RiverNorth/DoubleLine Strategic Opportunity Fund (OPP)
Filed: 31 Aug 22, 8:59am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-23166
RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC.
(Exact name of registrant as specified in charter)
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Address of principal executive offices) (Zip code)
Marc L. Collins
360 South Rosemary Ave., Suite 1420, West Palm Beach, Florida 33401
(Name and address of agent for service)
Registrant's telephone number, including area code: (312) 832-1440
Date of fiscal year end: June 30
Date of reporting period: July 1, 2021 - June 30, 2022
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b 1-4 thereunder (17 CFR 270.30b 1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44U.S.C. § 3507.
| Item 1 | Proxy Voting Record | |
| See below | ||
Investment Company Report
| WELLS FARGO ADVANTAGE INCOME OPP FUND | ||||||||||||
| Security | 94987B105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EAD | Meeting Date | 09-Aug-2021 | |||||||||
| ISIN | US94987B1052 | Agenda | 935470930 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | William R. Ebsworth | Split | Split | |||||||||
| 2 | Jane A. Freeman | Split | Split | |||||||||
| 3 | Judith M. Johnson | Split | Split | |||||||||
| BARINGS GBL SHORT DURATION H/Y FUND | ||||||||||||
| Security | 06760L100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BGH | Meeting Date | 13-Aug-2021 | |||||||||
| ISIN | US06760L1008 | Agenda | 935469191 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Jill Olmstead | Split | Split | |||||||||
| 2 | Mark F. Mulhern | Split | Split | |||||||||
| WELLS FARGO ADVANTAGE INCOME OPP FUND | ||||||||||||
| Security | 94987B105 | Meeting Type | Special | |||||||||
| Ticker Symbol | EAD | Meeting Date | 16-Aug-2021 | |||||||||
| ISIN | US94987B1052 | Agenda | 935461397 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To consider and approve a new investment advisory agreement with Wells Fargo Funds Management, LLC. | Management | Split | Split | ||||||||
| 2. | To consider and approve a new investment sub-advisory agreement with Wells Capital Management, LLC. | Management | Split | Split | ||||||||
| IVY HIGH INCOME OPPORTUNITIES FUND | ||||||||||||
| Security | 465893105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | Meeting Date | 19-Aug-2021 | ||||||||||
| ISIN | US4658931054 | Agenda | 935473354 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 2. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Thomas L. Bennett | Split | Split | |||||||||
| 2 | Sandra A.J. Lawrence | Split | Split | |||||||||
| 3 | Shawn K. Lytle | Split | Split | |||||||||
| 4 | Thomas K. Whitford | Split | Split | |||||||||
| INVESCO DYNAMIC CREDIT OPP FUND | ||||||||||||
| Security | 46132R104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VTA | Meeting Date | 03-Sep-2021 | |||||||||
| ISIN | US46132R1041 | Agenda | 935479875 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve an Agreement and Plan of Reorganization that provides for the reorganization of the Invesco Dynamic Credit Opportunities Fund into the Invesco Dynamic Credit Opportunity Fund. | Management | Split | Split | ||||||||
| 2. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Jack M. Fields | Split | Split | |||||||||
| 2 | Martin L. Flanagan | Split | Split | |||||||||
| 3 | Elizabeth Krentzman | Split | Split | |||||||||
| 4 | Robert C. Troccoli | Split | Split | |||||||||
| 5 | James D. Vaughn | Split | Split | |||||||||
| EATON VANCE SENIOR FLOATING-RATE TRUST | ||||||||||||
| Security | 27828Q105 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EFR | Meeting Date | 10-Sep-2021 | |||||||||
| ISIN | US27828Q1058 | Agenda | 935477150 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Keith Quinton | Split | Split | |||||||||
| 2 | Marcus L. Smith | Split | Split | |||||||||
| 3 | Susan J. Sutherland | Split | Split | |||||||||
| GUGGENHEIM FUNDS | ||||||||||||
| Security | 00764C109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AVK | Meeting Date | 22-Sep-2021 | |||||||||
| ISIN | US00764C1099 | Agenda | 935488610 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1A. | Election of Class III Trustee: Mr. Tracy V. Maitland | Management | Split | Split | ||||||||
