Vivaldi Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
ABBOTT LABS	Equity	002824100	1,130	14,130	SH		SOLE		14,130	0	0
ABBVIE INC	Equity	00287Y109	1,194	14,813	SH		SOLE		14,813	0	0
ACCENTURE PLC IRELAND	Equity	G1151C101	377	2,139	SH		SOLE		2,139	0	0
ACORDA THERAPEUTICS INC	Equity	00484MAA4	13	15,000	SH		SOLE		15,000	0	0
AIR LEASE CORP	Equity	00912X302	576	16,760	SH		SOLE		16,760	0	0
ALLIANCEBERNSTEIN GBL HGH IN	Equity	01879R106	2,028	174,986	SH		SOLE		174,986	0	0
ALLIANCEBERNSTEIN NATL MUNI	Equity	01864U106	3,209	247,822	SH		SOLE		247,822	0	0
ALPHABET INC	Equity	02079K107	1,473	1,255	SH		SOLE		1,255	0	0
ALPS ETF TR	Equity	00162Q866	934	93,161	SH		SOLE		93,161	0	0
AMAZON COM INC	Equity	023135106	807	453	SH		SOLE		453	0	0
AMGEN INC	Equity	031162100	301	1,585	SH		SOLE		1,585	0	0
APPLE INC	Equity	037833100	4,616	24,299	SH		SOLE		24,299	0	0
AT&T INC	Equity	00206R102	771	24,598	SH		SOLE		24,598	0	0
B RILEY FINL INC	Equity	05580M108	4,173	250,000	SH		SOLE		250,000	0	0
BANK AMER CORP	Equity	060505104	228	8,264	SH		SOLE		8,264	0	0
BANK NEW YORK MELLON CORP	Equity	064058100	425	8,432	SH		SOLE		8,432	0	0
BERKSHIRE HATHAWAY INC DEL	Equity	084670108	301	1	SH		SOLE		1	0	0
BERKSHIRE HATHAWAY INC DEL	Equity	084670702	1,332	6,632	SH		SOLE		6,632	0	0
BLACKROCK CALIF MUN INCOME T	Equity	09248E102	292	22,777	SH		SOLE		22,777	0	0
BLACKROCK CORPOR HI YLD FD I	Equity	09255P107	2,174	211,879	SH		SOLE		211,879	0	0
BLACKROCK MUNI INTER DR FD I	Equity	09253X102	2,650	192,478	SH		SOLE		192,478	0	0
BLACKROCK MUNIHLDNGS CALI QL	Equity	09254L107	309	23,297	SH		SOLE		23,297	0	0
BLACKROCK MUNIYIELD CALI QLT	Equity	09254N103	172	12,783	SH		SOLE		12,783	0	0
BOOKING HLDGS INC	Equity	09857L108	229	131	SH		SOLE		131	0	0
BORGWARNER INC	Equity	099724106	825	21,482	SH		SOLE		21,482	0	0
BROOKFIELD ASSET MGMT INC	Equity	112585104	2,866	61,444	SH		SOLE		61,444	0	0
BSB BANCORP INC MD	Equity	05573H108	355	10,795	SH		SOLE		10,795	0	0
BUNGE LIMITED	Equity	G16962105	784	14,770	SH		SOLE		14,770	0	0
CBOE GLOBAL MARKETS INC	Equity	12503M108	954	10,000	SH		SOLE		10,000	0	0
CBRE GROUP INC	Equity	12504L109	248	5,012	SH		SOLE		5,012	0	0
CELGENE CORP	Equity	151020104	541	5,739	SH		SOLE		5,739	0	0
CENTER COAST BRKFLD MLP ENRG	Equity	151461100	108	13,000	SH		SOLE		13,000	0	0
CF INDS HLDGS INC	Equity	125269100	1,095	26,785	SH		SOLE		26,785	0	0
CHEVRON CORP NEW	Equity	166764100	384	3,116	SH		SOLE		3,116	0	0
CME GROUP INC	Equity	12572Q105	1,838	11,168	SH		SOLE		11,168	0	0
CISCO SYS INC	Equity	17275R102	593	10,989	SH		SOLE		10,989	0	0
CITIGROUP INC	Equity	172967424	1,399	22,491	SH		SOLE		22,491	0	0
