The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 1,719 | 44,893 | SH | SOLE | 0 | 0 | 44,893 | ||
AT&T INC | COM | 00206R102 | 750 | 31,723 | SH | SOLE | 0 | 0 | 31,723 | ||
ABBOTT LABS | COM | 002824100 | 235 | 1,989 | SH | SOLE | 0 | 0 | 1,989 | ||
ABBVIE INC | COM | 00287Y109 | 1,156 | 7,131 | SH | SOLE | 0 | 0 | 7,131 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,253 | 11,518 | SH | SOLE | 0 | 0 | 11,518 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 416 | 953 | SH | SOLE | 0 | 0 | 953 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 259 | 93 | SH | SOLE | 0 | 0 | 93 | ||
ALTERYX INC | COM CL A | 02156B103 | 215 | 3,011 | SH | SOLE | 0 | 0 | 3,011 | ||
AMAZON COM INC | COM | 023135106 | 1,594 | 489 | SH | SOLE | 0 | 0 | 489 | ||
AMGEN INC | COM | 031162100 | 305 | 1,260 | SH | SOLE | 0 | 0 | 1,260 | ||
APPLE INC | COM | 037833100 | 2,367 | 13,556 | SH | SOLE | 0 | 0 | 13,556 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,243 | 30,160 | SH | SOLE | 0 | 0 | 30,160 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,770 | 16,349 | SH | SOLE | 0 | 0 | 16,349 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 520 | 39,163 | SH | SOLE | 0 | 0 | 39,163 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 798 | 55,629 | SH | SOLE | 0 | 0 | 55,629 | ||
BLACKROCK MUNIHLDNGS QLTY II C | COM | 09254C107 | 957 | 78,938 | SH | SOLE | 0 | 0 | 78,938 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 901 | 65,113 | SH | SOLE | 0 | 0 | 65,113 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 313 | 23,982 | SH | SOLE | 0 | 0 | 23,982 | ||
BRF SA | SPONSORED ADR | 10552T107 | 132 | 33,256 | SH | SOLE | 0 | 0 | 33,256 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 1,035 | 14,075 | SH | SOLE | 0 | 0 | 14,075 | ||
CVS HEALTH CORP | COM | 126650100 | 1,134 | 11,203 | SH | SOLE | 0 | 0 | 11,203 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 310 | 196 | SH | SOLE | 0 | 0 | 196 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,081 | 20,239 | SH | SOLE | 0 | 0 | 20,239 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 382 | 3,423 | SH | SOLE | 0 | 0 | 3,423 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 271 | 20,011 | SH | SOLE | 0 | 0 | 20,011 | ||
FACEBOOK INC | CL A | 30303M102 | 1,147 | 5,157 | SH | SOLE | 0 | 0 | 5,157 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 1,986 | 71,726 | SH | SOLE | 0 | 0 | 71,726 | ||
FIRST TR HIGH INCOME LONG / | COM | 33738E109 | 266 | 16,775 | SH | SOLE | 0 | 0 | 16,775 | ||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 118 | 14,251 | SH | SOLE | 0 | 0 | 14,251 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,043 | 23,621 | SH | SOLE | 0 | 0 | 23,621 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 1,612 | 37,735 | SH | SOLE | 0 | 0 | 37,735 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 548 | 27,326 | SH | SOLE | 0 | 0 | 27,326 | ||
ILLUMINA INC | COM | 452327109 | 386 | 1,106 | SH | SOLE | 0 | 0 | 1,106 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 548 | 4,216 | SH | SOLE | 0 | 0 | 4,216 | ||
INTUITIVE SURGICAL INC | COM NEW | 46120E602 | 279 | 924 | SH | SOLE | 0 | 0 | 924 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 94 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
INVESCO BD FD | COM | 46132L107 | 906 | 51,713 | SH | SOLE | 0 | 0 | 51,713 | ||
INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 204 | 9,388 | SH | SOLE | 0 | 0 | 9,388 | ||
ISHARES INC | MSCI PAC JP ETF | 464286665 | 3,545 | 72,017 | SH | SOLE | 0 | 0 | 72,017 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 375 | 5,262 | SH | SOLE | 0 | 0 | 5,262 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 552 | 17,271 | SH | SOLE | 0 | 0 | 17,271 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 347 | 11,409 | SH | SOLE | 0 | 0 | 11,409 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 1,649 | 12,652 | SH | SOLE | 0 | 0 | 12,652 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 578 | 7,026 | SH | SOLE | 0 | 0 | 7,026 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 319 | 5,808 | SH | SOLE | 0 | 0 | 5,808 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 616 | 11,907 | SH | SOLE | 0 | 0 | 11,907 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 331 | 9,080 | SH | SOLE | 0 | 0 | 9,080 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 458 | 4,286 | SH | SOLE | 0 | 0 | 4,286 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 1,033 | 13,320 | SH | SOLE | 0 | 0 | 13,320 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 8,595 | 139,506 | SH | SOLE | 0 | 0 | 139,506 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,963 | 21,738 | SH | SOLE | 0 | 0 | 21,738 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,500 | 71,759 | SH | SOLE | 0 | 0 | 71,759 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,150 | 6,487 | SH | SOLE | 0 | 0 | 6,487 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 267 | 730 | SH | SOLE | 0 | 0 | 730 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 180 | 57,265 | SH | SOLE | 0 | 0 | 57,265 | ||
MCDONALDS CORP | COM | 580135101 | 982 | 3,972 | SH | SOLE | 0 | 0 | 3,972 | ||