| 1B. | Election of Class III Trustee: Mr. Ronald A. Nyberg | Management | Split | Split | ||||||||
| INVESCO | ||||||||||||
| Security | 46131F101 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VLT | Meeting Date | 23-Nov-2021 | |||||||||
| ISIN | US46131F1012 | Agenda | 935470714 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Jack M. Fields | Split | Split | |||||||||
| 2 | Martin L. Flanagan | Split | Split | |||||||||
| 3 | Elizabeth Krentzman | Split | Split | |||||||||
| 4 | Robert C. Troccoli | Split | Split | |||||||||
| 5 | James D. Vaughn | Split | Split | |||||||||
| INVESCO SENIOR INCOME TRUST | ||||||||||||
| Security | 46131H107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | VVR | Meeting Date | 23-Nov-2021 | |||||||||
| ISIN | US46131H1077 | Agenda | 935470714 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Jack M. Fields | Split | Split | |||||||||
| 2 | Martin L. Flanagan | Split | Split | |||||||||
| 3 | Elizabeth Krentzman | Split | Split | |||||||||
| 4 | Robert C. Troccoli | Split | Split | |||||||||
| 5 | James D. Vaughn | Split | Split | |||||||||
| SPECIAL OPPORTUNITIES FUND, INC | ||||||||||||
| Security | 84741T104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SPE | Meeting Date | 08-Dec-2021 | |||||||||
| ISIN | US84741T1043 | Agenda | 935521511 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Mr. Andrew Dakos | Split | Split | |||||||||
| 2 | Mr. Phillip Goldstein | Split | Split | |||||||||
| 3 | Mr. Ben Harris | Split | Split | |||||||||
| 4 | Mr. Gerald Hellerman | Split | Split | |||||||||
| 5 | Mr. Mark Lunder | Split | Split | |||||||||
| 6 | Mr. Charles Walden | Split | Split | |||||||||
| 2. | To provide a non-binding advisory vote on whether the amendment to the Fund's proxy voting policy is in the best interests of the Fund and its stockholders. | Management | Split | Split | ||||||||
| BARINGS BDC, INC. | ||||||||||||
| Security | 06759L103 | Meeting Type | Special | |||||||||
| Ticker Symbol | BBDC | Meeting Date | 24-Feb-2022 | |||||||||
| ISIN | US06759L1035 | Agenda | 935540307 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To approve the issuance of shares of Barings BDC, Inc. ("Barings BDC") common stock, $0.001 par value per share ("Barings BDC Common Stock"), pursuant to the Agreement and Plan of Merger, dated as of September 21, 2021, by and among Barings BDC, Mercury Acquisition Sub, Inc., Sierra Income Corporation and Barings LLC (the "Merger Agreement"). | Management | Split | Split | ||||||||
| 2. | To approve the issuance of shares of Barings BDC Common Stock pursuant to the Merger Agreement at a price below its then- current net asset value per share, if applicable. | Management | Split | Split | ||||||||
| 3. | To approve the adjournment of the Barings BDC special meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes at the time of the Barings BDC special meeting to approve Proposal 1 or Proposal 2. | Management | Split | Split | ||||||||
| PGIM INVESTMENTS | ||||||||||||
| Security | 69346J106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GHY | Meeting Date | 09-Mar-2022 | |||||||||
| ISIN | US69346J1060 | Agenda | 935545054 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class I Director: Ellen S. Alberding | Management | Split | Split | ||||||||
| 1.2 | Election of Class I Director: Stuart S. Parker | Management | Split | Split | ||||||||
| 1.3 | Election of Class I Director: Brian K. Reid | Management | Split | Split | ||||||||
| 2. | Ratify the appointment of PricewaterhouseCoopers LLP as the Fund's independent registered public accountant for the fiscal year ending July 31, 2022. | Management | Split | Split | ||||||||
| WESTERN ASSET HIGH INC OPP FD INC. | ||||||||||||
| Security | 95766K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | HIO | Meeting Date | 08-Apr-2022 | |||||||||
| ISIN | US95766K1097 | Agenda | 935557782 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class III Director to serve until 2025 Annual Meeting: William R. Hutchinson | Management | Split | Split | ||||||||
| 1.2 | Election of Class III Director to serve until 2025 Annual Meeting: Nisha Kumar | Management | Split | Split | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending September 30, 2022. | Management | Split | Split | ||||||||
