UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202
Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 516-3097
Date of fiscal year end: 10/31
Date of reporting period: July 1, 2022 – June 30, 2023
Item 1. Proxy Voting Record.
Name of Fund: | Alpha Intelligent - Large Cap Value | ||
Period: | July 1, 2022 - June 30, 2023 | ||
Company Name | Meeting Date | CUSIP | Ticker |
Fedex Corporation | 09/19/2022 | 31428X106 | FDX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: MARVIN R. ELLISON | Issuer |
For | For | 1b. Election of Director: STEPHEN E. GORMAN | Issuer |
For | For | 1c. Election of Director: SUSAN PATRICIA GRIFFITH | Issuer |
For | For | 1d. Election of Director: KIMBERLY A. JABAL | Issuer |
For | For | 1e. Election of Director: AMY B. LANE | Issuer |
For | For | 1f. Election of Director: R. BRAD MARTIN | Issuer |
For | For | 1g. Election of Director: NANCY A. NORTON | Issuer |
For | For | 1h. Election of Director: FREDERICK P. PERPALL | Issuer |
For | For | 1i. Election of Director: JOSHUA COOPER RAMO | Issuer |
For | For | 1j. Election of Director: SUSAN C. SCHWAB | Issuer |
For | For | 1k. Election of Director: FREDERICK W. SMITH | Issuer |
For | For | 1l. Election of Director: DAVID P. STEINER | Issuer |
For | For | 1m. Election of Director: RAJESH SUBRAMANIAM | Issuer |
For | For | 1n. Election of Director: V. JAMES VENA | Issuer |
For | For | 1o. Election of Director: PAUL S. WALSH | Issuer |
For | For | 2. Advisory vote to approve named executive officer compensation. | Issuer |
For | For | 3. Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2023. | Issuer |
For | For | 4. Approval of amendment to the FedEx Corporation 2019 Omnibus Stock Incentive Plan to increase the number of authorized shares. | Issuer |
For | Against | 5. Stockholder proposal regarding independent board chairman. | Security Holder |
Against | Against | 6. Stockholder proposal regarding report on alignment between company values and electioneering contributions. | Security Holder |
Against | Against | 7. Stockholder proposal regarding lobbying activity and expenditure report. | Security Holder |
Against | Against | 8. Stockholder proposal regarding assessing inclusion in the workplace. | Security Holder |
Against | Against | 9. Stockholder proposal regarding report on climate lobbying. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Microchip Technology Incorporated | 08/23/2022 | 595017104 | MCHP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director: Matthew W. Chapman | Issuer |
For | For | 1.2 Election of Director: Esther L. Johnson | Issuer |
For | For | 1.3 Election of Director: Karlton D. Johnson | Issuer |
For | For | 1.4 Election of Director: Wade F. Meyercord | Issuer |
For | For | 1.5 Election of Director: Ganesh Moorthy | Issuer |
For | For | 1.6 Election of Director: Karen M. Rapp | Issuer |
For | For | 1.7 Election of Director: Steve Sanghi | Issuer |
For | For | 2. Proposal to ratify the appointment of Ernst & Young LLP as the independentregistered public accounti ng fi rm of Microchip for the fiscal year ending March31, 2023. | Issuer |
For | For | 3. Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
VF Corporation | 07/26/2022 | 918204108 | VFC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Richard T. Carucci | Issuer |
For | For | 1b. Election of Director: Alex Cho | Issuer |
For | For | 1c. Election of Director: Juliana L. Chugg | Issuer |
For | For | 1d. Election of Director: Benno Dorer | Issuer |
For | For | 1e. Election of Director: Mark S. Hoplamazian | Issuer |
For | For | 1f. Election of Director: Laura W. Lang | Issuer |
For | For | 1g. Election of Director: W. Rodney McMullen | Issuer |
For | For | 1h. Election of Director: Clarence Otis, Jr. | Issuer |
For | For | 1i. Election of Director: Steven E. Rendle | Issuer |
For | For | 1j. Election of Director: Carol L. Roberts | Issuer |
For | For | 1k. Election of Director: Matthew J. Shattock | Issuer |
For | For | 2. Advisory vote to approve named executive officer compensation. | Issuer |
For | For | 3. Ratification of the selection of PricewaterhouseCoopers LLP as VF's independent registered public accounting firm for the 2023 fiscal year. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
VMWare Inc | 07/12/2022 | 928563402 | VMW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Nicole Anasenes | Issuer |
For | For | 1b. Election of Director: Marianne Brown | Issuer |
For | For | 1c. Election of Director: Paul Sagan | Issuer |
For | For | 2. An advisory vote to approve named executive officer compensation, as described in VMware's Proxy Statement. | Issuer |
For | For | 3. To ratify the selection by the Audit Committee of VMware's Board of Directors of PricewaterhouseCoopers LLP as VMware's independent auditor for the fiscal year ending February 3, 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Paychex | 10/13/2022 | 704326107 | PAYX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Martin Mucci | Issuer |
For | For | 1b. Election of Director: Thomas F. Bonadio | Issuer |
For | For | 1c. Election of Director: Joseph G. Doody | Issuer |
For | For | 1d. Election of Director: David J.S. Flaschen | Issuer |
For | For | 1e. Election of Director: B. Thomas Golisano | Issuer |
For | For | 1f. Election of Director: Pamela A. Joseph | Issuer |
For | For | 1g. Election of Director: Kevin A. Price | Issuer |
For | For | 1h. Election of Director: Joseph M. Tucci | Issuer |
For | For | 1i. Election of Director: Joseph M. Velli | Issuer |
For | For | 1j. Election of Director: Kara Wilson | Issuer |
For | For | 2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Issuer |
For | For | 3. RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Automatic Data Processing Inc | 11/8/2022 | 053015103 | ADP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Peter Bisson | Issuer |
For | For | 1b. Election of Director: David V. Goekeler | Issuer |
For | For | 1c. Election of Director: Linnie M. Haynesworth | Issuer |
For | For | 1d. Election of Director: John P. Jones | Issuer |
For | For | 1e. Election of Director: Francine S. Katsoudas | Issuer |
For | For | 1f. Election of Director: Nazzic S. Keene | Issuer |
For | For | 1g. Election of Director: Thomas J. Lynch | Issuer |
For | For | 1h. Election of Director: Scott F. Powers | Issuer |
For | For | 1i. Election of Director: William J. Ready | Issuer |
For | For | 1j. Election of Director: Carlos A. Rodriguez | Issuer |
For | For | 1k. Election of Director: Sandra S. Wijnberg | Issuer |
For | For | 2. Advisory Vote on Executive Compensation. | Issuer |
For | For | 3. Ratification of the Appointment of Auditors. | Issuer |
For | For | 4. Amendment to the Automatic Data Processing, Inc. Employees' Savings-Stock Purchase Plan. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Becton, Dickinson and Company | 1/23/2023 | 075887109 | BDX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director: William M. Brown | Issuer |
For | For | 1B. Election of Director: Catherine M. Burzik | Issuer |
For | For | 1C. Election of Director: Carrie L. Byington | Issuer |
For | For | 1D. Election of Director: R Andrew Eckert | Issuer |
For | For | 1E. Election of Director: Claire M. Fraser | Issuer |
For | For | 1F. Election of Director: Jeffrey W. Henderson | Issuer |
For | For | 1G. Election of Director: Christopher Jones | Issuer |
For | For | 1H. Election of Director: Marshall 0 . Larsen | Issuer |
For | For | 1I. Election of Director: Thomas E. Polen | Issuer |
For | For | 1J. Election of Director: Timothy M. Ring | Issuer |
For | For | 1K. Election of Director: Bertram L. Scott | Issuer |
For | For | 2. Ratification of the selection of the independent registered public accounting firm. | Issuer |
For | For | 3. Advisory vote to approve named executive officer compensation. | Issuer |
1 Year | 1 Year | 4. Advisory vote to approve the frequency of named executive officer compensation advisory votes. | Issuer |
For | For | 5. Approval of amendments to the 2004 Employee and Director Equity-Based Compensation Plan. | Issuer |
Withheld | Against | 6. A shareholder proposal to require prior shareholder approval of certain termination payments, if properly presented at the meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
The AES Corporation | 4/20/2023 | 00130H105 | AES |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Janet G. Davidson | Issuer |
For | For | 1b. Election of Director: Andres R. Gluski | Issuer |
For | For | 1c. Election of Director: Tarun Khanna | Issuer |
For | For | 1d. Election of Director: Holly K. Koeppel | Issuer |
For | For | 1e. Election of Director: Julia M. Laulis | Issuer |
For | For | 1f. Election of Director: Alain Monie | Issuer |
For | For | 1g. Election of Director: John B. Morse, Jr. | Issuer |
For | For | 1h. Election of Director: Moises Nairn | Issuer |
For | For | 1i. Election of Director: Teresa M. Sebastian | Issuer |
For | For | 1j. Election of Director: Maura Shaughnessy | Issuer |
For | For | 2. Approval, on an advisory basis, of the Company's executive compensation. | Issuer |
1 Year | 1 Year | 3. Approval, on an advisory basis, of the frequency of future advisory votes on the Company's executive compensation. | Issuer |
For | For | 4. Ratification of the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2023. | Issuer |
Withheld | Against | 5. If properly presented, to vote on a non-binding Stockholder proposal to subject termination pay to Stockholder approval. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Bank of America | 4/25/2023 | 060505104 | BAC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Sharon L. Allen | Issuer |
For | For | 1b. Election of Director: Jose (Joe) E. Almeida | Issuer |
For | For | 1c. Election of Director: Frank P. Bramble, Sr. | Issuer |
For | For | 1d. Election of Director: Pierre J. P. de Weck | Issuer |
For | For | 1e. Election of Director: Arnold W. Donald | Issuer |
For | For | 1f. Election of Director: Linda P. Hudson | Issuer |
For | For | 1g. Election of Director: Monica C. Lozano | Issuer |
For | For | 1h. Election of Director: Brian T. Moynihan | Issuer |
For | For | 1i. Election of Director: Lionel L. Nowell Ill | Issuer |
For | For | 1j. Election of Director: Denise L. Ramos | Issuer |
For | For | 1k. Election of Director: Clayton S. Rose | Issuer |
For | For | 1l. Election of Director: Michael D. White | Issuer |
For | For | 1m. Election of Director: Thomas D. Woods | Issuer |
For | For | 1n. Election of Director: Maria T. Zuber | Issuer |
For | For | 2. Approving our executive compensation (an advisory, non-binding "Say on Pay" resolution) | Issuer |
1 Year | 1 Year | 3. A vote on the frequency of future "Say on Pay" resolutions (an advisory, nonbinding 'Say on Frequency' resolution) | Issuer |
For | For | 4. Ratifying the appointment of our independent registered public accounting firm for 2023 | Issuer |
For | For | 5. Amending and restating the Bank of America Corporation Equity Plan | Issuer |
For | Against | 6. Shareholder proposal requesting an independent board chair | Security Holder |
Withheld | Against | 7. Shareholder proposal requesting shareholder ratification of termination pay | Security Holder |
Against | Against | 8. Shareholder proposal requesting greenhouse gas reduction targets | Security Holder |
Against | Against | 9. Shareholder proposal requesting report on transition planning | Security Holder |
Against | Against | 10. Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Security Holder |
Against | Against | 11. Shareholder proposal requesting a racial equity audit | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Citi | 4/25/2023 | 172967424 | C |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Ellen M. Costello | Issuer |
For | For | 1b. Election of Director: Grace E. Dailey | Issuer |
For | For | 1c. Election of Director: Barbara J. Oesoer | Issuer |
For | For | 1d. Election of Director: John C. Dugan | Issuer |
For | For | 1e. Election of Director: Jane N. Fraser | Issuer |
For | For | 1f. Election of Director: Duncan P. Hennes | Issuer |
For | For | 1g. Election of Director: Peter B. Henry | Issuer |
For | For | 1h. Election of Director: S. Leslie Ireland | Issuer |
For | For | 1i. Election of Director: Renee J. James | Issuer |
For | For | 1j. Election of Director: Gary M. Reiner | Issuer |
For | For | 1k. Election of Director: Diana L. Taylor | Issuer |
For | For | 1l. Election of Director: James S. Turley | Issuer |
For | For | 1m. Election of Director: Casper W. von Koskull | Issuer |
For | For | 2. Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accountants for 2023. | Issuer |
For | For | 3. Advisory vote to Approve our 2022 Executive Compensation. | Issuer |
For | For | 4. Approval of additional shares for the Citigroup 2019 Stock Incentive Plan. | Issuer |
1 Year | 1 Year | 5. Advisory vote to Approve the Frequency of Future Advisory Votes on Executive Compensation. | Issuer |
Withheld | Against | 6. Stockholder proposal requesting that shareholders ratify the termination pay of any senior manager. | Security Holder |
For | Against | 7. Stockholder proposal requesting an Independent Board Chairman. | Security Holder |
Against | Against | 8. Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecting Indigenous Peoples' rights in Citi's existing and proposed financing. | Security Holder |
Against | Against | 9. Stockholder proposal requesting that the Board adopt a policy to phase out new fossil fuel financing. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
The Cigna Group | 4/26/2023 | 125523100 | CI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: David M. Cordani | Issuer |
For | For | 1b. Election of Director: William J. Delaney | Issuer |
For | For | 1c. Election of Director: Eric J. Foss | Issuer |
For | For | 1d. Election of Director: Retired Maj. Gen. Elder Granger, M.D. | Issuer |
For | For | 1e. Election of Director: Neesha Hathi | Issuer |
For | For | 1f. Election of Director: George Kurian | Issuer |
