The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPS ETF TR | ALERIAN MLP | 00162Q452 | 955 | 26,125 | SH | SOLE | 0 | 0 | 26,125 | ||
AT&T INC | COM | 00206R102 | 295 | 19,229 | SH | SOLE | 0 | 0 | 19,229 | ||
ABBVIE INC | COM | 00287Y109 | 725 | 5,404 | SH | SOLE | 0 | 0 | 5,404 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 936 | 11,700 | SH | SOLE | 0 | 0 | 11,700 | ||
AMAZON COM INC | COM | 023135106 | 1,108 | 9,805 | SH | SOLE | 0 | 0 | 9,805 | ||
APPLE INC | COM | 037833100 | 1,952 | 14,125 | SH | SOLE | 0 | 0 | 14,125 | ||
BK OF AMERICA CORP | COM | 060505104 | 1,674 | 55,442 | SH | SOLE | 0 | 0 | 55,442 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 5,593 | 20,946 | SH | SOLE | 0 | 0 | 20,946 | ||
BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | 432 | 39,163 | SH | SOLE | 0 | 0 | 39,163 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 673 | 55,629 | SH | SOLE | 0 | 0 | 55,629 | ||
BLACKROCK MUNIHLDNGS QLTY II C | COM | 09254C107 | 770 | 78,938 | SH | SOLE | 0 | 0 | 78,938 | ||
BLACKROCK MUNIYIELD QUALITY | COM | 09254F100 | 722 | 65,113 | SH | SOLE | 0 | 0 | 65,113 | ||
BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | 255 | 23,982 | SH | SOLE | 0 | 0 | 23,982 | ||
BRF SA | SPONSORED ADR | 10552T107 | 78 | 33,256 | SH | SOLE | 0 | 0 | 33,256 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 611 | 8,597 | SH | SOLE | 0 | 0 | 8,597 | ||
CVS HEALTH CORP | COM | 126650100 | 785 | 8,226 | SH | SOLE | 0 | 0 | 8,226 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 296 | 197 | SH | SOLE | 0 | 0 | 197 | ||
CITIGROUP INC | COM NEW | 172967424 | 850 | 20,394 | SH | SOLE | 0 | 0 | 20,394 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 230 | 2,473 | SH | SOLE | 0 | 0 | 2,473 | ||
EATON VANCE LTD DURATION INC | COM | 27828H105 | 213 | 20,011 | SH | SOLE | 0 | 0 | 20,011 | ||
FACEBOOK INC | CL A | 30303M102 | 749 | 5,518 | SH | SOLE | 0 | 0 | 5,518 | ||
FIRST TR EXCHANGE-TRADED FD | NO AMER ENERGY | 33738D101 | 1,095 | 44,000 | SH | SOLE | 0 | 0 | 44,000 | ||
FIRST TR HIGH INCOME LONG / | COM | 33738E109 | 214 | 16,775 | SH | SOLE | 0 | 0 | 16,775 | ||
GSK PLC | SPONSORED ADR | 37733W204 | 360 | 12,160 | SH | SOLE | 0 | 0 | 12,160 | ||
GLOBAL X FDS | GLB X MLP ENRG I | 37954Y293 | 472 | 12,588 | SH | SOLE | 0 | 0 | 12,588 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 717 | 2,448 | SH | SOLE | 0 | 0 | 2,448 | ||
GOLDMAN SACHS BDC INC | SHS | 38147U107 | 223 | 14,936 | SH | SOLE | 0 | 0 | 14,936 | ||
ILLUMINA INC | COM | 452327109 | 212 | 1,112 | SH | SOLE | 0 | 0 | 1,112 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 286 | 2,404 | SH | SOLE | 0 | 0 | 2,404 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 82 | 22,000 | SH | SOLE | 0 | 0 | 22,000 | ||
INVESCO BD FD | COM | 46132L107 | 745 | 51,713 | SH | SOLE | 0 | 0 | 51,713 | ||
ISHARES INC | MSCI PAC JP ETF | 464286665 | 3,412 | 90,924 | SH | SOLE | 0 | 0 | 90,924 | ||
