Vivaldi Capital Management 13F-HR Quarterly holdings report by institutional manager

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL

OMB Number:		3235-0006
Expires:	Oct 31, 2018
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COLUMN 1	COLUMN 2	COLUMN 3	COLUMN 4	COLUMN 5			COLUMN 6	COLUMN 7	COLUMN 8
			VALUE	SHRS OR	SH/	PUT/	INVESTMENT	OTHER	VOTING AUTHORITY
NAME OF ISSUER	TITLE OF CLASS	CUSIP	(x$1000)	PRN AMT	PRN	CALL	DISCRETION	MANAGER	SOLE	SHARED	NONE
26 CAPITAL ACQUISITION CORP	Equity	90138P100	146	15,000	SH		SOLE		15,000	0	0
3M CO	COM	88579Y101	1,111	5,538	SH		SOLE		5,538	0	0
5 01 ACQUISITION CORP	Equity	33836P105	107	10,720	SH		SOLE		10,720	0	0
7GC & CO HOLDINGS INC	Equity	81786A206	131	12,986	SH		SOLE		12,986	0	0
ABBOTT LABS	COM	002824100	979	7,954	SH		SOLE		7,954	0	0
ABBVIE INC	COM	00287Y109	1,162	9,976	SH		SOLE		9,976	0	0
ACCENTURE PLC IRELAND	SHS CLASS A	G1151C101	873	2,700	SH		SOLE		2,700	0	0
ADIT EDTECH ACQUISITION CORP	Equity	007024201	100	10,000	SH		SOLE		10,000	0	0
AEA-BRIDGES IMPACT CORP	Equity	G01046104	108	11,058	SH		SOLE		11,058	0	0
ALEXION PHARMACEUTICALS INC	Equity	015351109	1,014	5,520	SH		SOLE		5,520	0	0
ALLIANCEBERNSTEIN GLOBAL HIG	COM	01879R106	2,465	197,524	SH		SOLE		197,524	0	0
ALPHABET INC	CAP STK CL A	02079K305	1,116	405	SH		SOLE		405	0	0
ALPHABET INC	CAP STK CL C	02079K107	1,937	700	SH		SOLE		700	0	0
ALPS ETF TR	ALERIAN MLP	00162Q452	768	23,259	SH		SOLE		23,259	0	0
ALTRIA GROUP INC	COM	02209S103	207	4,266	SH		SOLE		4,266	0	0
AMAZON COM INC	COM	023135106	665	202	SH		SOLE		202	0	0
AMERICAN EXPRESS CO	COM	025816109	210	1,266	SH		SOLE		1,266	0	0
AMERICAS TECHNOLOGY ACQSN CO	Equity	G0404A102	110	11,000	SH		SOLE		11,000	0	0
AMGEN INC	COM	031162100	515	2,244	SH		SOLE		2,244	0	0
ANGEL OAK FINL STRATEGIES IN	COM BEN INT	03464A100	16,561	898,081	SH		SOLE		898,081	0	0
ANNALY CAPITAL MANAGEMENT IN	COM	035710409	86	10,000	SH		SOLE		10,000	0	0
APOLLO STRATEGIC GROWTH CAPT	Equity	G0411R106	98	10,000	SH		SOLE		10,000	0	0
APPLE INC	COM	037833100	9,353	62,730	SH		SOLE		62,730	0	0
ARES ACQUISITION CORPORATION	Equity	G33032114	100	10,000	SH		SOLE		10,000	0	0
ARK ETF TR	INNOVATION ETF	00214Q104	1,213	10,103	SH		SOLE		10,103	0	0
ARK ETF TR	GENOMIC REV ETF	00214Q302	611	7,431	SH		SOLE		7,431	0	0
AT HOME GROUP INC	Equity	04650Y100	800	21,719	SH		SOLE		21,719	0	0
AT&T INC	COM	00206R102	497	17,623	SH		SOLE		17,623	0	0
ATHENE HOLDING LTD	CL A	G0684D107	443	6,762	SH		SOLE		6,762	0	0
ATHLON ACQUISITION CORP	Equity	04748A205	100	10,000	SH		SOLE		10,000	0	0
ATLAS CREST INVESTMENT CORP	Equity	049287204	100	10,000	SH		SOLE		10,000	0	0
AUDACY INC	CL A	05070N103	41	12,600	SH		SOLE		12,600	0	0
AUTHENTIC EQUITY ACQUISTN CO	Equity	G06607116	101	10,000	SH		SOLE		10,000	0	0
AVANTI ACQUISITION CORP	Equity	G0682V109	105	10,800	SH		SOLE		10,800	0	0
BANK NEW YORK MELLON CORP	COM	064058100	309	5,729	SH		SOLE		5,729	0	0
BCLS ACQUISITION CORP	Equity	G0904B105	158	14,985	SH		SOLE		14,985	0	0
BECTON DICKINSON & CO	COM	075887109	200	811	SH		SOLE		811	0	0
BERKSHIRE HATHAWAY INC DEL	CL B NEW	084670702	1,607	5,583	SH		SOLE		5,583	0	0
BERKSHIRE HATHAWAY INC DEL	CL A	084670108	433	1	SH		SOLE		1	0	0
