UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23177
GOEHRING & ROZENCWAJG INVESTMENT FUNDS
(Exact name of registrant as specified in charter)
110 Wall Street
New York, NY 10005-5991
(Address of principal executive offices) (Zip code)
Adam A. Rozencwajg
Goehring & Rozencwajg Associates, LLC
110 Wall Street
New York, NY 10005-5991
(Name and Address of Agent for Service)
With copies to:
James M. Forbes, Esq.
Ropes & Gray LLP
Prudential Tower
800 Boylston St.
Boston, MA 02199-3600
Registrant’s Telephone Number, including Area Code: (646) 216-9777
Date of fiscal year end: May 31
Date of reporting period: July 1, 2017 - June 30, 2018
Item 1 – Proxy Voting Record.
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-23177
Reporting Period: 07/01/2017 - 06/30/2018
Goehring & Rozencwajg Investment Funds
==================== Goehring & Rozencwajg Investment Funds ====================
AGNICO EAGLE MINES LIMITED
Ticker: AEM Security ID: 008474108
Meeting Date: APR 27, 2018 Meeting Type: Annual/Special
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leanne M. Baker For For Management
1.2 Elect Director Sean Boyd For For Management
1.3 Elect Director Martine A. Celej For For Management
1.4 Elect Director Robert J. Gemmell For For Management
1.5 Elect Director Mel Leiderman For For Management
1.6 Elect Director Deborah McCombe For For Management
1.7 Elect Director James D. Nasso For For Management
1.8 Elect Director Sean Riley For For Management
1.9 Elect Director J. Merfyn Roberts For For Management
1.10 Elect Director Jamie C. Sokalsky For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Amend Stock Option Plan For For Management
4 Amend By-Laws For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ALTA MESA RESOURCES, INC.
Ticker: AMR Security ID: 02133L109
Meeting Date: JUN 18, 2018 Meeting Type: Annual
Record Date: MAY 15, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Sylvia J. Kerrigan For For Management
1b Elect Director Donald R. Sinclair For For Management
--------------------------------------------------------------------------------
AMERIGO RESOURCES LTD.
Ticker: ARG Security ID: 03074G109
Meeting Date: MAY 07, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Klaus Zeitler For For Management
2.2 Elect Director Robert Gayton For For Management
2.3 Elect Director Sidney Robinson For For Management
2.4 Elect Director Alberto Salas For For Management
2.5 Elect Director George Ireland For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
5 Approve Shareholder Rights Plan For Against Management
6 Other Business For Against Management
--------------------------------------------------------------------------------
ARCH COAL, INC.
Ticker: ARCH Security ID: 039380407
Meeting Date: APR 30, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Patrick J. Bartels, Jr. For For Management
1b Elect Director James N. Chapman For For Management
1c Elect Director John W. Eaves For For Management
1d Elect Director Sherman K. Edmiston, III For For Management
1e Elect Director Patrick A. Kriegshauser For For Management
1f Elect Director Richard A. Navarre For For Management
1g Elect Director Scott D. Vogel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
ARIZONA MINING INC.
Ticker: AZ Security ID: 040521106
Meeting Date: JUN 15, 2018 Meeting Type: Annual/Special
Record Date: MAY 11, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director James (Jim) Gowans For For Management
2.2 Elect Director Poonam Puri For For Management
2.3 Elect Director Donald R. Siemens For For Management
2.4 Elect Director Donald Taylor For For Management
2.5 Elect Director Richard W. Warke For For Management
2.6 Elect Director William Mulrow For For Management
2.7 Elect Director John Boehner For For Management
2.8 Elect Director Gillian Winckler For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan For Against Management
--------------------------------------------------------------------------------
ATWOOD OCEANICS, INC.
Ticker: ATW Security ID: 050095108
Meeting Date: OCT 05, 2017 Meeting Type: Special
Record Date: AUG 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Advisory Vote on Golden Parachutes For Against Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AURYN RESOURCES INC.
Ticker: AUG Security ID: 05208W108
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Shawn Wallace For For Management
2.2 Elect Director Ivan James Bebek For For Management
2.3 Elect Director Gordon J. Fretwell For For Management
2.4 Elect Director Steve Cook For For Management
2.5 Elect Director Michael Kosowan For For Management
2.6 Elect Director Daniel T. McCoy For For Management
2.7 Elect Director Antonio Arribas For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
BASIC ENERGY SERVICES, INC.
Ticker: BAS Security ID: 06985P209
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy H. Day For Withhold Management
1.2 Elect Director John Jackson For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CAMECO CORPORATION
Ticker: CCO Security ID: 13321L108
Meeting Date: MAY 16, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
A1 Elect Director Ian Bruce For For Management
A2 Elect Director Daniel Camus For For Management
A3 Elect Director John Clappison For For Management
A4 Elect Director Donald Deranger For For Management
A5 Elect Director Catherine Gignac For For Management
A6 Elect Director Tim Gitzel For For Management
A7 Elect Director Jim Gowans For For Management
A8 Elect Director Kathryn (Kate) Jackson For For Management
A9 Elect Director Don Kayne For For Management
A10 Elect Director Anne McLellan For For Management
B Ratify KPMG LLP as Auditors For For Management
C Advisory Vote on Executive For For Management
Compensation Approach
D The Undersigned Hereby Certifies that None Against Management
the Shares Represented by this Proxy
are Owned and Controlled by a Canadian.
