The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | COM | 037833100 | 1,127 | 2,841 | SH | SOLE | 2,841 | 0 | 0 | ||
ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | 250 | 33,500 | SH | SOLE | 33,500 | 0 | 0 | ||
ARCH COAL INC | COM | 039380100 | 61 | 16,241 | SH | SOLE | 16,241 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 549 | 7,632 | SH | SOLE | 7,632 | 0 | 0 | ||
AUTODESK INC | COM | 052769106 | 340 | 10,020 | SH | SOLE | 10,020 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 201 | 3,170 | SH | SOLE | 3,170 | 0 | 0 | ||
ISHARES TR | CORE TOTUSBD ETF | 464287226 | 465 | 4,333 | SH | SOLE | 4,333 | 0 | 0 | ||
ALLERGAN INC | COM | 018490102 | 370 | 4,395 | SH | SOLE | 4,395 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 397 | 26,595 | SH | SOLE | 26,595 | 0 | 0 | ||
APACHE CORP | COM | 037411105 | 627 | 7,482 | SH | SOLE | 7,482 | 0 | 0 | ||
ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | 191 | 10,150 | SH | SOLE | 10,150 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 445 | 10,795 | SH | SOLE | 10,795 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 371 | 3,624 | SH | SOLE | 3,624 | 0 | 0 | ||
BANRO CORP | COM | 066800103 | 32 | 42,045 | SH | SOLE | 42,045 | 0 | 0 | ||
BANK OF AMERICA CORPORATION | 7.25%CNV PFD L | 060505682 | 233 | 210 | SH | SOLE | 210 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 744 | 10,740 | SH | SOLE | 10,740 | 0 | 0 | ||
BEST BUY INC | COM | 086516101 | 223 | 8,166 | SH | SOLE | 8,166 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 284 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 538 | 2,093 | SH | SOLE | 2,093 | 0 | 0 | ||
BLACKROCK LTD DURATION INC T | COM SHS | 09249W101 | 354 | 20,100 | SH | SOLE | 20,100 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 347 | 4,288 | SH | SOLE | 4,288 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 510 | 36,150 | SH | SOLE | 36,150 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | SHORT TRM BOND | 921937827 | 283 | 3,538 | SH | SOLE | 3,538 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 393 | 4,349 | SH | SOLE | 4,349 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 876 | 18,263 | SH | SOLE | 18,263 | 0 | 0 | ||
CARDINAL HEALTH INC | COM | 14149Y108 | 223 | 4,728 | SH | SOLE | 4,728 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 207 | 4,455 | SH | SOLE | 4,455 | 0 | 0 | ||
CHICAGO BRIDGE & IRON CO N V | N Y REGISTRY SH | 167250109 | 688 | 11,540 | SH | SOLE | 11,540 | 0 | 0 | ||
CUBIST PHARMACEUTICALS INC | COM | 229678107 | 253 | 5,245 | SH | SOLE | 5,245 | 0 | 0 | ||
CBIZ INC | COM | 124805102 | 68 | 10,110 | SH | SOLE | 10,110 | 0 | 0 | ||
CROWN CASTLE INTL CORP | COM | 228227104 | 459 | 6,345 | SH | SOLE | 6,345 | 0 | 0 | ||
CROWN HOLDINGS INC | COM | 228368106 | 281 | 6,840 | SH | SOLE | 6,840 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 424 | 10,146 | SH | SOLE | 10,146 | 0 | 0 | ||
CME GROUP INC | COM | 12572Q105 | 500 | 6,585 | SH | SOLE | 6,585 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 419 | 1,150 | SH | SOLE | 1,150 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 601 | 9,566 | SH | SOLE | 9,566 | 0 | 0 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 266 | 2,405 | SH | SOLE | 2,405 | 0 | 0 | ||
BLACKROCK CORPOR HIGH YLD FD | COM | 09255L106 | 234 | 32,088 | SH | SOLE | 32,088 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 553 | 4,674 | SH | SOLE | 4,674 | 0 | 0 | ||
CYS INVTS INC | COM | 12673A108 | 970 | 105,323 | SH | SOLE | 105,323 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 319 | 6,083 | SH | SOLE | 6,083 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 376 | 4,630 | SH | SOLE | 4,630 | 0 | 0 | ||
WISDOMTREE TRUST | EMERG MKTS ETF | 97717W315 | 265 | 5,485 | SH | SOLE | 5,485 | 0 | 0 | ||
DIAGEO P L C | SPON ADR NEW | 25243Q205 | 356 | 3,095 | SH | SOLE | 3,095 | 0 | 0 | ||