BETTER WORLD ACQUISITION COR	Equity	08772B104	100	10,000	SH		SOLE		10,000	0	0
BIOHITECH GLOBAL INC	COM	09074B107	23	18,782	SH		SOLE		18,782	0	0
BIOTECH ACQUISITION COMPANY	Equity	G1125A124	101	10,000	SH		SOLE		10,000	0	0
BK OF AMERICA CORP	COM	060505104	337	8,086	SH		SOLE		8,086	0	0
BLACKROCK CALIF MUN INCOME T	SH BEN INT	09248E102	1,614	107,261	SH		SOLE		107,261	0	0
BLACKROCK INC	COM	09247X101	372	406	SH		SOLE		406	0	0
BLACKROCK MUNI INTER DR FD I	COM	09253X102	7,659	487,555	SH		SOLE		487,555	0	0
BLACKROCK MUNIYIELD CALIF FD	COM	09254M105	1,341	86,049	SH		SOLE		86,049	0	0
BLACKROCK MUNIYIELD CALIF QU	COM	09254N103	838	52,521	SH		SOLE		52,521	0	0
BLACKROCK MUNIYIELD QUALITY	COM	09254E103	7,769	517,274	SH		SOLE		517,274	0	0
BLUERIVER ACQUISITION CORP	Equity	G1261Q123	100	10,000	SH		SOLE		10,000	0	0
BOOKING HOLDINGS INC	COM	09857L108	245	111	SH		SOLE		111	0	0
BOSTON PRIVATE FINL HLDGS IN	Equity	101119105	472	32,028	SH		SOLE		32,028	0	0
BRIGHT LIGHTS ACQUISITION CO	Equity	10920K200	101	10,000	SH		SOLE		10,000	0	0
BRISTOL-MYERS SQUIBB CO	COM	110122108	319	4,724	SH		SOLE		4,724	0	0
BROADRIDGE FINL SOLUTIONS IN	COM	11133T103	285	1,636	SH		SOLE		1,636	0	0
BROADSCALE ACQUISITION CORP	Equity	11134Y200	120	12,000	SH		SOLE		12,000	0	0
BROOKFIELD ASSET MGMT INC	CL A LTD VT SH	112585104	412	7,275	SH		SOLE		7,275	0	0
BROOKFIELD INFRAST PARTNERS	LP INT UNIT	G16252101	566	10,000	SH		SOLE		10,000	0	0
BROOKFIELD PROPERTY PARTRS L	Equity	G16249107	834	44,028	SH		SOLE		44,028	0	0
BURGUNDY TECHNOLOGY ACQU COR	Equity	G1702T116	153	15,488	SH		SOLE		15,488	0	0
CAI INTERNATIONAL INC	Equity	12477X106	279	4,987	SH		SOLE		4,987	0	0
CARNEY TECHNOLOGY ACQU CORP	Equity	143636207	159	15,900	SH		SOLE		15,900	0	0
CARTESIAN GROWTH CORP	Equity	G19276123	100	10,000	SH		SOLE		10,000	0	0
CBRE GROUP INC	CL A	12504L109	477	5,004	SH		SOLE		5,004	0	0
CC NEUBERGER PRIN HLDGS II	Equity	G3166T103	99	10,000	SH		SOLE		10,000	0	0
CF ACQUISITION CORP IV	Equity	12520T102	174	18,000	SH		SOLE		18,000	0	0
CF ACQUISITION CORP V	Equity	12520R205	135	13,200	SH		SOLE		13,200	0	0
CF ACQUISITION CORP VI	Equity	12521J202	100	10,000	SH		SOLE		10,000	0	0
CF ACQUISITION CORP VIII	Equity	12520C208	101	10,000	SH		SOLE		10,000	0	0
CHEVRON CORP NEW	COM	166764100	239	2,346	SH		SOLE		2,346	0	0
CHP MERGER CORP	Equity	12558Y106	104	10,451	SH		SOLE		10,451	0	0
CHURCHILL CAPITAL CORP V	Equity	17144T107	129	12,827	SH		SOLE		12,827	0	0
CISCO SYS INC	COM	17275R102	825	14,608	SH		SOLE		14,608	0	0
CLARIM ACQUISITION CORP	Equity	18049C207	99	10,000	SH		SOLE		10,000	0	0
CLOROX CO DEL	COM	189054109	233	1,386	SH		SOLE		1,386	0	0
CLOUDERA INC	Equity	18914U100	308	19,443	SH		SOLE		19,443	0	0
CME GROUP INC	COM	12572Q105	572	2,764	SH		SOLE		2,764	0	0
COCA COLA CO	COM	191216100	618	10,798	SH		SOLE		10,798	0	0
COLICITY INC	Equity	194170205	201	20,000	SH		SOLE		20,000	0	0
COMCAST CORP NEW	CL A	20030N101	437	7,372	SH		SOLE		7,372	0	0
CONAGRA BRANDS INC	COM	205887102	236	6,920	SH		SOLE		6,920	0	0
CONCORD ACQUISITION CORP	Equity	206071102	177	18,000	SH		SOLE		18,000	0	0
CORNER GROWTH ACQUISITION CO	Equity	G2425N105	195	19,998	SH		SOLE		19,998	0	0
COSTCO WHSL CORP NEW	COM	22160K105	216	483	SH		SOLE		483	0	0
