Nant Capital Form 3 Heliogen / PATRICK SOON-SHIONG ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Nant Capital, LLC

(Last) (First) (Middle)

9922 JEFFERSON BOULEVARD ,

(Street)

CULVER CITY CA 90232

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
12/30/2021

3. Issuer Name and Ticker or Trading Symbol
Heliogen, Inc. [ HLGN ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director	X	10% Owner
Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

	Form filed by One Reporting Person
X	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
securities beneficially owned	0(1)	D
securities beneficially owned	0(2)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

1. Name and Address of Reporting Person^*

Nant Capital, LLC

(Last) (First) (Middle)

9922 JEFFERSON BOULEVARD ,

(Street)

CULVER CITY CA 90232

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

CALIFORNIA CAPITAL EQUITY, LLC

(Last) (First) (Middle)

C/O NANT CAPITAL LLC

9922 JEFFERSON BOULEVARD

(Street)

CULVER CITY CA 90230

(City) (State) (Zip)

1. Name and Address of Reporting Person^*

SOON-SHIONG PATRICK

(Last) (First) (Middle)

C/O NANT CAPITAL LLC

9922 JEFFERSON BOULEVARD

(Street)

CULVER CITY CA 90232

(City) (State) (Zip)

Explanation of Responses:

1. Shares are owned by Nant Capital LLC ("Nant Capital"), who is a member of a "group" with Dr. Patrick Soon-Shiong for purposes of Section 13(d) of the Exchange Act. Additionally, California Capital Equity, LLC ("CalCap") directly owns all of the equity interests of Nant Capital and Dr. Soon-Shiong directly owns all of the equity interests of CalCap. As a result, CalCap and Dr. Soon-Shiong may be deemed to beneficially own, and share with Nant Capital the power to vote and direct the vote, and the power to dispose or direct the disposition of, the shares beneficially owned by Nant Capital.

2. Shares are solely owned by Dr. Patrick Soon-Shiong, who is a member of a "group" with Nant Capital for purposes of Section 13(d) of the Exchange Act.

Remarks:

	/s/ Charles Kenworthy, Manager, Nant Capital LLC	07/05/2022
	/s/ Charles Kenworthy, Manager, California Capital LLC	07/05/2022
	/s/ Patrick Soon-Shiong	07/05/2022
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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