Vote FOR = Yes and ABSTAIN = No. A
Vote Against will be treated as not
voted.
--------------------------------------------------------------------------------
CARRIZO OIL & GAS, INC.
Ticker: CRZO Security ID: 144577103
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director S.P. Johnson, IV For For Management
1.2 Elect Director Steven A. Webster For For Management
1.3 Elect Director F. Gardner Parker For For Management
1.4 Elect Director Aldrich Sevilla-Sacasa For For Management
1.5 Elect Director Thomas L. Carter, Jr. For For Management
1.6 Elect Director Robert F. Fulton For For Management
1.7 Elect Director Roger A. Ramsey For For Management
1.8 Elect Director Frank A. Wojtek For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Issuance of Shares for a For For Management
Private Placement
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
CENTENNIAL RESOURCE DEVELOPMENT, INC.
Ticker: CDEV Security ID: 15136A102
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Karl E. Bandtel For Withhold Management
1.2 Elect Director Matthew G. Hyde For For Management
1.3 Elect Director Jeffrey H. Tepper For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CES ENERGY SOLUTIONS CORP.
Ticker: CEU Security ID: 15713J104
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: APR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Rodney L. Carpenter For For Management
2.2 Elect Director Stella Cosby For For Management
2.3 Elect Director John M. Hooks For For Management
2.4 Elect Director Kyle D. Kitagawa For For Management
2.5 Elect Director Thomas J. Simons For For Management
2.6 Elect Director D. Michael G. Stewart For For Management
2.7 Elect Director Burton J. Ahrens For For Management
2.8 Elect Director Philip J. Scherman For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
CF INDUSTRIES HOLDINGS, INC.
Ticker: CF Security ID: 125269100
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Robert C. Arzbaecher For For Management
1b Elect Director William Davisson For For Management
1c Elect Director John W. Eaves For For Management
1d Elect Director Stephen A. Furbacher For For Management
1e Elect Director Stephen J. Hagge For For Management
1f Elect Director John D. Johnson For For Management
1g Elect Director Anne P. Noonan For For Management
1h Elect Director Michael J. Toelle For For Management
1i Elect Director Theresa E. Wagler For For Management
1j Elect Director W. Anthony Will For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Existing Ownership Threshold For Against Management
for Shareholders to Call Special
Meeting
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CHAPARRAL ENERGY, INC.
Ticker: Security ID: 15942R208
Meeting Date: MAR 06, 2018 Meeting Type: Special
Record Date: FEB 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the First Amendment to the For For Management
Stockholders Agreement
--------------------------------------------------------------------------------
CHAPARRAL ENERGY, INC.
Ticker: Security ID: 15942R208
Meeting Date: JUN 29, 2018 Meeting Type: Annual
Record Date: MAY 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director K. Earl Reynolds For For Management
1.2 Elect Director Robert F. Heinemann For For Management
1.3 Elect Director Douglas E. Brooks For Withhold Management
1.4 Elect Director Matthew D. Cabell For Withhold Management
1.5 Elect Director Samuel Langford For For Management
1.6 Elect Director Kenneth W. Moore For Withhold Management
1.7 Elect Director Gysle Shellum For For Management
1.8 Elect Director David Geenberg For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
CIMAREX ENERGY CO.
Ticker: XEC Security ID: 171798101
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph R. Albi For For Management
1.2 Elect Director Lisa A. Stewart For For Management
1.3 Elect Director Michael J. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
CONCHO RESOURCES INC.
Ticker: CXO Security ID: 20605P101
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven L. Beal For For Management
