REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2023 | Mgmt | For | For | |
5.3 | ANNUAL VARIABLE REMUNERATION OF SENIOR MANAGEMENT FOR THE FISCAL YEAR 2021 | Mgmt | For | For | |
5.4 | LONG TERM INCENTIVE PLAN TO BE ISSUED IN 2022 | Mgmt | For | For | |
CMMT | 07 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 4.1.9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 46 of 51 |
Unassigned
SIEMENS AG | |||
Security: | D69671218 | Agenda Number: | 714970781 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE0007236101 | Meeting Date: | 2/10/2022 |
Prop. # | Proposal | Proposed by | Proposal Vote | For/Against Management’s | |
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||
CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE ENDINVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||
CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | |||
CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. | Non-Voting | |||
CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2020/21 | Non-Voting | |||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 4.00 PER SHARE | Mgmt | For | For | |
3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ROLAND BUSCH FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KLAUS HELMRICH (UNTIL MARCH 31, 2021) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOE KAESER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CEDRIK NEIKE FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.5 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER MATTHIAS REBELLIUS FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.6 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER RALF THOMAS FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
3.7 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JUDITH WIESE FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JIM SNABE FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT STEINBORN FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER BRANDT FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS BAEUMLER (FROM OCT. 16, 2020) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL DIEKMANN FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREA FEHRMANN FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BETTINA HALLER FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HARALD KERN FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JUERGEN KERNER FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NICOLA LEIBINGER- KAMMUELLER (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.11 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BENOIT POTIER FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.12 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HAGEN REIMER FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.13 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NORBERT REITHOFER FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.14 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KASPER ROERSTED FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.15 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NEMAT SHAFIK FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.16 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.17 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MICHAEL SIGMUND FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.18 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DOROTHEA SIMON FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.19 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GRAZIA VITTADINI (FROM FEB. 3, 2021) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER WENNING (UNTIL FEB. 3, 2021) FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.21 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MATTHIAS ZACHERT FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
4.22 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GUNNAR ZUKUNFT FOR FISCAL YEAR 2020/21 | Mgmt | For | For | |