For | For | 1g. Election of Director: Kathleen M. Mazzarella | Issuer |
For | For | 1h. Election of Director: Mark B. McClellan, M.D., Ph.D. | Issuer |
For | For | 1i. Election of Director: Kimberly A. Ross | Issuer |
For | For | 1j. Election of Director: Eric C. Wiseman | Issuer |
For | For | 1k. Election of Director: Donna F. Zarcone | Issuer |
For | For | 2. Advisory approval of The Cigna Group's executive compensation | Issuer |
1 Year | 1 Year | 3. Advisory approval of the frequency of future advisory votes on executive compensation | Issuer |
For | For | 4. Ratification of the appointment of PricewaterhouseCoopers LLP as The Cigna Group's independent registered public accounting firm for 2023 | Issuer |
For | For | 5. Approval of an amendment to our Restated Certificate of Incorporation to limit the liability of certain officers of the Company as permitted pursuant to recent amendments to the Delaware General Corporation Law | Issuer |
For | Against | 6. Shareholder proposal - Special shareholder meeting improvement | Security Holder |
Against | Against | 7. Shareholder proposal - Political contributions report | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Emerson Electric Co | 2/7/2023 | 291011104 | EMR |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Martin S. Craighead | Issuer |
For | For | 1b. ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Gloria A. Flach | Issuer |
For | For | 1c. ELECTION OF DIRECTOR FOR TERMS ENDING IN 2026: Matthew S. Levatich | Issuer |
For | For | 2. Ratification of KPMG LLP as Independent Registered Public Accounting Firm. | Issuer |
For | For | 3. Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation. | Issuer |
1 Year | 1 Year | 4. Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
F5 Inc | 3/9/2023 | 315616102 | FFIV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Marianne N. Budnik | Issuer |
For | For | 1b. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Elizabeth L. Buse | Issuer |
For | For | 1c. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Michael L. Dreyer | Issuer |
For | For | 1d. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Alan J. Higginson | Issuer |
For | For | 1e. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Peter S. Klein | Issuer |
For | For | 1f. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Frant;ois Locoh-Donou | Issuer |
For | For | 1g. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Nikhil Mehta | Issuer |
For | For | 1h. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Michael F. Montoya | Issuer |
For | For | 1i. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Marie E. Myers | Issuer |
For | For | 1j. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: James M. Phillips | Issuer |
For | For | 1k. Election of Director nominated by the Board to hold office until the annual meeting of shareholders for fiscal year 2023: Sripada Shivananda | Issuer |
For | For | 2. Approve the FS, Inc. Incentive Plan. | Issuer |
For | For | 3. Approve the FS, Inc. Employee Stock Purchase Plan. | Issuer |
For | For | 4. Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2023. | Issuer |
1 Year | 1 Year | 6. Advisory vote on the frequency of the advisory vote on approva I of compensation of our named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
FMC Corporation | 4/27/2023 | 302491303 | FMC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to serve for a one-year term expiring in 2024: Pierre Brondeau | Issuer |
For | For | 1b. Election of Director to serve for a one-year term expiring in 2024: Eduardo E. Cordeiro | Issuer |
For | For | 1c. Election of Director to serve for a one-year term expiring in 2024: Carol Anthony (John) Davidson | Issuer |
For | For | 1d. Election of Director to serve for a one-year term expiring in 2024: Mark Douglas | Issuer |
For | For | 1e. Election of Director to serve for a one-year term expiring in 2024: Kathy L. Fortmann | Issuer |
For | For | 1f. Election of Director to serve for a one-year term expiring in 2024: C. Scott Greer | Issuer |
For | For | 1g. Election of Director to serve for a one-year term expiring in 2024: K'Lynne Johnson | Issuer |
For | For | 1h. Election of Director to serve for a one-year term expiring in 2024: Dirk A. Kempthorne | Issuer |
For | For | 1i Election of Director to serve for a one-year term expiring in 2024: Margareth (l!vrum | Issuer |
For | For | 1j. Election of Director to serve for a one-year term expiring in 2024: Robert C. Pallash | Issuer |
For | For | 2. Ratification of the appointment of independent registered public accounting firm. | Issuer |
For | For | 3. Approval of the FMC Corporation 2023 Incentive Stock Plan. | Issuer |
For | For | 4. Approval, by non-binding vote, of executive compensation. | Issuer |
1 Year | 1 Year | 5. Recommendation, by non-binding vote, on the frequency of executive compensation voting. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Corning | 4/27/2023 | 219350105 | GLW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Donald W. Blair | Issuer |
For | For | 1b. Election of Director: Leslie A. Brun | Issuer |
For | For | 1c. Election of Director: Stephanie A. Burns | Issuer |
For | For | 1d. Election of Director: Richard T. Clark | Issuer |
For | For | 1e. Election of Director: Pamela J. Craig | Issuer |
For | For | 1f. Election of Director: Robert F. Cummings, Jr. | Issuer |
For | For | 1g. Election of Director: Roger W. Ferguson, Jr. | Issuer |
For | For | 1h. Election of Director: Deborah A. Henretta | Issuer |
For | For | 1i. Election of Director: Daniel P. Huttenlocher | Issuer |
For | For | 1j. Election of Director: Kurt M. Landgraf | Issuer |
For | For | 1k. Election of Director: Kevin J. Martin | Issuer |
For | For | 1l. Election of Director: Deborah D. Rieman | Issuer |
For | For | 1m. Election of Director: Hansel E. Tookes II | Issuer |
For | For | 1n. Election of Director: Wendell P. Weeks | Issuer |
For | For | 1o. Election of Director: Mark 5. Wrighton | Issuer |
For | For | 2. Advisory approval of our executive compensation (Say on Pay). | Issuer |
For | For | 3. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency with which we hold advisory votes on our executive compensation. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Goldman Sachs | 4/26/2023 | 38141G104 | GS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Michele Burns | Issuer |
For | For | 1b. Election of Director: Mark Flaherty | Issuer |
For | For | 1c. Election of Director: Kimberley Harris | Issuer |
For | For | 1d. Election of Director: Kevin Johnson | Issuer |
For | For | 1e. Election of Director: Ellen Kullman | Issuer |
For | For | 1f. Election of Director: Lakshmi Mittal | Issuer |
For | For | 1g. Election of Director: Adebayo Ogunlesi | Issuer |
For | For | 1h. Election of Director: Peter Oppenheimer | Issuer |
For | For | 1i. Election of Director: David Solomon | Issuer |
For | For | 1j. Election of Director: Jan Tighe | Issuer |
For | For | 1k. Election of Director: Jessica Uhl | Issuer |
For | For | 1l. Election of Director: David Viniar | Issuer |
For | For | 2. Advisory Vote to Approve Executive Compensation (Say on Pay) | Issuer |
1 Year | 1 Year | 3. Advisory Vote on the Frequency of Say on Pay | Issuer |
For | For | 4. Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2023 | Issuer |
Against | Against | 5. Shareholder Proposal Regarding a Report on Lobbying | Security Holder |
For | Against | 6. Shareholder Proposal Regarding a Policy for an Independent Chair | Security Holder |
Against | Against | 7. Shareholder Proposal Regarding Chinese Congruency of Certain ETFs | Security Holder |
Against | Against | 8. Shareholder Proposal Regarding a Racial Equity Audit | Security Holder |
Against | Against | 9. Shareholder Proposal Regarding a Policy to Phase Out Fossil Fuel-Related Lending & Underwriting Activities | Security Holder |
Against | Against | 10. Shareholder Proposal Regarding Disclosure of 2030 Absolute Greenhouse Gas Reduction Goals | Security Holder |
Against | Against | 11. Shareholder Proposal Regarding Climate Transition Report | Security Holder |
Against | Against | 12. Shareholder Proposal Regarding Reporting on Pay Equity | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Humana Inc | 4/20/2023 | 444859102 | HUM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a) Election of Director: Raquel C. Bono, M.D. | Issuer |
For | For | 1b) Election of Director: Bruce 0. Broussard | Issuer |
For | For | 1c) Election of Director: Frank A. O'Amelio | Issuer |
For | For | 1d) Election of Director: David T. Feinberg, M.D. | Issuer |
For | For | 1e) Election of Director: Wayne A. I. Frederick, M.D. | Issuer |
For | For | 1f) Election of Director: John W. Garratt | Issuer |
For | For | 1g) Election of Director: Kurt J. Hilzinger | Issuer |
For | For | 1h) Election of Director: Karen W. Katz | Issuer |
For | For | 1i) Election of Director: Marcy S. Klevorn | Issuer |
For | For | 1j) Election of Director: William J. McDonald | Issuer |
For | For | 1k) Election of Director: Jorge S. Mesquita | Issuer |
For | For | 1l) Election of Director: Brad D. Smith | Issuer |
For | For | 2. The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Issuer |
For | For | 3. Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2023 proxy statement. | Issuer |
1 Year | 1 Year | 4. Non-binding advisory vote for the approval of the frequency with which future stockholder votes on the compensation of the named executive officers will be held. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
International Business Machines | 4/25/2023 | 459200101 | IBM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director for a Term of One Year: Thomas Buberl | Issuer |
For | For | 1b. Election of Director for a Term of One Vear: David N. Farr | Issuer |
For | For | 1c. Election of Director for a Term of One Year: Alex Gorsky | Issuer |
For | For | 1d. Election of Director for a Term of One Year: Michelle J. Howard | Issuer |
For | For | 1e. Election of Director for a Term of One Year: Arvind Krishna | Issuer |
For | For | 1f. Election of Director for a Term of One Year: Andrew N. liveris | Issuer |
For | For | 1g. Election of Director for a Term of One Year: F. William McNabb Ill | Issuer |
For | For | 1h. Election of Director for a Term of One Year: Martha E. Pollack | Issuer |
For | For | 1i. Election of Director for a Term of One Year: Joseph R. Swedish | Issuer |
For | For | 1j. Election of Director for a Term of One Year: Peter R. Voser | Issuer |
For | For | 1k. Election of Director for a Term of One Year: Frederick H. Waddell | Issuer |
For | For | 1l. Election of Director for a Term of One Year: Alfred W. Zollar | Issuer |
For | For | 2. Ratification of Appointment of Independent Registered Public Accounting Firm. | Issuer |
For | For | 3. Advisory Vote on Executive Compensation. | Issuer |
1 Year | 1 Year | 4. Advisory Vote Regarding the Frequency of the Advisory Vote on Executive Compensation. | Issuer |
For | Against | 5. Stockholder Proposal to Have an Independent Board Chairman. | Security Holder |
Against | Against | 6. Stockholder Proposal Requesting a Public Report on Lobbying Activities. | Security Holder |
Against | Against | 7. Stockholder Proposal Requesting a Public Report on Congruency in China Business Operations and ESG Activities. | Security Holder |
Against | Against | 8. Stockholder Proposal Requesting a Public Report on Harassment and Discrimination Prevention Efforts. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
PNC | 4/26/2023 | 693475105 | PNC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Joseph Alvarado | Issuer |
For | For | 1b. Election of Director: Debra A. Cafaro | Issuer |
For | For | 1c. Election of Director: Marjorie Rodgers Cheshire | Issuer |
For | For | 1d. Election of Director: William S. Demchak | Issuer |
For | For | 1e. Election of Director: Andrew T. Feldstein | Issuer |
For | For | 1f. Election of Director: Richard J. Harshman | Issuer |
For | For | 1g. Election of Director: Daniel R. Hesse | Issuer |
For | For | 1h. Election of Director: Renu Khator | Issuer |
For | For | 1i. Election of Director: Linda R. Medler | Issuer |
For | For | 1j. Election of Director: Robert A. Niblock | Issuer |
For | For | 1k. Election of Director: Martin Pfinsgraff | Issuer |
For | For | 1l. Election of Director: Bryan S. Salesky | Issuer |
For | For | 1m. Election of Director: Toni Townes-Whitley | Issuer |
For | For | 2. Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as PNC's independent registered public accounting firm for 2023. | Issuer |
For | For | 3. Advisory vote to approve named executive officer compensation. | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Truist | 4/25/2023 | 89832Q109 | TFC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Jennifer S. Banner | Issuer |
For | For | 1b. Election of Director: K. David Boyer, Jr. | Issuer |
For | For | 1c. Election of Director: Agnes Bundy Scanlan | Issuer |
For | For | 1d. Election of Director: Anna R. Cablik | Issuer |
For | For | 1e. Election of Director: Dallas S. Clement | Issuer |
For | For | 1f. Election of Director: Paul D. Donahue | Issuer |
For | For | 1g. Election of Director: Patrick C. Graney Ill | Issuer |
For | For | 1h. Election of Director: Linnie M. Haynesworth | Issuer |
For | For | 1i. Election of Director: Kelly S. King | Issuer |
For | For | 1j. Election of Director: Easter A. Maynard | Issuer |
For | For | 1k. Election of Director: Donna S. Morea | Issuer |
For | For | 1l. Election of Director: Charles A. Patton | Issuer |
For | For | 1m. Election of Director: Nido R. Qubein | Issuer |
For | For | 1n. Election of Director: David M. Ratcliffe | Issuer |
For | For | 1o. Election of Director: William H. Rogers, Jr. | Issuer |
For | For | 1p. Election of Director: Frank P. Scruggs, Jr. | Issuer |
For | For | 1q. Election of Director: Christine Sears | Issuer |
For | For | 1r. Election of Director: Thomas E. Skains | Issuer |
For | For | 1s. Election of Director: Bruce l. Tanner | Issuer |
