UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): October 25, 2016
Forterra, Inc.
(Exact Name of Registrant as Specified in Charter)
| Delaware | 1-37921 | 37-1830464 | ||
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (I.R.S Employer Identification No.) |
| 511 East John Carpenter Freeway, 6th Floor, Irving, TX | 75062 | |
| (Address of Principal Executive Offices) | (Zip Code) |
(469) 458-7973
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Explanatory Note
Forterra, Inc. (the “Company”) is filing this amendment (this “Amendment”) to the Company’s Current Report on Form 8-K filed with the Securities and Exchange Commission on October 28, 2016 (the “Original Report”) solely to file the exhibits set forth in Item 9.01 hereof. This Amendment does not change any disclosure set forth in the Original Report and, other than as expressly stated in the foregoing sentence, there are no changes to the Original Report.
Item 9.01. Financial Statements and Exhibits.
| (d) | Exhibits |
| 10.1 | Senior Lien Term Loan Credit Agreement dated October 25, 2016 by and among Forterra, Inc., Forterra Finance, LLC, as borrower, the lenders party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent. | |
| 10.2 | ABL Credit Agreement dated October 25, 2016 by and among Forterra, Inc. and certain of its subsidiaries, as borrowers, the lenders party thereto and Bank of America, N.A., as agent. | |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| Forterra, Inc. |
/s/ Lori M. Browne |
| Lori M. Browne |
| Senior Vice President, General Counsel and Secretary |
Date: November 10, 2016
Exhibit Index
Exhibit | Description | |
| 10.1 | Senior Lien Term Loan Credit Agreement dated October 25, 2016 by and among Forterra, Inc., Forterra Finance, LLC, as borrower, the lenders party thereto and Credit Suisse AG, Cayman Islands Branch, as administrative agent. | |
| 10.2 | ABL Credit Agreement dated October 25, 2016 by and among Forterra, Inc. and certain of its subsidiaries, as borrowers, the lenders party thereto and Bank of America, N.A., as agent. | |