1.2 Elect Director Tucker S. Bridwell For For Management
1.3 Elect Director Mark B. Puckett For For Management
1.4 Elect Director E. Joseph Wright For For Management
2 Ratify Grant Thornton LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CONTURA ENERGY, INC.
Ticker: CNTE Security ID: 21241B100
Meeting Date: MAY 01, 2018 Meeting Type: Annual
Record Date: MAR 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kevin S. Crutchfield For Withhold Management
1.2 Elect Director Albert E. Ferrara, Jr. For Withhold Management
1.3 Elect Director Anthony J. Orlando For Withhold Management
1.4 Elect Director Neale X. Trangucci For Withhold Management
1.5 Elect Director Michael J. Ward For For Management
--------------------------------------------------------------------------------
COPPER MOUNTAIN MINING CORPORATION
Ticker: CUM Security ID: 21750U101
Meeting Date: MAR 26, 2018 Meeting Type: Special
Record Date: FEB 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with Merger For For Management
--------------------------------------------------------------------------------
COPPER MOUNTAIN MINING CORPORATION
Ticker: CUM Security ID: 21750U101
Meeting Date: JUN 20, 2018 Meeting Type: Annual/Special
Record Date: MAY 16, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director James C. O'Rourke For For Management
2.2 Elect Director Gilmour Clausen For For Management
2.3 Elect Director Bruce Aunger For For Management
2.4 Elect Director Allan Cloke For For Management
2.5 Elect Director Alistair Cowden For For Management
2.6 Elect Director Marin Katusa For For Management
2.7 Elect Director Carl Renzoni For For Management
2.8 Elect Director William Washington For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Stock Option Plan For For Management
5 Advisory Vote on Executive For Against Management
Compensation Approach
--------------------------------------------------------------------------------
DALRADIAN RESOURCES INC.
Ticker: DNA Security ID: 235499100
Meeting Date: JUN 22, 2018 Meeting Type: Annual/Special
Record Date: MAY 09, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Rutherford For For Management
1.2 Elect Director Nicole Adshead-Bell For For Management
1.3 Elect Director Patrick F. N. Anderson For For Management
1.4 Elect Director Michael Barton For For Management
1.5 Elect Director Patrick G. Downey For For Management
1.6 Elect Director Ronald P. Gagel For For Management
1.7 Elect Director Thomas J. Obradovich For For Management
1.8 Elect Director Sean E. O. Roosen For For Management
1.9 Elect Director Jonathan Rubenstein For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Re-approve Restricted Share Unit Plan For Against Management
4 Re-approve Share Incentive Plan of For Against Management
Dalradian Gold Limited
--------------------------------------------------------------------------------
DIAMOND OFFSHORE DRILLING, INC.
Ticker: DO Security ID: 25271C102
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James S. Tisch For Against Management
1.2 Elect Director Marc Edwards For Against Management
1.3 Elect Director Charles L. Fabrikant For Against Management
1.4 Elect Director Paul G. Gaffney, II For For Management
1.5 Elect Director Edward Grebow For For Management
1.6 Elect Director Kenneth I. Siegel For Against Management
1.7 Elect Director Clifford M. Sobel For For Management
1.8 Elect Director Andrew H. Tisch For Against Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DIAMONDBACK ENERGY, INC.
Ticker: FANG Security ID: 25278X109
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven E. West For For Management
1.2 Elect Director Travis D. Stice For For Management
1.3 Elect Director Michael L. Hollis For For Management
1.4 Elect Director Michael P. Cross For For Management
1.5 Elect Director David L. Houston For For Management
1.6 Elect Director Mark L. Plaumann For For Management
1.7 Elect Director Melanie M. Trent For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Grant Thornton LLP as Auditors For For Management
--------------------------------------------------------------------------------
ENDEAVOUR MINING CORPORATION
Ticker: EDV Security ID: G3040R158
Meeting Date: JUN 26, 2018 Meeting Type: Annual
Record Date: MAY 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Beckett For For Management
1.2 Elect Director James Askew For For Management
1.3 Elect Director Ian Cockerill For For Management
1.4 Elect Director Olivier Colom For For Management
1.5 Elect Director Livia Mahler For For Management
1.6 Elect Director Wayne McManus For For Management
1.7 Elect Director Sebastien de Montessus For For Management
1.8 Elect Director Naguib Sawiris For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
ENERGEN CORPORATION
Ticker: EGN Security ID: 29265N108
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: FEB 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jonathan Z. Cohen For Against Management
1.2 Elect Director William G. Hargett For For Management
1.3 Elect Director Alan A. Kleier For For Management
1.4 Elect Director Vincent J. Intrieri For For Management
1.5 Elect Director Laurence M. Downes For For Management
1.6 Elect Director Lori A. Lancaster For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: OCT 05, 2017 Meeting Type: Special
Record Date: AUG 23, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For Against Management
2 Authorize Issue of Equity with For For Management
Pre-emptive Rights
3 Authorize Issue of Equity without For For Management
Pre-emptive Rights
4 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Other Capital
Investment
--------------------------------------------------------------------------------
ENSCO PLC
Ticker: ESV Security ID: G3157S106
Meeting Date: MAY 21, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director J. Roderick Clark For For Management
1b Elect Director Roxanne J. Decyk For For Management
1c Elect Director Mary E. Francis For For Management
1d Elect Director C. Christopher Gaut For For Management
1e Elect Director Jack E. Golden For For Management
1f Elect Director Gerald W. Haddock For For Management
1g Elect Director Francis S. Kalman For For Management
1h Elect Director Keith O. Rattie For For Management
1i Elect Director Paul E. Rowsey, III For For Management
1j Elect Director Carl G. Trowell For For Management
1k Elect Director Phil D. Wedemeyer For For Management
2 Ratify KPMG LLP as US Independent For For Management
Auditor
3 Appoint KPMG LLP as UK Statutory For For Management
Auditor
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Approve Omnibus Stock Plan For For Management
6 Approve Remuneration Report For Against Management
7 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
8 Accept Financial Statements and For For Management
Statutory Reports
9 Authorize Share Repurchase Program For For Management
10 Authorize Issue of Equity with For For Management
Pre-emptive Rights
11 Authorize Issue of Equity without For For Management
Pre-emptive Rights
12 Authorize Issue of Equity without For For Management
Pre-emptive Rights In Connection with
an Acquisition or Specified Capital
Investment
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: APR 24, 2018 Meeting Type: Annual
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director Robert P. Daniels For For Management
1d Elect Director James C. Day For For Management
1e Elect Director C. Christopher Gaut For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Deloitte & Touche LLP as For For Management
Auditors
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ERO COPPER CORP.
