Vivaldi Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
3M CO	COM	88579Y101	1,114	6,781	SH		SOLE		6,781	0	0
ABBOTT LABS	COM	002824100	1,020	10,131	SH		SOLE		10,131	0	0
ABBVIE INC	COM	00287Y109	1,059	11,087	SH		SOLE		11,087	0	0
ACAMAR PARTNERS ACQSITION CO	Equity	004285102	499	48,725	SH		SOLE		48,725	0	0
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	943	4,105	SH		SOLE		4,105	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	2,979	276,335	SH		SOLE		276,335	0	0
ALLIANCEBERNSTEIN NATL MUNI	COM	01864U106	7,388	533,831	SH		SOLE		533,831	0	0
ALPHA ARCHITECT ETF TR	MERLYN AI BULL	02072L706	250	7,956	SH		SOLE		7,956	0	0
ALPHABET INC	CAP STK CL C	02079K107	1,643	1,091	SH		SOLE		1,091	0	0
ALPHABET INC	CAP STK CL A	02079K305	699	464	SH		SOLE		464	0	0
ALPS ETF TR	ALERIAN MLP	00162Q452	317	12,188	SH		SOLE		12,188	0	0
AMAZON COM INC	COM	023135106	734	232	SH		SOLE		232	0	0
AMGEN INC	COM	031162100	567	2,344	SH		SOLE		2,344	0	0
ANDINA ACQUISITION CORP III	Equity	G04415108	194	18,937	SH		SOLE		18,937	0	0
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	03464A100	42,535	2,565,467	SH		SOLE		2,565,467	0	0
APEX TECHNOLOGY ACQUISITION	Equity	03768F201	287	25,000	SH		SOLE		25,000	0	0
APPLE INC	COM	037833100	8,156	18,044	SH		SOLE		18,044	0	0
AT&T INC	COM	00206R102	614	20,339	SH		SOLE		20,339	0	0
BECTON DICKINSON & CO	COM	075887109	210	815	SH		SOLE		815	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	1,445	6,777	SH		SOLE		6,777	0	0
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	320	1	SH		SOLE		1	0	0
BIOHITECH GLOBAL INC	COM	09074B107	31	18,782	SH		SOLE		18,782	0	0
BK OF AMERICA CORP	COM	060505104	340	12,712	SH		SOLE		12,712	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	1,755	125,111	SH		SOLE		125,111	0	0
BLACKROCK INC	COM	09247X101	319	541	SH		SOLE		541	0	0
BLACKROCK MUN INCOME QUALITY	COM	092479104	2,423	166,513	SH		SOLE		166,513	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	10,178	695,211	SH		SOLE		695,211	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	1,488	100,684	SH		SOLE		100,684	0	0
BLACKROCK MUNIYIELD CALIF QU	COM	09254N103	913	60,407	SH		SOLE		60,407	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254E103	9,433	683,556	SH		SOLE		683,556	0	0
BOOKING HOLDINGS INC	COM	09857L108	210	116	SH		SOLE		116	0	0
BRISTOL-MYERS SQUIBB CO	COM	110122108	412	6,475	SH		SOLE		6,475	0	0
BROADRIDGE FINL SOLUTIONS IN	COM	11133T103	298	2,142	SH		SOLE		2,142	0	0
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	764	22,565	SH		SOLE		22,565	0	0
BROOKFIELD INFRAST PARTNERS	LP INT UNIT	G16252101	454	10,000	SH		SOLE		10,000	0	0
CAESARS ENTMT CORP	Equity	127686103	369	30,400	SH		SOLE		30,400	0	0
CBRE GROUP INC	CL A	12504L109	310	6,562	SH		SOLE		6,562	0	0
CC NEUBERGER PRINCIPAL HLDNG	Equity	G1992Y106	265	25,000	SH		SOLE		25,000	0	0