| BRANDYWINEGLOBAL-GLOBAL INCOME OPP FD | ||||||||||||
| Security | 10537L104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | BWG | Meeting Date | 08-Apr-2022 | |||||||||
| ISIN | US10537L1044 | Agenda | 935557819 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class I Director to serve until 2025 Annual Meeting: Daniel P. Cronin | Management | Split | Split | ||||||||
| 1.2 | Election of Class I Director to serve until 2025 Annual Meeting: Paolo M. Cucchi | Management | Split | Split | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending October 31, 2022. | Management | Split | Split | ||||||||
| PGIM SHORT DURATION HIGH YIELD OPP | ||||||||||||
| Security | 69355J104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | SDHY | Meeting Date | 14-Apr-2022 | |||||||||
| ISIN | US69355J1043 | Agenda | 935545066 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class I Trustee: Ellen S. Alberding | Management | Split | Split | ||||||||
| 1.2 | Election of Class I Trustee: Stuart S. Parker | Management | Split | Split | ||||||||
| 1.3 | Election of Class I Trustee: Brian K. Reid | Management | Split | Split | ||||||||
| FIRST TRUST ADVISORS | ||||||||||||
| Security | 33738E109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FSD | Meeting Date | 18-Apr-2022 | |||||||||
| ISIN | US33738E1091 | Agenda | 935569131 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class III Trustee for a three-year term: James A. Bowen | Management | Split | Split | ||||||||
| 1.2 | Election of Class III Trustee for a three-year term: Niel B. Nielson | Management | Split | Split | ||||||||
| PIMCO CLOSED-END FUNDS | ||||||||||||
| Security | 69355M107 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PDO | Meeting Date | 26-Apr-2022 | |||||||||
| ISIN | US69355M1071 | Agenda | 935575398 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Trustee: Deborah A. DeCotis | Management | Split | Split | ||||||||
| 1b. | Election of Trustee: David N. Fisher | Management | Split | Split | ||||||||
| 1c. | Election of Trustee: Joseph B. Kittredge, Jr. | Management | Split | Split | ||||||||
| 1d. | Election of Trustee: E. Grace Vandecruze | Management | Split | Split | ||||||||
| COHEN & STEERS | ||||||||||||
| Security | 19249X108 | Meeting Type | Annual | |||||||||
| Ticker Symbol | PTA | Meeting Date | 27-Apr-2022 | |||||||||
| ISIN | US19249X1081 | Agenda | 935568595 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Joseph M. Harvey | Split | Split | |||||||||
| 2 | Gerald J. Maginnis | Split | Split | |||||||||
| 3 | Daphne L. Richards | Split | Split | |||||||||
| NUVEEN PREFERED & CONVERTIBLE INCOME 2 | ||||||||||||
| Security | 67073D102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JQC | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US67073D1028 | Agenda | 935556184 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1C. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | William C. Hunter | Split | Split | |||||||||
| 2 | Judith M. Stockdale | Split | Split | |||||||||
| 3 | Carole E. Stone | Split | Split | |||||||||
| 4 | Margaret L. Wolff | Split | Split | |||||||||
| NUVEEN CREDIT OPP 2022 TARGET TERM FD | ||||||||||||
| Security | 67075U102 | Meeting Type | Annual | |||||||||
| Ticker Symbol | JCO | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US67075U1025 | Agenda | 935556184 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1C. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | William C. Hunter | Split | Split | |||||||||
| 2 | Judith M. Stockdale | Split | Split | |||||||||
| 3 | Carole E. Stone | Split | Split | |||||||||
| 4 | Margaret L. Wolff | Split | Split | |||||||||
| NUVEEN CORE PLUS IMPACT FUND | ||||||||||||
| Security | 67080D103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | NPCT | Meeting Date | 28-Apr-2022 | |||||||||
| ISIN | US67080D1037 | Agenda | 935556184 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1C. | DIRECTOR | Management | ||||||||||
| 1 | William C. Hunter | For | For | |||||||||
| 2 | Judith M. Stockdale | For | For | |||||||||
| 3 | Carole E. Stone | For | For | |||||||||
| 4 | Margaret L. Wolff | For | For | |||||||||
| WESTERN ASSET DIVERSIFIED INCOME FUND | ||||||||||||