For | For | 1t. Election of Director: Thomas N. Thompson | Issuer |
For | For | 1u. Election of Director: Steven C. Voorhees | Issuer |
For | For | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2023. | Issuer |
For | For | 3. Advisory vote to approve Truist's executive compensation program. | Issuer |
1 Year | 1 Year | 4. To recommend that a non-binding, advisory vote to approve Truist's executive compensation program be put to shareholders for their consideration every: one; two; or three years. | Issuer |
For | Against | 5. Shareholder proposal regarding an independent Chairman of the Board of Directors, if properly presented at the Annual Meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Textron Inc | 4/26/2023 | 883203101 | TXT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Richard F. Ambrose | Issuer |
For | For | 1b. Election of Director: Kathleen M. Bader | Issuer |
For | For | 1c. Election of Director: R. Kerry Clark | Issuer |
For | For | 1d. Election of Director: Scott C. Donnelly | Issuer |
For | For | 1e. Election of Director: Deborah Lee James | Issuer |
For | For | 1f. Election of Director: Thomas A. Kennedy | Issuer |
For | For | 1g. Election of Director: Lionel L. Nowell Ill | Issuer |
For | For | 1h. Election of Director: James l. Ziemer | Issuer |
For | For | 1i. Election of Director: Maria T. Zuber | Issuer |
For | For | 2. Approval of the advisory (non-binding) resolution to approve executive compensation. | Issuer |
1 Year | 1 Year | 3. Advisory vote on frequency of future advisory votes on executive compensation. | Issuer |
For | For | 4. Ratification of appointment of independent registered public accounting firm. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Wells Fargo | 4/25/2023 | 949746101 | WFC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Steven D. Black | Issuer |
For | For | 1b. Election of Director: Mark A. Chancy | Issuer |
For | For | 1c. Election of Director: Celeste A. Clark | Issuer |
For | For | 1d. Election of Director: Theodore F. Craver, Jr. | Issuer |
For | For | 1e. Election of Director: Richard K. Davis | Issuer |
For | For | 1f. Election of Director: Wayne M. Hewett | Issuer |
For | For | 1g. Election of Director: Cecelia ("CeCe") G. Morken | Issuer |
For | For | 1h. Election of Director: Maria R. Morris | Issuer |
For | For | 1i. Election of Director: Felicia F. Norwood | Issuer |
For | For | 1j. Election of Director: Richard B. Payne, Jr. | Issuer |
For | For | 1k. Election of Director: Ronald L. Sargent | Issuer |
For | For | 1l. Election of Director: Charles W. Scharf | Issuer |
For | For | 1m. Election of Director: Suzanne M. Vautrinot | Issuer |
For | For | 2. Advisory resolution to approve executive compensation (Say on Pay}. | Issuer |
Every Year | Every Year | 3. Advisory resolution on the frequency of future advisory votes to approve executive compensation (Say on Frequency). | Issuer |
For | For | 4. Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2023. | Issuer |
For | Against | 5. Shareholder Proposal - Adopt Simple Majority Vote. | Security Holder |
Against | Against | 6. Shareholder Proposal - Report on Congruency of Political Spending. | Security Holder |
Against | Against | 7. Shareholder Proposal - Climate Lobbying Report. | Security Holder |
Against | Against | 8. Shareholder Proposal - Climate Transition Report. | Security Holder |
Against | Against | 9. Shareholder Proposal - Fossil Fuel Lending Policy. | Security Holder |
Against | Against | 10. Shareholder Proposal - Annual Report on Prevention of Workplace Harassment and Discrimination. | Security Holder |
Against | Against | 11. Shareholder Proposal - Policy on Freedom of Association and Collective Bargaining. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Advance Auto Parts Inc | 5/24/2023 | 00751Y106 | AAP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Carla J. Baile | Issuer |
For | For | 1b. Election of Director: John F. Ferraro | Issuer |
For | For | 1c. Election of Director: Thomas R. Greco | Issuer |
For | For | 1d. Election of Director: Joan M. Hilson | Issuer |
For | For | 1e. Election of Director: Jeffrey J. Jones II | Issuer |
For | For | 1f. Election of Director: Eugene I. Lee, Jr. | Issuer |
For | For | 1g. Election of Director: Douglas A. Pertz | Issuer |
For | For | 1h. Election of Director: Sherice R. Torres | Issuer |
For | For | 1i. Election of Director: Arthur L. Valdez, Jr. | Issuer |
For | For | 2. Approve our 2023 Omnibus Incentive Compensation Plan. | Issuer |
For | For | 3. Approve our 2023 Employee Stock Purchase Plan. | Issuer |
For | For | 4. Approve, by advisory vote, the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 5. Approve, by advisory vote, the frequency of voting on the compensation of our named executive officers. | Issuer |
For | For | 6. Ratify the appointment of Deloitte & Touche LLP (Deloitte) as our independent registered public accounting firm for 2023. | Issuer |
For | Against | 7. Vote on the stockholder proposal, if presented at the Annual Meeting, regarding requiring an independent Board Chair. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
AIG | 5/10/2023 | 026874784 | AIG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: PAOLA BERGAMASCHI | Issuer |
For | For | 1b. Election of Director: JAMES COLE, JR. | Issuer |
For | For | 1c. Election of Director: W. DON CORNWELL | Issuer |
For | For | 1d. Election of Director: LINDA A. MILLS | Issuer |
For | For | 1e. Election of Director: DIANA M. MURPHY | Issuer |
For | For | 1f. Election of Director: PETER R. PORRINO | Issuer |
For | For | 1g. Election of Director: JOHN G. RICE | Issuer |
For | For | 1h. Election of Director: THERESE M. VAUGHAN | Issuer |
For | For | 1i. Election of Director: VANESSA A. WITTMAN | Issuer |
For | For | 1j. Election of Director: PETER ZAFFINO | Issuer |
For | For | 2. Advisory Vote to Approve Named Executive Officer Compensation. | Issuer |
For | For | 3. Ratify Appointment of PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023. | Issuer |
For | Against | 4. Shareholder Proposal Requesting an Independent Board Chair Policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Allstate | 5/23/2023 | 020002101 | ALL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Donald E. Brown | Issuer |
For | For | 1b. Election of Director: Kermit R. Crawford | Issuer |
For | For | 1c. Election of Director: Richard T. Hume | Issuer |
For | For | 1d. Election of Director: Margaret M. Keane | Issuer |
For | For | 1e. Election of Director: Siddharth N. Mehta | Issuer |
For | For | 1f. Election of Director: Jacques P. Perold | Issuer |
For | For | 1g. Election of Director: Andrea Redmond | Issuer |
For | For | 1h. Election of Director: Gregg M. Sherrill | Issuer |
For | For | 1i. Election of Director: Judith A. Sprieser | Issuer |
For | For | 1j. Election of Director: Perry M. Traquina | Issuer |
For | For | 1k. Election of Director: Monica Turner | Issuer |
For | For | 1l. Election of Director: Thomas J. Wilson | Issuer |
For | For | 2. Advisory vote to approve the compensation of the named executives. | Issuer |
1 Year | 1 Year | 3. Say on pay frequency vote. | Issuer |
For | For | 4. Ratification of the appointment of Deloitte & Touche LLP as Allstate's independent registered public accountant for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Ally | 5/3/2023 | 02005N100 | ALLY |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Franklin W. Hobbs | Issuer |
For | For | 1b. Election of Director: Kenneth J. Bacon | Issuer |
For | For | 1c. Election of Director: William H. Cary | Issuer |
For | For | 1d. Election of Director: Mayree C. Clark | Issuer |
For | For | 1e. Election of Director: Kim S. Fennebresque | Issuer |
For | For | 1f. Election of Director: Melissa Goldman | Issuer |
For | For | 1g. Election of Director: Marjorie Magner | Issuer |
For | For | 1h. Election of Director: David Reilly | Issuer |
For | For | 1i. Election of Director: Brian H. Sharples | Issuer |
For | For | 1j. Election of Director: Michael F. Steib | Issuer |
For | For | 1k. Election of Director: Jeffrey J. Brown | Issuer |
For | For | 2. Advisory vote on executive compensation. | Issuer |
For | For | 3. Ratification of the Audit Committee's engagement of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Caterpillar Inc | 6/14/2023 | 149123101 | CAT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Kelly A. Ayotte | Issuer |
For | For | 1b. Election of Director: David L. Calhoun | Issuer |
For | For | 1c. Election of Director: Daniel M. Dickinson | Issuer |
For | For | 1d. Election of Director: James C. Fish, Jr. | Issuer |
For | For | 1e. Election of Director: Gerald Johnson | Issuer |
For | For | 1f. Election of Director: David W. Maclennan | Issuer |
For | For | 1g. Election of Director: Judith F. Marks | Issuer |
For | For | 1h. Election of Director: Debra l. Reed-Klages | Issuer |
For | For | 1i. Election of Director: Susan C. Schwab | Issuer |
For | For | 1j. Election of Director: D. James Umpleby Ill | Issuer |
For | For | 1k. Election of Director: Rayford Wilkins, Jr. | Issuer |
For | For | 2. Ratification of our Independent Registered Public Accounting Firm. | Issuer |
For | For | 3. Advisory Vote to Approve Executive Compensation. | Issuer |
1 Year | 1 Year | 4. Advisory Vote on the Frequency of Executive Compensation Votes. | Issuer |
For | For | 5. Approval of Caterpillar Inc. 2023 Long-Term Incentive Plan. | Issuer |
Against | Against | 6. Shareholder Proposal - Report on Corporate Climate Lobbying in Line with Paris Agreement. | Security Holder |
Against | Against | 7. Shareholder Proposal - Lobbying Disclosure. | Security Holder |
Against | Against | 8. Shareholder Proposal - Report on Activities in Conflict-Affected Areas. | Security Holder |
Against | Against | 9. Shareholder Proposal - Civil Rights, Non-Discrimination and Returns to Merit Audit. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Curtiss-Wright Corporation | 5/4/2023 | 231561101 | CW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors: More Details | |||
For | For | Election of Director: Lynn M. Bamford | Issuer |
For | For | Election of Director: Dean M. Flatt | Issuer |
For | For | Election of Director: S. Maree Fuller | Issuer |
For | For | Election of Director: Bruce D. Hoechner | Issuer |
For | For | Election of Director: Glenda J. Minor | Issuer |
For | For | Election of Director: Anthony: J. Moraco | Issuer |
For | For | Election of Director: William F. Moran | Issuer |
For | For | Election of Director: Robert J. Rivet | Issuer |
For | For | Election of Director: Peter C. Wallace | Issuer |
For | For | Election of Director: Larrv. D. Wyche | Issuer |
For | For | 2. To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023 | Issuer |
For | For | 3. To approve an amendment to the Curtiss-Wright Corporation Incentive Compensation Plan to expand the class of employees eligible to receive awards under the plan | Issuer |
For | For | 4. An advisory (non-binding) vote to approve the compensation of the Company's named executive officers | Issuer |
1 Year | 1 Year | 5. To approve on an advisory (non-binding) basis the frequency of future stockholder advisory votes approving the compensation of the Company's named executive officers | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Dollar Tree Inc | 6/13/2023 | 256746108 | DLTR |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Richard W. Dreiling | Issuer |
For | For | 1b. Election of Director: Cheryl W. Grise | Issuer |
For | For | 1c. Election of Director: Daniel J. Heinrich | Issuer |
For | For | 1d. Election of Director: Paul C. Hilal | Issuer |
For | For | 1e. Election of Director: Edward J. Kelly, Ill | Issuer |
For | For | 1f. Election of Director: Mary A. Laschinger | Issuer |
For | For | 1g. Election of Director: Jeffrey G. Naylor | Issuer |
For | For | 1h. Election of Director: Winnie Y. Park | Issuer |
For | For | 1i. Election of Director: Bertram L. Scott | Issuer |
For | For | 1j. Election of Director: Stephanie P. Stahl | Issuer |
For | For | 2. To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer |
For | For | 4. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2023. | Issuer |
Against | Against | 5. Shareholder proposal regarding a report on economic and social risks of company compensation and workforce practices and any impact on diversified shareholders. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Elevance Health Inc | 5/10/2023 | 036752103 | ELV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Gail K. Boudreaux | Issuer |
For | For | 1b. Election of Director: R. Kerry Clark | Issuer |
For | For | 1c. Election of Director: Robert L. Dixon, Jr. | Issuer |
For | For | 1d. Election of Director: Deanna D. Strable | Issuer |
For | For | 2. Advisory vote to approve the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of the advisory vote to approve the compensation of our named executive officers. | Issuer |
For | For | 4. To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2023. | Issuer |
For | Against | 5. Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Security Holder |
Withheld | Against | 6. Shareholder proposal requesting annual reporting from third parties seeking financial support. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Equitable Holdings Inc | 5/24/2023 | 29452E101 | EQH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director for a one-year term ending at the 2024 Annual Meeting: Francis A. Hondal | Issuer |
For | For | 1b. Election of Director for a one-year term ending at the 2024 Annual Meeting: Arlene Isaacs-Lowe | Issuer |
For | For | 1c. Election of Director for a one-year term ending at the 2024 Annual Meeting: Daniel G. Kaye | Issuer |
For | For | 1d. Election of Director for a one-year term ending at the 2024 Annual Meeting: Joan Lamm-Tennant | Issuer |
For | For | 1e. Election of Director for a one-year term ending at the 2024 Annual Meeting: Craig MacKay | Issuer |