CF FIN ACQUISITION CORP	Equity	12528N107	456	42,008	SH		SOLE		42,008	0	0
CF INDS HLDGS INC	COM	125269100	206	5,918	SH		SOLE		5,918	0	0
CHENIERE ENERGY INC	NOTE 4.250% 3/1	16411RAG4	7	10,000	PRN		SOLE		10,000	0	0
CHEVRON CORP NEW	COM	166764100	391	4,305	SH		SOLE		4,305	0	0
CHURCHILL CAP CORP III	Equity	17144C104	270	24,993	SH		SOLE		24,993	0	0
CIIG MERGER CORP	Equity	12559C202	535	52,223	SH		SOLE		52,223	0	0
CISCO SYS INC	COM	17275R102	679	14,125	SH		SOLE		14,125	0	0
CITIGROUP INC	COM NEW	172967424	352	6,593	SH		SOLE		6,593	0	0
CLOROX CO DEL	COM	189054109	316	1,392	SH		SOLE		1,392	0	0
CME GROUP INC	COM	12572Q105	779	4,583	SH		SOLE		4,583	0	0
COCA COLA CO	COM	191216100	588	12,142	SH		SOLE		12,142	0	0
COMCAST CORP NEW	CL A	20030N101	409	9,429	SH		SOLE		9,429	0	0
CONAGRA BRANDS INC	COM	205887102	360	9,520	SH		SOLE		9,520	0	0
COSTCO WHSL CORP NEW	COM	22160K105	218	646	SH		SOLE		646	0	0
DAVIDSTEA INC	COM	238661102	74	81,500	SH		SOLE		81,500	0	0
DIAMONDPEAK HLDGS COR	Equity	25280H100	182	17,623	SH		SOLE		17,623	0	0
DICKS SPORTING GOODS INC	COM	253393102	307	6,650	SH		SOLE		6,650	0	0
DISNEY WALT CO	COM DISNEY	254687106	1,158	8,788	SH		SOLE		8,788	0	0
DNP SELECT INCOME FD	COM	23325P104	1,870	171,916	SH		SOLE		171,916	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	180	11,100	SH		SOLE		11,100	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	1,283	88,484	SH		SOLE		88,484	0	0
DUKE ENERGY CORP NEW	COM NEW	26441C204	242	2,867	SH		SOLE		2,867	0	0
DUNKIN BRANDS GROUP INC	COM	265504100	257	3,600	SH		SOLE		3,600	0	0
DWS MUN INCOME TR	COM	233368109	6,923	604,858	SH		SOLE		604,858	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	1,764	149,637	SH		SOLE		149,637	0	0
EATON VANCE LTD DURATION INC	COM	27828H105	4,810	411,428	SH		SOLE		411,428	0	0
EATON VANCE MUN BD FD	COM	27827X101	1,610	120,361	SH		SOLE		120,361	0	0
EATON VANCE SR FLTNG RTE TR	COM	27828Q105	2,501	210,871	SH		SOLE		210,871	0	0
ECOLAB INC	COM	278865100	239	1,203	SH		SOLE		1,203	0	0
ENTERCOM COMMUNICATIONS CORP	CL A	293639100	19	12,600	SH		SOLE		12,600	0	0
EXCHANGE LISTED FDS TR	KNLDG LD WD ETF	30151E608	1,856	49,934	SH		SOLE		49,934	0	0
EXCHANGE TRADED CONCEPTS TR	KNLDG LD WD	46143U849	1,856	49,934	SH		SOLE		49,934	0	0
EXXON MOBIL CORP	COM	30231G102	475	10,780	SH		SOLE		10,780	0	0
FACEBOOK INC	CL A	30303M102	6,152	23,672	SH		SOLE		23,672	0	0
FAR PT ACQUISITION CORP	Equity	30734W109	599	58,500	SH		SOLE		58,500	0	0
FEDEX CORP	COM	31428X106	252	1,248	SH		SOLE		1,248	0	0
FINTECH ACQUISITION CORP III	Equity	31811A101	210	18,798	SH		SOLE		18,798	0	0
FIRST TR EXCH TRADED FD III	MERGER ARBITRA	33740J203	1,274	65,437	SH		SOLE		65,437	0	0
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	291	15,000	SH		SOLE		15,000	0	0