ISHARES INC | MSCI STH KOR ETF | 464286772 | 285 | 6,018 | SH | SOLE | 0 | 0 | 6,018 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 475 | 18,371 | SH | SOLE | 0 | 0 | 18,371 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 263 | 11,074 | SH | SOLE | 0 | 0 | 11,074 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 3,793 | 32,427 | SH | SOLE | 0 | 0 | 32,427 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 472 | 6,616 | SH | SOLE | 0 | 0 | 6,616 | ||
ISHARES TR | ISHS 5-10YR INVT | 464288638 | 280 | 5,808 | SH | SOLE | 0 | 0 | 5,808 | ||
ISHARES TR | ISHS 1-5YR INVS | 464288646 | 316 | 6,407 | SH | SOLE | 0 | 0 | 6,407 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 288 | 9,095 | SH | SOLE | 0 | 0 | 9,095 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 269 | 2,951 | SH | SOLE | 0 | 0 | 2,951 | ||
ISHARES TR | MSCI USA MIN VOL | 46429B697 | 739 | 11,186 | SH | SOLE | 0 | 0 | 11,186 | ||
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 7,297 | 149,378 | SH | SOLE | 0 | 0 | 149,378 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,252 | 21,554 | SH | SOLE | 0 | 0 | 21,554 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 1,371 | 68,359 | SH | SOLE | 0 | 0 | 68,359 | ||
JOHNSON & JOHNSON | COM | 478160104 | 743 | 4,549 | SH | SOLE | 0 | 0 | 4,549 | ||
LULULEMON ATHLETICA INC | COM | 550021109 | 205 | 735 | SH | SOLE | 0 | 0 | 735 | ||
MFS INTER INCOME TR | SH BEN INT | 55273C107 | 80 | 28,615 | SH | SOLE | 0 | 0 | 28,615 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 514 | 17,115 | SH | SOLE | 0 | 0 | 17,115 | ||
MCDONALDS CORP | COM | 580135101 | 567 | 2,458 | SH | SOLE | 0 | 0 | 2,458 | ||
MORGAN STANLEY EMER MKTS DEB C | COM | 61744H105 | 159 | 25,293 | SH | SOLE | 0 | 0 | 25,293 | ||
NEXPOINT STRATEGIC OPORTUNT | COM NEW | 65340G205 | 1,288 | 102,621 | SH | SOLE | 0 | 0 | 102,621 | ||
PIMCO DYNAMIC INCOME OPRNTS | COM BEN SHS | 69355M107 | 183 | 13,768 | SH | SOLE | 0 | 0 | 13,768 | ||
PAYCHEX INC | COM | 704326107 | 681 | 6,073 | SH | SOLE | 0 | 0 | 6,073 | ||
PEPSICO INC | COM | 713448108 | 553 | 3,385 | SH | SOLE | 0 | 0 | 3,385 | ||
PFIZER INC | COM | 717081103 | 721 | 16,481 | SH | SOLE | 0 | 0 | 16,481 | ||
PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | 670 | 7,469 | SH | SOLE | 0 | 0 | 7,469 | ||
PRICE T ROWE GROUP INC | COM | 74144T108 | 232 | 2,212 | SH | SOLE | 0 | 0 | 2,212 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 503 | 3,985 | SH | SOLE | 0 | 0 | 3,985 | ||
PROSHARES TR | S&P 500 DV ARIST | 74348A467 | 316 | 3,950 | SH | SOLE | 0 | 0 | 3,950 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 324 | 904 | SH | SOLE | 0 | 0 | 904 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,366 | 21,760 | SH | SOLE | 0 | 0 | 21,760 | ||
SPDR SER TR | S&P BIOTECH | 78464A870 | 997 | 12,570 | SH | SOLE | 0 | 0 | 12,570 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 489 | 16,098 | SH | SOLE | 0 | 0 | 16,098 | ||