For | For | 1f. Election of Director for a one-year term ending at the 2024 Annual Meeting: Mark Pearson | Issuer |
For | For | 1g. Election of Director for a one-year term ending at the 2024 Annual Meeting: Bertram L. Scott | Issuer |
For | For | 1h. Election of Director for a one-year term ending at the 2024 Annual Meeting: George Stansfield | Issuer |
For | For | 1i. Election of Director for a one-year term ending at the 2024 Annual Meeting: Charles G.T. Stonehill | Issuer |
For | For | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023. | Issuer |
For | For | 3. Advisory vote to approve the compensation paid to our named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Freeport-Mcmoran Inc | 6/6/2023 | 35671D857 | FCX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: David P. Abney | Issuer |
For | For | 1b. Election of Director: Richard C. Adkerson | Issuer |
For | For | 1e. Election of Director: Marcela E. Donadio | Issuer |
For | For | 1d. Election of Director: Robert W. Dudley | Issuer |
For | For | 1e. Election of Director: Hugh Grant | Issuer |
For | For | 1f. Election of Director: Lydia H. Kennard | Issuer |
For | For | 1g. Election of Director: Ryan M. Lance | Issuer |
For | For | 1h. Election of Director: Sara Grootwassink Lewis | Issuer |
For | For | 1i. Election of Director: Dustan E. McCoy | Issuer |
For | For | 1j. Election of Director: Kathleen L. Quirk | Issuer |
For | For | 1k. Election of Director: John J. Stephens | Issuer |
For | For | 1l. Election of Director: Frances Fragos Townsend | Issuer |
For | For | 2. Approval, on an advisory basis, of the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Approval, on an advisory basis, of the frequency of future advisory votes on the compensation of our named executive officers. | Issuer |
For | For | 4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
General Electric Co | 5/3/2023 | 369604301 | GE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Stephen Angel | Issuer |
For | For | 1b. Election of Director: Sebastien Bazin | Issuer |
For | For | 1c. Election of Director: H. Lawrence Culp, Jr. | Issuer |
For | For | 1d. Election of Director: Edward Garden | Issuer |
For | For | 1e. Election of Director: Isabella Goren | Issuer |
For | For | 1f. Election of Director: Thomas Horton | Issuer |
For | For | 1g. Election of Director: Catherine Lesjak | Issuer |
For | For | 1h. Election of Director: Darren McDew | Issuer |
For | For | 1i. Election of Director: Paula Rosput Reynolds | Issuer |
For | For | 1j. Election of Director: Jessica Uhl | Issuer |
For | For | 2. Advisory Approval of Our Named Executives Compensation. | Issuer |
For | For | 3. Advisory Vote on the Frequency of Future Advisory Votes to Approve Our Named Executives Compensation. | Issuer |
For | For | 4. Ratification of Deloitte as Independent Auditor for 2023. | Issuer |
For | Against | 5. Independent Board Chairman. | Issuer |
Against | Against | 6. Sale of the Company. | Issuer |
Against | Against | 7. Fiduciary Carbon-Emission Relevance Report. | Issuer |
Against | Against | 8. Assess Energy-Related Asset Resilience. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Hess Corporation | 5/17/2023 | 42809H107 | HES |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to serve for a one-year term expiring in 2024: T.J. CHECKI | Issuer |
For | For | 1b. Election of Director to serve for a one-year term expiring in 2024: LS. COLEMAN, JR. | Issuer |
For | For | 1c. Election of Director to serve for a one-year term expiring in 2024: L. GLATCH | Issuer |
For | For | 1d. Election of Director to serve for a one-year term expiring in 2024: J.B. HESS | Issuer |
For | For | 1e. Election of Director to serve for a one-year term expiring in 2024: E.E. HOLIDAY | Issuer |
For | For | 1f. Election of Director to serve for a one-year term expiring in 2024: M.S. LIPSCHULTZ | Issuer |
For | For | 1g. Election of Director to serve for a one-year term expiring in 2024: R.J. MCGUIRE | Issuer |
For | For | 1h. Election of Director to serve for a one-year term expiring in 2024: D. MCMANUS | Issuer |
For | For | 1i. Election of Director to serve for a one-year term expiring in 2024: K.O. MEYERS | Issuer |
For | For | 1j. Election of Director to serve for a one-year term expiring in 2024: K.F. OVELMEN | Issuer |
For | For | 1k. Election of Director to serve for a one-year term expiring in 2024: J.H. QUIGLEY | Issuer |
For | For | 1l. Election of Director to serve for a one-year term expiring in 2024: W.G. SCHRADER | Issuer |
For | For | 2. Advisory approval of the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Advisory approval on the frequency of voting on executive compensation. | Issuer |
For | For | 4. Ratification of the selection of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Southwest Airlines Co | 5/17/2023 | 844741108 | LUV |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: David W. Biegler | Issuer |
For | For | 1b. Election of Director: J. Veronica Biggins | Issuer |
For | For | 1c. Election of Director: Douglas H. Brooks | Issuer |
For | For | 1d. Election of Director: Eduardo F. Conrado | Issuer |
For | For | 1e. Election of Director: William H. Cunningham | Issuer |
For | For | 1f. Election of Director: Thomas W. Gilligan | Issuer |
For | For | 1g. Election of Director: David P. Hess | Issuer |
For | For | 1h. Election of Director: Robert E. Jordan | Issuer |
For | For | 1i. Election of Director: Gary C. Kelly | Issuer |
For | For | 1j. Election of Director: Elaine Mendoza | Issuer |
For | For | 1k. Election of Director: John T. Montford | Issuer |
For | For | 1l. Election of Director: Christopher P. Reynolds | Issuer |
For | For | 1m. Election of Director: Ron Ricks | Issuer |
For | For | 1n. Election of Director: Jill A. Soltau | Issuer |
For | For | 2. Advisory vote to approve the compensation of the Company's named executive officers. | Issuer |
1 Year | 1 Year | 3. Advisory vote on frequency of votes on named executive officer compensation. | Issuer |
For | For | 4. Ratification of the selection of Ernst & Young LLP as the Company's independent auditors for the fiscal year ending December 31, 2023. | Issuer |
Against | Against | 5. Advisory vote on shareholder proposal to permit shareholder removal of directors without cause. | Issuer |
Against | Against | 6. Advisory vote on shareholder proposal to require shareholder ratification of termination pay. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Las Vegas Sands Corp | 5/11/2023 | 517834107 | LVS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors: More Details | |||
For | For | Election of Director: Robert G. Goldstein | Issuer |
For | For | Election of Director: Patrick Dumont | Issuer |
For | For | Election of Director: Irwin Chafetz | Issuer |
For | For | Election of Director: Micheline Chau | Issuer |
For | For | Election of Director: Charles D. Forman | Issuer |
For | For | Election of Director: Nora M. Jordan | Issuer |
For | For | Election of Director: lewis Kramer | Issuer |
For | For | Election of Director: David F. Levi | Issuer |
For | For | 2. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023 | Issuer |
For | For | 3. An advisory (non-binding) vote to approve the compensation of the named executive officers. | Issuer |
1 Year | 1 Year | 4. An advisory (non-binding) vote on how frequently stockholders should vote to approve the compensation of the named executive officers. | Issuer |
Against | Against | 5. Shareholder proposal to require the Company to include in its proxy statement each director/nominee's self identified gender and race/ethnicity, as well as certain skills and attributes, if properly presented at the meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
MetLife | 6/20/2023 | 59156R108 | MET |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Cheryl w. Grise | Issuer |
For | For | 1b. Election of Director: Carlos M. Gutierrez | Issuer |
For | For | 1c. Election of Director: Carla A. Harris | Issuer |
For | For | 1d. Election of Director: Gerald L. Hassell | Issuer |
For | For | 1e. Election of Director: David L. Herzog | Issuer |
For | For | 1f. Election of Director: R. Glenn Hubbard, Ph.D. | Issuer |
For | For | 1g. Election of Director: Jeh C. Johnson | Issuer |
For | For | 1h. Election of Director: Edward J. Kelly, Ill | Issuer |
For | For | 1i. Election of Director: William E. Kennard | Issuer |
For | For | 1j. Election of Director: Michel A. Khalaf | Issuer |
For | For | 1k. Election of Director: Catherine R. Kinney | Issuer |
For | For | 1l. Election of Director: Diana L. McKenzie | Issuer |
For | For | 1m. Election of Director: Denise M. Morrison | Issuer |
For | For | 1n. Election of Director: Mark A. Weinberger | Issuer |
For | For | 2. Ratification of appointment of Deloitte & Touche LLP as MetLife, lnc.'s Independent Auditor for 2023 | Issuer |
For | For | 3. Advisory (non-binding) vote to approve the compensation paid to MetLife, lnc.'s Named Executive Officers | Issuer |
1 Year | 1 Year | 4. Advisory (non-binding) vote on the frequency of future advisory votes to approve the compensation paid to MetLife, Inc. 's Named Executive Officers | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Merck | 5/23/2023 | 58933Y105 | MRK |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Douglas M. Baker, Jr. | Issuer |
For | For | 1b. Election of Director: Mary Ellen Coe | Issuer |
For | For | 1c. Election of Director: Pamela J. Craig | Issuer |
For | For | 1d. Election of Director: Robert M. Davis | Issuer |
For | For | 1e. Election of Director: Thomas H. Glocer | Issuer |
For | For | 1f. Election of Director: Risa J. Lavizzo-Mourey, M.D. | Issuer |
For | For | 1g. Election of Director: Stephen L. Mayo, Ph.D. | Issuer |
For | For | 1h. Election of Director: Paul B. Rothman, M.D. | Issuer |
For | For | 1i. Election of Director: Patricia F. Russo | Issuer |
For | For | 1j. Election of Director: Christine E. Seidman, M.D. | Issuer |
For | For | 1k. Election of Director: Inge G. Thulin | Issuer |
For | For | 1l. Election of Director: Kathy J. Warden | Issuer |
For | For | 1m. Election of Director: Peter C. Wendell | Issuer |
For | For | 2. Non-binding advisory vote to approve the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Non-binding advisory vote to approve the frequency of future votes to approve the compensation of our named executive officers. | Issuer |
For | For | 4. Ratification of the appointment of the Company's independent registered public accounting firm for 2023. | Issuer |
Against | Against | 5. Shareholder proposal regarding business operations in China. | Security Holder |
Against | Against | 6. Shareholder proposal regarding access to COVID-19 products. | Security Holder |
Against | Against | 7. Shareholder proposal regarding indirect political spending. | Security Holder |
Against | Against | 8. Shareholder proposal regarding patents and access. | Security Holder |
Against | Against | 9. Shareholder proposal regarding a congruency report of partnerships with globalist organizations. | Security Holder |
For | Against | 10. Shareholder proposal regarding an independent board chairman. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
OXY | 5/5/2023 | 674599105 | OXY |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Vicky A. Bailey | Issuer |
For | For | 1b. Election of Director: Andrew Gould | Issuer |
For | For | 1c. Election of Director: Carlos M. Gutierrez | Issuer |
For | For | 1d. Election of Director: Vicki Hollub | Issuer |
For | For | 1e. Election of Director: William R. Klesse | Issuer |
For | For | 1f. Election of Director: Jack B. Moore | Issuer |
For | For | 1g. Election of Director: Claire O'Neill | Issuer |
For | For | 1h. Election of Director: Avedick B. Poladian | Issuer |
For | For | 1i. Election of Director: Ken Robinson | Issuer |
For | For | 1j. Election of Director: Robert M. Shearer | Issuer |
1 Year | 1 Year | 2. Advisory Vote on the Frequency of Future Advisory Votes to Approve Named Executive Officer Compensation. | Issuer |
For | For | 3. Advisory Vote to Approve Named Executive Officer Compensation. | Issuer |
For | For | 4. Ratification of Selection of KPMG as Occidental's Independent Auditor. | Issuer |
For | Against | 5. Shareholder Proposal Requesting an Independent Board Chairman Policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
PG&E Corporation | 5/18/2023 | 69331C108 | PCG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Cheryl F. Campbell | Issuer |
For | For | 1b. Election of Director: Kerry W. Cooper | Issuer |
For | For | 1c. Election of Director: Arno L. Harris | Issuer |
For | For | 1d. Election of Director: Carlos M. Hernandez | Issuer |
For | For | 1e. Election of Director: Michael R. Niggli | Issuer |
For | For | 1f. Election of Director: Benjamin F. Wilson | Issuer |
For | For | 2. Advisory Vote to Approve Executive Compensation | Issuer |
1 Year | 1 Year | 3. Advisory Vote on the Frequency of the Advisory Vote to Approve Executive Compensation | Issuer |
For | For | 4. Ratification of the Appointment of Deloitte and Touche LLP as the Independent Public Accounting Firm | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Phillip Morris International Inc | 5/3/2023 | 718172109 | PM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Brant Bonin Bough | Issuer |
For | For | 1b. Election of Director: Andre calantzopoulos | Issuer |
For | For | 1c. Election of Director: Michel Combes | Issuer |
For | For | 1d. Election of Director: Juan Jose Daboub | Issuer |
For | For | 1e. Election of Director: Werner Geissler | Issuer |
For | For | 1f. Election of Director: Lisa A. Hook | Issuer |
For | For | 1g. Election of Director: Jun Makihara | Issuer |
For | For | 1h. Election of Director: Kalpana Morparia | Issuer |
For | For | 1i. Election of Director: Jacek Olczak | Issuer |
For | For | 1j. Election of Director: Robert B. Polet | Issuer |
For | For | 1k. Election of Director: Dessislava Temperley | Issuer |
For | For | 1l. Election of Director: Shlomo Yanai | Issuer |