CLEARBRIDGE MLP AND MIDSTRM	Equity	184692101	195	15,395	SH		SOLE		15,395	0	0
CLOROX CO DEL	Equity	189054109	222	1,384	SH		SOLE		1,384	0	0
COCA COLA CO	Equity	191216100	332	7,093	SH		SOLE		7,093	0	0
COLONY CAP INC	Equity	19624RAB2	14	15,000	SH		SOLE		15,000	0	0
COMCAST CORP NEW	Equity	20030N101	329	8,234	SH		SOLE		8,234	0	0
SELECT SECTOR SPDR TR	Equity	81369Y407	1,530	13,440	SH		SOLE		13,440	0	0
CORNING INC	Equity	219350105	999	30,168	SH		SOLE		30,168	0	0
COSTCO WHSL CORP NEW	Equity	22160K105	454	1,874	SH		SOLE		1,874	0	0
DISCOVERY INC	Equity	25470F302	705	27,737	SH		SOLE		27,737	0	0
DISNEY WALT CO	Equity	254687106	1,108	9,980	SH		SOLE		9,980	0	0
DNP SELECT INCOME FD	Equity	23325P104	120	10,400	SH		SOLE		10,400	0	0
DOUBLELINE INCOME SOLUTIONS	Equity	258622109	201	10,100	SH		SOLE		10,100	0	0
DOWDUPONT INC	Equity	26078J100	359	6,735	SH		SOLE		6,735	0	0
DREYFUS MUN BD INFRSTRCTR FD	Equity	26203D101	1,079	83,273	SH		SOLE		83,273	0	0
DTF TAX-FREE INCOME INC	Equity	23334J107	446	33,696	SH		SOLE		33,696	0	0
EATON VANCE CA MUNI INCOME T	Equity	27826F101	159	13,284	SH		SOLE		13,284	0	0
EATON VANCE CALIF MUN BD FD	Equity	27828A100	307	29,106	SH		SOLE		29,106	0	0
EATON VANCE MUN BD FD	Equity	27827X101	3,297	265,911	SH		SOLE		265,911	0	0
ECHO GLOBAL LOGISTICS INC	Equity	27875TAA9	20	20,000	SH		SOLE		20,000	0	0
ELEMENT SOLUTIONS INC	Equity	28618M106	380	37,615	SH		SOLE		37,615	0	0
ELLIE MAE INC	Equity	28849P100	761	7,716	SH		SOLE		7,716	0	0
ENBRIDGE INC	Equity	29250N105	209	5,754	SH		SOLE		5,754	0	0
SELECT SECTOR SPDR TR	Equity	81369Y506	337	5,093	SH		SOLE		5,093	0	0
EOG RES INC	Equity	26875P101	809	8,503	SH		SOLE		8,503	0	0
EXXON MOBIL CORP	Equity	30231G102	1,212	15,001	SH		SOLE		15,001	0	0
FACEBOOK INC	Equity	30303M102	748	4,490	SH		SOLE		4,490	0	0
FEDEX CORP	Equity	31428X106	1,553	8,560	SH		SOLE		8,560	0	0
FIFTH THIRD BANCORP	Equity	316773100	210	8,341	SH		SOLE		8,341	0	0
FIRST TR EXCH TRD ALPHA FD I	Equity	33737J109	6,851	225,128	SH		SOLE		225,128	0	0
FIRST TR EXCHANGE-TRADED FD	Equity	33739E108	191	10,000	SH		SOLE		10,000	0	0
FREEPORT-MCMORAN INC	Equity	35671D857	295	22,901	SH		SOLE		22,901	0	0
GAMING & LEISURE PPTYS INC	Equity	36467J108	1,357	35,195	SH		SOLE		35,195	0	0
GENERAL ELECTRIC CO	Equity	369604103	218	21,782	SH		SOLE		21,782	0	0
GLOBAL X FDS	Equity	37950E473	448	50,550	SH		SOLE		50,550	0	0
GOGO INC	Equity	38046CAB5	15	15,000	SH		SOLE		15,000	0	0
GOLDCORP INC NEW	Equity	380956409	808	70,668	SH		SOLE		70,668	0	0
GOODYEAR TIRE & RUBR CO	Equity	382550101	780	42,950	SH		SOLE		42,950	0	0
ALPHABET INC	Equity	02079K305	421	358	SH		SOLE		358	0	0
SELECT SECTOR SPDR TR	Equity	81369Y209	407	4,438	SH		SOLE		4,438	0	0