5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2021/22 | Mgmt | For | For | |
6 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
CMMT | 13 DEC 2021: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN | Non-Voting | |||
CMMT | 14 DEC 2021: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND MODIFICATION OF THE TEXT OF RESOLUTION 4.14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 47 of 51 |
Unassigned
SIEMENS HEALTHINEERS AG | |||
Security: | D6T479107 | Agenda Number: | 715071116 |
Ticker: | Meeting Type: | AGM | |
ISIN: | DE000SHL1006 | Meeting Date: | 2/15/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 677302. DUE TO RECEIPT OF SPLITTING OF RESOLUTIONS 3 AND 4. VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THERE FORE PLEASE REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | |||
1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL YEAR 2021 | Non-Voting | |||
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.85 PER SHARE | Mgmt | For | For | |
3.1 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER BERNHARD MONTAG FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.2 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JOCHEN SCHMITZ FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.3 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTOPH ZINDEL FOR FISCAL YEAR 2021 | Mgmt | For | For | |
3.4 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DARLEEN CARON (FROM FEB. 1, 2021) FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.1 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER RALF THOMAS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.2 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NORBERT GAUS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.3 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ROLAND BUSCH FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.4 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARION HELMES FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.5 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER ANDREAS HOFFMANN FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.6 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PHILIPP ROESLER FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.7 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PEER SCHATZ (FROM MARCH 23, 2021) FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.8 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER NATHALIE VON SIEMENS FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.9 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GREGORY SORENSEN FOR FISCAL YEAR 2021 | Mgmt | For | For | |
4.10 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER KARL-HEINZ STREIBICH FOR FISCAL YEAR 2021 | Mgmt | For | For | |
5 | RATIFY ERNST & YOUNG GMBH AS AUDITORS FOR FISCAL YEAR 2022 | Mgmt | For | For | |
6 | APPROVE CREATION OF EUR 564 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Mgmt | Against | Against | |
7 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITHOUT PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 6 BILLION; APPROVE CREATION OF EUR 112.8 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Mgmt | Against | Against | |
8 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Mgmt | For | For | |
9 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
CMMT | 19 JAN 2022: PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | |||
CMMT | 19 JAN 2022: FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | |||
CMMT | 19 JAN 2022: THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | |||
CMMT | 19 JAN 2022: FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||
CMMT | 19 JAN 2022: ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL | Non-Voting | |||