For | For | 2. Advisory Vote Approving Executive Compensation | Issuer |
For | For | 3. Advisory Vote on the Frequency of Future Say-On-Pay Votes, with the Board of Directors Recommending a Say-On-Pay Vote | Issuer |
For | For | 4. Ratification of the Selection of Independent Auditors | Issuer |
For | For | 5. Shareholder Proposal to make nicotine level information available to customers and begin reducing nicotine levels | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Perrigo Company PLC | 5/4/2023 | G97822103 | PRGO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1A. Election of Director to hold office until the 2024 Annual General Meeting: Bradley A. Alford | Issuer |
For | For | 1B. Election of Director to hold office until the 2024 Annual General Meeting: Orlando D. Ashford | Issuer |
For | For | 1C. Election of Director to hold office until the 2024 Annual General Meeting: Katherine C. Doyle | Issuer |
For | For | 1D. Election of Director to hold office until the 2024 Annual General Meeting: Adriana Karaboutis | Issuer |
For | For | 1E. Election of Director to hold office until the 2024 Annual General Meeting: Murray S. Kessler | Issuer |
For | For | 1F. Election of Director to hold office until the 2024 Annual General Meeting: Jeffrey B. Kindler | Issuer |
For | For | 1G. Election of Director to hold office until the 2024 Annual General Meeting: Erica L. Mann | Issuer |
For | For | 1H. Election of Director to hold office until the 2024 Annual General Meeting: Albert A. Manzone | Issuer |
For | For | 11. Election of Director to hold office until the 2024 Annual General Meeting: Donal O'Connor | Issuer |
For | For | 1J. Election of Director to hold office until the 2024 Annual General Meeting: Geoffrey M. Parker | Issuer |
For | For | 2. Ratify, in a non-binding advisory vote, the appointment of Ernst & Young LLP as the Company's independent auditor, and authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to fix the remuneration of auditor the | Issuer |
For | For | 3. Advisory vote on executive compensation | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency of future advisory votes on executive compensation | Issuer |
For | For | 5. Renew the Board's authority to issue shares under Irish law | Issuer |
For | For | 6. Renew the Board's authority to opt-out of statutory pre-emption rights under Irish law | Issuer |
For | For | 7. Approve the creation of distributable reserves by reducing some or all of the Company's share premium | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Regeneron Pharmaceuticals Inc | 6/9/2023 | 75886F107 | REGN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Joseph L. Goldstein, M.D. | Issuer |
For | For | 1b. Election of Director: Christine A. Poon | Issuer |
For | For | 1c. Election of Director: Craig B. Thompson, M.D. | Issuer |
For | For | 1d. Election of Director: Huda Y. Zoghbi, M.D. | Issuer |
For | For | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. Proposal to approve, on an advisory basis, executive compensation. | Security Holder |
1 Year | 1 Year | 4. Proposal to approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Security Holder |
Against | Against | 5. Non-binding shareholder proposal, if properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Raytheon Technologies | 5/2/2023 | 75513E101 | RTX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Tracy A. Atkinson | Issuer |
For | For | 1b. Election of Director: Leanne G. Caret | Issuer |
For | For | 1c. Election of Director: Bernard A. Harris, Jr. | Issuer |
For | For | 1d. Election of Director: Gregory J. Hayes | Issuer |
For | For | 1e. Election of Director: George R. Oliver | Issuer |
For | For | 1f. Election of Director: Robert K. (Kelly) Ortberg | Issuer |
For | For | 1g. Election of Director: Dinesh C. Paliwal | Issuer |
For | For | 1h. Election of Director: Ellen M. Pawlikowski | Issuer |
For | For | 1i. Election of Director: Denise L. Ramos | Issuer |
For | For | 1j. Election of Director: Fredric G. Reynolds | Issuer |
For | For | 1k. Election of Director: Brian C. Rogers | Issuer |
For | For | 1l. Election of Director: James A. Winnefeld, Jr. | Issuer |
For | For | 1m. Election of Director: Robert O. Work | Issuer |
For | For | 2. Advisory Vote to Approve Executive Compensation | Issuer |
1 Year | 1 Year | 3. Advisory Vote on the Frequency of Shareowner Votes on Named Executive Officer Compensation | Issuer |
For | For | 4. Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | Issuer |
For | For | 5. Approve an Amendment to the Restated Certificate of Incorporation to Repeal Article Ninth | Issuer |
For | For | 6. Approve an Amendment to the Restated Certificate of Incorporation to Eliminate Personal Liability of Officers for Monetary Damages for Breach of Fiduciary Duty as an Officer | Issuer |
For | Against | 7. Shareowner Proposal Requesting the Board Adopt an Independent Board Chair Policy | Security Holder |
Against | Against | 8. Shareowner Proposal Requesting a Report on Greenhouse Gas Reduction Plan | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
The Charles Schwab Corporation | 5/18/2023 | 808513105 | SCHW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of director: Marianne C. Brown | Issuer |
For | For | 1b. Election of director: Frank C. Herringer | Issuer |
For | For | 1c. Election of director: Gerri K. Martin-Flickinger | Issuer |
For | For | 1d. Election of director: Todd M. Ricketts | Issuer |
For | For | 1e. Election of director: Carolyn Schwab-Pomerantz | Issuer |
For | For | 2. Ratification of the selection of Deloitte & Touche LLP as independent auditors | Issuer |
For | For | 3. Advisory vote to approve named executive officer compensation | Issuer |
1 Year | 1 Year | 4. Frequency of advisory vote on named executive officer compensation | Issuer |
Against | Against | 5. Stockholder Proposal requesting pay equity disclosure | Security Holder |
Against | Against | 6. Stockholder Proposal requesting company report on discrimination risk oversight and impact | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
State Street Corporation | 5/17/2023 | 857477103 | STT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: P. de Saint-Aignan | Issuer |
For | For | 1b. Election of Director: M. Chandoha | Issuer |
For | For | 1c. Election of Director: D. DeMaio | Issuer |
For | For | 1d. Election of Director: A. Fawcett | Issuer |
For | For | 1e. Election of Director: W. Freda | Issuer |
For | For | 1f. Election of Director: S. Mathew | Issuer |
For | For | 1g. Election of Director: W. Meaney | Issuer |
For | For | 1h. Election of Director: R. O'Hanley | Issuer |
For | For | 1i. Election of Director: S. O1Sullivan | Issuer |
For | For | 1j. Election of Director: J. Portalatin | Issuer |
For | For | 1k. Election of Director: J. Rhea | Issuer |
For | For | 1l. Election of Director: G. Summe | Issuer |
For | For | 2. To approve an advisory proposal on executive compensation. | Issuer |
1 Year | 1 Year | 3. To recommend, by advisory vote, the frequency of future advisory votes on executive compensation. | Issuer |
For | For | 4. To approve the Amended and Restated 2017 Stock Incentive Plan. | Issuer |
For | For | 5. To ratify the selection of Ernst & Young LLP as State Street's independent registered public accounting firm for the year ending December 31, 2023. | Issuer |
Withheld | Against | 6. Shareholder proposal relating to asset management stewardship practices, if properly presented. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Teradata Corporation | 5/9/2023 | 88076W103 | TDC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Class I Director: Daniel R. Fishback | Issuer |
For | For | 1b. Election of Class I Director: Stephen McMillan | Issuer |
For | For | 1c. Election of Class I Director: Kimberly K. Nelson | Issuer |
For | For | 1d. Election of Class Ill Director: Todd E. McElhatton | Issuer |
For | For | 2. An advisory {non-binding) vote to approve executive compensation. | Issuer |
1 Year | 1 Year | 3. An advisory {non-binding) vote to approve the frequency of say- on-pay vote. | Issuer |
For | For | 4. Approval of the Teradata 2023 Stock Incentive Plan. | Issuer |
For | For | 5. Approval of the Teradata Employee Stock Purchase Plan as Amended and Restated. | Issuer |
For | For | 6. Approval of the ratification of the appointment of the independent registered public accounting firm for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
United Therapeutics Corporation | 6/26/2023 | 91307C102 | UTHR |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Christopher Causey | Issuer |
For | For | 1b. Election of Director: Raymond Dwek | Issuer |
For | For | 1c. Election of Director: Richard Giltner | Issuer |
For | For | 1d. Election of Director: Katherine Klein | Issuer |
For | For | 1e. Election of Director: Ray Kurzweil | Issuer |
For | For | 1f. Election of Director: Linda Maxwell | Issuer |
For | For | 1g. Election of Director: Nilda Mesa | Issuer |
For | For | 1h. Election of Director: Judy Olian | Issuer |
For | For | 1i. Election of Director: Christopher Patusky | Issuer |
For | For | 1j. Election of Director: Martine Rothblatt | Issuer |
For | For | 1k. Election of Director: Louis Sullivan | Issuer |
For | For | 1l. Election of Director: Tommy Thompson | Issuer |
For | For | 2. Advisory resolution to approve executive compensation. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer |
For | For | 4. Approval of the amendment and restatement of the United Therapeutics Corporation Amended and Restated 2015 Stock Incentive Plan. | Issuer |
For | For | 5. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Warner Bros. Discovery Inc | 5/8/2023 | 934423104 | WBD |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors: More Details | |||
For | For | Election of Director: Li Haslett Chen | Issuer |
For | For | Election of Director: Kenneth W. Lowe | Issuer |
For | For | Election of Director: Paula A. Price | Issuer |
For | For | Election of Director: David M. Zaslav | Issuer |
For | For | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as Warner Bros. Discovery, Inc. 's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. To vote on an advisory resolution to approve the 2022 compensation of Warner Bros. Discovery, lnc.'s named executive officers, commonly referred to as a "Sayon-Pay" vote. | Issuer |
1 Year | 1 Year | 4. To vote on an advisory resolution to approve the frequency of future "Say-onPay" votes. | Issuer |
For | Against | 5. To vote on a stockholder proposal regarding simple majority vote, if properly presented. | Security Holder |
For | Against | 6. To vote on a stockholder proposal regarding political disclosure, if properly presented. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Medtronic | 12/8/2022 | G5960L103 | MDT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Not Voted | For | 1a. Election of Director to hold office until the 2023 Annual General Meeting: Richard H. Anderson | Issuer |
Not Voted | For | 1b. Election of Director to hold office until the 2023 Annual General Meeting: Craig Arnold | Issuer |
Not Voted | For | 1c. Election of Director to hold office until the 2023 Annual General Meeting: Scott C. Donnelly | Issuer |
Not Voted | For | 1d. Election of Director to hold office until the 2023 Annual General Meeting: Lidia L. Fonseca | Issuer |
Not Voted | For | 1e. Election of Director to hold office until the 2023 Annual General Meeting: Andrea J. Goldsmith, Ph.D. | Issuer |
Not Voted | For | 1f. Election of Director to hold office until the 2023 Annual General Meeting: Randall J. Hogan, III | Issuer |
Not Voted | For | 1g. Election of Director to hold office until the 2023 Annual General Meeting: Kevin E. Lofton | Issuer |
Not Voted | For | 1h. Election of Director to hold office until the 2023 Annual General Meeting: Geoffrey S. Martha | Issuer |
Not Voted | For | 1i. Election of Director to hold office until the 2023 Annual General Meeting: Elizabeth G. Nabel, M.D. | Issuer |
Not Voted | For | 1j. Election of Director to hold office until the 2023 Annual General Meeting: Denise M. O'Leary | Issuer |
Not Voted | For | 1k. Election of Director to hold office until the 2023 Annual General Meeting: Kendall J. Powell | Issuer |
Not Voted | For | 2. Ratifying, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2023 and authorizing, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration. | Issuer |
Not Voted | For | 3. Approving, on an advisory basis, the Company's executive compensation. | Issuer |
Not Voted | For | 4. Renewing the Board of Directors' authority to issue shares under Irish law. | Issuer |
Not Voted | For | 5. Renewing the Board of Directors' authority to opt out of pre-emption rights under Irish law. | Issuer |
Not Voted | For | 6. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
PARKER-HANNIFIN CORPORATION | 10/26/2022 | 701094104 | PH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Not Voted | For | 1a. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lee C. Banks | Issuer |
Not Voted | For | 1b. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Jillian C. Evanko | Issuer |
Not Voted | For | 1c. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Lance M. Fritz | Issuer |
Not Voted | For | 1d. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Linda A. Harty | Issuer |
Not Voted | For | 1e. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: William F. Lacey | Issuer |
Not Voted | For | 1f. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Kevin A. Lobo | Issuer |
Not Voted | For | 1g. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Joseph Scaminace | Issuer |
Not Voted | For | 1h. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Åke Svensson | Issuer |
Not Voted | For | 1i.Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Laura K. Thompson | Issuer |
Not Voted | For | 1j. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James R. Verrier | Issuer |
Not Voted | For | 1k. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: James L. Wainscott | Issuer |