SHOPIFY INC | CL A | 82509L107 | 493 | 18,297 | SH | SOLE | 0 | 0 | 18,297 | ||
TELEFONICA S A | SPONSORED ADR | 879382208 | 297 | 91,620 | SH | SOLE | 0 | 0 | 91,620 | ||
TEMPLETON DRAGON FD INC | COM | 88018T101 | 197 | 21,200 | SH | SOLE | 0 | 0 | 21,200 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 371 | 6,204 | SH | SOLE | 0 | 0 | 6,204 | ||
ULTA BEAUTY INC | COM | 90384S303 | 383 | 955 | SH | SOLE | 0 | 0 | 955 | ||
UNITED RENTALS INC | COM | 911363109 | 266 | 984 | SH | SOLE | 0 | 0 | 984 | ||
VEON LTD | SPONSORED ADR | 91822M106 | 3 | 10,905 | SH | SOLE | 0 | 0 | 10,905 | ||
VANECK ETF TRUST | EMERGING MKTS HI | 92189F353 | 316 | 18,744 | SH | SOLE | 0 | 0 | 18,744 | ||
VANECK ETF TRUST | RARE EARTH/STRTG | 92189H805 | 635 | 7,620 | SH | SOLE | 0 | 0 | 7,620 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 1,612 | 11,928 | SH | SOLE | 0 | 0 | 11,928 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 18,280 | 104,686 | SH | SOLE | 0 | 0 | 104,686 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 20,787 | 229,467 | SH | SOLE | 0 | 0 | 229,467 | ||
VANGUARD WHITEHALL FDS INC | INTL DVD ETF | 921946810 | 473 | 7,633 | SH | SOLE | 0 | 0 | 7,633 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,942 | 162,859 | SH | SOLE | 0 | 0 | 162,859 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 18,677 | 404,710 | SH | SOLE | 0 | 0 | 404,710 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 5,374 | 71,744 | SH | SOLE | 0 | 0 | 71,744 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 3,222 | 14,352 | SH | SOLE | 0 | 0 | 14,352 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 4,235 | 13,743 | SH | SOLE | 0 | 0 | 13,743 | ||
VANGUARD WORLD FDS | COMM SRVC ETF | 92204A884 | 4,419 | 53,523 | SH | SOLE | 0 | 0 | 53,523 | ||
VEEVA SYS INC | CL A COM | 922475108 | 348 | 2,112 | SH | SOLE | 0 | 0 | 2,112 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 970 | 12,104 | SH | SOLE | 0 | 0 | 12,104 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 8,248 | 43,878 | SH | SOLE | 0 | 0 | 43,878 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 6,379 | 37,325 | SH | SOLE | 0 | 0 | 37,325 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 1,114 | 6,206 | SH | SOLE | 0 | 0 | 6,206 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 372 | 9,790 | SH | SOLE | 0 | 0 | 9,790 | ||
VODAFONE GROUP PLC NEW | SPNSR ADR | 92857W308 | 330 | 29,140 | SH | SOLE | 0 | 0 | 29,140 | ||
WISDOMTREE TR | HEDGED HI YLD BD | 97717W430 | 201 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
CAPRI HOLDINGS LIMITED | SHS | G1890L107 | 282 | 7,333 | SH | SOLE | 0 | 0 | 7,333 | ||
ROYALTY PHARMA PLC | SHS CLASS A | G7709Q104 | 2,028 | 50,473 | SH | SOLE | 0 | 0 | 50,473 | ||
MILLICOM INTL CELLULAR S A | COM STK | L6388F110 | 268 | 23,458 | SH | SOLE | 0 | 0 | 23,458 | ||
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 533 | 3,558 | SH | SOLE | 0 | 0 | 3,558 |