As filed with the Securities and Exchange Commission on May 16, 2022
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934
Listed Funds Trust
(Exact name of registrant as specified in its charter)
Delaware
(State of incorporation or organization)
See List Below
(I.R.S. Employer Identification Number)
c/o U.S. Bancorp Fund Services, LLC
615 East Michigan Street
Milwaukee, WI 53202
(Address of registrant’s principal executive offices)
Title of each class of securities to be registered | Name of each exchange on which each class is to be registered | ||||
STF Tactical Growth & Income ETF | Listed on The NASDAQ Stock Market LLC | ||||
STF Tactical Growth ETF | Listed on The NASDAQ Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. | [X] | ||||
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. | [ ] | ||||
Securities Act Registration file number to which this form relates: 333-215588 | |||||
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable. |
Item 1. Description of Registrant’s Securities to be Registered.
Reference is made to Post-Effective Amendment No. 196 to the Registrant’s Registration Statement on Form N-1A (File Nos. 333-215588 and 811-23226), as filed with the U.S. Securities and Exchange Commission (“SEC”) via EDGAR (Accession No. 0000894189-22-003842) on May 13, 2022, which is incorporated herein by reference.
The Trust currently consists of 51 separate series. The series to which this filing relates and its IRS Employer Identification Number is as follows:
Title of Each Class of Securities to be Registered | IRS Employer ID Number | ||||
STF Tactical Growth & Income ETF | 88-1563730 | ||||
STF Tactical Growth ETF | 88-1524966 |
Item 2. Exhibits
A. |
SIGNATURES
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized.
Listed Funds Trust
May 16, 2022
/s/ Joshua J. Hinderliter
Joshua J. Hinderliter
Assistant Secretary