Not Voted | For | 1l. Election of Director for a term expiring at the Annual Meeting of Shareholders in 2023: Thomas L. Williams | Issuer |
Not Voted | For | 2. Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers. | Issuer |
Not Voted | For | 3. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2023. | Issuer |
Name of Fund: | Alpha Intelligent - Large Cap Growth Fund | ||
Period: | July 1, 2022 - June 30, 2023 | ||
Company Name | Meeting Date | CUSIP | Ticker |
Apollo Global Management Inc | 10/07/2022 | 03769M106 | APO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. Vote Board of Directors: | Issuer |
For | For | Election of Director: Marc Beilinson | Issuer |
For | For | Election of Director: James Belardi | Issuer |
For | For | Election of Director: Jessica Bibliowicz | Issuer |
For | For | Election of Director: Walter (Jay) Clayton | Issuer |
For | For | Election of Director: Michael Ducey | Issuer |
For | For | Election of Director: Richard Emerson | Issuer |
For | For | Election of Director: Kerry Murphy Healey | Issuer |
For | For | Election of Director: Mitra Hormozi | Issuer |
For | For | Election of Director: Pamela Joyner | Issuer |
For | For | Election of Director: Scott Kleinman | Issuer |
For | For | Election of Director: A.B. Krongard | Issuer |
For | For | Election of Director: Pauline Richards | Issuer |
For | For | Election of Director: Marc Rowan | Issuer |
For | For | Election of Director: David Simon | Issuer |
For | For | Election of Director: Lynn Swann | Issuer |
For | For | Election of Director: James Zelter | Issuer |
For | For | 2. RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THECOMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THEFISCAL YEAR ENDING DECEMBER 31, 2022. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
McKesson | 07/22/2022 | 58155Q103 | MCK |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director for a one-year term: Richard H. Carmona, M.D. | Issuer |
For | For | 1b. Election of Director for a one-year term: Dominic J. Caruso | Issuer |
For | For | 1c. Election of Director for a one-year term: W. Roy Dunbar | Issuer |
For | For | 1d. Election of Director for a one-year term: James H. Hinton | Issuer |
For | For | 1e. Election of Director for a one-year term: Donald R. Knauss | Issuer |
For | For | 1f. Election of Director for a one-year term: Bradley E. Lerman | Issuer |
For | For | 1g. Election of Director for a one-year term: Linda P. Manti a | Issuer |
For | For | 1h. Election of Director for a one-year term: Maria Martinez | Issuer |
For | For | 1i. Election of Director for a one-year term: Susan R. Salka | Issuer |
For | For | 1j. Election of Director for a one-year term: Brian S. Tyler | Issuer |
For | For | 1k. Election of Director for a one-year term: Kathleen Wilson-Thompson | Issuer |
For | For | 2. Ratification of Appointment of Deloitte & Touche LLP as the Company's | Issuer |
For | For | Independent Registered Public Accounting Firm for Fiscal Year 2023. | Issuer |
For | For | 3. Advisory vote on executive compensation. | Issuer |
For | For | 4. Approval of our 2022 Stock Plan. | Issuer |
For | For | 5. Approval of Amendment to our 2000 Employee Stock Purchase Plan. | Issuer |
For | Against | 6. Shareholder Proposal on Special Shareholder Meeting Improvement. | Security Holder |
Withheld | Against | 7. Shareholder Proposal on Transparency in Rule 10b5-1 Trading Policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Snowflake Inc | 07/07/2022 | 833445109 | SNOW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Class II Director: Kelly A. Kramer | Issuer |
For | For | 1b. Election of Class II Director: Frank Slootman | Issuer |
For | For | 1c. Election of Class II Director: Michael L. Speiser | Issuer |
1 Year | 1 Year | 2. To approve, on an advisory basis, the frequency of future stockholder advisoryvotes on the compensati on of our named executive officers. | Issuer |
For | For | 3. To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Transdigm Group Incorporated | 07/12/2022 | 893641100 | TDG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. Vote Board of Directors: | Issuer |
For | For | Election of Director: David Barr | Issuer |
For | For | Election of Director: Jane M. Cronin | Issuer |
For | For | Election of Director: Mervin Dunn | Issuer |
For | For | Election of Director: Michael Graff | Issuer |
For | For | Election of Director: Sean Hennessy | Issuer |
For | For | Election of Director: W. Nicholas Howley | Issuer |
For | For | Election of Director: Gary E. McCullough | Issuer |
For | For | Election of Director: Michele Santana | Issuer |
For | For | Election of Director: Robert Small | Issuer |
For | For | Election of Director: John Staer | Issuer |
For | For | Election of Director: Kevin Stein | Issuer |
For | For | 2. To ratify the selection of Ernst & Young LLP as the Company's independent accountants for the fiscal year ending September 30, 2022. | Issuer |
For | For | 3. To approve (in an advisory vote) compensati on paid to the Company's named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Atlassian Corporation PLC | 08/22/2022 | 049468101 | TEAM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. Court Scheme Proposal: To approve the scheme of arrangement as set forth in the section titled "Scheme of Arrangement" in the proxy statement of Atlassian Corporation Plc dated July 11, 2022 | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Visa Inc | 1/24/2023 | 92826C839 | V |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Lloyd A. Carney | Issuer |
For | For | 1b. Election of Director: Kermit R. Crawford | Issuer |
For | For | 1c. Election of Director: Francisco Javier Fernandez-Carbajal | Issuer |
For | For | 1d. Election of Director: Alfred F. Kelly, Jr. | Issuer |
For | For | 1e. Election of Director: Ramon Laguarta | Issuer |
For | For | 1f. Election of Director: Teri L. list | Issuer |
For | For | 1g. Election of Director: John F. Lundgren | Issuer |
For | For | 1h. Election of Director: Denise M. Morrison | Issuer |
For | For | 1i. Election of Director: Linda J. Rendle | Issuer |
For | For | 1j. Election of Director: Maynard G. Webb, Jr. | Issuer |
For | For | 2. To approve, on an advisory basis, the compensation paid to our named executive officers. | Issuer |
1 Year | 1 Year | 3. To hold an advisory vote on the frequency of future advisory votes to approve executive compensation. | Issuer |
For | For | 4. To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2023. | Issuer |
For | Against | 5. To vote on a stockholder proposal requesting an independent board chair policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Unity Software Inc | 10/27/2022 | 91332U101 | U |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. The issuance of shares of Unity Software Inc. ("Unity") common stock in connection with the merger contemplated by the Agreement and Plan of Merger, dated July 13, 2022, by and among Unity, ironSource Ltd. and Ursa Aroma Merger Subsidiary Ltd., a direct wholly owned subsidiary of Unity (the 11Unity issuance proposal"). | Issuer |
For | For | 2. The adjournment of the special meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the Unity issuance proposal at the time of the special meeting. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Atlassian Corporation PLC | 8/21/2022 | 049468101 | TEAM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. Court Scheme Proposal: To approve the scheme of arrangement as set forth inthe section titled "Scheme of Arrangement" in the proxy statement of AtlassianCorporation Plc dated July 11, 2022 | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Intuit Inc | 1/18/2023 | 461202103 | INTU |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Eve Burton | Issuer |
For | For | 1b. Election of Director: Scott D. Cook | Issuer |
For | For | 1c. Election of Director: Richard L. Dalzell | Issuer |
For | For | 1d. Election of Director: Sasan K. Goodarzi | Issuer |
For | For | 1e. Election of Director: Deborah Liu | Issuer |
For | For | 1f. Election of Director: Tekedra Mawakana | Issuer |
For | For | 1g. Election of Director: Suzanne Nora Johnson | Issuer |
For | For | 1h. Election of Director: Thomas Szkutak | Issuer |
For | For | 1i. Election of Director: Raul Vazquez | Issuer |
For | For | 2. Advisory vote to approve lntuit's executive compensation (say-on-pay) | Issuer |
For | For | 3. Ratification of the selection of Ernst & Young LLP as lntuit's independent registered public accounting firm for the fiscal year ending July 31, 2023 | Issuer |
For | For | 4. Approval of the Amended and Restated Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Linde | 1/17/2023 | G54950103 | LIN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. To approve the Scheme of Arrangement under Irish Law between Linde pie and the Scheme Shareholders, in its original form or with or subject to any modification(s), addition(s) or condition(s) approved or imposed by the Irish High Court. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Linde | 1/17/2023 | G54950103 | LIN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. To approve, subject to the approval by the requisite majorities at the Court Meeting, the scheme of arrangement that is included in Linde's Proxy Statement, referred to as the "Scheme" or "Scheme of Arrangement," in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish High Court, whereupon and assuming the other conditions to the Scheme are satisfied, holders of Linde ordinary shares will receive, on a one-for-one basis, ordinary shares of a new publicly traded company incorporated in Ireland ("New Linde"), and that the directors of Linde be authorized to take all such action as they consider necessary or appropriate for carrying the Scheme into effect. | Issuer |
For | For | 2. To approve, subject to the Scheme becoming effective, an amendment to the articles of association of Linde, which are part of the Linde constitution, referred to as the "Articles," in respect of certain mechanics to effect the Scheme as set forth in Linde's Proxy Statement. | Issuer |
For | For | 3. To approve the Common Draft Terms of Merger dated December 2, 2022 between Linde and New Linde, that are included in Linde's Proxy Statement, whereupon and assuming the other conditions to the merger are satisfied, Linde would be merged with and into New Linde, with New Linde surviving the merger, and the directors of Linde be authorized to take all steps necessary or appropriate to execute and carry the merger into effect. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Autozone Inc | 12/13/2022 | 053332102 | AZO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Michael A. George | Issuer |
For | For | 1b. Election of Director: Linda A. Goodspeed | Issuer |
For | For | 1c. Election of Director: Earl G. Graves, Jr. | Issuer |
For | For | 1d. Election of Director: Enderson Guimaraes | Issuer |
For | For | 1e. Election of Director: Brian P. Hannasch | Issuer |
For | For | 1f. Election of Director: D. Bryan Jordan | Issuer |
For | For | 1g. Election of Director: Gale V. King | Issuer |
For | For | 1h. Election of Director: George R. Mrkonic, Jr. | Issuer |
For | For | 1i. Election of Director: William C. Rhodes, Ill | Issuer |
For | For | 1j. Election of Director: Jill A. Soltau | Issuer |
For | For | 2. Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the 2023 fiscal year. | Issuer |
For | For | 3. Approval of an advisory vote on the compensation of named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Bill.com Holdings Inc | 12/8/2022 | 090043100 | BILL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors: | |||
For | For | Election of Director: Steven Cakebread | Issuer |
For | For | Election of Director: David Hornik | Issuer |
For | For | Election of Director: Brian Jacobs | Issuer |
For | For | Election of Director: Allie Kline | Issuer |
For | For | 2. Ratification of the Appointment of Ernst and Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending June 30, 2023. | Issuer |
For | For | 3. Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Apple Inc | 3/9/2023 | 037833100 | AAPL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: James Bell | Issuer |
For | For | 1b. Election of Director: Tim Cook | Issuer |
For | For | 1c. Election of Director: Al Gore | Issuer |
For | For | 1d. Election of Director: Alex Gorsky | Issuer |
For | For | 1e. Election of Director: Andrea Jung | Issuer |
For | For | 1f. Election of Director: Art Levinson | Issuer |
For | For | 1g. Election of Director: Monica Lozano | Issuer |
For | For | 1h. Election of Director: Ron Sugar | Issuer |
For | For | 1i. Election of Director: Sue Wagner | Issuer |
For | For | 2. Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2023 | Issuer |
For | For | 3. Advisory vote to approve executive compensation | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency of advisory votes on executive compensation | Issuer |
Against | Against | 5. A shareholder proposal entitled "Civil Rights and Non-Discrimination Audit Proposal" | Security Holder |
Against | Against | 6. A shareholder proposal entitled "Communist China Audit" | Security Holder |
Withheld | Against | 7. A shareholder proposal on Board policy for communication with shareholder proponents | Security Holder |
Against | Against | 8. A shareholder proposal entitled "Racial and Gender Pay Gaps" | Security Holder |
For | Against | 9. A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Abbott Laboratories | 4/28/2023 | 002824100 | ABT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: R. J. Alpern | Issuer |
For | For | 1b. Election of Director: C. Babineaux-Fontenot | Issuer |
For | For | 1c. Election of Director: S. E. Blount | Issuer |
For | For | 1d. Election of Director: R. B. Ford | Issuer |
For | For | 1e. Election of Director: P. Gonzalez | Issuer |
For | For | 1f. Election of Director: M. A. Kumbier | Issuer |
For | For | 1g. Election of Director: D. w. McDew | Issuer |
