The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 1,228 | 35,632 | SH | SOLE | 0 | 0 | 35,632 | ||
AT&T INC | COM | 00206R102 | 514 | 24,544 | SH | SOLE | 0 | 0 | 24,544 | ||
ABBOTT LABS | COM | 002824100 | 217 | 1,999 | SH | SOLE | 0 | 0 | 1,999 | ||
ABBVIE INC | COM | 00287Y109 | 953 | 6,224 | SH | SOLE | 0 | 0 | 6,224 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,288 | 11,326 | SH | SOLE | 0 | 0 | 11,326 | ||
ALIGN TECHNOLOGY INC | COM | 016255101 | 226 | 956 | SH | SOLE | 0 | 0 | 956 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 207 | 95 | SH | SOLE | 0 | 0 | 95 | ||
AMAZON COM INC | COM | 023135106 | 1,042 | 9,808 | SH | SOLE | 0 | 0 | 9,808 | ||
APPLE INC | COM | 037833100 | 1,896 | 13,865 | SH | SOLE | 0 | 0 | 13,865 | ||
BK OF AMERICA CORP | COM | 060505104 | 943 | 30,295 | SH | SOLE | 0 | 0 | 30,295 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 4,426 | 16,210 | SH | SOLE | 0 | 0 | 16,210 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 488 | 39,163 | SH | SOLE | 0 | 0 | 39,163 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 704 | 55,629 | SH | SOLE | 0 | 0 | 55,629 | ||
BLACKROCK MUNIHLDNGS QLTY II C | COM | 09254C107 | 873 | 78,938 | SH | SOLE | 0 | 0 | 78,938 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 829 | 65,113 | SH | SOLE | 0 | 0 | 65,113 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 268 | 23,982 | SH | SOLE | 0 | 0 | 23,982 | ||
BRF SA | SPONSORED ADR | 10552T107 | 85 | 33,256 | SH | SOLE | 0 | 0 | 33,256 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 851 | 10,975 | SH | SOLE | 0 | 0 | 10,975 | ||
CVS HEALTH CORP | COM | 126650100 | 828 | 8,931 | SH | SOLE | 0 | 0 | 8,931 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 258 | 197 | SH | SOLE | 0 | 0 | 197 | ||
CITIGROUP INC | COM NEW | 172967424 | 922 | 20,037 | SH | SOLE | 0 | 0 | 20,037 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 265 | 2,472 | SH | SOLE | 0 | 0 | 2,472 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 239 | 20,011 | SH | SOLE | 0 | 0 | 20,011 | ||
FACEBOOK INC | CL A | 30303M102 | 870 | 5,393 | SH | SOLE | 0 | 0 | 5,393 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 1,195 | 46,436 | SH | SOLE | 0 | 0 | 46,436 | ||
FIRST TR HIGH INCOME LONG / | COM | 33738E109 | 225 | 16,775 | SH | SOLE | 0 | 0 | 16,775 | ||
FIRST TR MLP & ENERGY INCOM | COM | 33739B104 | 110 | 14,251 | SH | SOLE | 0 | 0 | 14,251 | ||
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 833 | 18,978 | SH | SOLE | 0 | 0 | 18,978 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 473 | 12,405 | SH | SOLE | 0 | 0 | 12,405 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 456 | 26,436 | SH | SOLE | 0 | 0 | 26,436 | ||
ILLUMINA INC | COM | 452327109 | 204 | 1,109 | SH | SOLE | 0 | 0 | 1,109 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 392 | 2,776 | SH | SOLE | 0 | 0 | 2,776 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 86 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
INVESCO BD FD | COM | 46132L107 | 841 | 51,713 | SH | SOLE | 0 | 0 | 51,713 | ||
ISHARES INC | MSCI PAC JP ETF | 464286665 | 3,235 | 77,691 | SH | SOLE | 0 | 0 | 77,691 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 350 | 6,018 | SH | SOLE | 0 | 0 | 6,018 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 623 | 18,371 | SH | SOLE | 0 | 0 | 18,371 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 257 | 11,409 | SH | SOLE | 0 | 0 | 11,409 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 2,692 | 22,888 | SH | SOLE | 0 | 0 | 22,888 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 487 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 297 | 5,808 | SH | SOLE | 0 | 0 | 5,808 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 324 | 6,407 | SH | SOLE | 0 | 0 | 6,407 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 299 | 9,080 | SH | SOLE | 0 | 0 | 9,080 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 430 | 4,286 | SH | SOLE | 0 | 0 | 4,286 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 935 | 13,320 | SH | SOLE | 0 | 0 | 13,320 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 7,544 | 142,797 | SH | SOLE | 0 | 0 | 142,797 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,458 | 21,828 | SH | SOLE | 0 | 0 | 21,828 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,361 | 71,759 | SH | SOLE | 0 | 0 | 71,759 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,005 | 5,662 | SH | SOLE | 0 | 0 | 5,662 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 85 | 28,615 | SH | SOLE | 0 | 0 | 28,615 | ||
MCDONALDS CORP | COM | 580135101 | 707 | 2,862 | SH | SOLE | 0 | 0 | 2,862 | ||