Ticker: ERO Security ID: 296006109
Meeting Date: JUN 14, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Christopher Noel Dunn For For Management
2.2 Elect Director David Strang For For Management
2.3 Elect Director Lyle Braaten For For Management
2.4 Elect Director Steven Busby For For Management
2.5 Elect Director John Wright For For Management
2.6 Elect Director Matthew Wubs For For Management
2.7 Elect Director Robert Getz For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
EXCELSIOR MINING CORP.
Ticker: MIN Security ID: 300763208
Meeting Date: SEP 08, 2017 Meeting Type: Annual/Special
Record Date: AUG 02, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2a Elect Director Mark J. Morabito For For Management
2b Elect Director Stephen Twyerould For For Management
2c Elect Director Colin Kinley For Withhold Management
2d Elect Director Jay Sujir For Withhold Management
2e Elect Director Steven W. Lynn For For Management
2f Elect Director Jim Kolbe For For Management
2g Elect Director Michael Haworth For Withhold Management
2h Elect Director Robin Renwick For For Management
3 Approve PricewaterhouseCoopers LLP as For Withhold Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Stock Option Plan For Against Management
--------------------------------------------------------------------------------
EXCELSIOR MINING CORP.
Ticker: MIN Security ID: 300763208
Meeting Date: JUN 28, 2018 Meeting Type: Annual/Special
Record Date: MAY 18, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2a Elect Director Mark J. Morabito For Withhold Management
2b Elect Director Stephen Twyerould For Withhold Management
2c Elect Director Colin Kinley For Withhold Management
2d Elect Director Jim Kolbe For For Management
2e Elect Director Michael Haworth For Withhold Management
2f Elect Director Robin Renwick For For Management
2g Elect Director Fred DuVal For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Approve Stock Option Plan For Against Management
5 Approve Restricted Share Unit Plan For Against Management
6 Approve Performance Share Unit Plan For For Management
--------------------------------------------------------------------------------
FIRST QUANTUM MINERALS LTD.
Ticker: FM Security ID: 335934105
Meeting Date: MAY 03, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Eight For For Management
2.1 Elect Director Philip K.R. Pascall For For Management
2.2 Elect Director G. Clive Newall For For Management
2.3 Elect Director Kathleen A. Hogenson For For Management
2.4 Elect Director Peter St. George For For Management
2.5 Elect Director Andrew B. Adams For For Management
2.6 Elect Director Paul Brunner For For Management
2.7 Elect Director Robert Harding For For Management
2.8 Elect Director Simon Scott For For Management
3 Approve PricewaterhouseCoopers LLP For For Management
(UK) as Auditors and Authorize Board
to Fix Their Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
FREEPORT-MCMORAN INC.
Ticker: FCX Security ID: 35671D857
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Adkerson For For Management
1.2 Elect Director Gerald J. Ford For For Management
1.3 Elect Director Lydia H. Kennard For For Management
1.4 Elect Director Jon C. Madonna For For Management
1.5 Elect Director Courtney Mather For For Management
1.6 Elect Director Dustan E. McCoy For For Management
1.7 Elect Director Frances Fragos Townsend For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HELMERICH & PAYNE, INC.
Ticker: HP Security ID: 423452101
Meeting Date: MAR 06, 2018 Meeting Type: Annual
Record Date: JAN 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kevin G. Cramton For For Management
1b Elect Director Randy A. Foutch For For Management
1c Elect Director Hans Helmerich For For Management
1d Elect Director John W. Lindsay For For Management
1e Elect Director Paula Marshall For For Management
1f Elect Director Jose R. Mas For For Management
1g Elect Director Thomas A. Petrie For For Management
1h Elect Director Donald F. Robillard, Jr. For For Management
1i Elect Director Edward B. Rust, Jr. For For Management
1j Elect Director John D. Zeglis For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HUDBAY MINERALS INC.
Ticker: HBM Security ID: 443628102
Meeting Date: MAY 03, 2018 Meeting Type: Annual/Special
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol T. Banducci For For Management
1b Elect Director Igor A. Gonzales For For Management
1c Elect Director Alan Hair For For Management
1d Elect Director Alan R. Hibben For For Management
1e Elect Director W. Warren Holmes For For Management
1f Elect Director Sarah B. Kavanagh For For Management
1g Elect Director Carin S. Knickel For For Management
1h Elect Director Alan J. Lenczner For For Management
1i Elect Director Colin Osborne For For Management
1j Elect Director Kenneth G. Stowe For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Change Location of Registered Office For For Management
from Manitoba to Ontario
4 Adopt By-Law No. 1 For For Management
5 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
JONES ENERGY, INC.