| Security | 95790K109 | Meeting Type | Annual | |||||||||
| Ticker Symbol | WDI | Meeting Date | 06-May-2022 | |||||||||
| ISIN | US95790K1097 | Agenda | 935558710 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1.1 | Election of Class I Trustee to serve until 2025 Annual Meeting: Robert D. Agdern | Management | Split | Split | ||||||||
| 1.2 | Election of Class I Trustee to serve until 2025 Annual Meeting: Carol L. Colman | Management | Split | Split | ||||||||
| 1.3 | Election of Class I Trustee to serve until 2025 Annual Meeting: Daniel P. Cronin | Management | Split | Split | ||||||||
| 2. | To ratify the selection of PricewaterhouseCoopers LLP as the Fund's independent registered public accountants for the fiscal year ending December 31, 2022. | Management | Split | Split | ||||||||
| THE GDL FUND | ||||||||||||
| Security | 361570104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | GDL | Meeting Date | 09-May-2022 | |||||||||
| ISIN | US3615701048 | Agenda | 935569597 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Agnes Mullady | Split | Split | |||||||||
| 2 | Salvatore J. Zizza | Split | Split | |||||||||
| XAI OCTAGON FUNDS | ||||||||||||
| Security | 98400T205 | Meeting Type | Annual | |||||||||
| Ticker Symbol | XFLTPR | Meeting Date | 24-May-2022 | |||||||||
| ISIN | US98400T2050 | Agenda | 935621842 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1a. | Election of Class II Trustee of the Trust, to be elected by common shares and preferred shares voting as a single class, to serve until the 2025 annual meeting: Gregory G. Dingens | Management | Split | Split | ||||||||
| 1b. | Election of Class II Trustee of the Trust, to be elected by preferred shares voting as a separate class, to serve until the 2025 annual meeting: Philip G. Franklin | Management | Split | Split | ||||||||
| APOLLO STRATEGIC GROWTH CAPITAL | ||||||||||||
| Security | G0411R106 | Meeting Type | Special | |||||||||
| Ticker Symbol | APSG | Meeting Date | 25-May-2022 | |||||||||
| ISIN | KYG0411R1065 | Agenda | 935649218 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | The Domestication Proposal - to consider and vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal is approved and adopted, the change of APSG's jurisdiction of incorporation from the Cayman Islands to the State of Delaware by deregistering as an exempted company in the Cayman Islands and continuing and domesticating as a corporation incorporated under the laws of the State of Delaware (the "Domestication" and such proposal, the "Domestication Proposal"). | Management | For | For | ||||||||
| 2. | The Amendment Proposal - to consider and vote upon a proposal to approve by special resolution under Cayman Islands law, assuming the Business Combination Proposal and the Domestication Proposal are approved and adopted, the Acquiror Delaware Certificate, which, if approved, would take effect substantially concurrently with the Closing; 2A through 2K - The Unbundling Precatory Proposals - to approve, on a non-binding advisory basis, certain governance provisions in the Acquiror Delaware Certificate, ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 2a. | To increase the authorized share capital from 361,000,000 shares consisting of 300,000,000 Acquiror Class A Ordinary Shares, 60,000,000 Acquiror Class B Ordinary Shares, and 1,000,000 undesignated preferred shares, par value $0.00005 per share, to authorized capital stock of shares, consisting of (i) 3,000,000,000 shares of Domesticated Acquiror Class A Common Stock, (ii) 3,000,000,000 shares of Domesticated Acquiror Class B Common Stock, (iii) 20,420,250 shares of Domesticated Acquiror ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 2b. | To provide that the Acquiror Delaware Certificate may be amended, altered or repealed by the affirmative vote of the holders of at least 66 2/3% of all the then outstanding shares of stock entitled to vote, voting together as a single class in addition to any other vote required by the Acquiror Delaware Certificate or otherwise required by law. | Management | For | For | ||||||||
