The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 3,750 | 102,988 | SH | SOLE | 0 | 0 | 102,988 | ||
AT&T INC | COM | 00206R102 | 1,213 | 42,130 | SH | SOLE | 0 | 0 | 42,130 | ||
ABBVIE INC | COM | 00287Y109 | 1,362 | 12,095 | SH | SOLE | 0 | 0 | 12,095 | ||
ALARM COM HLDGS INC | COM | 011642105 | 207 | 2,443 | SH | SOLE | 0 | 0 | 2,443 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,195 | 5,269 | SH | SOLE | 0 | 0 | 5,269 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 656 | 1,073 | SH | SOLE | 0 | 0 | 1,073 | ||
ALTERYX INC | COM CL A | 02156B103 | 229 | 2,657 | SH | SOLE | 0 | 0 | 2,657 | ||
AMAZON COM INC | COM | 023135106 | 1,438 | 418 | SH | SOLE | 0 | 0 | 418 | ||
APPLE INC | COM | 037833100 | 1,330 | 9,713 | SH | SOLE | 0 | 0 | 9,713 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,941 | 14,181 | SH | SOLE | 0 | 0 | 14,181 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 583 | 37,048 | SH | SOLE | 0 | 0 | 37,048 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 715 | 42,020 | SH | SOLE | 0 | 0 | 42,020 | ||
BLACKROCK MUNIHLDNGS QLTY II C | COM | 09254C107 | 962 | 68,499 | SH | SOLE | 0 | 0 | 68,499 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 1,009 | 60,090 | SH | SOLE | 0 | 0 | 60,090 | ||
BLACKROCK RES & COMMODITIES | SHS | 09257A108 | 1,021 | 108,389 | SH | SOLE | 0 | 0 | 108,389 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 274 | 19,683 | SH | SOLE | 0 | 0 | 19,683 | ||
BRF SA | SPONSORED ADR | 10552T107 | 169 | 30,946 | SH | SOLE | 0 | 0 | 30,946 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,539 | 23,039 | SH | SOLE | 0 | 0 | 23,039 | ||
CVS HEALTH CORP | COM | 126650100 | 1,337 | 16,021 | SH | SOLE | 0 | 0 | 16,021 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 360 | 232 | SH | SOLE | 0 | 0 | 232 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,239 | 17,511 | SH | SOLE | 0 | 0 | 17,511 | ||
DUFF & PHELPS UTLITY AND INF | COM | 26433C105 | 219 | 15,310 | SH | SOLE | 0 | 0 | 15,310 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 1,103 | 11,170 | SH | SOLE | 0 | 0 | 11,170 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 191 | 11,203 | SH | SOLE | 0 | 0 | 11,203 | ||
ECHO GLOBAL LOGISTICS INC | COM | 27875T101 | 504 | 16,404 | SH | SOLE | 0 | 0 | 16,404 | ||
FACEBOOK INC | CL A | 30303M102 | 781 | 2,247 | SH | SOLE | 0 | 0 | 2,247 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 2,437 | 99,622 | SH | SOLE | 0 | 0 | 99,622 | ||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 426 | 53,810 | SH | SOLE | 0 | 0 | 53,810 | ||
FIVE9 INC | COM | 338307101 | 233 | 1,272 | SH | SOLE | 0 | 0 | 1,272 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,300 | 32,230 | SH | SOLE | 0 | 0 | 32,230 | ||
ILLUMINA INC | COM | 452327109 | 585 | 1,236 | SH | SOLE | 0 | 0 | 1,236 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,236 | 8,435 | SH | SOLE | 0 | 0 | 8,435 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 338 | 367 | SH | SOLE | 0 | 0 | 367 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 143 | 32,000 | SH | SOLE | 0 | 0 | 32,000 | ||
INVESCO BD FD | COM | 46132L107 | 1,074 | 51,713 | SH | SOLE | 0 | 0 | 51,713 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 253 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 318 | 14,363 | SH | SOLE | 0 | 0 | 14,363 | ||
ISHARES | MSCI PAC JP ETF | 464286665 | 3,475 | 67,210 | SH | SOLE | 0 | 0 | 67,210 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 441 | 9,527 | SH | SOLE | 0 | 0 | 9,527 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 374 | 11,865 | SH | SOLE | 0 | 0 | 11,865 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 643 | 7,300 | SH | SOLE | 0 | 0 | 7,300 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 436 | 7,208 | SH | SOLE | 0 | 0 | 7,208 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 653 | 11,907 | SH | SOLE | 0 | 0 | 11,907 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 9,426 | 139,563 | SH | SOLE | 0 | 0 | 139,563 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 214 | 3,738 | SH | SOLE | 0 | 0 | 3,738 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,372 | 8,818 | SH | SOLE | 0 | 0 | 8,818 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 3,915 | 199,246 | SH | SOLE | 0 | 0 | 199,246 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,265 | 7,681 | SH | SOLE | 0 | 0 | 7,681 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 315 | 864 | SH | SOLE | 0 | 0 | 864 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 214 | 57,265 | SH | SOLE | 0 | 0 | 57,265 | ||
MADDEN STEVEN LTD | COM | 556269108 | 205 | 4,682 | SH | SOLE | 0 | 0 | 4,682 | ||
MCDONALDS CORP | COM | 580135101 | 1,273 | 5,513 | SH | SOLE | 0 | 0 | 5,513 | ||