FIRST TR EXCH TRD ALPHDX FD	ASIA EX JAPAN	33737J109	4,106	150,064	SH		SOLE		150,064	0	0
FIRST TR EXCHANGE-TRADED FD	NO AMER ENERGY	33738D101	244	11,408	SH		SOLE		11,408	0	0
FLYING EAGLE ACQUISITION COR	Equity	34407Y103	464	42,261	SH		SOLE		42,261	0	0
FUSION ACQUISITION CORP	Equity	36118H204	374	36,800	SH		SOLE		36,800	0	0
GALECTIN THERAPEUTICS INC	COM NEW	363225202	40	15,439	SH		SOLE		15,439	0	0
GAMING & LEISURE PPTYS INC	COM	36467J108	2,612	67,210	SH		SOLE		67,210	0	0
GIGCAPITAL2 INC	Equity	375036100	186	18,352	SH		SOLE		18,352	0	0
GLOBAL X FDS	GLBL X MLP ETF	37954Y343	1,728	61,996	SH		SOLE		61,996	0	0
GLOBAL X FDS	GLB X MLP ENRG I	37954Y293	244	9,066	SH		SOLE		9,066	0	0
GOLDMAN SACHS GROUP INC	COM	38141G104	428	2,018	SH		SOLE		2,018	0	0
GORES METROPOULOS INC	Equity	382872109	226	21,160	SH		SOLE		21,160	0	0
GS ACQUISITION HLDGS CORP II	Equity	36258Q204	193	18,400	SH		SOLE		18,400	0	0
GX ACQUISITION CORP	Equity	36251A107	302	29,605	SH		SOLE		29,605	0	0
HENNESSY CAP ACQUSTION CORP	Equity	42589C104	232	21,548	SH		SOLE		21,548	0	0
HOME DEPOT INC	COM	437076102	792	2,814	SH		SOLE		2,814	0	0
HONEYWELL INTL INC	COM	438516106	353	2,207	SH		SOLE		2,207	0	0
INNOVATIVE INDL PPTYS INC	COM	45781V101	276	2,350	SH		SOLE		2,350	0	0
INTEL CORP	COM	458140100	751	15,261	SH		SOLE		15,261	0	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	304	2,398	SH		SOLE		2,398	0	0
INVESCO CALIF MUN INCOME TR	COM	46132P108	3,545	230,612	SH		SOLE		230,612	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	2,696	295,595	SH		SOLE		295,595	0	0
INVESCO EXCHANGE TRADED FD T	GLOBAL DRGN CN	46137V571	209	3,976	SH		SOLE		3,976	0	0
INVESCO MUN TR	COM	46131J103	427	34,006	SH		SOLE		34,006	0	0
INVESCO QQQ TR	UNIT SER 1	46090E103	324	1,193	SH		SOLE		1,193	0	0
INVESCO QUALITY MUN INCOME T	COM	46133G107	3,543	279,196	SH		SOLE		279,196	0	0
INVESCO SR INCOME TR	COM	46131H107	4,305	1,202,595	SH		SOLE		1,202,595	0	0
ISHARES GOLD TRUST	ISHARES	464285105	2,690	147,819	SH		SOLE		147,819	0	0
ISHARES INC	CORE MSCI EMKT	46434G103	953	17,940	SH		SOLE		17,940	0	0
ISHARES TR	1 3 YR TREAS BD	464287457	31,304	361,898	SH		SOLE		361,898	0	0
ISHARES TR	CORE S&P500 ETF	464287200	7,361	21,727	SH		SOLE		21,727	0	0
ISHARES TR	MSCI EAFE ETF	464287465	6,082	92,873	SH		SOLE		92,873	0	0
ISHARES TR	MSCI ACWI ETF	464288257	3,468	43,065	SH		SOLE		43,065	0	0
ISHARES TR	SELECT DIVID ETF	464287168	3,138	36,188	SH		SOLE		36,188	0	0
ISHARES TR	CORE S&P MCP ETF	464287507	2,238	11,450	SH		SOLE		11,450	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	2,156	13,686	SH		SOLE		13,686	0	0
ISHARES TR	RUS MID CAP ETF	464287499	1,926	32,962	SH		SOLE		32,962	0	0
ISHARES TR	CALIF MUN BD ETF	464288356	1,800	28,519	SH		SOLE		28,519	0	0
ISHARES TR	CORE S&P TTL STK	464287150	1,533	20,163	SH		SOLE		20,163	0	0