| 2c. | To provide that (i) each holder of record of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) will be entitled to vote on the election or removal of directors, voting together as a single class, (ii) any vacancy on the board of directors shall be filled by the affirmative ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 2d. | To elect not to be governed by Section 203 of the DGCL. | Management | For | For | ||||||||
| 2e. | To provide that the Court of Chancery of the State of Delaware or, if such court does not have subject matter jurisdiction, another state or federal court located within the State of Delaware, shall be the exclusive forum for certain actions and claims. | Management | For | For | ||||||||
| 2f. | To provide that each holder of record of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class B Common Stock and Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) be entitled to one vote per share on all matters which stockholders generally are entitled to vote. | Management | For | For | ||||||||
| 2g. | To provide that subject to applicable law and the rights of any holders of outstanding Preferred Stock, (i) each holder of Domesticated Acquiror Class A Common Stock, Domesticated Acquiror Class X Common Stock (solely prior to the automatic conversion thereof to shares of Domesticated Acquiror Class A Common Stock upon the Closing) and Class A-1 Preferred Stock shall be entitled to receive, ratably with the other participating shares, such dividends and other distributions as ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 2h. | To eliminate various provisions in the Existing Organizational Documents applicable only to blank check companies, including the provisions requiring that APSG have net tangible assets of at least $5,000,001 immediately prior to, or upon such consummation of, a business combination. | Management | For | For | ||||||||
| 2i. | To restrict holders of Domesticated Acquiror Class B Common Stock from transferring their shares of Domesticated Acquiror Class B Common Stock unless such holder also transfers an equal number of Opco B Ordinary Shares in accordance with the GBT Amended & Restated M&A. | Management | For | For | ||||||||
| 2j. | To allow PubCo, subject to the terms of the Business Combination Agreement, the Acquiror Delaware Certificate and the Acquiror Delaware Bylaws, to take all such actions as are contemplated by the Business Combination Agreement to cause the issuance of its equity securities as called for by the Egencia Equity Contribution Agreement and in accordance with the Acquiror Delaware Certificate, including any issuances, redemptions and cancellations and/or adjustments for no consideration. | Management | For | For | ||||||||
| 2k. | To require PubCo to issue, reserve for issuance, cancel and/or redeem certain of its equity securities in accordance with the terms of the Exchange Agreement. | Management | For | For | ||||||||
| 3. | The Business Combination Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law and adopt, assuming the Domestication Proposal and Amendment Proposal are approved, the Business Combination Agreement (as amended from time to time, the "Business Combination Agreement"), dated as of December 2, 2021, by and between APSG and GBT Jersey Co Limited, a company limited by shares incorporated under the laws of Jersey ("GBT"), and the ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 4. | The Issuance Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal and the Business Combination Proposal are approved and adopted, for the purposes of complying with the applicable listing rules of the New York Stock Exchange, the issuance of Domesticated Acquiror Class A Common Stock to the PIPE Investors (as defined below) pursuant to the PIPE Subscription Agreements (as defined below) (the "Issuance Proposal"). | Management | For | For | ||||||||
| 5. | The Equity Incentive Plan Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal and the Issuance Proposal are approved and adopted, the Global Business Travel Group, Inc. 2022 Equity Incentive Plan, a copy of which is attached to the enclosed proxy statement/ prospectus as Annex E (the "Equity Incentive Plan Proposal"). | Management | For | For | ||||||||