CMMT | 19 JAN 2022: PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON THE BUSINESS DAY PRIOR TO MEETING DATE UNLESS OTHERWISE SPECIFIED. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
CMMT | 19 JAN 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 3.1, 4.4, AND 4.6 AND ADDITION OF COMMENTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | |||
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 48 of 51 |
Unassigned
SWEDISH MATCH AB | |||
Security: | W9376L154 | Agenda Number: | 715281488 |
Ticker: | Meeting Type: | AGM | |
ISIN: | SE0015812219 | Meeting Date: | 4/27/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. ACCOUNTS WITH MULTIPLE BENEFICIAL OWNERS WILL REQUIRE DISCLOSURE OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION | Non-Voting | |||
CMMT | A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED TO LODGE YOUR VOTING INSTRUCTIONS. IF NO POA IS SUBMITTED, YOUR VOTING INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED | Non-Voting | |||
CMMT | PLEASE NOTE THAT IF YOU HOLD CREST DEPOSITORY INTERESTS (CDIS) AND PARTICIPATE AT THIS MEETING, YOU (OR YOUR CREST SPONSORED MEMBER/CUSTODIAN) WILL BE REQUIRED TO INSTRUCT A TRANSFER OF THE RELEVANT CDIS TO THE ESCROW ACCOUNT SPECIFIED IN THE ASSOCIATED CORPORATE EVENT IN THE CREST SYSTEM. THIS TRANSFER WILL NEED TO BE COMPLETED BY THE SPECIFIED CREST SYSTEM DEADLINE. ONCE THIS TRANSFER HAS SETTLED, THE CDIS WILL BE BLOCKED IN THE CREST SYSTEM. THE CDIS WILL TYPICALLY BE RELEASED FROM ESCROW AS SOON AS PRACTICABLE ON RECORD DATE +1 DAY (OR ON MEETING DATE +1 DAY IF NO RECORD DATE APPLIES) UNLESS OTHERWISE SPECIFIED, AND ONLY AFTER THE AGENT HAS CONFIRMED AVAILABILIY OF THE POSITION. IN ORDER FOR A VOTE TO BE ACCEPTED, THE VOTED POSITION MUST BE BLOCKED IN THE REQUIRED ESCROW ACCOUNT IN THE CREST SYSTEM. BY VOTING ON THIS MEETING, YOUR CREST SPONSORED MEMBER/CUSTODIAN MAY USE YOUR VOTE INSTRUCTION AS THE AUTHORIZATION TO TAKE THE NECESSARY ACTION WHICH WILL INCLUDE TRANSFERRING YOUR INSTRUCTED POSITION TO ESCROW. PLEASE CONTACT YOUR CREST SPONSORED MEMBER/CUSTODIAN DIRECTLY FOR FURTHER INFORMATION ON THE CUSTODY PROCESS AND WHETHER OR NOT THEY REQUIRE SEPARATE INSTRUCTIONS FROM YOU | Non-Voting | |||
1 | OPEN MEETING ELECT CHAIRMAN OF MEETING | Non-Voting | |||
2 | PREPARE AND APPROVE LIST OF SHAREHOLDERS | Non-Voting | |||
3 | DESIGNATE PETER LUNDKVIST AND FILIPPA GERSTADT INSPECTORS OF MINUTES OF MEETING | Non-Voting | |||
4 | ACKNOWLEDGE PROPER CONVENING OF MEETING | Non-Voting | |||
5 | APPROVE AGENDA OF MEETING | Non-Voting | |||
6 | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
7 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
8 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF SEK 1.86 PER SHARE | Mgmt | For | For | |
9.A | APPROVE DISCHARGE OF CHARLES A. BLIXT | Mgmt | For | For | |
9.B | APPROVE DISCHARGE OF ANDREW CRIPPS | Mgmt | For | For | |
9.C | APPROVE DISCHARGE OF JACQUELINE HOOGERBRUGGE | Mgmt | For | For | |
9.D | APPROVE DISCHARGE OF CONNY CARLSSON | Mgmt | For | For | |
9.E | APPROVE DISCHARGE OF ALEXANDER LACIK | Mgmt | For | For | |
9.F | APPROVE DISCHARGE OF PAULINE LINDWALL | Mgmt | For | For | |
9.G | APPROVE DISCHARGE OF WENCHE ROLFSEN | Mgmt | For | For | |
9.H | APPROVE DISCHARGE OF JOAKIM WESTH | Mgmt | For | For | |
9.I | APPROVE DISCHARGE OF PATRIK ENGELBREKTSSON | Mgmt | For | For | |
9.J | APPROVE DISCHARGE OF PAR-OLA OLAUSSON | Mgmt | For | For | |
9.K | APPROVE DISCHARGE OF DRAGAN POPOVIC | Mgmt | For | For | |
9.L | APPROVE DISCHARGE OF CEO LARS DAHLGREN | Mgmt | For | For | |
10 | DETERMINE NUMBER OF MEMBERS (7) AND DEPUTY MEMBERS (0) OF BOARD | Mgmt | For | For | |
11 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF SEK 2.36 MILLION TO CHAIR AND SEK 945,000 TO OTHER DIRECTORS APPROVE REMUNERATION FOR COMMITTEE WORK | Mgmt | For | For | |
12.A | REELECT CHARLES A. BLIXT AS DIRECTOR | Mgmt | For | For | |
12.B | REELECT JACQUELINE HOOGERBRUGGE AS DIRECTOR | Mgmt | For | For | |