ISHARES TR	COHEN STEER REIT	464287564	1,526	14,481	SH		SOLE		14,481	0	0
ISHARES TR	CORE MSCI EAFE	46432F842	1,434	23,238	SH		SOLE		23,238	0	0
ISHARES TR	NATIONAL MUN ETF	464288414	1,411	12,055	SH		SOLE		12,055	0	0
ISHARES TR	RUS 1000 GRW ETF	464287614	1,354	6,406	SH		SOLE		6,406	0	0
ISHARES TR	MSCI AC ASIA ETF	464288182	1,258	16,292	SH		SOLE		16,292	0	0
ISHARES TR	RUS 1000 VAL ETF	464287598	1,199	9,813	SH		SOLE		9,813	0	0
ISHARES TR	CORE US AGGBD ET	464287226	1,193	10,044	SH		SOLE		10,044	0	0
ISHARES TR	S&P 100 ETF	464287101	1,092	6,990	SH		SOLE		6,990	0	0
ISHARES TR	CORE S&P SCP ETF	464287804	858	11,294	SH		SOLE		11,294	0	0
ISHARES TR	MSCI USA ESG SLC	464288802	765	5,219	SH		SOLE		5,219	0	0
ISHARES TR	IBONDS DEC23 ETF	46434VAX8	755	28,770	SH		SOLE		28,770	0	0
ISHARES TR	MSCI KLD400 SOC	464288570	750	5,867	SH		SOLE		5,867	0	0
ISHARES TR	IBONDS DEC20 ETF	46434VAQ3	733	29,045	SH		SOLE		29,045	0	0
ISHARES TR	CORE MSCI INTL	46435G326	730	13,210	SH		SOLE		13,210	0	0
ISHARES TR	IBONDS DEC21 ETF	46434VBK5	707	28,168	SH		SOLE		28,168	0	0
ISHARES TR	US HLTHCARE ETF	464287762	644	2,797	SH		SOLE		2,797	0	0
ISHARES TR	IBONDS DEC22 ETF	46434VBA7	552	21,517	SH		SOLE		21,517	0	0
ISHARES TR	SHORT TREAS BD	464288679	499	4,507	SH		SOLE		4,507	0	0
ISHARES TR	CORE INTL AGGR	46435G672	414	7,441	SH		SOLE		7,441	0	0
ISHARES TR	SH TR CRPORT ETF	464288646	401	7,300	SH		SOLE		7,300	0	0
ISHARES TR	U.S. TECH ETF	464287721	394	1,342	SH		SOLE		1,342	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	387	8,708	SH		SOLE		8,708	0	0
ISHARES TR	EAFE SML CP ETF	464288273	297	5,087	SH		SOLE		5,087	0	0
ISHARES TR	INTL SEL DIV ETF	464288448	296	10,981	SH		SOLE		10,981	0	0
ISHARES TR	CORE MSCI TOTAL	46432F834	293	4,932	SH		SOLE		4,932	0	0
ISHARES TR	SP SMCP600VL ETF	464287879	273	2,036	SH		SOLE		2,036	0	0
ISHARES TR	CORE HIGH DV ETF	46429B663	261	3,025	SH		SOLE		3,025	0	0
ISHARES TR	INTRM TR CRP ETF	464288638	204	3,330	SH		SOLE		3,330	0	0
ISHARES TR	NASDAQ BIOTECH	464287556	201	1,505	SH		SOLE		1,505	0	0
JAWS ACQUISITION CORP	Equity	G50744120	156	15,000	SH		SOLE		15,000	0	0
JOHNSON & JOHNSON	COM	478160104	1,078	7,201	SH		SOLE		7,201	0	0
JPMORGAN CHASE & CO	COM	46625H100	2,293	22,275	SH		SOLE		22,275	0	0
JUNIPER INDL HLDGS INC	Equity	48205G106	199	20,000	SH		SOLE		20,000	0	0
JUNIPER INDL HLDGS INC	Equity	48205G205	400	38,849	SH		SOLE		38,849	0	0
KAYNE ANDERSN MLP MIDS INVT	COM	486606106	141	26,863	SH		SOLE		26,863	0	0
KENSINGTON CAP ACQUISITION C	Equity	490073202	369	36,800	SH		SOLE		36,800	0	0
LEGG MASON INC	Equity	524901105	618	12,427	SH		SOLE		12,427	0	0
LILLY ELI & CO	COM	532457108	398	2,611	SH		SOLE		2,611	0	0
LOGMEIN INC	Equity	54142L109	577	6,801	SH		SOLE		6,801	0	0
LYFT INC	CL A COM	55087P104	2,212	72,464	SH		SOLE		72,464	0	0