Ticker: JONE Security ID: 48019R108
Meeting Date: MAY 22, 2018 Meeting Type: Annual
Record Date: MAR 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mike S. McConnell For For Management
1.2 Elect Director Halbert S. Washburn For For Management
2 Approve Reverse Stock Split For For Management
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: X45213109
Meeting Date: MAR 15, 2018 Meeting Type: Special
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Amend Statute Re: Corporate Purpose For For Management
6 Approve Changes in Composition of None Against Shareholder
Supervisory Board
7 Close Meeting None None Management
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: X45213109
Meeting Date: APR 13, 2018 Meeting Type: Special
Record Date: FEB 27, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Changes in Composition of None Against Shareholder
Supervisory Board
2 Close Meeting None None Management
--------------------------------------------------------------------------------
KIRKLAND LAKE GOLD LTD.
Ticker: KL Security ID: 49741E100
Meeting Date: MAY 02, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony Makuch For For Management
1b Elect Director Jonathan Gill For For Management
1c Elect Director Arnold Klassen For For Management
1d Elect Director Pamela Klessig For For Management
1e Elect Director Barry Olson For For Management
1f Elect Director Jeffrey Parr For For Management
1g Elect Director Eric Sprott For For Management
1h Elect Director Raymond Threlkeld For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
LION ONE METALS LIMITED
Ticker: LIO Security ID: 536216104
Meeting Date: DEC 18, 2017 Meeting Type: Annual/Special
Record Date: OCT 30, 2017
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Walter H. Berukoff For For Management
2.2 Elect Director Stephen T. Mann For For Management
2.3 Elect Director Richard J. Meli For For Management
2.4 Elect Director Kevin Puil For For Management
2.5 Elect Director John F. Robinson For For Management
3 Ratify Davidson & Company LLP as For For Management
Auditors
4 Authorize Board to Fix Remuneration of For For Management
Auditors
5 Re-approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
LUNDIN MINING CORPORATION
Ticker: LUN Security ID: 550372106
Meeting Date: MAY 11, 2018 Meeting Type: Annual
Record Date: MAR 23, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald K. Charter For For Management
1.2 Elect Director Paul K. Conibear For For Management
1.3 Elect Director John H. Craig For For Management
1.4 Elect Director Peter C. Jones For For Management
1.5 Elect Director Lukas H. Lundin For For Management
1.6 Elect Director Dale C. Peniuk For For Management
1.7 Elect Director William A. Rand For For Management
1.8 Elect Director Catherine J. G. Stefan For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
MARATHON GOLD CORPORATION
Ticker: MOZ Security ID: 56580Q102
Meeting Date: JUN 05, 2018 Meeting Type: Annual
Record Date: APR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director George D. Faught For For Management
1.2 Elect Director Phillip C. Walford For For Management
1.3 Elect Director Julian B. Kemp For For Management
1.4 Elect Director Joseph G. Spiteri For For Management
1.5 Elect Director Douglas H. Bache For For Management
1.6 Elect Director Janice A. Stairs For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 07, 2018 Meeting Type: Annual
Record Date: APR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Byerley For For Management
1.2 Elect Director Julia P. Forrester For For Management
1.3 Elect Director Timothy E. Parker For For Management
1.4 Elect Director David M. Posner For For Management
1.5 Elect Director Kenneth L. Stewart For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify KPMG LLP as Auditors For For Management
--------------------------------------------------------------------------------
MOUNTAIN PROVINCE DIAMONDS INC.
Ticker: MPV Security ID: 62426E402
Meeting Date: APR 09, 2018 Meeting Type: Special
Record Date: MAR 05, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition of Kennady Diamonds Inc.
--------------------------------------------------------------------------------
MOUNTAIN PROVINCE DIAMONDS INC.
Ticker: MPV Security ID: 62426E402
Meeting Date: JUN 19, 2018 Meeting Type: Annual
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Jonathan Comerford For For Management
2.2 Elect Director Bruce Dresner For For Management
2.3 Elect Director Karen Goracke For For Management
2.4 Elect Director Peeyush Varshney For For Management
2.5 Elect Director Carl Verley For For Management
2.6 Elect Director David Whittle For For Management
3 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
NEW GOLD INC.