12.C | REELECT CONNY CARLSSON AS DIRECTOR | Mgmt | For | For | |
12.D | REELECT ALEXANDER LACIK AS DIRECTOR | Mgmt | For | For | |
12.E | REELECT PAULINE LINDWALL AS DIRECTOR | Mgmt | For | For | |
12.F | REELECT JOAKIM WESTH AS DIRECTOR | Mgmt | For | For | |
12.G | ELECT SANNA SUVANTO-HARSAAE AS NEW DIRECTOR | Mgmt | For | For | |
12.H | REELECT CONNY KARLSSON AS BOARD CHAIR | Mgmt | Against | Against | |
13 | DETERMINE NUMBER OF AUDITORS (1) AND DEPUTY AUDITORS (0) | Mgmt | For | For | |
14 | APPROVE REMUNERATION OF AUDITORS | Mgmt | For | For | |
15 | RATIFY DELOITTE AS AUDITORS | Mgmt | For | For | |
16.A | APPROVE SEK 13.5 MILLION REDUCTION IN SHARE CAPITAL VIA SHARE CANCELLATION FOR TRANSFER TO UNRESTRICTED EQUITY | Mgmt | For | For | |
16.B | APPROVE CAPITALIZATION OF RESERVES OF SEK 13.5 MILLION FOR A BONUS ISSUE | Mgmt | For | For | |
17 | AUTHORIZE SHARE REPURCHASE PROGRAM | Mgmt | For | For | |
18 | AUTHORIZE REISSUANCE OF REPURCHASED SHARES | Mgmt | For | For | |
19 | APPROVE ISSUANCE OF SHARES UP TO 10 PER CENT OF SHARE CAPITAL WITHOUT PREEMPTIVE RIGHTS | Mgmt | For | For | |
CMMT | INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 49 of 51 |
Unassigned
SWISSCOM AG | |||
Security: | H8398N104 | Agenda Number: | 715183098 |
Ticker: | Meeting Type: | AGM | |
ISIN: | CH0008742519 | Meeting Date: | 3/30/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. | Non-Voting | |||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | |||
1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Mgmt | Against | Against | |
2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF CHF 22 PER SHARE | Mgmt | For | For | |
3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Mgmt | For | For | |
4.1 | REELECT ROLAND ABT AS DIRECTOR | Mgmt | For | For | |
4.2 | REELECT ALAIN CARRUPT AS DIRECTOR | Mgmt | For | For | |
4.3 | REELECT GUUS DEKKERS AS DIRECTOR | Mgmt | For | For | |
4.4 | REELECT FRANK ESSER AS DIRECTOR | Mgmt | For | For | |
4.5 | REELECT BARBARA FREI AS DIRECTOR | Mgmt | For | For | |
4.6 | REELECT SANDRA LATHION-ZWEIFEL AS DIRECTOR | Mgmt | For | For | |
4.7 | REELECT ANNA MOSSBERG AS DIRECTOR | Mgmt | For | For | |
4.8 | REELECT MICHAEL RECHSTEINER AS DIRECTOR | Mgmt | For | For | |
4.9 | REELECT MICHAEL RECHSTEINER AS BOARD CHAIRMAN | Mgmt | For | For | |
5.1 | REAPPOINT ROLAND ABT AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.2 | REAPPOINT FRANK ESSER AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.3 | REAPPOINT BARBARA FREI AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.4 | REAPPOINT MICHAEL RECHSTEINER AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
5.5 | REAPPOINT RENZO SIMONI AS MEMBER OF THE COMPENSATION COMMITTEE | Mgmt | For | For | |
6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 2.5 MILLION | Mgmt | For | For | |
6.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 8.7 MILLION | Mgmt | For | For | |
7 | DESIGNATE REBER RECHTSANWAELTE AS INDEPENDENT PROXY | Mgmt | For | For | |
8 | RATIFY PRICEWATERHOUSECOOPERS AG AS AUDITORS | Mgmt | For | For |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 50 of 51 |
Unassigned
UNILEVER PLC | |||
Security: | G92087165 | Agenda Number: | 715284345 |
Ticker: | Meeting Type: | AGM | |
ISIN: | GB00B10RZP78 | Meeting Date: | 5/4/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
1. | TO RECEIVE THE REPORT AND ACCOUNTS FORTHE YEAR ENDED 31 DECEMBER 2021 | Mgmt | For | For | |
2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Mgmt | For | For | |
3. | TO RE-ELECT MR N ANDERSEN AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
4. | TO RE-ELECT DR J HARTMANN AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
5. | TO RE-ELECT MR A JOPE AS AN EXECUTIVE DIRECTOR | Mgmt | For | For | |
6. | TO RE-ELECT MS A JUNG AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
7. | TO RE-ELECT MS S KILSBY AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