MASTERCARD INCORPORATED	CL A	57636Q104	436	1,330	SH		SOLE		1,330	0	0
MCDONALDS CORP	COM	580135101	530	2,574	SH		SOLE		2,574	0	0
MCEWEN MNG INC	COM	58039P107	12	10,000	SH		SOLE		10,000	0	0
MERCK & CO. INC	COM	58933Y105	298	3,610	SH		SOLE		3,610	0	0
MICROSOFT CORP	COM	594918104	3,380	16,157	SH		SOLE		16,157	0	0
MORGAN STANLEY	COM NEW	617446448	356	6,809	SH		SOLE		6,809	0	0
MOTOROLA SOLUTIONS INC	COM NEW	620076307	216	1,489	SH		SOLE		1,489	0	0
NETFIN ACQUISITION CORP	Equity	G6455A107	530	49,277	SH		SOLE		49,277	0	0
NEUBERGER BRMAN CLIFRN MUNI	COM	64123C101	1,402	103,210	SH		SOLE		103,210	0	0
NEW PROVIDENCE ACQUISITION	Equity	64822P106	342	33,961	SH		SOLE		33,961	0	0
NEWELL BRANDS INC	COM	651229106	182	10,645	SH		SOLE		10,645	0	0
NEXTERA ENERGY INC	COM	65339F101	575	2,021	SH		SOLE		2,021	0	0
NIKE INC	CL B	654106103	286	2,718	SH		SOLE		2,718	0	0
NORTHERN DYNASTY MINERALS LT	COM NEW	66510M204	15	10,000	SH		SOLE		10,000	0	0
NORTHERN TR CORP	COM	665859104	498	5,926	SH		SOLE		5,926	0	0
NUVEEN AMT FREE QLTY MUN INC	COM	670657105	6,019	409,707	SH		SOLE		409,707	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	866	57,286	SH		SOLE		57,286	0	0
NUVEEN FLOATING RATE INCOME	COM	67072T108	4,337	528,948	SH		SOLE		528,948	0	0
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	670699107	204	8,103	SH		SOLE		8,103	0	0
NUVEEN QUALITY MUNCP INCOME	COM	67066V101	6,081	407,823	SH		SOLE		407,823	0	0
NVIDIA CORPORATION	COM	67066G104	243	531	SH		SOLE		531	0	0
PAYPAL HLDGS INC	COM	70450Y103	482	2,521	SH		SOLE		2,521	0	0
PEPSICO INC	COM	713448108	789	5,726	SH		SOLE		5,726	0	0
PFIZER INC	COM	717081103	1,780	46,427	SH		SOLE		46,427	0	0
PGIM GLOBAL HIGH YIELD FD FO	COM	69346J106	3,871	286,529	SH		SOLE		286,529	0	0
PGIM HIGH YIELD BOND FUND IN	COM	69346H100	5,441	386,743	SH		SOLE		386,743	0	0
PIVOTAL INVT CORP II	Equity	72582K100	439	43,235	SH		SOLE		43,235	0	0
PORTOLA PHARMACEUTICALS INC	Equity	737010108	202	11,237	SH		SOLE		11,237	0	0
PRA GROUP INC	COM	69354N106	2,740	61,336	SH		SOLE		61,336	0	0
PROCTER AND GAMBLE CO	COM	742718109	2,469	18,229	SH		SOLE		18,229	0	0
PRUDENTIAL FINL INC	COM	744320102	214	3,068	SH		SOLE		3,068	0	0
RENN FD INC	COM	759720105	17	12,703	SH		SOLE		12,703	0	0
RIVERNORTH SPECIALTY FIN COR	COM	76882B108	2,591	174,504	SH		SOLE		174,504	0	0
RMG ACQUISITION CORP	Equity	749641106	205	20,000	SH		SOLE		20,000	0	0
RPM INTL INC	COM	749685103	305	3,600	SH		SOLE		3,600	0	0
SC HEALTH CORP	Equity	G78516203	320	31,604	SH		SOLE		31,604	0	0
SCHWAB STRATEGIC TR	SHT TM US TRES	808524862	31,076	603,066	SH		SOLE		603,066	0	0
SCHWAB STRATEGIC TR	US BRD MKT ETF	808524102	4,415	54,945	SH		SOLE		54,945	0	0
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	3,083	38,032	SH		SOLE		38,032	0	0
SCHWAB STRATEGIC TR	INTL EQTY ETF	808524805	2,827	87,810	SH		SOLE		87,810	0	0