| 6. | The ESPP Proposal - to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law, assuming the Domestication Proposal, the Amendment Proposal, the Business Combination Proposal, the Issuance Proposal, and the Equity Incentive Plan Proposal are approved and adopted, the Global Business Travel Group, Inc. Employee Stock Purchase Plan (the "ESPP"), a copy of which is attached to the enclosed proxy statement/prospectus as Annex F (the "ESPP Proposal" and, ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| 7. | The Adjournment Proposal - if put to the meeting, to consider and vote upon a proposal to approve by ordinary resolution under Cayman Islands law the adjournment of the Special Meeting to a later date or dates, if necessary, to permit further solicitation and vote of proxies if, based upon the proxies held at the time of the Special Meeting, any of the Condition Precedent Proposals would not be duly approved and adopted by our shareholders or we determine that one or more of the closing ...(due to space limits, see proxy material for full proposal). | Management | For | For | ||||||||
| APOLLO SENIOR FLOATING RATE, INC. | ||||||||||||
| Security | 037638103 | Meeting Type | Annual | |||||||||
| Ticker Symbol | AIF | Meeting Date | 09-Jun-2022 | |||||||||
| ISIN | US0376381036 | Agenda | 935623997 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Glenn N. Marchak | Split | Split | |||||||||
| 2 | Todd J. Slotkin | Split | Split | |||||||||
| 3 | Elliot Stein, Jr. | Split | Split | |||||||||
| MCDERMOTT INTERNATIONAL, LTD | ||||||||||||
| Security | G5924V106 | Meeting Type | Annual | |||||||||
| Ticker Symbol | MCDIF | Meeting Date | 14-Jun-2022 | |||||||||
| ISIN | BMG5924V1063 | Agenda | 935630043 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | To appoint Michael McKelvy as Chairman of the 2022 Annual General Meeting of Members. | Management | Split | Split | ||||||||
| 2. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Craig Broderick | Split | Split | |||||||||
| 2 | Neil Bruce | Split | Split | |||||||||
| 3 | Barbara Duganier | Split | Split | |||||||||
| 4 | Andrew Gould | Split | Split | |||||||||
| 5 | Alan Hirshberg | Split | Split | |||||||||
| 6 | Nils Larsen | Split | Split | |||||||||
| 7 | Lee McIntire | Split | Split | |||||||||
| 8 | Michael McKelvy | Split | Split | |||||||||
| 9 | Paul Soldatos | Split | Split | |||||||||
| 3. | To approve amendments to Bye-Law 31 of the Amended and Restated Bye-Laws of McDermott International, Ltd. | Management | Split | Split | ||||||||
| 4. | To appoint Ernst & Young LLP as the Auditor of McDermott International, Ltd for a term extending until the close of the 2023 Annual General Meeting of Members and give the Audit Committee of the Board of Directors the authority to set the remuneration of the Company's Auditor. | Management | Split | Split | ||||||||
| FIRST EAGLE ALTERNATIVE CAPITAL BDC, INC | ||||||||||||
| Security | 26943B100 | Meeting Type | Annual | |||||||||
| Ticker Symbol | FCRD | Meeting Date | 16-Jun-2022 | |||||||||
| ISIN | US26943B1008 | Agenda | 935635221 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Christopher J. Flynn | Split | Split | |||||||||
| 2 | E.P. Giambastiani, Jr. | Split | Split | |||||||||
| 3 | Nancy Hawthorne | Split | Split | |||||||||
| 4 | James D. Kern | Split | Split | |||||||||
| 5 | Deborah McAneny | Split | Split | |||||||||
| 6 | Jane Musser Nelson | Split | Split | |||||||||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2022. | Management | Split | Split | ||||||||
| 3. | To approve the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. | Management | Split | Split | ||||||||
| MORGAN STANLEY EMERGING MKTS | ||||||||||||
| Security | 617477104 | Meeting Type | Annual | |||||||||
| Ticker Symbol | EDD | Meeting Date | 24-Jun-2022 | |||||||||
| ISIN | US6174771047 | Agenda | 935650817 - Management | |||||||||
| Item | Proposal | Proposed by | Vote | For/Against Management | ||||||||
| 1. | DIRECTOR | Management | Split | Split | ||||||||
| 1 | Frances L. Cashman* | Split | Split | |||||||||
| 2 | Frank L. Bowman# | Split | Split | |||||||||
| 3 | Jakki L. Haussler# | Split | Split | |||||||||
| 4 | Manuel H. Johnson# | Split | Split | |||||||||
| 5 | Eddie A. Grier# | Split | Split | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | ||
| /s/ Patrick W. Galley | ||
| By: Patrick W. Galley | ||
| Title: President and Chairman of the Board | ||
| Date: August 29, 2022 | ||