DANAHER CORP DEL | COM | 235851102 | 232 | 3,662 | SH | SOLE | 3,662 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 218 | 4,294 | SH | SOLE | 4,294 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P INTL ETF | 78463X772 | 449 | 10,275 | SH | SOLE | 10,275 | 0 | 0 | ||
WISDOMTREE TRUST | JAPN HEDGE EQT | 97717W851 | 283 | 6,210 | SH | SOLE | 6,210 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 541 | 10,455 | SH | SOLE | 10,455 | 0 | 0 | ||
SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | 241 | 6,215 | SH | SOLE | 6,215 | 0 | 0 | ||
ISHARES TR | MSCI EMERG MKT | 464287234 | 1,214 | 31,523 | SH | SOLE | 31,523 | 0 | 0 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 274 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ISHARES TR | MSCI EAFE INDEX | 464287465 | 2,145 | 37,435 | SH | SOLE | 37,435 | 0 | 0 | ||
ISHARES TR | MSCI GRW IDX | 464288885 | 283 | 4,575 | SH | SOLE | 4,575 | 0 | 0 | ||
E M C CORP MASS | COM | 268648102 | 526 | 22,263 | SH | SOLE | 22,263 | 0 | 0 | ||
EASTMAN CHEM CO | COM | 277432100 | 308 | 4,394 | SH | SOLE | 4,394 | 0 | 0 | ||
WISDOMTREE TRUST | INDIA ERNGS FD | 97717W422 | 177 | 10,900 | SH | SOLE | 10,900 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 458 | 28,725 | SH | SOLE | 28,725 | 0 | 0 | ||
ISHARES INC | MSCI MALAYSIA | 464286830 | 197 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
ISHARES INC | MSCI MEXICO CAP | 464286822 | 238 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
ISHARES INC | MSCI STH KOR CAP | 464286772 | 238 | 4,465 | SH | SOLE | 4,465 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 605 | 6,140 | SH | SOLE | 6,140 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT | 46429B655 | 293 | 5,800 | SH | SOLE | 5,800 | 0 | 0 | ||
FLUOR CORP NEW | COM | 343412102 | 233 | 3,926 | SH | SOLE | 3,926 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 688 | 13,428 | SH | SOLE | 13,428 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 429 | 3,605 | SH | SOLE | 3,605 | 0 | 0 | ||
CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | 193 | 12,897 | SH | SOLE | 12,897 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 214 | 243 | SH | SOLE | 243 | 0 | 0 | ||
STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | 407 | 6,442 | SH | SOLE | 6,442 | 0 | 0 | ||
HEWLETT PACKARD CO | COM | 428236103 | 210 | 8,450 | SH | SOLE | 8,450 | 0 | 0 | ||
ISHARES GOLD TRUST | ISHARES | 464285105 | 223 | 18,615 | SH | SOLE | 18,615 | 0 | 0 | ||
ISHARES TR | NASDQ BIO INDX | 464287556 | 479 | 2,755 | SH | SOLE | 2,755 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 386 | 2,020 | SH | SOLE | 2,020 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 579 | 5,012 | SH | SOLE | 5,012 | 0 | 0 | ||
ISHARES TR | S&P MIDCP VALU | 464287705 | 269 | 2,655 | SH | SOLE | 2,655 | 0 | 0 | ||
ISHARES TR | S&P MC 400 GRW | 464287606 | 287 | 2,230 | SH | SOLE | 2,230 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 419 | 6,059 | SH | SOLE | 6,059 | 0 | 0 | ||
ISHARES TR | RUSSELL 1000 | 464287622 | 2,005 | 22,300 | SH | SOLE | 22,300 | 0 | 0 | ||
ISHARES TR | RUSSELL1000VAL | 464287598 | 2,277 | 27,180 | SH | SOLE | 27,180 | 0 | 0 | ||
ISHARES TR | RUSSELL1000GRW | 464287614 | 503 | 6,910 | SH | SOLE | 6,910 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 | 464287655 | 1,188 | 12,250 | SH | SOLE | 12,250 | 0 | 0 | ||
ISHARES TR | RUSL 2000 VALU | 464287630 | 405 | 4,709 | SH | SOLE | 4,709 | 0 | 0 | ||
ISHARES TR | RUSSELL MCP GR | 464287481 | 352 | 4,905 | SH | SOLE | 4,905 | 0 | 0 | ||
ISHARES TR | RUSSELL MIDCAP | 464287499 | 392 | 3,015 | SH | SOLE | 3,015 | 0 | 0 | ||
ISHARES TR | RUSSELL MCP VL | 464287473 | 461 | 7,952 | SH | SOLE | 7,952 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,040 | 12,116 | SH | SOLE | 12,116 | 0 | 0 | ||
SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | 468 | 11,852 | SH | SOLE | 11,852 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 945 | 17,906 | SH | SOLE | 17,906 | 0 | 0 | ||
KIRBY CORP | COM | 497266106 | 342 | 4,305 | SH | SOLE | 4,305 | 0 | 0 | ||
KINROSS GOLD CORP | COM NO PAR | 496902404 | 116 | 22,690 | SH | SOLE | 22,690 | 0 | 0 | ||
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 420 | 6,771 | SH | SOLE | 6,771 | 0 | 0 | ||
KAYNE ANDERSON MLP INVSMNT C | COM | 486606106 | 201 | 5,160 | SH | SOLE | 5,160 | 0 | 0 | ||
LITHIA MTRS INC | CL A | 536797103 | 470 | 8,820 | SH | SOLE | 8,820 | 0 | 0 | ||
COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | 541 | 21,647 | SH | SOLE | 21,647 | 0 | 0 | ||
ISHARES TR | IBOXX INV CPBD | 464287242 | 1,043 | 9,179 | SH | SOLE | 9,179 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 716 | 7,237 | SH | SOLE | 7,237 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 563 | 19,726 | SH | SOLE | 19,726 | 0 | 0 | ||
ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 138 | 10,694 | SH | SOLE | 10,694 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MAT | 72201R833 | 1,370 | 13,525 | SH | SOLE | 13,525 | 0 | 0 | ||
MITEK SYS INC | COM NEW | 606710200 | 286 | 49,475 | SH | SOLE | 49,475 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 844 | 24,441 | SH | SOLE | 24,441 | 0 | 0 | ||
BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | 253 | 17,234 | SH | SOLE | 17,234 | 0 | 0 | ||
NOBLE ENERGY INC | COM | 655044105 | 650 | 10,824 | SH | SOLE | 10,824 | 0 | 0 | ||
NOVAGOLD RES INC | COM NEW | 66987E206 | 31 | 14,857 | SH | SOLE | 14,857 | 0 | 0 | ||
NII HLDGS INC | CL B NEW | 62913F201 | 103 | 15,412 | SH | SOLE | 15,412 | 0 | 0 | ||
NUVEEN VA PREM INCOME MUN FD | COM | 67064R102 | 486 | 34,841 | SH | SOLE | 34,841 | 0 | 0 | ||
NUVEEN NY AMT-FREE MUN INCOM | COM | 670656107 | 137 | 10,341 | SH | SOLE | 10,341 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 769 | 25,030 | SH | SOLE | 25,030 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 469 | 5,261 | SH | SOLE | 5,261 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 723 | 8,838 | SH | SOLE | 8,838 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 205 | 7,301 | SH | SOLE | 7,301 | 0 | 0 | ||
ISHARES TR | US PFD STK IDX | 464288687 | 489 | 12,450 | SH | SOLE | 12,450 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,036 | 13,453 | SH | SOLE | 13,453 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 709 | 8,182 | SH | SOLE | 8,182 | 0 | 0 | ||
PNC FINL SVCS GROUP INC | COM | 693475105 | 337 | 4,617 | SH | SOLE | 4,617 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | 360 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
POWERSHARES ETF TRUST | FTSE US1500 SM | 73935X567 | 332 | 4,095 | SH | SOLE | 4,095 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 542 | 7,416 | SH | SOLE | 7,416 | 0 | 0 | ||
PETROBRAS ARGENTINA S A | SPONS ADR | 71646J109 | 48 | 13,168 | SH | SOLE | 13,168 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 785 | 12,851 | SH | SOLE | 12,851 | 0 | 0 | ||
COHEN & STEERS QUALITY RLTY | COM | 19247L106 | 274 | 24,371 | SH | SOLE | 24,371 | 0 | 0 | ||
RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 505 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
SAIC INC | COM | 78390X101 | 173 | 12,404 | SH | SOLE | 12,404 | 0 | 0 | ||
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 445 | 5,360 | SH | SOLE | 5,360 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 1,397 | 21,075 | SH | SOLE | 21,075 | 0 | 0 | ||
ISHARES TR | BARCLYS 1-3 YR | 464287457 | 801 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | 227 | 3,125 | SH | SOLE | 3,125 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 863 | 5,380 | SH | SOLE | 5,380 | 0 | 0 | ||
SEMPRA ENERGY | COM | 816851109 | 346 | 4,233 | SH | SOLE | 4,233 | 0 | 0 | ||