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	808524706	1,630	60,645	SH		SOLE		60,645	0	0
SCHWAB STRATEGIC TR	US SML CAP ETF	808524607	1,213	16,938	SH		SOLE		16,938	0	0
SCHWAB STRATEGIC TR	US MID-CAP ETF	808524508	1,069	18,611	SH		SOLE		18,611	0	0
SCHWAB STRATEGIC TR	US AGGREGATE B	808524839	703	12,451	SH		SOLE		12,451	0	0
SCHWAB STRATEGIC TR	SCHWB FDT EMK LG	808524730	336	13,400	SH		SOLE		13,400	0	0
SCHWAB STRATEGIC TR	INTL SCEQT ETF	808524888	293	8,977	SH		SOLE		8,977	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	759	6,667	SH		SOLE		6,667	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	335	3,123	SH		SOLE		3,123	0	0
SELECT SECTOR SPDR TR	SBI INT-FINL	81369Y605	244	9,679	SH		SOLE		9,679	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	226	5,870	SH		SOLE		5,870	0	0
SELECT SECTOR SPDR TR	SBI INT-UTILS	81369Y886	218	3,580	SH		SOLE		3,580	0	0
SERVICENOW INC	COM	81762P102	433	1,014	SH		SOLE		1,014	0	0
SERVICESOURCE INTL INC	COM	81763U100	143	87,500	SH		SOLE		87,500	0	0
SILVER SPIKE ACQUISITION COR	Equity	G8136L106	478	47,168	SH		SOLE		47,168	0	0
SOCIAL CAP HEDSPIA HLDG CO I	Equity	G8251K123	138	11,585	SH		SOLE		11,585	0	0
SOUTH MTN MERGER CORP	Equity	838884203	212	19,971	SH		SOLE		19,971	0	0
SPARTAN ENERGY ACQUISITION C	Equity	846784106	539	50,307	SH		SOLE		50,307	0	0
SPDR GOLD TR	GOLD SHS	78463V107	1,494	8,341	SH		SOLE		8,341	0	0
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	78463X889	15,748	526,685	SH		SOLE		526,685	0	0
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	78463X509	5,258	143,338	SH		SOLE		143,338	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	17,323	51,336	SH		SOLE		51,336	0	0
SPDR SER TR	PORTFOLIO S&P500	78464A854	14,433	364,182	SH		SOLE		364,182	0	0
SPDR SER TR	PORTFOLIO S&P600	78468R853	5,483	185,436	SH		SOLE		185,436	0	0
SPDR SER TR	PORTFOLIO S&P400	78464A847	5,056	147,156	SH		SOLE		147,156	0	0
SPDR SER TR	NUVEEN BLMBRG SR	78468R739	833	16,673	SH		SOLE		16,673	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	334	3,175	SH		SOLE		3,175	0	0
SPDR SER TR	DJ REIT ETF	78464A607	231	2,821	SH		SOLE		2,821	0	0
SPROTT PHYSICAL GOLD & SILVE	TR UNIT	85208R101	372	19,283	SH		SOLE		19,283	0	0
STARBUCKS CORP	COM	855244109	216	2,728	SH		SOLE		2,728	0	0
TARGET CORP	COM	87612E106	345	2,562	SH		SOLE		2,562	0	0
TD AMERITRADE HLDG CORP	Equity	87236Y108	288	7,916	SH		SOLE		7,916	0	0
TEMPLETON GLOBAL INCOME FD	COM	880198106	2,813	516,135	SH		SOLE		516,135	0	0
TESLA INC	COM	88160R101	3,725	2,396	SH		SOLE		2,396	0	0
TEXAS INSTRS INC	COM	882508104	422	3,042	SH		SOLE		3,042	0	0
TEXAS PAC LD TR	SUB CTF PROP I T	882610108	206	349	SH		SOLE		349	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	1,321	3,173	SH		SOLE		3,173	0	0
