SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 07/26/2016 | 3. Issuer Name and Ticker or Trading Symbol IntraLinks Holdings, Inc. [ IL ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 16,131 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (right to buy)(1) | (2) | 04/05/2023 | Common Stock | 60,000 | 5.78 | D | |
Stock Option (right to buy)(1) | (3) | 10/03/2023 | Common Stock | 20,000 | 8.73 | D | |
Restricted Stock Units | (4) | (4) | Common Stock | 5,208 | (5) | D | |
Restricted Stock Units | (6) | (6) | Common Stock | 4,630 | (5) | D | |
Restricted Stock Units | (7) | (7) | Common Stock | 6,795 | (5) | D | |
Restricted Stock Units | (8) | (8) | Common Stock | 38,600 | (5) | D |
Explanation of Responses: |
1. Stock options granted by Issuer pursuant to its 2010 Equity Incentive Plan, as amended and restated, and qualified under Rule 16b-3(d). |
2. The stock options vest and become exercisable as follows: 25% vest on April 30, 2014 and the remainder of the shares vest in equal monthly installments over the 36 months thereafter. |
3. The stock options vest and become exercisable as follows: 25% vest on September 30, 2014 and the remainder of the shares vest in equal monthly installments over the 36 months thereafter. |
4. 25% of the restricted stock units will vest and settle on April 30, 2014, and the remaining restricted stock units vest in 36 equal monthly installments thereafter. |
5. Restricted stock units granted by Issuer pursuant to its 2010 Equity Incentive Plan and qualified under Rule 16b-3(d). Each restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer. |
6. 25% of the restricted stock units will vest and settle on July 31, 2015, and the remaining restricted stock units vest in 36 equal monthly installments thereafter. |
7. 25% of the restricted stock units will vest and settle on July 31, 2016, and the remaining restricted stock units vest in 36 equal monthly installments thereafter. |
8. 25% of the restricted stock units will vest and settle on February 28, 2017, and the remaining restricted stock units vest in 36 equal monthly installments thereafter. |
Remarks: |
/s/ Jolie Siegel, Attorney-In-Fact | 08/05/2016 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |