Vivaldi Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
Estimated average burden
hours per response:		23.8

COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	Equity	88579Y101	965	7,067	SH		SOLE		7,067	0	0
ABBOTT LABS	Equity	002824100	1,121	14,203	SH		SOLE		14,203	0	0
ABBVIE INC	Equity	00287Y109	1,186	15,566	SH		SOLE		15,566	0	0
ACCENTURE PLC IRELAND	Equity	G1151C101	428	2,623	SH		SOLE		2,623	0	0
ACORDA THERAPEUTICS INC	Equity	00484MAA4	13	15,000	SH		SOLE		15,000	0	0
ADOBE INC	Equity	00724F101	210	661	SH		SOLE		661	0	0
ALIGN TECHNOLOGY INC	Equity	016255101	214	1,232	SH		SOLE		1,232	0	0
ALLERGAN PLC	Equity	G0177J108	1,709	9,648	SH		SOLE		9,648	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	Equity	01879R106	2,429	262,296	SH		SOLE		262,296	0	0
ALLIANCEBERNSTEIN NATL MUNI	Equity	01864U106	6,400	501,976	SH		SOLE		501,976	0	0
ALPHABET INC	Equity	02079K107	878	755	SH		SOLE		755	0	0
ALPS ETF TR	Equity	00162Q866	192	55,721	SH		SOLE		55,721	0	0
AMAZON COM INC	Equity	023135106	638	327	SH		SOLE		327	0	0
AMGEN INC	Equity	031162100	327	1,612	SH		SOLE		1,612	0	0
ANGEL OAK FINL STRATEGIES IN	Equity	03464A100	867	50,689	SH		SOLE		50,689	0	0
APEX TECHNOLOGY ACQUISITION	Equity	03768F201	254	25,000	SH		SOLE		25,000	0	0
APPLE INC	Equity	037833100	4,269	16,789	SH		SOLE		16,789	0	0
AT&T INC	Equity	00206R102	632	21,680	SH		SOLE		21,680	0	0
BERKSHIRE HATHAWAY INC DEL	Equity	084670108	272	1	SH		SOLE		1	0	0
BERKSHIRE HATHAWAY INC DEL	Equity	084670702	1,234	6,752	SH		SOLE		6,752	0	0
BIOHITECH GLOBAL INC	Equity	09074B107	24	18,782	SH		SOLE		18,782	0	0
BLACKROCK CALIF MUN INCOME T	Equity	09248E102	1,374	108,284	SH		SOLE		108,284	0	0
BLACKROCK MUNI INTER DR FD I	Equity	09253X102	8,440	646,244	SH		SOLE		646,244	0	0
BLACKROCK MUNICIPL INC QLTY	Equity	092479104	2,008	151,526	SH		SOLE		151,526	0	0
BLACKROCK MUNIHLDNGS CALI QL	Equity	09254L107	1,398	104,847	SH		SOLE		104,847	0	0
BLACKROCK MUNIHLDS INVSTM QL	Equity	09254P108	1,031	78,827	SH		SOLE		78,827	0	0
BLACKROCK MUNIYIELD CALIF FD	Equity	09254M105	1,162	87,850	SH		SOLE		87,850	0	0
BLACKROCK MUNIYIELD CALI QLT	Equity	09254N103	720	53,241	SH		SOLE		53,241	0	0
BLACKROCK MUNIYIELD QLTY FD	Equity	09254E103	8,029	628,211	SH		SOLE		628,211	0	0
BLACKROCK MUNIYIELD QUALITY	Equity	09254G108	1,340	108,494	SH		SOLE		108,494	0	0
BRISTOL-MYERS SQUIBB CO	Equity	110122108	284	5,097	SH		SOLE		5,097	0	0
BROOKFIELD ASSET MGMT INC	Equity	112585104	1,085	24,512	SH		SOLE		24,512	0	0
BROOKFIELD INFRAST PARTNERS	Equity	G16252101	360	10,000	SH		SOLE		10,000	0	0
CBOE GLOBAL MARKETS INC	Equity	12503M108	894	10,018	SH		SOLE		10,018	0	0
CHEVRON CORP NEW	Equity	166764100	550	7,590	SH		SOLE		7,590	0	0
CME GROUP INC	Equity	12572Q105	759	4,389	SH		SOLE		4,389	0	0
CISCO SYS INC	Equity	17275R102	328	8,335	SH		SOLE		8,335	0	0
CITIGROUP INC	Equity	172967424	263	6,240	SH		SOLE		6,240	0	0