TREBIA ACQUISITION CORP	Equity	G9027T125	288	27,600	SH		SOLE		27,600	0	0
TREEHOUSE FOODS INC	COM	89469A104	312	7,200	SH		SOLE		7,200	0	0
TRINE ACQUISITION CORP	Equity	89628U108	371	35,546	SH		SOLE		35,546	0	0
TUSCAN HOLDINGS CORP	Equity	90069K104	436	42,577	SH		SOLE		42,577	0	0
U S GLOBAL INVS INC	CL A	902952100	34	10,000	SH		SOLE		10,000	0	0
UNION PAC CORP	COM	907818108	364	1,899	SH		SOLE		1,899	0	0
UNITEDHEALTH GROUP INC	COM	91324P102	1,023	3,173	SH		SOLE		3,173	0	0
UROGEN PHARMA LTD	COM	M96088105	255	11,000	SH		SOLE		11,000	0	0
US BANCORP DEL	COM NEW	902973304	327	8,638	SH		SOLE		8,638	0	0
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	921932505	361	1,750	SH		SOLE		1,750	0	0
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	262	2,947	SH		SOLE		2,947	0	0
VANGUARD BD INDEX FDS	SHORT TRM BOND	921937827	220	2,651	SH		SOLE		2,651	0	0
VANGUARD CHARLOTTE FDS	INTL BD IDX ETF	92203J407	208	3,586	SH		SOLE		3,586	0	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	6,199	36,219	SH		SOLE		36,219	0	0
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	3,506	11,309	SH		SOLE		11,309	0	0
VANGUARD INDEX FDS	MID CAP ETF	922908629	2,839	15,955	SH		SOLE		15,955	0	0
VANGUARD INDEX FDS	SMALL CP ETF	922908751	1,938	12,204	SH		SOLE		12,204	0	0
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	457	5,562	SH		SOLE		5,562	0	0
VANGUARD INDEX FDS	SM CP VAL ETF	922908611	420	3,561	SH		SOLE		3,561	0	0
VANGUARD INDEX FDS	GROWTH ETF	922908736	237	1,066	SH		SOLE		1,066	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	3,324	75,879	SH		SOLE		75,879	0	0
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	922042742	1,079	13,183	SH		SOLE		13,183	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	742	13,491	SH		SOLE		13,491	0	0
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	922042866	431	6,314	SH		SOLE		6,314	0	0
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	922042718	315	2,965	SH		SOLE		2,965	0	0
VANGUARD MUN BD FDS	TAX EXEMPT BD	922907746	1,301	23,673	SH		SOLE		23,673	0	0
VANGUARD SCOTTSDALE FDS	VNG RUS2000IDX	92206C664	591	4,650	SH		SOLE		4,650	0	0
VANGUARD SCOTTSDALE FDS	SHRT TRM CORP BD	92206C409	353	4,260	SH		SOLE		4,260	0	0
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	312	3,236	SH		SOLE		3,236	0	0
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	1,997	15,584	SH		SOLE		15,584	0	0
VANGUARD TAX-MANAGED FDS	FTSE DEV MKT ETF	921943858	4,708	111,811	SH		SOLE		111,811	0	0
VANGUARD WHITEHALL FDS	HIGH DIV YLD	921946406	206	2,444	SH		SOLE		2,444	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	904	15,426	SH		SOLE		15,426	0	0
VISA INC	COM CL A	92826C839	577	2,903	SH		SOLE		2,903	0	0
WALMART INC	COM	931142103	460	3,485	SH		SOLE		3,485	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	341	1,747	SH		SOLE		1,747	0	0