Ticker: NGD Security ID: 644535106
Meeting Date: APR 25, 2018 Meeting Type: Annual
Record Date: MAR 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Seven For For Management
2.1 Elect Director Gillian Davidson For For Management
2.2 Elect Director James Estey For For Management
2.3 Elect Director Margaret Mulligan For For Management
2.4 Elect Director Ian Pearce For For Management
2.5 Elect Director Hannes Portmann For For Management
2.6 Elect Director Marilyn Schonberner For For Management
2.7 Elect Director Raymond Threlkeld For For Management
3 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
4 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
NEWFIELD EXPLORATION COMPANY
Ticker: NFX Security ID: 651290108
Meeting Date: MAY 15, 2018 Meeting Type: Annual
Record Date: MAR 20, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lee K. Boothby For For Management
1b Elect Director Pamela J. Gardner For For Management
1c Elect Director Edgar R. Giesinger, Jr. For For Management
1d Elect Director Steven W. Nance For For Management
1e Elect Director Roger B. Plank For For Management
1f Elect Director Thomas G. Ricks For For Management
1g Elect Director Juanita M. Romans For For Management
1h Elect Director John W. Schanck For For Management
1i Elect Director J. Terry Strange For For Management
1j Elect Director J. Kent Wells For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
NOBLE CORPORATION PLC
Ticker: NE Security ID: G65431101
Meeting Date: APR 27, 2018 Meeting Type: Annual
Record Date: MAR 01, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Re-elect Director Ashley Almanza For For Management
2 Re-elect Director Julie H. Edwards For For Management
3 Re-elect Director Gordon T. Hall For For Management
4 Re-elect Director Scott D. Josey For For Management
5 Re-elect Director Jon A. Marshall For For Management
6 Re-elect Director Mary P. Ricciardello For For Management
7 Elect Director Julie J. Robertson For For Management
8 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
9 Ratify PricewaterhouseCoopers LLP as For For Management
Statutory Auditors
10 Authorize Audit Committee to Fix For For Management
Remuneration of Statutory Auditors
11 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
12 Advisory Vote to Ratify Directors' For Against Management
Compensation Report
13 Amend Omnibus Stock Plan For For Management
14 Authorize Issue of Equity with For For Management
Pre-emptive Rights
15 Authorize Issue of Equity without For For Management
Pre-emptive Rights
16 Authorize Issue of Equity without For For Management
Pre-emptive Rights in Connection with
an Acquisition or Specified Capital
Investment
--------------------------------------------------------------------------------
OCEAN RIG UDW INC.
Ticker: ORIG Security ID: G66964118
Meeting Date: MAR 05, 2018 Meeting Type: Annual
Record Date: JAN 31, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Ernst & Young (Hellas) For Against Management
Certified Auditors Accountants S.A as
Auditors
2 Amend Articles Regarding Director and For Against Management
Officer Indemnification
--------------------------------------------------------------------------------
PAN AMERICAN SILVER CORP.
Ticker: PAAS Security ID: 697900108
Meeting Date: MAY 09, 2018 Meeting Type: Annual/Special
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross J. Beaty For For Management
1.2 Elect Director Michael Steinmann For For Management
1.3 Elect Director Michael L. Carroll For For Management
1.4 Elect Director Neil de Gelder For For Management
1.5 Elect Director David C. Press For For Management
1.6 Elect Director Walter T. Segsworth For For Management
1.7 Elect Director Gillian D. Winckler For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
PARSLEY ENERGY, INC.
Ticker: PE Security ID: 701877102
Meeting Date: MAY 25, 2018 Meeting Type: Annual
Record Date: MAR 26, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Ronald Brokmeyer For For Management
1b Elect Director Hemang Desai For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PDC ENERGY, INC.
Ticker: PDCE Security ID: 69327R101
Meeting Date: MAY 30, 2018 Meeting Type: Annual
Record Date: APR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Crisafio For For Management
1.2 Elect Director Christina M. Ibrahim For For Management
1.3 Elect Director Randy S. Nickerson For For Management
2 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
PEABODY ENERGY CORPORATION
Ticker: BTU Security ID: 704551100
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 19, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bob Malone For For Management
1b Elect Director Nicholas J. Chirekos For For Management
1c Elect Director Stephen E. Gorman For For Management
1d Elect Director Glenn L. Kellow For For Management
1e Elect Director Joe W. Laymon For For Management
1f Elect Director Teresa S. Madden For For Management
1g Elect Director Kenneth W. Moore For For Management
1h Elect Director Michael W. Sutherlin For For Management
1i Elect Director Shaun A. Usmar For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Ernst & Young LLP as Auditors For For Management
--------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY
Ticker: PXD Security ID: 723787107
Meeting Date: MAY 17, 2018 Meeting Type: Annual
Record Date: MAR 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edison C. Buchanan For For Management
1.2 Elect Director Andrew F. Cates For For Management
1.3 Elect Director Timothy L. Dove For For Management
1.4 Elect Director Phillip A. Gobe For For Management
1.5 Elect Director Larry R. Grillot For For Management
1.6 Elect Director Stacy P. Methvin For For Management