CRISPR THERAPEUTICS AG	NAMEN AKT	H17182108	218	1,722	SH		SOLE		1,722	0	0
CUMMINS INC	COM	231021106	251	1,055	SH		SOLE		1,055	0	0
D R HORTON INC	COM	23331A109	1,735	17,749	SH		SOLE		17,749	0	0
DATADOG INC	CL A COM	23804L103	271	2,000	SH		SOLE		2,000	0	0
DAVIDSTEA INC	COM	238661102	118	30,500	SH		SOLE		30,500	0	0
DEEP LAKE CAPITAL ACQUSTN CO	Equity	G27029126	122	12,040	SH		SOLE		12,040	0	0
DEERE & CO	COM	244199105	203	529	SH		SOLE		529	0	0
DIAGEO PLC	SPON ADR NEW	25243Q205	205	1,016	SH		SOLE		1,016	0	0
DIAMONDHEAD HOLDINGS CORP	Equity	25278L204	100	10,000	SH		SOLE		10,000	0	0
DICKS SPORTING GOODS INC	COM	253393102	207	1,900	SH		SOLE		1,900	0	0
DISNEY WALT CO	COM	254687106	868	4,792	SH		SOLE		4,792	0	0
DNP SELECT INCOME FD INC	COM	23325P104	1,962	182,354	SH		SOLE		182,354	0	0
DOUBLELINE INCOME SOLUTIONS	COM	258622109	182	10,100	SH		SOLE		10,100	0	0
DPCM CAP INC	Equity	23344P101	128	12,999	SH		SOLE		12,999	0	0
DTF TAX-FREE INCOME INC	COM	23334J107	772	51,635	SH		SOLE		51,635	0	0
DWS MUN INCOME TR	COM	233368109	5,911	480,148	SH		SOLE		480,148	0	0
E MERGE TECHNOLOGY ACQUISITI	Equity	26873Y104	185	18,953	SH		SOLE		18,953	0	0
EAST RES ACQUISITION CO	Equity	274681105	176	18,024	SH		SOLE		18,024	0	0
EASTSIDE DISTILLING INC	COM	277802302	36	11,000	SH		SOLE		11,000	0	0
EATON VANCE CALIF MUN BD FD	COM	27828A100	1,580	131,041	SH		SOLE		131,041	0	0
ECOLAB INC	COM	278865100	242	1,090	SH		SOLE		1,090	0	0
ECP ENVIRONMENTAL GW OPT COR	Equity	26829T209	101	10,000	SH		SOLE		10,000	0	0
EMERSON ELEC CO	COM	291011104	240	2,318	SH		SOLE		2,318	0	0
EMPOWERMENT & INCLUSION CAPI	Equity	29248N209	121	11,998	SH		SOLE		11,998	0	0
ENVIRONMENTAL IMPACT ACQU CO	Equity	29408N205	104	10,000	SH		SOLE		10,000	0	0
EQUITY DISTR ACQUISITION COR	Equity	29465E106	148	15,000	SH		SOLE		15,000	0	0
EUROPEAN BIOTECH ACQUTN CORP	Equity	G3167F110	100	10,000	SH		SOLE		10,000	0	0
EUROPEAN SUSTAINABLE GROWTH	Equity	G3194F109	194	20,000	SH		SOLE		20,000	0	0
EXCHANGE TRADED CONCEPTS TR	ROBO GLB ETF	301505707	331	4,978	SH		SOLE		4,978	0	0
EXXON MOBIL CORP	COM	30231G102	545	9,596	SH		SOLE		9,596	0	0
FACEBOOK INC	CL A	30303M102	908	2,500	SH		SOLE		2,500	0	0
FEDEX CORP	COM	31428X106	236	852	SH		SOLE		852	0	0
FIRST TR EXCH TRADED FD III	PFD SECS INC ETF	33739E108	489	23,680	SH		SOLE		23,680	0	0
FIRST TR EXCH TRADED FD III	MERGER ARBITRA	33740J203	1,100	56,696	SH		SOLE		56,696	0	0
FIRST TR EXCH TRD ALPHDX FD	ASIA EX JAPAN	33737J109	5,257	151,884	SH		SOLE		151,884	0	0
FIRST TR EXCHANGE TRADED FD	NASDQ CLN EDGE	33737A108	321	3,234	SH		SOLE		3,234	0	0
FIRST TR EXCHANGE-TRADED FD	FST LOW OPPT EFT	33739Q200	21,940	431,974	SH		SOLE		431,974	0	0
FIRST TR EXCHNG TRADED FD VI	CBOE EQT BUFER	33740F847	1,177	30,890	SH		SOLE		30,890	0	0
FIRST TR EXCHNG TRADED FD VI	FT CBOE EQTY BFR	33740U505	350	10,398	SH		SOLE		10,398	0	0
FIRSTMARK HORIZON ACQUISITIO	Equity	33765Y101	100	10,110	SH		SOLE		10,110	0	0
FORTRESS CAPITAL ACQUISITION	Equity	G36427113	120	12,000	SH		SOLE		12,000	0	0
FORTRESS VALUE ACQUIS CORP I	Equity	34964G206	142	14,203	SH		SOLE		14,203	0	0
FRAZIER LIFESCIENCES ACQU CO	Equity	G3710A105	122	12,500	SH		SOLE		12,500	0	0