CLOROX CO DEL	Equity	189054109	243	1,405	SH		SOLE		1,405	0	0
COCA COLA CO	Equity	191216100	365	8,279	SH		SOLE		8,279	0	0
COMCAST CORP NEW	Equity	20030N101	314	9,148	SH		SOLE		9,148	0	0
COSTCO WHSL CORP NEW	Equity	22160K105	551	1,933	SH		SOLE		1,933	0	0
DISNEY WALT CO	Equity	254687106	693	7,170	SH		SOLE		7,170	0	0
DNP SELECT INCOME FD	Equity	23325P104	102	10,400	SH		SOLE		10,400	0	0
DOUBLELINE INCOME SOLUTIONS	Equity	258622109	609	45,635	SH		SOLE		45,635	0	0
DTF TAX-FREE INCOME INC	Equity	23334J107	1,103	79,085	SH		SOLE		79,085	0	0
DWS MUN INCOME TR	Equity	233368109	5,181	480,633	SH		SOLE		480,633	0	0
EATON VANCE CALIF MUN BD FD	Equity	27828A100	1,374	130,240	SH		SOLE		130,240	0	0
EATON VANCE LTD DUR INCOME F	Equity	27828H105	4,210	398,275	SH		SOLE		398,275	0	0
EATON VANCE MUN BD FD	Equity	27827X101	1,443	115,664	SH		SOLE		115,664	0	0
EATON VANCE SR FLTNG RTE TR	Equity	27828Q105	2,002	202,612	SH		SOLE		202,612	0	0
ECHO GLOBAL LOGISTICS INC	Equity	27875TAA9	20	20,000	SH		SOLE		20,000	0	0
EXCHANGE TRADED CONCEPTS TR	Equity	301505889	233	7,380	SH		SOLE		7,380	0	0
ENERGY TRANSFER LP	Equity	29273V100	120	26,039	SH		SOLE		26,039	0	0
ENLINK MIDSTREAM LLC	Equity	29336T100	24	21,440	SH		SOLE		21,440	0	0
EXXON MOBIL CORP	Equity	30231G102	497	13,080	SH		SOLE		13,080	0	0
FACEBOOK INC	Equity	30303M102	10,593	63,510	SH		SOLE		63,510	0	0
FIRST TR EXCHANGE TRADED ALP	Equity	33737J109	3,038	153,140	SH		SOLE		153,140	0	0
FIRST TR EXCH TRADED FD III	Equity	33740J203	730	37,928	SH		SOLE		37,928	0	0
FIRST TR EXCH TRADED FD III	Equity	33739E108	246	15,000	SH		SOLE		15,000	0	0
FORTY SEVEN INC	Equity	34983P104	220	2,306	SH		SOLE		2,306	0	0
FIRST TR EXCHNG TRADED FD VI	Equity	33740F854	360	12,891	SH		SOLE		12,891	0	0
GALECTIN THERAPEUTICS INC	Equity	363225202	21	10,668	SH		SOLE		10,668	0	0
GAMING & LEISURE PPTYS INC	Equity	36467J108	1,031	37,195	SH		SOLE		37,195	0	0
GENERAL ELECTRIC CO	Equity	369604103	115	14,427	SH		SOLE		14,427	0	0
GILEAD SCIENCES INC	Equity	375558103	280	3,743	SH		SOLE		3,743	0	0
GLOBAL X FDS	Equity	37950E473	1,158	367,577	SH		SOLE		367,577	0	0
ALPHABET INC	Equity	02079K305	450	387	SH		SOLE		387	0	0
GX ACQUISITION CORP	Equity	36251A107	196	20,000	SH		SOLE		20,000	0	0
HOME DEPOT INC	Equity	437076102	365	1,957	SH		SOLE		1,957	0	0
HONEYWELL INTL INC	Equity	438516106	533	3,985	SH		SOLE		3,985	0	0
IAC INTERACTIVECORP	Equity	44919P508	507	2,829	SH		SOLE		2,829	0	0
INDEXIQ ETF TR	Equity	45409B628	216	13,560	SH		SOLE		13,560	0	0
INTEL CORP	Equity	458140100	479	8,847	SH		SOLE		8,847	0	0
INTERNATIONAL BUSINESS MACHS	Equity	459200101	356	3,205	SH		SOLE		3,205	0	0
INVESCO VALUE MUN INCOME TR	Equity	46132P108	2,953	208,830	SH		SOLE		208,830	0	0
INVESCO DYNAMIC CR OPPORTUNI	Equity	46132R104	2,223	278,569	SH		SOLE		278,569	0	0
INVESCO EXCHANGE TRADED FD T	Equity	46137V589	85	10,457	SH		SOLE		10,457	0	0
INVESCO MUN TR	Equity	46131J103	3,884	331,990	SH		SOLE		331,990	0	0
INVESCO QUALITY MUNI INC TRS	Equity	46133G107	2,963	253,050	SH		SOLE		253,050	0	0
INVESCO SR INCOME TR	Equity	46131H107	3,675	1,141,241	SH		SOLE		1,141,241	0	0
INDEXIQ ETF TR	Equity	45409B107	428	15,049	SH		SOLE		15,049	0	0
ISHARES TR	Equity	464288646	508	9,700	SH		SOLE		9,700	0	0
ISHARES TR	Equity	464287457	31,208	360,076	SH		SOLE		360,076	0	0
ISHARES TR	Equity	464287226	601	5,209	SH		SOLE		5,209	0	0
ISHARES TR	Equity	464288414	309	2,730	SH		SOLE		2,730	0	0
ISHARES TR	Equity	464287564	1,333	14,557	SH		SOLE		14,557	0	0
ISHARES GOLD TRUST	Equity	464285105	3,029	200,973	SH		SOLE		200,973	0	0
ISHARES TR	Equity	46435G672	428	7,827	SH		SOLE		7,827	0	0
ISHARES TR	Equity	46432F842	998	19,999	SH		SOLE		19,999	0	0
ISHARES INC	Equity	46434G103	749	18,502	SH		SOLE		18,502	0	0
ISHARES TR	Equity	46435G326	683	15,425	SH		SOLE		15,425	0	0
ISHARES TR	Equity	464287200	5,401	20,901	SH		SOLE		20,901	0	0
ISHARES TR	Equity	464287150	927	16,197	SH		SOLE		16,197	0	0
ISHARES TR	Equity	464287168	2,294	31,191	SH		SOLE		31,191	0	0
ISHARES TR	Equity	464287721	336	1,642	SH		SOLE		1,642	0	0
ISHARES TR	Equity	46434VAQ3	757	30,032	SH		SOLE		30,032	0	0
ISHARES TR	Equity	46434VBK5	710	28,818	SH		SOLE		28,818	0	0
ISHARES TR	Equity	46434VBA7	550	22,197	SH		SOLE		22,197	0	0
ISHARES TR	Equity	46434VAX8	747	29,864	SH		SOLE		29,864	0	0
ISHARES TR	Equity	464288448	289	12,804	SH		SOLE		12,804	0	0
ISHARES TR	Equity	464288257	7,654	122,331	SH		SOLE		122,331	0	0
ISHARES TR	Equity	464288182	608	10,178	SH		SOLE		10,178	0	0
ISHARES TR	Equity	464287465	4,561	85,325	SH		SOLE		85,325	0	0
ISHARES TR	Equity	464288273	225	5,028	SH		SOLE		5,028	0	0
ISHARES TR	Equity	464287234	353	10,335	SH		SOLE		10,335	0	0
ISHARES TR	Equity	464287614	927	6,154	SH		SOLE		6,154	0	0
ISHARES TR	Equity	464287598	973	9,813	SH		SOLE		9,813	0	0
ISHARES TR	Equity	464287655	1,856	16,219	SH		SOLE		16,219	0	0
ISHARES TR	Equity	464287101	2,024	17,063	SH		SOLE		17,063	0	0
ISHARES TR	Equity	464288372	249	7,291	SH		SOLE		7,291	0	0
ISHARES TR	Equity	464287507	1,590	11,050	SH		SOLE		11,050	0	0
ISHARES TR	Equity	464287804	741	13,212	SH		SOLE		13,212	0	0
ISHARES TR	Equity	464287622	281	1,988	SH		SOLE		1,988	0	0
ISHARES TR	Equity	464287499	1,436	33,262	SH		SOLE		33,262	0	0
JOHNSON & JOHNSON	Equity	478160104	789	6,017	SH		SOLE		6,017	0	0
JPMORGAN CHASE & CO	Equity	46625H100	2,434	27,035	SH		SOLE		27,035	0	0
KAYNE ANDERSN MLP MIDS INVT	Equity	486606106	140	38,595	SH		SOLE		38,595	0	0
EXCHANGE LISTED FDS TR	Equity	30151E608	1,491	51,723	SH		SOLE		51,723	0	0
LOGMEIN INC	Equity	54142L109	239	2,874	SH		SOLE		2,874	0	0
LYFT INC	Equity	55087P104	1,946	72,464	SH		SOLE		72,464	0	0
MASTERCARD INC	Equity	57636Q104	258	1,069	SH		SOLE		1,069	0	0
MCDONALDS CORP	Equity	580135101	309	1,870	SH		SOLE		1,870	0	0
MCEWEN MNG INC	Equity	58039P107	7	10,000	SH		SOLE		10,000	0	0