MORGAN STANLEY EMER MKTS DEB C | COM | 61744H105 | 170 | 25,293 | SH | SOLE | 0 | 0 | 25,293 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,692 | 102,621 | SH | SOLE | 0 | 0 | 102,621 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 192 | 13,768 | SH | SOLE | 0 | 0 | 13,768 | ||
PAYCHEX INC | COM | 704326107 | 692 | 6,073 | SH | SOLE | 0 | 0 | 6,073 | ||
PEPSICO INC | COM | 713448108 | 655 | 3,931 | SH | SOLE | 0 | 0 | 3,931 | ||
PFIZER INC | COM | 717081103 | 1,095 | 20,883 | SH | SOLE | 0 | 0 | 20,883 | ||
PHILLIPS 66 | COM | 718546104 | 201 | 2,446 | SH | SOLE | 0 | 0 | 2,446 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 711 | 7,469 | SH | SOLE | 0 | 0 | 7,469 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 251 | 2,212 | SH | SOLE | 0 | 0 | 2,212 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 643 | 4,475 | SH | SOLE | 0 | 0 | 4,475 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 337 | 3,950 | SH | SOLE | 0 | 0 | 3,950 | ||
PROSPECT CAP CORP | COM | 74348T102 | 279 | 39,600 | SH | SOLE | 0 | 0 | 39,600 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 362 | 955 | SH | SOLE | 0 | 0 | 955 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,592 | 21,323 | SH | SOLE | 0 | 0 | 21,323 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 844 | 11,365 | SH | SOLE | 0 | 0 | 11,365 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 254 | 1,977 | SH | SOLE | 0 | 0 | 1,977 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 556 | 17,673 | SH | SOLE | 0 | 0 | 17,673 | ||
SHOPIFY INC | CL A | 82509L107 | 571 | 18,280 | SH | SOLE | 0 | 0 | 18,280 | ||
SIMULATIONS PLUS INC | COM | 829214105 | 201 | 4,084 | SH | SOLE | 0 | 0 | 4,084 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 638 | 124,288 | SH | SOLE | 0 | 0 | 124,288 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 302 | 21,200 | SH | SOLE | 0 | 0 | 21,200 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 261 | 6,220 | SH | SOLE | 0 | 0 | 6,220 | ||
ULTA BEAUTY INC | COM | 90384S303 | 368 | 954 | SH | SOLE | 0 | 0 | 954 | ||
UNITED RENTALS INC | COM | 911363109 | 239 | 983 | SH | SOLE | 0 | 0 | 983 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 5 | 10,905 | SH | SOLE | 0 | 0 | 10,905 | ||
VANECK ETF TRUST | EMERGING MKTS HI | 92189F353 | 333 | 18,744 | SH | SOLE | 0 | 0 | 18,744 | ||
VANECK ETF TRUST | RARE EARTH/STRTG | 92189H805 | 661 | 7,620 | SH | SOLE | 0 | 0 | 7,620 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,711 | 11,928 | SH | SOLE | 0 | 0 | 11,928 | ||
VANGUARD STAR FD | VG TL INTL STK F | 921909768 | 465 | 9,002 | SH | SOLE | 0 | 0 | 9,002 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 17,498 | 96,310 | SH | SOLE | 0 | 0 | 96,310 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 22,531 | 234,236 | SH | SOLE | 0 | 0 | 234,236 | ||
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 524 | 7,633 | SH | SOLE | 0 | 0 | 7,633 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6,493 | 155,881 | SH | SOLE | 0 | 0 | 155,881 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 20,604 | 390,085 | SH | SOLE | 0 | 0 | 390,085 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 5,578 | 72,270 | SH | SOLE | 0 | 0 | 72,270 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,426 | 14,545 | SH | SOLE | 0 | 0 | 14,545 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 3,464 | 10,607 | SH | SOLE | 0 | 0 | 10,607 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 4,136 | 43,985 | SH | SOLE | 0 | 0 | 43,985 | ||
VEEVA SYS INC | CL A COM | 922475108 | 418 | 2,109 | SH | SOLE | 0 | 0 | 2,109 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,053 | 11,554 | SH | SOLE | 0 | 0 | 11,554 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 8,106 | 41,154 | SH | SOLE | 0 | 0 | 41,154 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 6,432 | 36,523 | SH | SOLE | 0 | 0 | 36,523 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,484 | 7,867 | SH | SOLE | 0 | 0 | 7,867 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 661 | 13,031 | SH | SOLE | 0 | 0 | 13,031 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 516 | 32,196 | SH | SOLE | 0 | 0 | 32,196 | ||
WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 | 199 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 293 | 7,137 | SH | SOLE | 0 | 0 | 7,137 | ||
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 5,613 | 133,509 | SH | SOLE | 0 | 0 | 133,509 | ||
MILLICOM INTL CELLULAR S A | COM STK | L6388F110 | 293 | 20,380 | SH | SOLE | 0 | 0 | 20,380 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 455 | 3,554 | SH | SOLE | 0 | 0 | 3,554 |