The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 3,056 | 100,211 | SH | SOLE | 0 | 0 | 100,211 | ||
AT&T INC | COM | 00206R102 | 926 | 30,599 | SH | SOLE | 0 | 0 | 30,599 | ||
ABBVIE INC | COM | 00287Y109 | 898 | 8,298 | SH | SOLE | 0 | 0 | 8,298 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 629 | 2,774 | SH | SOLE | 0 | 0 | 2,774 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 540 | 997 | SH | SOLE | 0 | 0 | 997 | ||
AMAZON COM INC | COM | 023135106 | 1,145 | 370 | SH | SOLE | 0 | 0 | 370 | ||
APPLE INC | COM | 037833100 | 1,216 | 9,959 | SH | SOLE | 0 | 0 | 9,959 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,505 | 13,718 | SH | SOLE | 0 | 0 | 13,718 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 718 | 47,388 | SH | SOLE | 0 | 0 | 47,388 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 654 | 39,020 | SH | SOLE | 0 | 0 | 39,020 | ||
BLACKROCK MUNIHLDNGS QLTY II C | COM | 09254C107 | 920 | 68,499 | SH | SOLE | 0 | 0 | 68,499 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 874 | 54,855 | SH | SOLE | 0 | 0 | 54,855 | ||
BLACKSTONE SENIOR FLOATNG RA | COM | 09256U105 | 182 | 11,700 | SH | SOLE | 0 | 0 | 11,700 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 1,043 | 117,626 | SH | SOLE | 0 | 0 | 117,626 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 262 | 19,683 | SH | SOLE | 0 | 0 | 19,683 | ||
BRF SA | SPONSORED ADR | 10552T107 | 128 | 28,440 | SH | SOLE | 0 | 0 | 28,440 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,051 | 16,516 | SH | SOLE | 0 | 0 | 16,516 | ||
CVS HEALTH CORP | COM | 126650100 | 927 | 12,321 | SH | SOLE | 0 | 0 | 12,321 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 301 | 212 | SH | SOLE | 0 | 0 | 212 | ||
CITIGROUP INC | COM NEW | 172967424 | 990 | 13,610 | SH | SOLE | 0 | 0 | 13,610 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,000 | 10,358 | SH | SOLE | 0 | 0 | 10,358 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 181 | 11,203 | SH | SOLE | 0 | 0 | 11,203 | ||
ECHO GLOBAL LOGISTICS INC | COM | 27875T101 | 513 | 16,340 | SH | SOLE | 0 | 0 | 16,340 | ||
FACEBOOK INC | CL A | 30303M102 | 607 | 2,062 | SH | SOLE | 0 | 0 | 2,062 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 2,257 | 98,968 | SH | SOLE | 0 | 0 | 98,968 | ||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 372 | 53,810 | SH | SOLE | 0 | 0 | 53,810 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 828 | 23,184 | SH | SOLE | 0 | 0 | 23,184 | ||
ILLUMINA INC | COM | 452327109 | 447 | 1,164 | SH | SOLE | 0 | 0 | 1,164 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 965 | 7,245 | SH | SOLE | 0 | 0 | 7,245 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 257 | 348 | SH | SOLE | 0 | 0 | 348 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 134 | 32,000 | SH | SOLE | 0 | 0 | 32,000 | ||
INVESCO BD FD | COM | 46132L107 | 1,283 | 64,254 | SH | SOLE | 0 | 0 | 64,254 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 248 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
ISHARES | MSCI PAC JP ETF | 464286665 | 3,129 | 62,302 | SH | SOLE | 0 | 0 | 62,302 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 709 | 15,200 | SH | SOLE | 0 | 0 | 15,200 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 659 | 5,065 | SH | SOLE | 0 | 0 | 5,065 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 263 | 9,508 | SH | SOLE | 0 | 0 | 9,508 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 619 | 7,095 | SH | SOLE | 0 | 0 | 7,095 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 427 | 7,208 | SH | SOLE | 0 | 0 | 7,208 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 651 | 11,907 | SH | SOLE | 0 | 0 | 11,907 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 8,214 | 119,872 | SH | SOLE | 0 | 0 | 119,872 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 202 | 3,738 | SH | SOLE | 0 | 0 | 3,738 | ||
ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 465562106 | 94 | 18,967 | SH | SOLE | 0 | 0 | 18,967 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,049 | 6,889 | SH | SOLE | 0 | 0 | 6,889 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 3,305 | 199,246 | SH | SOLE | 0 | 0 | 199,246 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,001 | 6,089 | SH | SOLE | 0 | 0 | 6,089 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 254 | 828 | SH | SOLE | 0 | 0 | 828 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 213 | 57,265 | SH | SOLE | 0 | 0 | 57,265 | ||
MCDONALDS CORP | COM | 580135101 | 1,053 | 4,698 | SH | SOLE | 0 | 0 | 4,698 | ||