MERCK & CO. INC	Equity	58933Y105	344	4,485	SH		SOLE		4,485	0	0
MICROSOFT CORP	Equity	594918104	2,764	17,523	SH		SOLE		17,523	0	0
NATIONAL HEALTH INVS INC	Equity	63633DAE4	19	20,000	SH		SOLE		20,000	0	0
NEUBERGER BRMAN CLIFRN MUNI	Equity	64123C101	1,170	88,996	SH		SOLE		88,996	0	0
NEWELL BRANDS INC	Equity	651229106	142	10,672	SH		SOLE		10,672	0	0
NEXTERA ENERGY INC	Equity	65339F101	509	2,117	SH		SOLE		2,117	0	0
NIKE INC	Equity	654106103	205	2,485	SH		SOLE		2,485	0	0
NORTHERN DYNASTY MINERALS LT	Equity	66510M204	4	10,000	SH		SOLE		10,000	0	0
NORTHERN TR CORP	Equity	665859104	454	6,016	SH		SOLE		6,016	0	0
NUVEEN AMT FREE MUN CR INC F	Equity	67071L106	4,153	282,918	SH		SOLE		282,918	0	0
NUVEEN AMT FREE QLTY MUN INC	Equity	670657105	5,017	370,552	SH		SOLE		370,552	0	0
NUVEEN CA QUALTY MUN INCOME	Equity	67066Y105	677	49,416	SH		SOLE		49,416	0	0
NUVEEN QUALITY MUNCP INCOME	Equity	67066V101	5,043	367,051	SH		SOLE		367,051	0	0
NVIDIA CORP	Equity	67066G104	215	816	SH		SOLE		816	0	0
PAYPAL HLDGS INC	Equity	70450Y103	290	3,031	SH		SOLE		3,031	0	0
PEPSICO INC	Equity	713448108	709	5,902	SH		SOLE		5,902	0	0
PFIZER INC	Equity	717081103	1,571	48,133	SH		SOLE		48,133	0	0
PGIM GLOBAL HIGH YIELD FD FO	Equity	69346J106	2,984	269,811	SH		SOLE		269,811	0	0
PGIM HIGH YIELD BOND FUND IN	Equity	69346H100	4,256	367,567	SH		SOLE		367,567	0	0
INVESCO QQQ TR	Equity	46090E103	204	1,073	SH		SOLE		1,073	0	0
PRA GROUP INC	Equity	69354N106	1,700	61,336	SH		SOLE		61,336	0	0
PROCTER & GAMBLE CO	Equity	742718109	2,243	20,393	SH		SOLE		20,393	0	0
RIVERNORTH MARKETPLACE LENDI	Equity	76882B108	198	12,274	SH		SOLE		12,274	0	0
EXCHANGE LISTED FDS TR	Equity	30151E806	324	21,245	SH		SOLE		21,245	0	0
SCHWAB STRATEGIC TR	Equity	808524706	1,712	82,757	SH		SOLE		82,757	0	0
SCHWAB STRATEGIC TR	Equity	808524730	437	21,237	SH		SOLE		21,237	0	0
SCHWAB STRATEGIC TR	Equity	808524805	2,012	77,867	SH		SOLE		77,867	0	0
SCHWAB STRATEGIC TR	Equity	808524888	443	18,162	SH		SOLE		18,162	0	0
SCHWAB STRATEGIC TR	Equity	808524862	31,159	602,343	SH		SOLE		602,343	0	0
SCHWAB STRATEGIC TR	Equity	808524102	5,860	96,964	SH		SOLE		96,964	0	0
SCHWAB STRATEGIC TR	Equity	808524201	1,774	28,969	SH		SOLE		28,969	0	0
SCHWAB STRATEGIC TR	Equity	808524508	596	14,130	SH		SOLE		14,130	0	0
SCHWAB STRATEGIC TR	Equity	808524607	687	13,336	SH		SOLE		13,336	0	0
SCHWAB STRATEGIC TR	Equity	808524839	1,083	19,964	SH		SOLE		19,964	0	0
SCHWAB STRATEGIC TR	Equity	808524797	482	10,721	SH		SOLE		10,721	0	0
SEACOR HOLDINGS INC	Equity	811904AM3	9	10,000	SH		SOLE		10,000	0	0
SERVICESOURCE INTL INC	Equity	81763U100	33	37,500	SH		SOLE		37,500	0	0
SPDR SER TR	Equity	78468R622	280	2,952	SH		SOLE		2,952	0	0
SPDR GOLD TRUST	Equity	78463V107	1,320	8,917	SH		SOLE		8,917	0	0
SPDR SER TR	Equity	78468R739	918	18,773	SH		SOLE		18,773	0	0