8. | TO RE-ELECT M R S MASIYIWA AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
9. | TO RE-ELECT PROFESSOR Y MOON AS A NON-EXECUTIVE DIRECTOR | Mgmt | For | For | |
10 | TO RE-ELECT MR C PITKETHLY AS AN EXECUTIVE DIRECTOR | Mgmt | For | For | |
11. | TO RE-ELECT MR F SIJBESMA AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
12. | TO ELECT MR A HENNAH AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
13. | TO ELECT MRS R LU AS A NON- EXECUTIVE DIRECTOR | Mgmt | For | For | |
14. | TO REAPPOINT KPMG LLP AS AUDITOR OF THE COMPANY | Mgmt | For | For | |
15. | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Mgmt | For | For | |
16. | TO AUTHORISE POLITICAL DONATIONS AND EXPENDITURE | Mgmt | For | For | |
17. | TO RENEW THE AUTHORITY TO DIRECTORS TO ISSUE SHARES | Mgmt | For | For | |
18. | TO RENEW THE AUTHORITY TO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | For | For | |
19. | TO RENEW THE AUTHORITYTO DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR CAPITAL INVESTMENTS | Mgmt | For | For | |
20. | TO RENEW THE AUTHORITY TO THE COMPANY TO PURCHASE ITS OWN SHARES | Mgmt | For | For | |
21. | TO SHORTEN THE NOTICE PERIOD FOR GENERAL MEETINGS | Mgmt | For | For | |
CMMT | 01 APR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTIONS 11 AND 19 AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting |
Meeting Date Range: | 01-Jul-2021 - 17-Jun-2022 | Report Date: | 6/23/2022 | |
Page 51 of 51 |
Unassigned
WOLTERS KLUWER N.V. | |||
Security: | N9643A197 | Agenda Number: | 715238463 |
Ticker: | Meeting Type: | AGM | |
ISIN: | NL0000395903 | Meeting Date: | 4/21/2022 |
Prop. # | Proposal | Proposed | Proposal Vote | For/Against | |
by | Management’s | ||||
Recommendation | |||||
CMMT | VOTING MUST BE LODGED WITH BENEFICIAL OWNER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
CMMT | VOTING MUST BE LODGED WITH SHAREHOLDER DETAILS AS PROVIDED BY YOUR CUSTODIAN BANK. IF NO SHAREHOLDER DETAILS ARE PROVIDED, YOUR INSTRUCTIONS MAY BE REJECTED. | Non-Voting | |||
1. | OPEN MEETING | Non-Voting | |||
2.a. | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | |||
2.b. | RECEIVE REPORT OF SUPERVISORY BOARD | Non-Voting | |||
2.c. | APPROVE REMUNERATION REPORT | Mgmt | For | For | |
3.a. | ADOPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | For | For | |
3.b. | RECEIVE EXPLANATION ON COMPANY'S DIVIDEND POLICY | Non-Voting | |||
3.c. | APPROVE DIVIDENDS OF EUR 1.57 PER SHARE | Mgmt | For | For | |
4.a. | APPROVE DISCHARGE OF MANAGEMENT BOARD | Mgmt | For | For | |
4.b. | APPROVE DISCHARGE OF SUPERVISORY BOARD | Mgmt | For | For | |
5. | ELECT HELEEN KERSTEN TO SUPERVISORY BOARD | Mgmt | For | For | |
6. | AMEND REMUNERATION POLICY OF SUPERVISORY BOARD | Mgmt | For | For | |
7.a. | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL | Mgmt | For | For | |
7.b. | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Mgmt | For | For | |
8. | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | For | For | |
9. | APPROVE CANCELLATION OF SHARES | Mgmt | For | For | |
10. | REAPPOINT AUDITORS | Mgmt | For | For | |
11. | OTHER BUSINESS | Non-Voting | |||
12. | CLOSE MEETING | Non-Voting | |||
CMMT | 14 MAR 2022: INTERMEDIARY CLIENTS ONLY - PLEASE NOTE THAT IF YOU ARE CLASSIFIED AS AN INTERMEDIARY CLIENT UNDER THE SHAREHOLDER RIGHTS DIRECTIVE II, YOU SHOULD BE PROVIDING THE UNDERLYING SHAREHOLDER INFORMATION AT THE VOTE INSTRUCTION LEVEL. IF YOU ARE UNSURE ON HOW TO PROVIDE THIS LEVEL OF DATA TO BROADRIDGE OUTSIDE OF PROXYEDGE, PLEASE SPEAK TO YOUR DEDICATED CLIENT SERVICE REPRESENTATIVE FOR ASSISTANCE. THANK YOU. | Non-Voting | |||
CMMT | 16 MAR 2022: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT AND CHANGE IN NUMBERING OF RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
OSI ETF Trust
By: | /s/ Kevin Beadles | |
Kevin Beadles | ||
President | ||
Date: July 26, 2022 |