MORGAN STANLEY EMER MKTS DEB C | COM | 61744H105 | 238 | 26,252 | SH | SOLE | 0 | 0 | 26,252 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,165 | 102,321 | SH | SOLE | 0 | 0 | 102,321 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 900 | 44,662 | SH | SOLE | 0 | 0 | 44,662 | ||
PAYCHEX INC | COM | 704326107 | 887 | 9,049 | SH | SOLE | 0 | 0 | 9,049 | ||
PEPSICO INC | COM | 713448108 | 819 | 5,788 | SH | SOLE | 0 | 0 | 5,788 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 263 | 31,000 | SH | SOLE | 0 | 0 | 31,000 | ||
PFIZER INC | COM | 717081103 | 938 | 25,877 | SH | SOLE | 0 | 0 | 25,877 | ||
PHILLIPS 66 | COM | 718546104 | 881 | 10,804 | SH | SOLE | 0 | 0 | 10,804 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 992 | 9,064 | SH | SOLE | 0 | 0 | 9,064 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 925 | 6,831 | SH | SOLE | 0 | 0 | 6,831 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 466 | 1,172 | SH | SOLE | 0 | 0 | 1,172 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 7,555 | 47,230 | SH | SOLE | 0 | 0 | 47,230 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 690 | 14,620 | SH | SOLE | 0 | 0 | 14,620 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 546 | 16,023 | SH | SOLE | 0 | 0 | 16,023 | ||
SERVICENOW INC | COM | 81762P102 | 216 | 431 | SH | SOLE | 0 | 0 | 431 | ||
SHOPIFY INC | CL A | 82509L107 | 493 | 446 | SH | SOLE | 0 | 0 | 446 | ||
SIMULATIONS PLUS INC | COM | 829214105 | 269 | 4,261 | SH | SOLE | 0 | 0 | 4,261 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 321 | 1,747 | SH | SOLE | 0 | 0 | 1,747 | ||
SQUARE INC | CL A | 852234103 | 421 | 1,856 | SH | SOLE | 0 | 0 | 1,856 | ||
STITCH FIX INC | COM CL A | 860897107 | 343 | 6,921 | SH | SOLE | 0 | 0 | 6,921 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 263 | 5,722 | SH | SOLE | 0 | 0 | 5,722 | ||
TELADOC HEALTH INC | COM | 87918A105 | 530 | 2,914 | SH | SOLE | 0 | 0 | 2,914 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 870 | 192,074 | SH | SOLE | 0 | 0 | 192,074 | ||
TEMPLETON EMERG MKTS INCOME | COM | 880192109 | 162 | 21,954 | SH | SOLE | 0 | 0 | 21,954 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 392 | 601 | SH | SOLE | 0 | 0 | 601 | ||
TWILIO INC | CL A | 90138F102 | 582 | 1,708 | SH | SOLE | 0 | 0 | 1,708 | ||
ULTA BEAUTY INC | COM | 90384S303 | 324 | 1,048 | SH | SOLE | 0 | 0 | 1,048 | ||
UNITED RENTALS INC | COM | 911363109 | 357 | 1,083 | SH | SOLE | 0 | 0 | 1,083 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 28 | 15,962 | SH | SOLE | 0 | 0 | 15,962 | ||
VANECK VECTORS ETF TR | EMERGING MKTS HI | 92189F353 | 229 | 9,671 | SH | SOLE | 0 | 0 | 9,671 | ||
VANECK VECTORS ETF TR | RARE EARTH STRAT | 92189H805 | 571 | 7,620 | SH | SOLE | 0 | 0 | 7,620 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,503 | 10,222 | SH | SOLE | 0 | 0 | 10,222 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 14,951 | 72,201 | SH | SOLE | 0 | 0 | 72,201 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 22,133 | 232,487 | SH | SOLE | 0 | 0 | 232,487 | ||
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 398 | 4,808 | SH | SOLE | 0 | 0 | 4,808 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 7,980 | 153,316 | SH | SOLE | 0 | 0 | 153,316 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 21,934 | 348,153 | SH | SOLE | 0 | 0 | 348,153 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 395 | 1,337 | SH | SOLE | 0 | 0 | 1,337 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 5,306 | 62,798 | SH | SOLE | 0 | 0 | 62,798 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,662 | 16,009 | SH | SOLE | 0 | 0 | 16,009 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 4,852 | 13,535 | SH | SOLE | 0 | 0 | 13,535 | ||
VEEVA SYS INC | CL A COM | 922475108 | 613 | 2,348 | SH | SOLE | 0 | 0 | 2,348 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 5,260 | 57,265 | SH | SOLE | 0 | 0 | 57,265 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 8,165 | 36,887 | SH | SOLE | 0 | 0 | 36,887 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 7,185 | 33,562 | SH | SOLE | 0 | 0 | 33,562 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 890 | 4,304 | SH | SOLE | 0 | 0 | 4,304 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 935 | 16,080 | SH | SOLE | 0 | 0 | 16,080 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 941 | 51,044 | SH | SOLE | 0 | 0 | 51,044 | ||
WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 | 221 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,024 | 48,000 | SH | Put | SOLE | 0 | 0 | 48,000 | |
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 393 | 7,713 | SH | SOLE | 0 | 0 | 7,713 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 488 | 3,772 | SH | SOLE | 0 | 0 | 3,772 |