HOME DEPOT INC	Equity	437076102	323	1,681	SH		SOLE		1,681	0	0
HONEYWELL INTL INC	Equity	438516106	745	4,686	SH		SOLE		4,686	0	0
IAC INTERACTIVECORP	Equity	44919P508	2,221	10,571	SH		SOLE		10,571	0	0
SELECT SECTOR SPDR TR	Equity	81369Y704	488	6,505	SH		SOLE		6,505	0	0
INTEL CORP	Equity	458140100	408	7,592	SH		SOLE		7,592	0	0
INTL PAPER CO	Equity	460146103	207	4,479	SH		SOLE		4,479	0	0
INVESCO CALIF VALUE MUN INC	Equity	46132H106	326	26,799	SH		SOLE		26,799	0	0
INVESCO MUN TR	Equity	46131J103	1,373	113,926	SH		SOLE		113,926	0	0
INVESCO QUALITY MUNI INC TRS	Equity	46133G107	1,049	86,598	SH		SOLE		86,598	0	0
INVESCO SR INCOME TR	Equity	46131H107	4,245	1,010,753	SH		SOLE		1,010,753	0	0
INVESCO VALUE MUN INCOME TR	Equity	46132P108	3,216	223,030	SH		SOLE		223,030	0	0
ISHARES TR	Equity	464288646	2,442	46,233	SH		SOLE		46,233	0	0
ISHARES TR	Equity	464287226	454	4,163	SH		SOLE		4,163	0	0
ISHARES TR	Equity	464288414	246	2,214	SH		SOLE		2,214	0	0
ISHARES TR	Equity	464287564	2,558	23,003	SH		SOLE		23,003	0	0
ISHARES TR	Equity	46435G672	462	8,641	SH		SOLE		8,641	0	0
ISHARES TR	Equity	46432F842	2,590	42,625	SH		SOLE		42,625	0	0
ISHARES INC	Equity	46434G103	1,350	26,106	SH		SOLE		26,106	0	0
ISHARES TR	Equity	46434V738	413	9,000	SH		SOLE		9,000	0	0
ISHARES TR	Equity	46435G326	2,277	42,055	SH		SOLE		42,055	0	0
ISHARES TR	Equity	464287200	8,129	28,568	SH		SOLE		28,568	0	0
ISHARES TR	Equity	464287150	300	4,665	SH		SOLE		4,665	0	0
ISHARES TR	Equity	464287168	3,258	33,189	SH		SOLE		33,189	0	0
ISHARES TR	Equity	464287721	351	1,842	SH		SOLE		1,842	0	0
ISHARES S&P GSCI COMMODITY I	Equity	46428R107	399	25,000	SH		SOLE		25,000	0	0
ISHARES TR	Equity	46434VAU4	3,130	125,921	SH		SOLE		125,921	0	0
ISHARES TR	Equity	46434VAQ3	3,566	141,324	SH		SOLE		141,324	0	0
ISHARES TR	Equity	46434VBK5	3,284	132,828	SH		SOLE		132,828	0	0
ISHARES TR	Equity	46435G789	398	15,503	SH		SOLE		15,503	0	0
ISHARES TR	Equity	46434VBA7	2,940	118,042	SH		SOLE		118,042	0	0
ISHARES TR	Equity	46435G755	382	14,741	SH		SOLE		14,741	0	0
ISHARES TR	Equity	46434VAX8	3,079	123,105	SH		SOLE		123,105	0	0
ISHARES TR	Equity	46435G318	334	13,114	SH		SOLE		13,114	0	0
ISHARES TR	Equity	46429B564	406	15,960	SH		SOLE		15,960	0	0
ISHARES TR	Equity	46434V571	413	16,188	SH		SOLE		16,188	0	0
ISHARES TR	Equity	464288448	484	15,696	SH		SOLE		15,696	0	0
ISHARES TR	Equity	46434V878	3,517	69,924	SH		SOLE		69,924	0	0
ISHARES TR	Equity	464288182	1,456	20,603	SH		SOLE		20,603	0	0
ISHARES TR	Equity	464287465	7,475	115,256	SH		SOLE		115,256	0	0
ISHARES TR	Equity	464288273	1,051	18,295	SH		SOLE		18,295	0	0
ISHARES TR	Equity	464287234	618	14,409	SH		SOLE		14,409	0	0