ALUSSA ENERGY ACQUISITION CO	Equity	G0232J101	306	30,308	SH		SOLE		30,308	0	0
FTAC ATHENA ACQUISITION CORP	Equity	G37283127	102	10,000	SH		SOLE		10,000	0	0
FUSION ACQUISITION CORP II	Equity	36118N201	100	10,000	SH		SOLE		10,000	0	0
GALECTIN THERAPEUTICS INC	COM NEW	363225202	36	10,668	SH		SOLE		10,668	0	0
GAMING & LEISURE PPTYS INC	COM	36467J108	4,220	87,347	SH		SOLE		87,347	0	0
GENERAL ELECTRIC CO	COM	369604103	1,978	18,849	SH		SOLE		18,849	0	0
GLOBAL PARTNER ACQISTN CORP	Equity	G3934P110	99	10,000	SH		SOLE		10,000	0	0
GLOBAL X FDS	GLBL X MLP ETF	37954Y343	1,734	49,900	SH		SOLE		49,900	0	0
GO ACQUISITION CORP	Equity	362019101	142	14,537	SH		SOLE		14,537	0	0
HEALTHCARE CAPITAL CORP	Equity	42228C200	150	15,000	SH		SOLE		15,000	0	0
H I G ACQUISITION CORP	Equity	G44898107	138	14,184	SH		SOLE		14,184	0	0
HIGHLAND TRANSCEND PARTNERS	Equity	G44690108	147	15,099	SH		SOLE		15,099	0	0
HOME DEPOT INC	COM	437076102	736	2,222	SH		SOLE		2,222	0	0
HONEYWELL INTL INC	COM	438516106	422	1,822	SH		SOLE		1,822	0	0
HORIZON ACQUISITION CORPORAT	Equity	G46044106	122	12,465	SH		SOLE		12,465	0	0
HUDSON EXECUTIVE INVS CORP I	Equity	443760202	149	15,000	SH		SOLE		15,000	0	0
IG ACQUISITION CORP	Equity	449534106	195	20,000	SH		SOLE		20,000	0	0
INTEL CORP	COM	458140100	661	12,350	SH		SOLE		12,350	0	0
INTERNATIONAL BUSINESS MACHS	COM	459200101	205	1,435	SH		SOLE		1,435	0	0
INVESCO DYNAMIC CR OPPORTUNI	COM	46132R104	2,482	209,455	SH		SOLE		209,455	0	0
INVESCO EXCHANGE TRADED FD T	WILDERHIL CLAN	46137V134	339	4,168	SH		SOLE		4,168	0	0
INVESCO EXCHANGE TRADED FD T	INVESCO MSCI	46137V407	357	5,370	SH		SOLE		5,370	0	0
INVESCO SR INCOME TR	COM	46131H107	3,718	860,704	SH		SOLE		860,704	0	0
INVESTMENT MANAGERS SER TR	KNWLDL LD ETF	46143U849	2,410	50,249	SH		SOLE		50,249	0	0
ISHARES GOLD TR	ISHARES NEW	464285204	4,298	126,893	SH		SOLE		126,893	0	0
ISHARES INC	CORE MSCI EMKT	46434G103	1,161	18,362	SH		SOLE		18,362	0	0
ISHARES TR	CORE S&P MCP ETF	464287507	2,926	10,724	SH		SOLE		10,724	0	0
ISHARES TR	CORE S&P SCP ETF	464287804	825	7,431	SH		SOLE		7,431	0	0
ISHARES TR	CORE S&P500 ETF	464287200	8,613	19,233	SH		SOLE		19,233	0	0
ISHARES TR	RUS 1000 VAL ETF	464287598	1,792	10,984	SH		SOLE		10,984	0	0
ISHARES TR	RUS 1000 GRW ETF	464287614	1,747	6,158	SH		SOLE		6,158	0	0
ISHARES TR	RUSSELL 2000 ETF	464287655	2,524	11,412	SH		SOLE		11,412	0	0
ISHARES TR	MSCI EAFE ETF	464287465	6,221	76,402	SH		SOLE		76,402	0	0
ISHARES TR	RUS MID CAP ETF	464287499	2,569	31,762	SH		SOLE		31,762	0	0
ISHARES TR	COHEN STEER REIT	464287564	1,981	28,792	SH		SOLE		28,792	0	0
ISHARES TR	US HLTHCARE ETF	464287762	957	3,313	SH		SOLE		3,313	0	0
ISHARES TR	U.S. TECH ETF	464287721	655	6,251	SH		SOLE		6,251	0	0
ISHARES TR	ISHARES BIOTECH	464287556	904	5,338	SH		SOLE		5,338	0	0
ISHARES TR	1 3 YR TREAS BD	464287457	16,646	193,110	SH		SOLE		193,110	0	0
ISHARES TR	MSCI EMG MKT ETF	464287234	500	9,657	SH		SOLE		9,657	0	0
ISHARES TR	S&P 100 ETF	464287101	1,104	5,383	SH		SOLE		5,383	0	0
ISHARES TR	MSCI AC ASIA ETF	464288182	1,171	13,370	SH		SOLE		13,370	0	0
ISHARES TR	CORE US AGGBD ET	464287226	573	4,940	SH		SOLE		4,940	0	0
ISHARES TR	SELECT DIVID ETF	464287168	4,039	33,820	SH		SOLE		33,820	0	0