1.7 Elect Director Royce W. Mitchell For For Management
1.8 Elect Director Frank A. Risch For For Management
1.9 Elect Director Scott D. Sheffield For For Management
1.10 Elect Director Mona K. Sutphen For For Management
1.11 Elect Director J. Kenneth Thompson For For Management
1.12 Elect Director Phoebe A. Wood For For Management
1.13 Elect Director Michael D. Wortley For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ROWAN COMPANIES PLC
Ticker: RDC Security ID: G7665A101
Meeting Date: MAY 24, 2018 Meeting Type: Annual
Record Date: MAR 28, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director William E. Albrecht For For Management
1b Elect Director Thomas P. Burke For For Management
1c Elect Director Thomas R. Hix For For Management
1d Elect Director Jack B. Moore For For Management
1e Elect Director Thierry Pilenko For For Management
1f Elect Director Suzanne P. Nimocks For For Management
1g Elect Director John J. Quicke For For Management
1h Elect Director Tore I. Sandvold For For Management
1i Elect Director Charles L. Szews For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Approve Remuneration Report For Against Management
4 Accept Financial Statements and For For Management
Statutory Reports
5 Ratify Deloitte & Touche LLP as For For Management
Auditors
6 Reappoint Deloitte LLP as Auditors For For Management
7 Authorize Board to Fix Remuneration of For For Management
Auditors
8 Resolution to Approve the Form of For For Management
Share Repurchase Contracts and
Repurchase Counterparties
9 Resolution Authorizing the Board to For For Management
Allot Equity Securities
10 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
11 Issue of Equity or Equity-Linked For For Management
Securities without Pre-emptive Rights
--------------------------------------------------------------------------------
SILVER RUN ACQUISITION CORPORATION II
Ticker: SRUN Security ID: 82812A103
Meeting Date: FEB 06, 2018 Meeting Type: Special
Record Date: JAN 22, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve SPAC Transaction For For Management
A If you Certify that you are Not Acting None For Management
in Concert, or as a Group, in
Connection with the Proposed Business
Combination, you should vote FOR this
proposal. If you are Acting in
Concert, vote AGAINST
2 Authorize a New Class of Common Stock For For Management
3 Increase Authorized Common Stock For For Management
4 Adopt the Jurisdiction of For For Management
Incorporation as the Exclusive Forum
for Certain Disputes
5 Amend Charter to Eliminate Certain For For Management
Provisions Related to Initial Business
Combination that are No Longer
Applicable
6 Approve Issuance of Shares in For For Management
Connection with the Business
Combination
7 Approve Omnibus Stock Plan For For Management
8 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
SOUTHERN COPPER CORPORATION
Ticker: SCCO Security ID: 84265V105
Meeting Date: APR 26, 2018 Meeting Type: Annual
Record Date: MAR 02, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director German Larrea For Withhold Management
Mota-Velasco
1.2 Elect Director Oscar Gonzalez Rocha For Withhold Management
1.3 Elect Director Vicente Ariztegui For For Management
Andreve
1.4 Elect Director Alfredo Casar Perez For For Management
1.5 Elect Director Enrique Castillo For For Management
Sanchez Mejorada
1.6 Elect Director Xavier Garcia de For Withhold Management
Quevedo Topete
1.7 Elect Director Rafael A. Mac Gregor For For Management
Anciola
1.8 Elect Director Daniel Muniz Quintanilla For For Management
1.9 Elect Director Luis Miguel Palomino For For Management
Bonilla
1.10 Elect Director Gilberto Perezalonso For Withhold Management
Cifuentes
1.11 Elect Director Carlos Ruiz Sacristan For For Management
2 Amend Non-Employee Director Restricted For For Management
Stock Plan
3 Ratify Galaz,Yamazaki, Ruiz Urquiza S. For For Management
C. as Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE MOSAIC COMPANY
Ticker: MOS Security ID: 61945C103
Meeting Date: MAY 10, 2018 Meeting Type: Annual
Record Date: MAR 14, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Oscar Bernardes For For Management
1b Elect Director Nancy E. Cooper For For Management
1c Elect Director Gregory L. Ebel For For Management
1d Elect Director Timothy S. Gitzel For For Management
1e Elect Director Denise C. Johnson For For Management
1f Elect Director Emery N. Koenig For For Management
1g Elect Director Robert L. Lumpkins For For Management
1h Elect Director William T. Monahan For For Management
1i Elect Director James 'Joc' C. O'Rourke For For Management
1j Elect Director David T. Seaton For For Management
1k Elect Director Steven M. Seibert For For Management
1l Elect Director Luciano Siani Pires For For Management
1m Elect Director Kelvin W. Westbrook For For Management
2 Ratify KPMG LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TMAC RESOURCES INC.
Ticker: TMR Security ID: 872577101
Meeting Date: JUN 20, 2018 Meeting Type: Annual
Record Date: MAY 08, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew B. Adams For For Management
1.2 Elect Director Leona Aglukkaq For For Management
1.3 Elect Director Joao P. S. Carrelo For For Management
1.4 Elect Director Franklin L. Davis For For Management
1.5 Elect Director E. Randall Engel For For Management
1.6 Elect Director John W. Lydall For For Management
1.7 Elect Director A. Terrance MacGibbon For For Management
1.8 Elect Director David W. McLaren For For Management
1.9 Elect Director Jason R. Neal For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
--------------------------------------------------------------------------------
TOREX GOLD RESOURCES INC.