SILVER STD RES INC | COM | 82823L106 | 69 | 10,910 | SH | SOLE | 10,910 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 571 | 16,132 | SH | SOLE | 16,132 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 400 | 4,980 | SH | SOLE | 4,980 | 0 | 0 | ||
TERADYNE INC | COM | 880770102 | 184 | 10,500 | SH | SOLE | 10,500 | 0 | 0 | ||
TEREX CORP NEW | COM | 880779103 | 786 | 29,900 | SH | SOLE | 29,900 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 772 | 11,216 | SH | SOLE | 11,216 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 203 | 4,130 | SH | SOLE | 4,130 | 0 | 0 | ||
TELECOM ITALIA S P A NEW | SPON ADR SVGS | 87927Y201 | 67 | 12,032 | SH | SOLE | 12,032 | 0 | 0 | ||
ISHARES TR | BARCLYS TIPS BD | 464287176 | 276 | 2,460 | SH | SOLE | 2,460 | 0 | 0 | ||
TALISMAN ENERGY INC | COM | 87425E103 | 116 | 10,130 | SH | SOLE | 10,130 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 426 | 5,038 | SH | SOLE | 5,038 | 0 | 0 | ||
TOLL BROTHERS INC | COM | 889478103 | 440 | 13,495 | SH | SOLE | 13,495 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 79 | 13,401 | SH | SOLE | 13,401 | 0 | 0 | ||
TWO HBRS INVT CORP | COM | 90187B101 | 704 | 68,645 | SH | SOLE | 68,645 | 0 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 435 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 205 | 1,329 | SH | SOLE | 1,329 | 0 | 0 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 210 | 2,431 | SH | SOLE | 2,431 | 0 | 0 | ||
UNITED RENTALS INC | COM | 911363109 | 643 | 12,888 | SH | SOLE | 12,888 | 0 | 0 | ||
ISHARES TR | USA MIN VOL ID | 46429B697 | 245 | 7,525 | SH | SOLE | 7,525 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 801 | 8,622 | SH | SOLE | 8,622 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 600 | 3,284 | SH | SOLE | 3,284 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 679 | 6,595 | SH | SOLE | 6,595 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | 229 | 4,750 | SH | SOLE | 4,750 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 528 | 15,195 | SH | SOLE | 15,195 | 0 | 0 | ||
VMWARE INC | CL A COM | 928563402 | 212 | 3,160 | SH | SOLE | 3,160 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 311 | 4,525 | SH | SOLE | 4,525 | 0 | 0 | ||
VALIDUS HOLDINGS LTD | COM SHS | G9319H102 | 535 | 14,825 | SH | SOLE | 14,825 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 477 | 5,765 | SH | SOLE | 5,765 | 0 | 0 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 437 | 29,900 | SH | SOLE | 29,900 | 0 | 0 | ||
VANGUARD INDEX FDS | GROWTH ETF | 922908736 | 625 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
VIAD CORP | COM NEW | 92552R406 | 215 | 8,780 | SH | SOLE | 8,780 | 0 | 0 | ||
INVESCO SR INCOME TR | COM | 46131H107 | 175 | 32,250 | SH | SOLE | 32,250 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 565 | 11,227 | SH | SOLE | 11,227 | 0 | 0 | ||
WALGREEN CO | COM | 931422109 | 630 | 14,259 | SH | SOLE | 14,259 | 0 | 0 | ||
WESCO INTL INC | COM | 95082P105 | 224 | 3,300 | SH | SOLE | 3,300 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 543 | 13,162 | SH | SOLE | 13,162 | 0 | 0 | ||
WELLS FARGO & CO NEW | PERP PFD CNV A | 949746804 | 239 | 200 | SH | SOLE | 200 | 0 | 0 | ||
WEATHERFORD INTERNATIONAL LT | REG SHS | H27013103 | 205 | 14,954 | SH | SOLE | 14,954 | 0 | 0 | ||
WELLPOINT INC | COM | 94973V107 | 564 | 6,895 | SH | SOLE | 6,895 | 0 | 0 | ||
WPP PLC NEW | ADR | 92937A102 | 258 | 3,020 | SH | SOLE | 3,020 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 668 | 7,393 | SH | SOLE | 7,393 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 441 | 6,365 | SH | SOLE | 6,365 | 0 | 0 | ||
DENDREON CORP | NOTE 2.875% 1/1 | 24823QAC1 | 74 | 98,000 | SH | SOLE | 98,000 | 0 | 0 | ||
GOODRICH PETE CORP | NOTE 5.000%10/0 | 382410AC2 | 59 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
USEC INC | NOTE 3.000%10/0 | 90333EAC2 | 16 | 75,000 | SH | SOLE | 75,000 | 0 | 0 |