ISHARES TR	CORE S&P TTL STK	464287150	4,325	42,393	SH		SOLE		42,393	0	0
ISHARES TR	IBOXX HI YD ETF	464288513	514	5,873	SH		SOLE		5,873	0	0
ISHARES TR	ISHS 1-5YR INVS	464288646	400	7,300	SH		SOLE		7,300	0	0
ISHARES TR	INTL SEL DIV ETF	464288448	343	10,416	SH		SOLE		10,416	0	0
ISHARES TR	NATIONAL MUN ETF	464288414	642	5,481	SH		SOLE		5,481	0	0
ISHARES TR	EAFE SML CP ETF	464288273	343	4,462	SH		SOLE		4,462	0	0
ISHARES TR	CALIF MUN BD ETF	464288356	1,543	24,617	SH		SOLE		24,617	0	0
ISHARES TR	MSCI ACWI ETF	464288257	3,860	37,204	SH		SOLE		37,204	0	0
ISHARES TR	GL CLEAN ENE ETF	464288224	270	11,968	SH		SOLE		11,968	0	0
ISHARES TR	SHRT NAT MUN ETF	464288158	22,933	212,641	SH		SOLE		212,641	0	0
ISHARES TR	FLTG RATE NT ETF	46429B655	336	6,618	SH		SOLE		6,618	0	0
ISHARES TR	CORE MSCI EAFE	46432F842	1,619	20,929	SH		SOLE		20,929	0	0
ISHARES TR	0-5YR HI YL CP	46434V407	500	10,956	SH		SOLE		10,956	0	0
ISHARES TR	IBONDS DEC21 ETF	46434VBK5	602	24,312	SH		SOLE		24,312	0	0
ISHARES TR	IBONDS DEC23 ETF	46434VAX8	702	26,982	SH		SOLE		26,982	0	0
ISHARES TR	IBONDS DEC22 ETF	46434VBA7	516	20,359	SH		SOLE		20,359	0	0
ISHARES TR	CORE INTL AGGR	46435G672	416	7,441	SH		SOLE		7,441	0	0
ISHARES TR	MSCI GLOBAL IMP	46435G532	211	2,120	SH		SOLE		2,120	0	0
ISHARES TR	CORE MSCI INTL	46435G326	896	12,890	SH		SOLE		12,890	0	0
ISHARES TR	ESG AWR MSCI USA	46435G425	502	4,908	SH		SOLE		4,908	0	0
JACK CREEK INVESTMENT CORP	Equity	G4989X107	121	12,000	SH		SOLE		12,000	0	0
JAWS MUSTANG ACQUISITION COR	Equity	G50737116	101	10,000	SH		SOLE		10,000	0	0
REINVENT TECHNOLOGY PARTNERS	Equity	G7483N129	103	10,304	SH		SOLE		10,304	0	0
JOHNSON & JOHNSON	COM	478160104	989	5,613	SH		SOLE		5,613	0	0
JPMORGAN CHASE & CO	COM	46625H100	2,991	18,696	SH		SOLE		18,696	0	0
KAIROS ACQUISITION CORP	Equity	G52110122	120	12,000	SH		SOLE		12,000	0	0
KANSAS CITY SOUTHERN	Equity	485170302	401	1,416	SH		SOLE		1,416	0	0
KAYNE ANDERSON ENERGY INFRST	COM	486606106	108	13,594	SH		SOLE		13,594	0	0
KINS TECHNOLOGY GROUP INC	Equity	49714K109	148	15,000	SH		SOLE		15,000	0	0
LILLY ELI & CO	COM	532457108	539	2,039	SH		SOLE		2,039	0	0
LIONHEART ACQUISITION CORP I	Equity	53625R104	140	14,170	SH		SOLE		14,170	0	0
LIVE OAK ACQUISITION CORP II	Equity	53804W106	155	15,599	SH		SOLE		15,599	0	0
LUMINAR TECHNOLOGIES INC	COM CL A	550424105	4,649	270,000	SH		SOLE		270,000	0	0
LYFT INC	CL A COM	55087P104	1,784	33,408	SH		SOLE		33,408	0	0
MALACCA STRAITS ACQUISITION	Equity	G5859B117	170	17,122	SH		SOLE		17,122	0	0
MARLIN TECHNOLOGY CORP	Equity	G58411128	121	12,000	SH		SOLE		12,000	0	0
MASTERCARD INCORPORATED	CL A	57636Q104	389	1,072	SH		SOLE		1,072	0	0
MATCH GROUP INC NEW	COM	57667L107	433	3,181	SH		SOLE		3,181	0	0
MCAP ACQUISITION CORP	Equity	55282T208	100	10,000	SH		SOLE		10,000	0	0
MCDONALDS CORP	COM	580135101	457	1,915	SH		SOLE		1,915	0	0
MERCK & CO INC	COM	58933Y105	497	6,475	SH		SOLE		6,475	0	0
MESABI TR	CTF BEN INT	590672101	250	7,000	SH		SOLE		7,000	0	0
MICROSOFT CORP	COM	594918104	3,527	12,045	SH		SOLE		12,045	0	0
MONUMENT CIRCLE ACQUISITN CO	Equity	61531M200	110	11,000	SH		SOLE		11,000	0	0
MORGAN STANLEY	COM NEW	617446448	460	4,425	SH		SOLE		4,425	0	0