ISHARES TR	Equity	464287556	1,352	12,092	SH		SOLE		12,092	0	0
ISHARES TR	Equity	464287614	854	5,642	SH		SOLE		5,642	0	0
ISHARES TR	Equity	464287598	1,298	10,507	SH		SOLE		10,507	0	0
ISHARES TR	Equity	464287655	3,731	24,374	SH		SOLE		24,374	0	0
ISHARES TR	Equity	464287507	3,372	17,803	SH		SOLE		17,803	0	0
ISHARES TR	Equity	464287879	1,054	7,141	SH		SOLE		7,141	0	0
ISHARES TR	Equity	464287804	2,021	26,191	SH		SOLE		26,191	0	0
ISHARES TR	Equity	464287176	221	1,953	SH		SOLE		1,953	0	0
ISHARES TR	Equity	464287499	1,572	29,144	SH		SOLE		29,144	0	0
JOHNSON & JOHNSON	Equity	478160104	507	3,624	SH		SOLE		3,624	0	0
JPMORGAN CHASE & CO	Equity	46625H100	3,271	32,312	SH		SOLE		32,312	0	0
KAYNE ANDERSN MLP MIDS INVT	Equity	486606106	1,651	103,010	SH		SOLE		103,010	0	0
EXCHANGE LISTED FDS TR	Equity	30151E608	2,305	70,444	SH		SOLE		70,444	0	0
LUXOFT HLDG INC	Equity	G57279104	248	4,220	SH		SOLE		4,220	0	0
MACQUARIE INFRASTRUCTURE COR	Equity	55608BAA3	15	15,000	SH		SOLE		15,000	0	0
MASTERCARD INC	Equity	57636Q104	226	958	SH		SOLE		958	0	0
MCDONALDS CORP	Equity	580135101	328	1,725	SH		SOLE		1,725	0	0
MCEWEN MNG INC	Equity	58039P107	15	10,000	SH		SOLE		10,000	0	0
MELLANOX TECHNOLOGIES LTD	Equity	M51363113	915	7,733	SH		SOLE		7,733	0	0
MERCK & CO INC	Equity	58933Y105	268	3,227	SH		SOLE		3,227	0	0
METLIFE INC	Equity	59156R108	1,142	26,838	SH		SOLE		26,838	0	0
MICROSOFT CORP	Equity	594918104	2,205	18,693	SH		SOLE		18,693	0	0
MORGAN STANLEY	Equity	617446448	208	4,934	SH		SOLE		4,934	0	0
NATIONAL HEALTH INVS INC	Equity	63633DAE4	23	20,000	SH		SOLE		20,000	0	0
NEUBERGER BERMAN HGH YLD FD	Equity	64128C106	2,081	184,347	SH		SOLE		184,347	0	0
NEWELL BRANDS INC	Equity	651229106	462	30,144	SH		SOLE		30,144	0	0
NEXTERA ENERGY INC	Equity	65339F101	1,319	6,825	SH		SOLE		6,825	0	0
NORTHERN DYNASTY MINERALS LT	Equity	66510M204	6	10,000	SH		SOLE		10,000	0	0
NORTHERN TR CORP	Equity	665859104	624	6,906	SH		SOLE		6,906	0	0
NUVEEN AMT FREE QLTY MUN INC	Equity	670657105	3,907	292,449	SH		SOLE		292,449	0	0
NUVEEN QUALITY MUNCP INCOME	Equity	67066V101	1,688	124,392	SH		SOLE		124,392	0	0
NUVEEN SELECT TAX FREE INCM	Equity	67063X100	661	44,874	SH		SOLE		44,874	0	0
NUVEEN SELECT TAX FREE INCM	Equity	67063C106	351	25,165	SH		SOLE		25,165	0	0
NUVEEN SELECT TAX FREE INCM	Equity	67062F100	707	48,266	SH		SOLE		48,266	0	0
OAKTREE CAP GROUP LLC	Equity	674001201	206	4,139	SH		SOLE		4,139	0	0
PAYPAL HLDGS INC	Equity	70450Y103	294	2,827	SH		SOLE		2,827	0	0
PEPSICO INC	Equity	713448108	394	3,213	SH		SOLE		3,213	0	0
PFIZER INC	Equity	717081103	805	18,944	SH		SOLE		18,944	0	0