SPDR INDEX SHS FDS	Equity	78463X889	10,111	422,334	SH		SOLE		422,334	0	0
SPDR INDEX SHS FDS	Equity	78463X509	3,747	131,657	SH		SOLE		131,657	0	0
SPDR SER TR	Equity	78464A847	3,310	130,679	SH		SOLE		130,679	0	0
SPDR SER TR	Equity	78464A854	9,377	309,987	SH		SOLE		309,987	0	0
SPDR SER TR	Equity	78468R853	3,567	163,331	SH		SOLE		163,331	0	0
SPDR S&P 500 ETF TR	Equity	78462F103	12,138	47,090	SH		SOLE		47,090	0	0
SPDR SER TR	Equity	78468R663	42,816	467,267	SH		SOLE		467,267	0	0
SPROTT PHYSICAL GOLD & SILVE	Equity	85208R101	403	27,587	SH		SOLE		27,587	0	0
TECH DATA CORP	Equity	878237106	205	1,564	SH		SOLE		1,564	0	0
SELECT SECTOR SPDR TR	Equity	81369Y803	361	4,487	SH		SOLE		4,487	0	0
TEMPLETON GLOBAL INCOME FD	Equity	880198106	2,636	492,632	SH		SOLE		492,632	0	0
TESLA INC	Equity	88160R101	1,197	2,285	SH		SOLE		2,285	0	0
THERMO FISHER SCIENTIFIC INC	Equity	883556102	1,146	4,041	SH		SOLE		4,041	0	0
UNITEDHEALTH GROUP INC	Equity	91324P102	887	3,558	SH		SOLE		3,558	0	0
US BANCORP DEL	Equity	902973304	250	7,256	SH		SOLE		7,256	0	0
VANGUARD SPECIALIZED FUNDS	Equity	921908844	2,584	24,989	SH		SOLE		24,989	0	0
VANGUARD TAX-MANAGED INTL FD	Equity	921943858	3,988	119,608	SH		SOLE		119,608	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042858	2,723	81,175	SH		SOLE		81,175	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042874	617	14,245	SH		SOLE		14,245	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042866	386	6,992	SH		SOLE		6,992	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042676	252	5,877	SH		SOLE		5,877	0	0
VANGUARD INDEX FDS	Equity	922908629	2,030	15,422	SH		SOLE		15,422	0	0
VANGUARD MUN BD FD INC	Equity	922907746	772	14,590	SH		SOLE		14,590	0	0
VANGUARD INDEX FDS	Equity	922908363	2,710	11,443	SH		SOLE		11,443	0	0
VANGUARD ADMIRAL FDS INC	Equity	921932505	260	1,750	SH		SOLE		1,750	0	0
VANGUARD SCOTTSDALE FDS	Equity	92206C409	321	4,062	SH		SOLE		4,062	0	0
VANGUARD INDEX FDS	Equity	922908751	1,446	12,526	SH		SOLE		12,526	0	0
VANGUARD BD INDEX FDS	Equity	921937835	227	2,658	SH		SOLE		2,658	0	0
VANGUARD CHARLOTTE FDS	Equity	92203J407	207	3,673	SH		SOLE		3,673	0	0
VANGUARD INDEX FDS	Equity	922908769	5,456	42,327	SH		SOLE		42,327	0	0
VANGUARD INTL EQUITY INDEX F	Equity	922042742	658	10,482	SH		SOLE		10,482	0	0
VECTOR GROUP LTD	Equity	92240MBC1	20	20,000	SH		SOLE		20,000	0	0
VERINT SYS INC	Equity	92343XAA8	19	20,000	SH		SOLE		20,000	0	0
VERIZON COMMUNICATIONS INC	Equity	92343V104	468	8,718	SH		SOLE		8,718	0	0
VISA INC	Equity	92826C839	414	2,567	SH		SOLE		2,567	0	0
VIVALDI OPPORTUNITIES FD	Equity	92853C207	44,426	3,994,879	SH		OTR		0	0	3,994,879
VIVALDI OPPORTUNITIES FD	Equity	92853C207	2,752	247,455	SH		DFND		0	247,455	0
WABCO HLDGS INC	Equity	92927K102	458	3,389	SH		SOLE		3,389	0	0
WALMART INC	Equity	931142103	307	2,714	SH		SOLE		2,714	0	0
WILLIS TOWERS WATSON PLC LTD	Equity	G96629103	296	1,744	SH		SOLE		1,744	0	0