For | For | 1h. Election of Director: N. McKinstry | Issuer |
For | For | 1i. Election of Director: M. G. O'Grady | Issuer |
For | For | 1j. Election of Director: M. F. Roman | Issuer |
For | For | 1k. Election of Director: D. J. Starks | Issuer |
For | For | 1l. Election of Director: J. G. Stratton | Issuer |
For | For | 2. Ratification of Ernst & Young LLP As Auditors | Issuer |
For | For | 3. Say on Pay - An Advisory Vote on the Approval of Executive Compensation | Issuer |
1 Year | 1 Year | 4. Say When on Pay - An Advisory Vote on the Approval of the Frequency of Shareholder Votes on Executive Compensation | Issuer |
For | Against | 5. Shareholder Proposal - Special Shareholder Meeting Threshold | Security Holder |
For | Against | 6. Shareholder Proposal - Independent Board Chairman | Security Holder |
Against | Against | 7. Shareholder Proposal - Lobbying Disclosure | Security Holder |
Against | Against | 8. Shareholder Proposal - Incentive Compensation | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Adobe Inc | 4/20/2023 | 00724F101 | ADBE |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to serve for a one-year term: Amy Banse | Issuer |
For | For | 1b. Election of Director to serve for a one-year term: Brett Biggs | Issuer |
For | For | 1c. Election of Director to serve for a one-year term: Melanie Boulden | Issuer |
For | For | 1d. Election of Director to serve for a one-year term: Frank Calderoni | Issuer |
For | For | 1e. Election of Director to serve for a one-year term: Laura Desmond | Issuer |
For | For | 1f. Election of Director to serve for a one-year term: Shantanu Narayen | Issuer |
For | For | 1g. Election of Director to serve for a one-year term: Spencer Neumann | Issuer |
For | For | 1h. Election of Director to serve for a one-year term: Kathleen Oberg | Issuer |
For | For | 1i. Election of Director to serve for a one-year term: Dheeraj Pandey | Issuer |
For | For | 1j. Election of Director to serve for a one-year term: David Ricks | Issuer |
For | For | 1k. Election of Director to serve for a one-year term: Daniel Rosensweig | Issuer |
For | For | 1l. Election of Director to serve for a one-year term: John Warnock | Issuer |
For | For | 2. Approve the 2019 Equity Incentive Plan, as amended, to increase the available share reserve by 12,000,000 shares. | Issuer |
For | For | 3. Ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending on December 1, 2023. | Issuer |
For | For | 4. Approve, on an advisory basis, the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 5. Approve, on an advisory basis, the frequency of the advisory vote on executive compensation. | Issuer |
Against | Against | 6. Stockholder Proposal - Report on Hiring of Persons with Arrest or Incarceration Records. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Analog Devices Inc | 3/8/2023 | 032654105 | ADI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Vincent Roche | Issuer |
For | For | 1b. Election of Director: James A. Champy | Issuer |
For | For | 1c. Election of Director: Andre Andonian | Issuer |
For | For | 1d. Election of Director: Anantha P. Chandrakasan | Issuer |
For | For | 1e. Election of Director: Edward H. Frank | Issuer |
For | For | 1f. Election of Director: Laurie H. Glimcher | Issuer |
For | For | 1g. Election of Director: Karen M. Golz | Issuer |
For | For | 1h. Election of Director: Mercedes Johnson | Issuer |
For | For | 1i. Election of Director: Kenton J. Sicchitano | Issuer |
For | For | 1j. Election of Director: Ray Stata | Issuer |
For | For | 1k. Election of Director: Susie Wee | Issuer |
For | For | 2. Advisory vote to approve the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of future advisory votes on the compensation of our named executive officers. | Issuer |
For | For | 4. Ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Graco Inc | 4/28/2023 | 384109104 | GGG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Lee R. Mitau | Issuer |
For | For | 1b. Election of Director: Martha A. Morfitt | Issuer |
For | For | 1c. Election of Director: Mark W. Sheahan | Issuer |
For | For | 1d. Election of Director: Kevin J. Wheeler | Issuer |
For | For | 2. Ratification of appointment of Deloitte & Touche LLP as the Company's independent registered accounting firm. | Issuer |
For | For | 3. Approval, on an advisory basis, of the compensation paid to our named executive officers as disclosed in the Proxy Statement. | Issuer |
1 Year | 1 Year | 4. Approval, on an advisory basis, of the frequency of the advisory vote on the compensation paid to our named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
Intuitive Surgical Inc | 4/27/2023 | 46120E602 | ISRG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Craig H. Barratt, Ph.D. | Issuer |
For | For | 1b. Election of Director: Joseph C. Beery | Issuer |
For | For | 1c. Election of Director: Gary S. Guthart, Ph.D. | Issuer |
For | For | 1d. Election of Director: Amal M. Johnson | Issuer |
For | For | 1e. Election of Director: Don R. Kania, Ph.D. | Issuer |
For | For | 1f. Election of Director: Amy L. Ladd, M.D. | Issuer |
For | For | 1g. Election of Director: Keith R. Leonard, Jr. | Issuer |
For | For | 1h. Election of Director: Alan J. levy, Ph.D. | Issuer |
For | For | 1i. Election of Director: Jami Dover Nachtsheim | Issuer |
For | For | 1j. Election of Director: Monica P. Reed, M.D. | Issuer |
For | For | 1k. Election of Director: Mark J. Rubash | Issuer |
For | For | 2. To approve, by advisory vote, the compensation of the Company's Named Executive Officers | Issuer |
1 Year | 1 Year | 3. To approve, by advisory vote, the frequency of the advisory vote on the compensation of the Company's Named Executive Officers. | Issuer |
For | For | 4. The ratification of appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
Against | Against | 5. The stockholder proposal regarding pay equity disclosure. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Johnson and Johnson | 4/27/2023 | 478160104 | JNJ |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Darius Adamczyk | Issuer |
For | For | 1b. Election of Director: Mary C. Beckerle | Issuer |
For | For | 1c. Election of Director: D. Scott Davis | Issuer |
For | For | 1d. Election of Director: Jennifer A. Doudna | Issuer |
For | For | 1e. Election of Director: Joaquin Duato | Issuer |
For | For | 1f. Election of Director: Marillyn A. Hewson | Issuer |
For | For | 1g. Election of Director: Paula A. Johnson | Issuer |
For | For | 1h. Election of Director: Hubert Joly | Issuer |
For | For | 1i. Election of Director: Mark B. McClellan | Issuer |
For | For | 1j. Election of Director: Anne M. Mulcahy | Issuer |
For | For | 1k. Election of Director: Mark A. Weinberger | Issuer |
For | For | 1l. Election of Director: Nadja Y. West | Issuer |
For | For | 2. Advisory Vote to Approve Named Executive Officer Compensation | Issuer |
1 Year | 1 Year | 3. Advisory Vote on the Frequency of Voting to Approve Named Executive Officer Compensation | Issuer |
For | For | 4. Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm | Issuer |
Withheld | None | 5. Proposal Withdrawn (Federal Securities Laws Mandatory Arbitration Bylaw) | Issuer |
Against | Against | 6. Vaccine Pricing Report | Security Holder |
Against | Against | 7. Executive Compensation Adjustment Policy | Security Holder |
Against | Against | 8. Impact of Extended Patent Exclusivities on Product Access | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Moody's Corporation | 4/18/2023 | 615369105 | MCO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Jorge A. Bermudez | Issuer |
For | For | 1b. Election of Director: Therese Esperdy | Issuer |
For | For | 1c. Election of Director: Robert Fauber | Issuer |
For | For | 1d. Election of Director: Vincent A. Forlenza | Issuer |
For | For | 1e. Election of Director: Kathryn M. Hill | Issuer |
For | For | 1f. Election of Director: Lloyd W. Howell, Jr. | Issuer |
For | For | 1g. Election of Director: Jose M. Minaya | Issuer |
For | For | 1h. Election of Director: Leslie F. Seidman | Issuer |
For | For | 1i. Election of Director: Zig Serafin | Issuer |
For | For | 1j. Election of Director: Bruce Van Saun | Issuer |
For | For | 2. Approval of the Amended and Restated 2001 Moody's Corporation Key Employees' Stock Incentive Plan. | Issuer |
For | For | 3. Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2023. | Issuer |
For | For | 4. Advisory resolution approving executive compensation. | Issuer |
1 Year | 1 Year | 5. Advisory resolution on the frequency of future advisory resolutions approving executive compensation. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
MSCI Inc | 4/25/2023 | 55354G100 | MSCI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Henry A. Fernandez | Issuer |
For | For | 1b. Election of Director: Robert G. Ashe | Issuer |
For | For | 1c. Election of Director: Wayne Edmunds | Issuer |
For | For | 1d. Election of Director: Catherine R. Kinney | Issuer |
For | For | 1e. Election of Director: Robin Matlock | Issuer |
For | For | 1f. Election of Director: Jacques P. Perold | Issuer |
For | For | 1g. Election of Director: C.D. Baer Pettit | Issuer |
For | For | 1h. Election of Director: Sandy C. Rattray | Issuer |
For | For | 1i. Election of Director: Linda H. Riefler | Issuer |
For | For | 1j. Election of Director: Marcus L Smith | Issuer |
For | For | 1k. Election of Director: Rajat Taneja | Issuer |
For | For | 1l. Election of Director: Paula Volent | Issuer |
For | For | 2. To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Issuer |
1 Year | 1 Year | 3. To recommend, by non-binding vote, the frequency of future advisory votes to approve executive compensation. | Issuer |
For | For | 4. To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
AUTODESK, INC. | 6/21/2023 | 052769106 | ADSK |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Andrew Anagnost | Issuer |
For | For | 1b. Election of Director: Karen Blasing | Issuer |
For | For | 1c. Election of Director: Reid French | Issuer |
For | For | 1d. Election of Director: Dr. Ayanna Howard | Issuer |
For | For | 1e. Election of Director: Blake Irving | Issuer |
For | For | 1f. Election of Director: Mary T. McDowell | Issuer |
For | For | 1g. Election of Director: Stephen Milligan | Issuer |
For | For | 1h. Election of Director: Lorrie M. Norrington | Issuer |
For | For | 1i. Election of Director: Betsy Rafael | Issuer |
For | For | 1j. Election of Director: Rami Rahim | Issuer |
For | For | 1k. Election of Director: Stacy J. Smith | Issuer |
For | For | 2. Ratify the appointment of Ernst & Young LLP as Autodesk, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2024. | Issuer |
For | For | 3. Approve, on an advisory (non-binding) basis, the compensation of Autodesk, Inc.'s named executive officers | Issuer |
1 Year | 1 Year | 4. Approve, on an advisory (non-binding) basis, the frequency with which stockholders are provided an advisory (non-binding) vote on the compensation of Autodesk, Inc.'s named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
MASTERCARD INCORPORATED | 6/27/2023 | 57636Q104 | MA |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. ELECTION OF DIRECTOR: Merit E. Janow | Issuer |
For | For | 1b. ELECTION OF DIRECTOR: Candido Bracher | Issuer |
For | For | 1c. ELECTION OF DIRECTOR: Richard K. Davis | Issuer |
For | For | 1d. ELECTION OF DIRECTOR: Julius Genachowski | Issuer |
For | For | 1e. ELECTION OF DIRECTOR: Choen Phong Goh | Issuer |
For | For | 1f. ELECTION OF DIRECTOR: Oki Matsumoto | Issuer |
For | For | 1g. ELECTION OF DIRECTOR: Michael Miebach | Issuer |
For | For | 1h. ELECTION OF DIRECTOR: Youngme Moon | Issuer |
For | For | 1i. ELECTION OF DIRECTOR: Rima Qureshi | Issuer |
For | For | 1j. ELECTION OF DIRECTOR: Gabrielle Sulzberger | Issuer |
For | For | 1k. ELECTION OF DIRECTOR: Harit Talwar | Issuer |
For | For | 1l. ELECTION OF DIRECTOR: Lance Uggla | Issuer |
For | For | 2. Advisory approval of Mastercard's executive compensation. | Issuer |
1 Year | 1 Year | 3. Advisory approval of the frequency of future advisory votes on executive compensation. | Issuer |
For | For | 4. Approval of Mastercard Incorporated Employee Stock Purchase Plan. | Issuer |
For | For | 5. Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2023. | Issuer |
Against | Against | 6. Consideration of a stockholder proposal requesting a report on ensuring respect for civil liberties. | Security Holder |
Against | Against | 7. Consideration of a stockholder proposal requesting a report on Mastercard's stance on new Merchant Category Code. | Security Holder |
Against | Against | 8. Consideration of a stockholder proposal requesting lobbying disclosure. | Security Holder |
Against | Against | 9. Consideration of a stockholder proposal requesting stockholders approve advance notice bylaw amendments. | Security Holder |
Against | Against | 10. Consideration of a stockholder proposal requesting a report on the cost-benefit analysis of diversity and inclusion efforts. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
Linde plc | 6/24/2023 | G54950103 | LIN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Stephen F. Angel | Issuer |
For | For | 1b. Election of Director: Sanjiv Lamba | Issuer |
For | For | 1c. Election of Director: Prof. OOr. Ann-Kristin Achleitner | Issuer |
For | For | 1d. Election of Director: Dr. Thomas Enders | Issuer |
For | For | 1e. Election of Director: Hugh Grant | Issuer |
For | For | 1f. Election of Director: Joe Kaeser | Issuer |
For | For | 1g. Election of Director: Dr. Victoria Ossadnik | Issuer |
For | For | 1h. Election of Director: Prof. Dr. Martin H. Richenhagen | Issuer |
For | For | 1i. Election of Director: Alberto Weisser | Issuer |
For | For | 1j. Election of Director: Robert L. Wood | Issuer |
For | For | 2a. To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers ("PWC") as the independent auditor. | Issuer |
For | For | 2b. To authorize the Board, acting through the Audit Committee, to determine PWC's remuneration. | Issuer |