MOTIVE CAPITAL CORP	Equity	G6293A103	176	18,024	SH		SOLE		18,024	0	0
MOTOROLA SOLUTIONS INC	COM NEW	620076307	339	1,454	SH		SOLE		1,454	0	0
NAVISTAR INTL CORP NEW	Equity	63934E108	269	6,052	SH		SOLE		6,052	0	0
NEUBERGER BRMAN CLIFRN MUNI	COM	64123C101	1,320	90,214	SH		SOLE		90,214	0	0
NEXTERA ENERGY INC	COM	65339F101	463	5,545	SH		SOLE		5,545	0	0
NEXTGEN ACQUISITION CORP	Equity	G65305107	199	20,000	SH		SOLE		20,000	0	0
NIKE INC	CL B	654106103	404	2,351	SH		SOLE		2,351	0	0
NOBLE ROCK ACQUISITION CORP	Equity	G6546R127	206	20,601	SH		SOLE		20,601	0	0
NORTH ATLANTIC ACQUISITN COR	Equity	G66139117	141	14,000	SH		SOLE		14,000	0	0
NORTH MOUNTAIN MERGER CORP	Equity	661204107	187	19,197	SH		SOLE		19,197	0	0
NORTHERN TR CORP	COM	665859104	665	5,717	SH		SOLE		5,717	0	0
NOVUS CAPITAL CORPORATION II	Equity	67012W203	117	11,600	SH		SOLE		11,600	0	0
NUVEEN AMT FREE QLTY MUN INC	COM	670657105	2,095	132,618	SH		SOLE		132,618	0	0
NUVEEN CA QUALTY MUN INCOME	COM	67066Y105	787	49,772	SH		SOLE		49,772	0	0
NUVEEN NASDAQ 100 DYNAMIC OV	COM SHS	670699107	239	8,103	SH		SOLE		8,103	0	0
NUVEEN QUALITY MUNCP INCOME	COM	67066V101	2,096	129,917	SH		SOLE		129,917	0	0
NVIDIA CORPORATION	COM	67066G104	399	1,978	SH		SOLE		1,978	0	0
OAKTREE ACQUISITION CORP II	Equity	G6715X103	177	17,928	SH		SOLE		17,928	0	0
OBLONG INC	COM	674434105	55	25,590	SH		SOLE		25,590	0	0
OMNICELL COM	COM	68213N109	272	1,800	SH		SOLE		1,800	0	0
OMNICHANNEL ACQUISITION CORP	Equity	68218L108	147	15,000	SH		SOLE		15,000	0	0
ORACLE CORP	COM	68389X105	275	3,042	SH		SOLE		3,042	0	0
SOFTWARE ACQUISITN GRUP INC	Equity	83407F101	299	30,000	SH		SOLE		30,000	0	0
PAYCHEX INC	COM	704326107	234	2,000	SH		SOLE		2,000	0	0
PAYPAL HLDGS INC	COM	70450Y103	466	1,695	SH		SOLE		1,695	0	0
PEPSICO INC	COM	713448108	627	4,005	SH		SOLE		4,005	0	0
PFIZER INC	COM	717081103	1,873	38,644	SH		SOLE		38,644	0	0
PGIM GLOBAL HIGH YIELD FD FO	COM	69346J106	3,230	203,643	SH		SOLE		203,643	0	0
PGIM HIGH YIELD BOND FUND IN	COM	69346H100	4,441	273,280	SH		SOLE		273,280	0	0
PIMCO ETF TR	1-5 US TIP IDX	72201R205	212	3,853	SH		SOLE		3,853	0	0
PIMCO ETF TR	ENHAN SHRT MA AC	72201R833	14,738	144,547	SH		SOLE		144,547	0	0
PIVOTAL INVESTMENT CORP III	Equity	72582M205	150	15,000	SH		SOLE		15,000	0	0
PMV CONSUMER ACQUISITION COR	Equity	693486102	146	15,000	SH		SOLE		15,000	0	0
POEMA GLOBAL HOLDINGS CORP	Equity	G7154B123	151	15,000	SH		SOLE		15,000	0	0
POWER & DIGITAL INFRA ACQ CO	Equity	739190205	152	15,000	SH		SOLE		15,000	0	0
PRA GROUP INC	COM	69354N106	2,417	61,336	SH		SOLE		61,336	0	0
PRA HEALTH SCIENCES INC	Equity	69354M108	1,166	7,055	SH		SOLE		7,055	0	0
PRIME IMPACT ACQUISITION I	Equity	G61074103	127	12,999	SH		SOLE		12,999	0	0
PROCTER AND GAMBLE CO	COM	742718109	2,228	15,512	SH		SOLE		15,512	0	0
PROOFPOINT INC	Equity	743424103	1,008	5,802	SH		SOLE		5,802	0	0
PROSPECTOR CAPITAL CORP	Equity	G7273A105	102	10,500	SH		SOLE		10,500	0	0
PRUDENTIAL FINL INC	COM	744320102	393	3,639	SH		SOLE		3,639	0	0
QELL ACQUISITION CORP	Equity	G7307X105	177	17,818	SH		SOLE		17,818	0	0
QTS RLTY TR INC	Equity	74736A103	754	9,760	SH		SOLE		9,760	0	0
QUEENS GAMBIT GROWTH CAPITAL	Equity	G7315C127	100	10,000	SH		SOLE		10,000	0	0
REINVENT TECHNOLOGY PARTNERS	Equity	G7484L114	151	15,000	SH		SOLE		15,000	0	0
RESEARCH ALLIANCE CORP II	Equity	760873109	132	13,000	SH		SOLE		13,000	0	0
RMG ACQUISITION CORP III	Equity	G76088114	150	15,000	SH		SOLE		15,000	0	0
ROMAN DBDR TECH ACQUISITION	Equity	77584N101	152	15,000	SH		SOLE		15,000	0	0
RPM INTL INC	COM	749685103	325	3,730	SH		SOLE		3,730	0	0
SARISSA CAPITAL ACQUISITN CO	Equity	G7823W102	127	12,785	SH		SOLE		12,785	0	0
SCHWAB STRATEGIC TR	US BRD MKT ETF	808524102	4,643	43,102	SH		SOLE		43,102	0	0
SCHWAB STRATEGIC TR	INTL EQTY ETF	808524805	4,064	100,582	SH		SOLE		100,582	0	0
SCHWAB STRATEGIC TR	US LRG CAP ETF	808524201	4,569	42,269	SH		SOLE		42,269	0	0
SCHWAB STRATEGIC TR	US SML CAP ETF	808524607	1,798	17,679	SH		SOLE		17,679	0	0
SCHWAB STRATEGIC TR	INTL SCEQT ETF	808524888	331	7,710	SH		SOLE		7,710	0	0
SCHWAB STRATEGIC TR	EMRG MKTEQ ETF	808524706	2,161	69,537	SH		SOLE		69,537	0	0
SCHWAB STRATEGIC TR	SHT TM US TRES	808524862	17,584	343,161	SH		SOLE		343,161	0	0
SCHWAB STRATEGIC TR	US MID-CAP ETF	808524508	1,443	18,221	SH		SOLE		18,221	0	0
SCHWAB STRATEGIC TR	US AGGREGATE B	808524839	630	11,491	SH		SOLE		11,491	0	0
SCHWAB STRATEGIC TR	SCHWB FDT EMK LG	808524730	325	10,222	SH		SOLE		10,222	0	0
SCION TECH GROWTH I	Equity	G31067120	104	10,279	SH		SOLE		10,279	0	0
SELECT SECTOR SPDR TR	ENERGY	81369Y506	720	14,560	SH		SOLE		14,560	0	0
SELECT SECTOR SPDR TR	FINANCIAL	81369Y605	373	9,659	SH		SOLE		9,659	0	0
SELECT SECTOR SPDR TR	TECHNOLOGY	81369Y803	1,001	6,457	SH		SOLE		6,457	0	0
SELECT SECTOR SPDR TR	SBI HEALTHCARE	81369Y209	405	3,028	SH		SOLE		3,028	0	0
SERVICESOURCE INTL INC	COM	81763U100	188	125,000	SH		SOLE		125,000	0	0
SEVEN OAKS ACQUISITION CORP	Equity	81787X106	116	11,761	SH		SOLE		11,761	0	0
SLACK TECHNOLOGIES INC	Equity	83088V102	641	14,474	SH		SOLE		14,474	0	0
SOCIAL LEVERAGE ACQUISN CORP	Equity	83363K201	150	15,000	SH		SOLE		15,000	0	0
SOFI TECHNOLOGIES INC	COM	83406F102	328	21,859	SH		SOLE		21,859	0	0
SPARTAN ACQUISITION CORP III	Equity	84677R205	151	15,000	SH		SOLE		15,000	0	0
SPDR GOLD TR	GOLD SHS	78463V107	2,445	14,694	SH		SOLE		14,694	0	0
SPDR INDEX SHS FDS	PORTFOLIO EMG MK	78463X509	6,791	157,349	SH		SOLE		157,349	0	0
SPDR INDEX SHS FDS	PORTFOLIO DEVLPD	78463X889	23,040	612,120	SH		SOLE		612,120	0	0
SPDR S&P 500 ETF TR	TR UNIT	78462F103	19,570	43,886	SH		SOLE		43,886	0	0
SPDR SER TR	NUVEEN BLMBRG SR	78468R739	484	9,750	SH		SOLE		9,750	0	0
SPDR SER TR	S&P REGL BKG	78464A698	216	3,285	SH		SOLE		3,285	0	0
SPDR SER TR	PORTFOLIO S&P400	78464A847	7,454	155,644	SH		SOLE		155,644	0	0
SPDR SER TR	BLOOMBERG BRCLYS	78468R622	274	2,508	SH		SOLE		2,508	0	0
SPDR SER TR	PORTFOLIO S&P500	78464A854	20,962	399,742	SH		SOLE		399,742	0	0
SPDR SER TR	PORTFOLIO S&P600	78468R853	8,233	190,451	SH		SOLE		190,451	0	0
SPORTS VENTURES ACQUISIN COR	Equity	G8372A111	101	10,000	SH		SOLE		10,000	0	0
SPRING VY ACQUISITION CORP	Equity	G8377A108	101	10,098	SH		SOLE		10,098	0	0
SPROTT PHYSICAL GOLD & SILVE	TR UNIT	85208R101	259	14,612	SH		SOLE		14,612	0	0
SUPERNOVA PARTNERS ACQUISITI	Equity	86846V108	195	19,641	SH		SOLE		19,641	0	0
TAILWIND ACQUISITION CORP	Equity	87403Q102	130	13,000	SH		SOLE		13,000	0	0
TAILWIND INTERNATNAL ACQ COR	Equity	G8662F127	150	15,000	SH		SOLE		15,000	0	0
TARGET CORP	COM	87612E106	979	3,745	SH		SOLE		3,745	0	0
TEKKORP DIGITAL ACQUISITN CO	Equity	G8739H106	156	15,992	SH		SOLE		15,992	0	0
TESLA INC	COM	88160R101	6,381	8,897	SH		SOLE		8,897	0	0
THERMO FISHER SCIENTIFIC INC	COM	883556102	1,365	2,507	SH		SOLE		2,507	0	0
TIGA ACQUISITION CORP	Equity	G88672103	120	11,935	SH		SOLE		11,935	0	0
TREEHOUSE FOODS INC	COM	89469A104	276	7,200	SH		SOLE		7,200	0	0
TREPONT ACQUISITION CORP I	Equity	G9095M101	145	14,660	SH		SOLE		14,660	0	0
TURMERIC ACQUISITION CORP	Equity	G9127T116	101	10,000	SH		SOLE		10,000	0	0
TWO RDS SHARED TR	ANFIELD CAP DI	90213U115	231	21,808	SH		SOLE		21,808	0	0
UNION PAC CORP	COM	907818108	327	1,437	SH		SOLE		1,437	0	0
UNITEDHEALTH GROUP INC	COM	91324P102	979	2,389	SH		SOLE		2,389	0	0
US BANCORP DEL	COM NEW	902973304	701	12,046	SH		SOLE		12,046	0	0
VANGUARD ADMIRAL FDS INC	500 GRTH IDX F	921932505	483	1,750	SH		SOLE		1,750	0	0
VANGUARD BD INDEX FDS	TOTAL BND MRKT	921937835	276	3,193	SH		SOLE		3,193	0	0
VANGUARD INDEX FDS	TOTAL STK MKT	922908769	7,051	30,636	SH		SOLE		30,636	0	0
VANGUARD INDEX FDS	MID CAP ETF	922908629	3,370	13,803	SH		SOLE		13,803	0	0
VANGUARD INDEX FDS	SM CP VAL ETF	922908611	553	3,176	SH		SOLE		3,176	0	0
VANGUARD INDEX FDS	REAL ESTATE ETF	922908553	561	5,253	SH		SOLE		5,253	0	0
VANGUARD INDEX FDS	SMALL CP ETF	922908751	2,756	12,341	SH		SOLE		12,341	0	0
VANGUARD INDEX FDS	GROWTH ETF	922908736	289	966	SH		SOLE		966	0	0
VANGUARD INDEX FDS	S&P 500 ETF SHS	922908363	4,430	10,805	SH		SOLE		10,805	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EMR MKT ETF	922042858	3,667	71,361	SH		SOLE		71,361	0	0
VANGUARD INTL EQUITY INDEX F	FTSE PACIFIC ETF	922042866	497	6,015	SH		SOLE		6,015	0	0
VANGUARD INTL EQUITY INDEX F	FTSE EUROPE ETF	922042874	975	13,860	SH		SOLE		13,860	0	0
VANGUARD INTL EQUITY INDEX F	FTSE SMCAP ETF	922042718	276	1,991	SH		SOLE		1,991	0	0
VANGUARD INTL EQUITY INDEX F	TT WRLD ST ETF	922042742	2,201	20,792	SH		SOLE		20,792	0	0
VANGUARD MUN BD FDS	TAX EXEMPT BD	922907746	659	11,929	SH		SOLE		11,929	0	0
VANGUARD SCOTTSDALE FDS	INT-TERM CORP	92206C870	236	2,470	SH		SOLE		2,470	0	0
VANGUARD SPECIALIZED FUNDS	DIV APP ETF	921908844	1,624	10,020	SH		SOLE		10,020	0	0
VANGUARD TAX-MANAGED INTL FD	FTSE DEV MKT ETF	921943858	5,293	100,179	SH		SOLE		100,179	0	0
VECTOIQ ACQUISITION CORP II	Equity	92244F109	150	15,000	SH		SOLE		15,000	0	0
VERIZON COMMUNICATIONS INC	COM	92343V104	751	13,438	SH		SOLE		13,438	0	0
VIRTUOSO ACQUISITION CORP	Equity	92837J104	99	10,000	SH		SOLE		10,000	0	0
VISA INC	COM CL A	92826C839	472	2,030	SH		SOLE		2,030	0	0
VY GLOBAL GROWTH	Equity	G9444H100	119	11,969	SH		SOLE		11,969	0	0
WALMART INC	COM	931142103	350	2,339	SH		SOLE		2,339	0	0
WATFORD HLDGS LTD	Equity	G94787101	223	6,368	SH		SOLE		6,368	0	0
WILLIS TOWERS WATSON PLC LTD	SHS	G96629103	382	1,744	SH		SOLE		1,744	0	0
WISDOMTREE TR	JAPN HEDGE EQT	97717W851	210	3,436	SH		SOLE		3,436	0	0
YUCAIPA ACQUISITION CORP	Equity	G9879L105	148	15,000	SH		SOLE		15,000	0	0
Z-WORK ACQUISITION CORP	Equity	98880C201	150	15,000	SH		SOLE		15,000	0	0