PGIM GLOBAL HIGH YIELD FD IN	Equity	69346J106	2,067	148,256	SH		SOLE		148,256	0	0
PGIM HIGH YIELD BOND FUND IN	Equity	69346H100	3,603	254,119	SH		SOLE		254,119	0	0
PIMCO ETF TR	Equity	72201R718	462	4,635	SH		SOLE		4,635	0	0
PIMCO ETF TR	Equity	72201R833	439	4,325	SH		SOLE		4,325	0	0
PROCTER AND GAMBLE CO	Equity	742718109	463	4,445	SH		SOLE		4,445	0	0
PRUDENTIAL FINL INC	Equity	744320102	270	2,936	SH		SOLE		2,936	0	0
QUANTENNA COMMUNICATIONS INC	Equity	74766D100	225	9,236	SH		SOLE		9,236	0	0
RED HAT INC	Equity	756577102	761	4,164	SH		SOLE		4,164	0	0
SCHLUMBERGER LTD	Equity	806857108	428	9,826	SH		SOLE		9,826	0	0
SCHWAB STRATEGIC TR	Equity	808524706	957	36,794	SH		SOLE		36,794	0	0
SCHWAB STRATEGIC TR	Equity	808524805	825	26,341	SH		SOLE		26,341	0	0
SCHWAB STRATEGIC TR	Equity	808524201	1,481	21,904	SH		SOLE		21,904	0	0
SCHWAB STRATEGIC TR	Equity	808524508	854	15,411	SH		SOLE		15,411	0	0
SCHWAB STRATEGIC TR	Equity	808524607	873	12,487	SH		SOLE		12,487	0	0
SEACOR HOLDINGS INC	Equity	811904AM3	9	10,000	SH		SOLE		10,000	0	0
SPARK THERAPEUTICS INC	Equity	84652J103	325	2,855	SH		SOLE		2,855	0	0
SPDR SERIES TRUST	Equity	78464A417	319	8,868	SH		SOLE		8,868	0	0
SPDR DOW JONES INDL AVRG ETF	Equity	78467X109	392	1,513	SH		SOLE		1,513	0	0
SPDR GOLD TRUST	Equity	78463V107	700	5,737	SH		SOLE		5,737	0	0
SPDR SER TR	Equity	78468R721	586	11,885	SH		SOLE		11,885	0	0
SPDR SER TR	Equity	78468R739	2,202	45,421	SH		SOLE		45,421	0	0
SPDR INDEX SHS FDS	Equity	78463X889	4,243	145,275	SH		SOLE		145,275	0	0
SPDR INDEX SHS FDS	Equity	78463X509	2,330	65,146	SH		SOLE		65,146	0	0
SPDR SERIES TRUST	Equity	78464A854	6,029	181,419	SH		SOLE		181,419	0	0
SPDR SERIES TRUST	Equity	78464A847	3,113	93,385	SH		SOLE		93,385	0	0
SPDR SER TR	Equity	78468R853	3,318	109,743	SH		SOLE		109,743	0	0
SPDR S&P 500 ETF TR	Equity	78462F103	12,166	43,070	SH		SOLE		43,070	0	0
SPDR SERIES TRUST	Equity	78464A730	1,092	35,536	SH		SOLE		35,536	0	0
SPDR SERIES TRUST	Equity	78464A698	282	5,495	SH		SOLE		5,495	0	0
SSGA ACTIVE ETF TR	Equity	78467V707	9,725	240,939	SH		SOLE		240,939	0	0
SUNTRUST BKS INC	Equity	867914103	405	6,828	SH		SOLE		6,828	0	0
SELECT SECTOR SPDR TR	Equity	81369Y803	282	3,815	SH		SOLE		3,815	0	0
TEMPLETON GLOBAL INCOME FD	Equity	880198106	2,041	324,001	SH		SOLE		324,001	0	0
TESLA INC	Equity	88160R101	761	2,720	SH		SOLE		2,720	0	0
TEXAS INSTRS INC	Equity	882508104	869	8,194	SH		SOLE		8,194	0	0
THERMO FISHER SCIENTIFIC INC	Equity	883556102	2,676	9,777	SH		SOLE		9,777	0	0
TORTOISE ENERGY INFRA CORP	Equity	89147L100	2,297	97,733	SH		SOLE		97,733	0	0
ULTIMATE SOFTWARE GROUP INC	Equity	90385D107	1,357	4,110	SH		SOLE		4,110	0	0
UNITEDHEALTH GROUP INC	Equity	91324P102	2,281	9,227	SH		SOLE		9,227	0	0
US BANCORP DEL	Equity	902973304	348	7,219	SH		SOLE		7,219	0	0
VALERO ENERGY CORP NEW	Equity	91913Y100	211	2,493	SH		SOLE		2,493	0	0
VANECK VECTORS ETF TR	Equity	92189F486	1,049	41,684	SH		SOLE		41,684	0	0
VANGUARD GROUP	Equity	921908844	212	1,930	SH		SOLE		1,930	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042718	539	5,172	SH		SOLE		5,172	0	0
VANGUARD TAX MANAGED INTL FD	Equity	921943858	4,558	111,525	SH		SOLE		111,525	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042858	5,056	118,964	SH		SOLE		118,964	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042874	302	5,638	SH		SOLE		5,638	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042866	414	6,290	SH		SOLE		6,290	0	0
VANGUARD WHITEHALL FDS INC	Equity	921946406	382	4,457	SH		SOLE		4,457	0	0
VANGUARD INDEX FDS	Equity	922908629	3,837	23,872	SH		SOLE		23,872	0	0
VANGUARD INDEX FDS	Equity	922908363	1,348	5,193	SH		SOLE		5,193	0	0
VANGUARD ADMIRAL FDS INC	Equity	921932505	271	1,750	SH		SOLE		1,750	0	0
VANGUARD BD INDEX FD INC	Equity	921937827	1,382	17,360	SH		SOLE		17,360	0	0
VANGUARD SCOTTSDALE FDS	Equity	92206C409	348	4,367	SH		SOLE		4,367	0	0
VANGUARD INDEX FDS	Equity	922908751	3,154	20,644	SH		SOLE		20,644	0	0
VANGUARD INDEX FDS	Equity	922908611	450	3,498	SH		SOLE		3,498	0	0
VANGUARD BD INDEX FD INC	Equity	921937835	267	3,286	SH		SOLE		3,286	0	0
VANGUARD INDEX FDS	Equity	922908769	6,813	47,078	SH		SOLE		47,078	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042742	646	8,835	SH		SOLE		8,835	0	0
VECTOR GROUP LTD	Equity	92240MBC1	20	20,000	SH		SOLE		20,000	0	0
VERINT SYS INC	Equity	92343XAA8	22	20,000	SH		SOLE		20,000	0	0
VERIZON COMMUNICATIONS INC	Equity	92343V104	483	8,165	SH		SOLE		8,165	0	0
VISA INC	Equity	92826C839	339	2,170	SH		SOLE		2,170	0	0
VIVALDI OPPORTUNITIES FD	Equity	92853C207	57,070	4,070,590	SH		OTR		0	0	4,070,590
VIVALDI OPPORTUNITIES FD	Equity	92853C207	3,019	215,341	SH		DFND		0	215,341	0
WALGREENS BOOTS ALLIANCE INC	Equity	931427108	885	13,986	SH		SOLE		13,986	0	0
WALMART INC	Equity	931142103	1,079	11,064	SH		SOLE		11,064	0	0
WESTERN ASSET HIGH INCM FD I	Equity	95766J102	1,926	297,214	SH		SOLE		297,214	0	0
WESTERN ASSET HIGH INCM OPP	Equity	95766K109	2,051	424,556	SH		SOLE		424,556	0	0
WESTERN ASSET MUN HI INCM FD	Equity	95766N103	352	47,559	SH		SOLE		47,559	0	0
WILLIS TOWERS WATSON PUB LTD	Equity	G96629103	306	1,740	SH		SOLE		1,740	0	0
WISDOMTREE TR	Equity	97717W315	307	7,000	SH		SOLE		7,000	0	0
XPO LOGISTICS INC	Equity	983793100	316	5,880	SH		SOLE		5,880	0	0
YAMANA GOLD INC	Equity	98462Y100	183	70,000	SH		SOLE		70,000	0	0