MORGAN STANLEY EMER MKTS DEB C | COM | 61744H105 | 200 | 25,293 | SH | SOLE | 0 | 0 | 25,293 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,623 | 102,621 | SH | SOLE | 0 | 0 | 102,621 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 231 | 13,523 | SH | SOLE | 0 | 0 | 13,523 | ||
PAYCHEX INC | COM | 704326107 | 829 | 6,073 | SH | SOLE | 0 | 0 | 6,073 | ||
PEPSICO INC | COM | 713448108 | 863 | 5,153 | SH | SOLE | 0 | 0 | 5,153 | ||
PFIZER INC | COM | 717081103 | 1,385 | 26,751 | SH | SOLE | 0 | 0 | 26,751 | ||
PHILLIPS 66 | COM | 718546104 | 216 | 2,496 | SH | SOLE | 0 | 0 | 2,496 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 760 | 7,469 | SH | SOLE | 0 | 0 | 7,469 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 334 | 2,212 | SH | SOLE | 0 | 0 | 2,212 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 885 | 5,793 | SH | SOLE | 0 | 0 | 5,793 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 375 | 3,950 | SH | SOLE | 0 | 0 | 3,950 | ||
PROSPECT CAP CORP | COM | 74348T102 | 332 | 39,820 | SH | SOLE | 0 | 0 | 39,820 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 427 | 942 | SH | SOLE | 0 | 0 | 942 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 5,293 | 29,298 | SH | SOLE | 0 | 0 | 29,298 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 732 | 8,141 | SH | SOLE | 0 | 0 | 8,141 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 272 | 1,985 | SH | SOLE | 0 | 0 | 1,985 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 677 | 17,666 | SH | SOLE | 0 | 0 | 17,666 | ||
SERVICENOW INC | COM | 81762P102 | 212 | 380 | SH | SOLE | 0 | 0 | 380 | ||
SHOPIFY INC | CL A | 82509L107 | 1,063 | 1,572 | SH | SOLE | 0 | 0 | 1,572 | ||
SIMULATIONS PLUS INC | COM | 829214105 | 207 | 4,063 | SH | SOLE | 0 | 0 | 4,063 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 209 | 1,566 | SH | SOLE | 0 | 0 | 1,566 | ||
SQUARE INC | CL A | 852234103 | 251 | 1,851 | SH | SOLE | 0 | 0 | 1,851 | ||
STARWOOD PPTY TR INC | COM | 85571B105 | 260 | 10,528 | SH | SOLE | 0 | 0 | 10,528 | ||
TELADOC HEALTH INC | COM | 87918A105 | 253 | 3,504 | SH | SOLE | 0 | 0 | 3,504 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 797 | 166,052 | SH | SOLE | 0 | 0 | 166,052 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 284 | 21,200 | SH | SOLE | 0 | 0 | 21,200 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 428 | 6,179 | SH | SOLE | 0 | 0 | 6,179 | ||
TWILIO INC | CL A | 90138F102 | 308 | 1,867 | SH | SOLE | 0 | 0 | 1,867 | ||
ULTA BEAUTY INC | COM | 90384S303 | 380 | 955 | SH | SOLE | 0 | 0 | 955 | ||
UNITED RENTALS INC | COM | 911363109 | 348 | 980 | SH | SOLE | 0 | 0 | 980 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 7 | 10,905 | SH | SOLE | 0 | 0 | 10,905 | ||
VANECK ETF TRUST | EMERGING MKTS HI | 92189F353 | 378 | 18,744 | SH | SOLE | 0 | 0 | 18,744 | ||
VANECK ETF TRUST | RARE EARTH/STRTG | 92189H805 | 901 | 7,620 | SH | SOLE | 0 | 0 | 7,620 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,934 | 11,928 | SH | SOLE | 0 | 0 | 11,928 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 538 | 9,002 | SH | SOLE | 0 | 0 | 9,002 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 18,731 | 79,587 | SH | SOLE | 0 | 0 | 79,587 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 25,383 | 236,518 | SH | SOLE | 0 | 0 | 236,518 | ||
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 603 | 7,633 | SH | SOLE | 0 | 0 | 7,633 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 7,090 | 153,685 | SH | SOLE | 0 | 0 | 153,685 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 24,152 | 387,788 | SH | SOLE | 0 | 0 | 387,788 | ||
VANGUARD WORLD FDS | CONSUM DIS ETF | 92204A108 | 241 | 789 | SH | SOLE | 0 | 0 | 789 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 6,777 | 72,569 | SH | SOLE | 0 | 0 | 72,569 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,733 | 14,675 | SH | SOLE | 0 | 0 | 14,675 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 4,367 | 10,486 | SH | SOLE | 0 | 0 | 10,486 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 2,820 | 23,491 | SH | SOLE | 0 | 0 | 23,491 | ||
VEEVA SYS INC | CL A COM | 922475108 | 447 | 2,104 | SH | SOLE | 0 | 0 | 2,104 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,266 | 11,685 | SH | SOLE | 0 | 0 | 11,685 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 9,631 | 40,490 | SH | SOLE | 0 | 0 | 40,490 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 7,705 | 36,256 | SH | SOLE | 0 | 0 | 36,256 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,791 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 798 | 15,667 | SH | SOLE | 0 | 0 | 15,667 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 719 | 43,236 | SH | SOLE | 0 | 0 | 43,236 | ||
WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 | 219 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 247 | 3,357 | SH | SOLE | 0 | 0 | 3,357 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 366 | 7,116 | SH | SOLE | 0 | 0 | 7,116 | ||
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 5,109 | 131,143 | SH | SOLE | 0 | 0 | 131,143 | ||
MILLICOM INTL CELLULAR S A | COM STK | L6388F110 | 292 | 11,570 | SH | SOLE | 0 | 0 | 11,570 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 599 | 3,547 | SH | SOLE | 0 | 0 | 3,547 |