MICROSOFT CORP | COM | 594918104 | 269 | 992 | SH | SOLE | 0 | 0 | 992 | ||
MORGAN STANLEY EMER MKTS DEB C | COM | 61744H105 | 247 | 26,252 | SH | SOLE | 0 | 0 | 26,252 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,408 | 102,321 | SH | SOLE | 0 | 0 | 102,321 | ||
PALANTIR TECHNOLOGIES INC | CL A | 69608A108 | 410 | 15,544 | SH | SOLE | 0 | 0 | 15,544 | ||
PAYCHEX INC | COM | 704326107 | 1,180 | 10,996 | SH | SOLE | 0 | 0 | 10,996 | ||
PEPSICO INC | COM | 713448108 | 1,071 | 7,229 | SH | SOLE | 0 | 0 | 7,229 | ||
PETIQ INC | COM CL A | 71639T106 | 208 | 5,392 | SH | SOLE | 0 | 0 | 5,392 | ||
PFIZER INC | COM | 717081103 | 1,349 | 34,457 | SH | SOLE | 0 | 0 | 34,457 | ||
PHILLIPS 66 | COM | 718546104 | 855 | 9,960 | SH | SOLE | 0 | 0 | 9,960 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 1,006 | 9,064 | SH | SOLE | 0 | 0 | 9,064 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,118 | 8,289 | SH | SOLE | 0 | 0 | 8,289 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 344 | 800 | SH | SOLE | 0 | 0 | 800 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 6,882 | 41,551 | SH | SOLE | 0 | 0 | 41,551 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 753 | 14,620 | SH | SOLE | 0 | 0 | 14,620 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 213 | 1,689 | SH | SOLE | 0 | 0 | 1,689 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 617 | 16,822 | SH | SOLE | 0 | 0 | 16,822 | ||
SERVICENOW INC | COM | 81762P102 | 279 | 507 | SH | SOLE | 0 | 0 | 507 | ||
SHOPIFY INC | CL A | 82509L107 | 655 | 448 | SH | SOLE | 0 | 0 | 448 | ||
SIMULATIONS PLUS INC | COM | 829214105 | 275 | 5,016 | SH | SOLE | 0 | 0 | 5,016 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 369 | 1,922 | SH | SOLE | 0 | 0 | 1,922 | ||
SQUARE INC | CL A | 852234103 | 482 | 1,976 | SH | SOLE | 0 | 0 | 1,976 | ||
STITCH FIX INC | COM CL A | 860897107 | 436 | 7,225 | SH | SOLE | 0 | 0 | 7,225 | ||
TABULA RASA HEALTHCARE INC | COM | 873379101 | 288 | 5,766 | SH | SOLE | 0 | 0 | 5,766 | ||
TELADOC HEALTH INC | COM | 87918A105 | 557 | 3,352 | SH | SOLE | 0 | 0 | 3,352 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 1,216 | 255,803 | SH | SOLE | 0 | 0 | 255,803 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 530 | 6,848 | SH | SOLE | 0 | 0 | 6,848 | ||
TWILIO INC | CL A | 90138F102 | 697 | 1,769 | SH | SOLE | 0 | 0 | 1,769 | ||
ULTA BEAUTY INC | COM | 90384S303 | 390 | 1,127 | SH | SOLE | 0 | 0 | 1,127 | ||
UNITED RENTALS INC | COM | 911363109 | 365 | 1,145 | SH | SOLE | 0 | 0 | 1,145 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 29 | 15,962 | SH | SOLE | 0 | 0 | 15,962 | ||
ANECK VECTORS ETF TR | EMERGING MKTS HI | 92189F353 | 237 | 9,924 | SH | SOLE | 0 | 0 | 9,924 | ||
VANECK VECTORS ETF TR | RARE EARTH STRAT | 92189H805 | 647 | 7,620 | SH | SOLE | 0 | 0 | 7,620 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,763 | 11,387 | SH | SOLE | 0 | 0 | 11,387 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 19,296 | 83,395 | SH | SOLE | 0 | 0 | 83,395 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 24,495 | 245,884 | SH | SOLE | 0 | 0 | 245,884 | ||
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 509 | 5,823 | SH | SOLE | 0 | 0 | 5,823 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 8,505 | 156,599 | SH | SOLE | 0 | 0 | 156,599 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 24,366 | 362,259 | SH | SOLE | 0 | 0 | 362,259 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 357 | 1,138 | SH | SOLE | 0 | 0 | 1,138 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 4,937 | 54,585 | SH | SOLE | 0 | 0 | 54,585 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,677 | 14,878 | SH | SOLE | 0 | 0 | 14,878 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 4,313 | 10,816 | SH | SOLE | 0 | 0 | 10,816 | ||
VEEVA SYS INC | CL A COM | 922475108 | 734 | 2,362 | SH | SOLE | 0 | 0 | 2,362 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 5,868 | 57,648 | SH | SOLE | 0 | 0 | 57,648 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 9,576 | 40,347 | SH | SOLE | 0 | 0 | 40,347 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 8,178 | 36,300 | SH | SOLE | 0 | 0 | 36,300 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 967 | 4,342 | SH | SOLE | 0 | 0 | 4,342 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,253 | 22,355 | SH | SOLE | 0 | 0 | 22,355 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 1,082 | 61,254 | SH | SOLE | 0 | 0 | 61,254 | ||
WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 | 223 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 463 | 8,088 | SH | SOLE | 0 | 0 | 8,088 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 530 | 4,071 | SH | SOLE | 0 | 0 | 4,071 |