Ticker: TXG Security ID: 891054603
Meeting Date: JUN 21, 2018 Meeting Type: Annual/Special
Record Date: MAY 10, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Terrance MacGibbon For For Management
1.2 Elect Director Andrew Adams For For Management
1.3 Elect Director James Crombie For For Management
1.4 Elect Director Frank Davis For For Management
1.5 Elect Director David Fennell For For Management
1.6 Elect Director Michael Murphy For For Management
1.7 Elect Director William M. Shaver For For Management
1.8 Elect Director Elizabeth A. Wademan For For Management
1.9 Elect Director Fred Stanford For For Management
2 Approve KPMG LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: JAN 19, 2018 Meeting Type: Special
Record Date: JAN 03, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Amend Articles to Create Additional For For Management
Authorized Share Capital to Effect a
Mandatory Offer
3 Elect Director Frederik W. Mohn For For Management
4 Issue Shares in Connection with For For Management
Acquisition
5 Other Business For Against Management
--------------------------------------------------------------------------------
TRANSOCEAN LTD.
Ticker: RIG Security ID: H8817H100
Meeting Date: MAY 18, 2018 Meeting Type: Annual
Record Date: APR 30, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Discharge of Board and Senior For For Management
Management
3 Appropriation of Available Earnings For For Management
for Fiscal Year 2017
4 Approve the Renewal of Authorized For For Management
Share Capital without Preemptive Rights
5A Elect Director Glyn A. Barker For For Management
5B Elect Director Vanessa C.L. Chang For For Management
5C Elect Director Frederico F. Curado For For Management
5D Elect Director Chadwick C. Deaton For For Management
5E Elect Director Vincent J. Intrieri For For Management
5F Elect Director Samuel J. Merksamer For For Management
5G Elect Director Merril A. 'Pete' For For Management
Miller, Jr.
5H Elect Director Frederik W. Mohn For For Management
5I Elect Director Edward R. Muller For For Management
5J Elect Director Tan Ek Kia For For Management
5K Elect Director Jeremy D. Thigpen For For Management
6 Elect Merrill A. 'Pete' Miller, Jr. as For For Management
Board Chairman
7A Appoint Frederico F. Curado as Member For For Management
of the Compensation Committee
7B Appoint Vincent J. Intrieri as Member For For Management
of the Compensation Committee
7C Appoint Tan Ek Kia as Member of the For For Management
Compensation Committee
8 Designate Schweiger Advokatur / For For Management
Notariatas Independent Proxy
9 Appointment Of Ernst & Young LLP as For For Management
Independent Registered Public
Accounting Firm for Fiscal Year 2018
and Reelection of Ernst & Young Ltd,
Zurich as the Company's Auditor for a
Further One-Year Term
10 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
11A Approve Maximum Remuneration of Board For For Management
of Directors for the Period Between
the 2018 and 2019 Annual General
Meetings in the Amount of USD 4.12
Million
11B Approve Maximum Remuneration of the For For Management
Executive Management Team for Fiscal
Year 2019 in the Amount of USD 24
Million
12 Amend Omnibus Stock Plan For For Management
13 Other Business For Against Management
--------------------------------------------------------------------------------
TURQUOISE HILL RESOURCES LTD.
Ticker: TRQ Security ID: 900435108
Meeting Date: MAY 08, 2018 Meeting Type: Annual
Record Date: MAR 12, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James W. Gill For For Management
1.2 Elect Director R. Peter Gillin For For Management
1.3 Elect Director Stephen Jones For For Management
1.4 Elect Director Ulf Quellmann For For Management
1.5 Elect Director Russel C. Robertson For For Management
1.6 Elect Director Maryse Saint-Laurent For For Management
1.7 Elect Director Jeff Tygesen For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
3 Advisory Vote on Executive For For Management
Compensation Approach
--------------------------------------------------------------------------------
XTREME DRILLING CORP.
Ticker: XDC Security ID: 98419V100
Meeting Date: APR 26, 2018 Meeting Type: Annual/Special
Record Date: MAR 13, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Six For For Management
2.1 Elect Director Randolph M. Charron For For Management
2.2 Elect Director Douglas A. Dafoe For For Management
2.3 Elect Director J. William Franklin, Jr. For For Management
2.4 Elect Director Matthew S. Porter For For Management
2.5 Elect Director James B. Renfroe, Jr. For For Management
2.6 Elect Director David W. Wehlmann For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Re-approve Stock Option Plan and For Against Management
Incentive and Retention Plan
========== END NPX REPORT
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Goehring & Rozencwajg Investment Funds | |||
| By: | /s/ Adam A. Rozencwajg | ||
| Adam A. Rozencwajg | |||
| President | |||
| Date: | July 19, 2018 | ||