SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 10/24/2018 | 3. Issuer Name and Ticker or Trading Symbol YETI Holdings, Inc. [ YETI ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 7,821,694(1) | I | See Footnotes(1)(2) |
Common Stock | 816,232(3) | I | See Footnotes(2)(3) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option | (4) | 06/15/2022 | Common Stock | 271,548(5) | 0.38 | I | See Footnotes(2)(5) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. Represents shares of common stock held by RRS Ice 2, LP. Ryan R. Seiders is the manager of RRS ICE Management, LLC, the general partner of RRS Ice 2, LP. |
2. The Reporting Persons are party to a Voting Agreement pursuant to which the Reporting Persons may be deemed to have beneficial ownership over shares of common stock held by other parties to the Voting Agreement. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. The filing of this statement shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of any securities reported herein. |
3. Represents shares of common stock held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP. |
4. The stock option became exercisable as to 135,774 shares on July 31, 2017 and as to the remaining 135,774 shares on July 31, 2018. |
5. Represents a stock option held by OPTIONS ICE, LP. Ryan R. Seiders is the manager of Options Ice GP, LLC, the general partner of OPTIONS ICE, LP. |
Remarks: |
Exhibit List Exhibit 24.1 - Power of Attorney |
Ryan R. Seiders By: /s/ Bryan C. Barksdale, as Attorney-in-Fact | 10/24/2018 | |
RRS Ice 2, LP By: /s/ Bryan C. Barksdale, as Attorney-in-Fact | 10/24/2018 | |
OPTIONS ICE, LP By: /s/ Bryan C. Barksdale, as Attorney-in-Fact | 10/24/2018 | |
Options Ice GP, LLC By: /s/ Bryan C. Barksdale, as Attorney-in-Fact | 10/24/2018 | |
RRS ICE Management, LLC By: /s/ Bryan C. Barksdale, as Attorney-in-Fact | 10/24/2018 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |