WiSA (WISA) Form 3 Summit Semiconductor / Jonathan Gazdak ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gazdak Jonathan

(Last) (First) (Middle)

C/O SUMMIT SEMICONDUCTOR, INC.

6840 VIA DEL ORO STE. 280

(Street)

SAN JOSE CA 95119

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
07/27/2018

3. Issuer Name and Ticker or Trading Symbol
Summit Semiconductor Inc. [ WISA ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	48,642(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Warrant (Right to Buy)	11/10/2016	11/10/2021	Common Stock	56,295	5.4	D
Warrant (Right to Buy)	12/31/2016	12/31/2021	Common Stock	14,837	5.4	D
Warrant (Right to Buy)	02/26/2017	02/26/2022	Common Stock	1,569	5.4	D
Warrant (Right to Buy)	03/31/2017	03/31/2022	Common Stock	17,601	5.4	D
Warrant (Right to Buy)	06/30/2017	06/30/2022	Common Stock	892	5.4	D
Warrant (Right to Buy)	09/30/2017	09/30/2022	Common Stock	3,067	5.4	D
Warrant (Right to Buy)	12/31/2017	12/31/2022	Common Stock	11,111	5.4	D
Warrant (Right to Buy)	02/28/2018	02/28/2023	Common Stock	1,569	5.4	D
Warrant (Right to Buy)	03/31/2018	03/31/2023	Common Stock	8,000	5.4	D
Warrant (Right to Buy)	06/30/2018	06/30/2023	Common Stock	25,000	5.4	D

Explanation of Responses:

1. Includes 8,350 shares of restricted common stock that will be released on September 1, 2018 and 16,650 shares of restricted common stock which will be released in two equal tranches on March 1, 2019 and September 1, 2019.

	/s/ Jonathan Gazdak	07/29/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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