For | For | 3. To approve, on an advisory and non-binding basis, the compensation of Linde plc's Named Executive Officers, as disclosed in the 2023 Proxy statement. | Issuer |
For | For | 4. To approve amendments to Linde's Irish Memorandum and Articles of Association to reduce certain supermajority shareholder vote requirements. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
MONOLITHIC POWER SYSTEMS, INC. | 6/15/2023 | 609839105 | MPWR |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director: Victor K. Lee | Issuer |
For | For | 1.2 Election of Director: James C. Moyer | Issuer |
For | For | 2. Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Issuer |
For | For | 3. Approve, on an advisory basis, the 2022 executive compensation. | Issuer |
1 Year | 1 Year | 4. Recommend, on an advisory basis, the frequency of future advisory votes on the executive compensation. | Issuer |
For | For | 5. Approve the amendment and restatement of the Monolithic Power Systems, Inc. 2004 Employee Stock Purchase Plan. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
SALESFORCE, INC. | 6/8/2023 | 79466L302 | CRM |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Marc Benioff | Issuer |
For | For | 1b. Election of Director: Laura Alber | Issuer |
For | For | 1c. Election of Director: Craig Conway | Issuer |
For | For | 1d. Election of Director: Arnold Donald | Issuer |
For | For | 1e. Election of Director: Parker Harris | Issuer |
For | For | 1f. Election of Director: Neelie Kroes | Issuer |
For | For | 1g. Election of Director: Sachin Mehra | Issuer |
For | For | 1h. Election of Director: Mason Morfit | Issuer |
For | For | 1i. Election of Director: Oscar Munoz | Issuer |
For | For | 1j. Election of Director: John V. Roos | Issuer |
For | For | 1k. Election of Director: Robin Washington | Issuer |
For | For | 1l. Election of Director: Maynard Webb | Issuer |
For | For | 1m. Election of Director: Susan Wojcicki | Issuer |
For | For | 2. Amendment and restatement of our 2013 Equity Incentive Plan to increase the number of shares reserved for issuance. | Issuer |
For | For | 3. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2024. | Issuer |
For | For | 4. An advisory vote to approve the fiscal 2023 compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 5. An advisory vote on the frequency of holding future advisory votes to approve executive compensation. | Issuer |
Against | Against | 6. A stockholder proposal requesting a policy to require the Chair of the Board be an independent member of the Board and not a former CEO of the Company, if properly presented at the meeting. | Security Holder |
Against | Against | 7. A stockholder proposal requesting a policy to forbid all Company directors from sitting on any other boards, if properly presented at the meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
LULULEMON ATHLETICA INC. | 6/7/2023 | 550021109 | LULU |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Class I Director: Michael Casey | Issuer |
For | For | 1b. Election of Class I Director: Glenn Murphy | Issuer |
For | For | 1c. Election of Class I Director: David Mussafer | Issuer |
For | For | 1d. Election of Class II Director: Isabel Mahe | Issuer |
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 28, 2024. | Issuer |
For | For | 3. To approve, on an advisory basis, the compensation of the Company's named executive officers. | Issuer |
1 Year | None | 4. To cast an advisory vote on the frequency of including advisory say-on-pay votes in proxy materials for future shareholder meetings. | Issuer |
For | For | 5. To approve the adoption of the lululemon 2023 Equity Incentive Plan. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
MATCH GROUP, INC. | 6/22/2023 | 57667L107 | MTCH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Sharmistha Dubey | Issuer |
For | For | 1b. Election of Director: Ann L. McDaniel | Issuer |
For | For | 1c. Election of Director: Thomas J. Mcinerney | Issuer |
For | For | 2. To approve a non-binding advisory resolution on executive compensation. | Issuer |
For | For | 3. Ratification of the appointment of Ernst & Young LLP as Match Group, lnc.'s independent registered public accounting firm for 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
COSTAR GROUP, INC. | 6/8/2023 | 22160N109 | CSGP |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Michael R. Klein | Issuer |
For | For | 1b. Election of Director: Andrew C. Florance | Issuer |
For | For | 1c. Election of Director: Michael J. Glosserman | Issuer |
For | For | 1d. Election of Director: John W. Hill | Issuer |
For | For | 1e. Election of Director: Laura Cox Kaplan | Issuer |
For | For | 1f. Election of Director: Robert W. Musslewhite | Issuer |
For | For | 1g. Election of Director: Christopher J. Nassetta | Issuer |
For | For | 1h. Election of Director: Louise S. Sams | Issuer |
For | For | 2. Proposal to ratify the appointment of Ernst & Young LLP as the Companis independent registered public accounting firm for 2023. | Issuer |
For | For | 3. Proposal to approve, on an advisory basis, the Company's executive compensation. | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency of future advisory votes to approve executive compensation. | Issuer |
Against | Against | 5. Stockholder proposal regarding greenhouse gas emissions targets, if properly presented. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
NATERA, INC. | 6/9/2023 | 632307104 | NTRA |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Rowan Chapman | Issuer |
For | For | 1b. Election of Director: Herm Rosenman | Issuer |
For | For | 1c. Election of Director: Jonathan Sheena | Issuer |
For | For | 2. To ratify the appointment of Ernst & Young LLP as Natera, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. To approve, on an advisory (non-binding) basis, the compensation of Natera, Inc.'s named executive officers as disclosed in the proxy statement. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
REGENERON PHARMACEUTICALS, INC. | 6/9/2023 | 75886F107 | REGN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Joseph L. Goldstein, M.D. | Issuer |
For | For | 1b. Election of Director: Christine A. Poon | Issuer |
For | For | 1c. Election of Director: Craig B. Thompson, M.D. | Issuer |
For | For | 1d. Election of Director: Huda Y. Zoghbi, M.D. | Issuer |
For | For | 2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. Proposal to approve, on an advisory basis, executive compensation. | Issuer |
1 Year | 1 Year | 4. Proposal to approve, on an advisory basis, the frequency of future advisory votes on executive compensation. | Issuer |
Against | Against | 5. Non-binding shareholder proposal, if properly presented, requesting report on a process by which access to medicine is considered in matters related to protecting intellectual property. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
The TJX Companies, Inc. | 6/9/2023 | 872540109 | TJX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Jose B. Alvarez | Issuer |
For | For | 1b. Election of Director: Alan M. Bennett | Issuer |
For | For | 1c. Election of Director: Rosemary T. Berkery | Issuer |
For | For | 1d. Election of Director: David T. Ching | Issuer |
For | For | 1e. Election of Director: C. Kim Goodwin | Issuer |
For | For | 1f. Election of Director: Ernie Herrman | Issuer |
For | For | 1g. Election of Director: Amy B. Lane | Issuer |
For | For | 1h. Election of Director: Carol Meyrowitz | Issuer |
For | For | 1i. Election of Director: Jackwyn L. Nemerov | Issuer |
For | For | 2. Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2024. | Issuer |
For | For | 3. Advisory approval of TJX's executive compensation (the say-on-pay vote). | Issuer |
1 Year | 1 Year | 4. Advisory approval of the frequency of TJX's say-on-pay votes. | Issuer |
Against | Against | 5. Shareholder proposal for a report on effectiveness of social compliance efforts in TJX's supply chain. | Security Holder |
Against | Against | 6. Shareholder proposal for a report on risk to TJX from supplier misclassification of supplier's employees. | Security Holder |
Against | Against | 7. Shareholder proposal to adopt a paid sick leave policy for all Associates. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
UNITEDHEALTH GROUP | 6/5/2023 | 91324P102 | UNH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Timothy Flynn | Issuer |
For | For | 1b. Election of Director: Paul Garcia | Issuer |
For | For | 1c. Election of Director: Kristen Gil | Issuer |
For | For | 1d. Election of Director: Stephen Hemsley | Issuer |
For | For | 1e. Election of Director: Michele Hooper | Issuer |
For | For | 1f. Election of Director: F. William McNabb Ill | Issuer |
For | For | 1g. Election of Director: Valerie Montgomery Rice, M.D. | Issuer |
For | For | 1h. Election of Director: John Noseworthy, M.D. | Issuer |
For | For | 1i. Election of Director: Andrew Witty | Issuer |
For | For | 2. Advisory approval of the Company's executive compensation. | Issuer |
1 Year | 1 Year | 3. Advisory approval of the frequency of holding future say-on-pay votes. | Issuer |
For | For | 4. Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2023. | Issuer |
Against | Against | 5. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Security Holder |
Against | Against | 6. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report. | Security Holder |
Against | Against | 7. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
WILLSCOT MOBILE MINI HOLDINGS CORP. | 6/2/2023 | 971378104 | WSC |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to serve a one-year term: Mark S. Bartlett | Issuer |
For | For | 1b. Election of Director to serve a one-year term: Erika T. Davis | Issuer |
For | For | 1c. Election of Director to serve a one-year term: Gerard E. Holthaus | Issuer |
For | For | 1d. Election of Director to serve a one-year term: Erik Olsson | Issuer |
For | For | 1e. Election of Director to serve a one-year term: Rebecca L Owen | Issuer |
For | For | 1f. Election of Director to serve a one-year term: Jeff Sagansky | Issuer |
For | For | 1g. Election of Director to serve a one-year term: Bradley l. Soultz | Issuer |
For | For | 1h. Election of Director to serve a one-year term: Michael W. Upchurch | Issuer |
For | For | 2. To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm of WillScot Mobile Mini Holdings Corp. for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. To approve, on an advisory and non-binding basis, the compensation of the named executive officers of WillScot Mobile Mini Holdings Corp. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
GARTNER, INC. | 6/1/2023 | 366651107 | IT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director for term expiring in 2024: Peter E. Bisson | Issuer |
For | For | 1b. Election of Director for term expiring in 2024: Richard J. Bressler | Issuer |
For | For | 1c. Election of Director for term expiring in 2024: Raul E. Cesan | Issuer |
For | For | 1d. Election of Director for term expiring in 2024: Karen E. Dykstra | Issuer |
For | For | 1e. Election of Director for term expiring in 2024: Diana S. Ferguson | Issuer |
For | For | 1f. Election of Director for term expiring in 2024: Anne Sutherland Fuchs | Issuer |
For | For | 1g. Election of Director for term expiring in 2024: William 0 . Grabe | Issuer |
For | For | 1h. Election of Director for term expiring in 2024: Jose M. Gutierrez | Issuer |
For | For | 1i. Election of Director for term expiring in 2024: Eugene A. Hall | Issuer |
For | For | 1j. Election of Director for term expiring in 2024: Stephen G. Pagliuca | Issuer |
For | For | 1k. Election of Director for term expiring in 2024: Eileen M. Serra | Issuer |
For | For | 1l. Election of Director for term expiring in 2024: James C. Smith | Issuer |
For | For | 2. Approval, on an advisory basis, of the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Vote, on an advisory basis, on the frequency of future stockholder advisory votes on the Company's executive compensation. | Issuer |
For | For | 4. Approval of the Gartner, Inc. long-Term Incentive Plan. | Issuer |
For | For | 5. Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the 2023 fiscal year. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
NETFLIX, INC. | 6/1/2023 | 64110L106 | NFLX |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Mathias Dopfner | Issuer |
For | For | 1b. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Reed Hastings | Issuer |
For | For | 1c. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Jay Hoag | Issuer |
For | For | 1d. Election of Director to hold office until the 2024 Annual Meeting of Stockholders: Ted Sarandos | Issuer |
For | For | 2. Ratification of appointment of independent registered public accounting firm. | Issuer |
For | For | 3. Advisory approval of named executive officer compensation. | Issuer |
1 Year | 1 Year | 4. Advisory vote on the frequency of future advisory votes on executive compensation. | Issuer |
For | Against | 5. Stockholder proposal entitled, "Proposal 5 - Reform the Current Impossible Special Shareholder Meeting Requirements," if properly presented at the meeting. | Security Holder |
Against | Against | 6. Stockholder proposal entitled, "Netflix-Exclusive Board of Directors," if properly presented at the meeting. | Security Holder |
Against | Against | 7. Stockholder proposal requesting a report on the Company's 401(K) Plan, if properly presented at the meeting. | Security Holder |
Against | Against | 8. Stockholder proposal entitled, "Policy on Freedom of Association," if properly presented at the meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
SERVICENOW, INC. | 6/1/2023 | 81762P102 | NOW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Susan L. Bostrom | Issuer |
For | For | 1b. Election of Director: Teresa Briggs | Issuer |
For | For | 1c. Election of Director: Jonathan C. Chadwick | Issuer |
For | For | 1d. Election of Director: Paul E. Chamberlain | Issuer |
For | For | 1e. Election of Director: Lawrence J. Jackson, Jr. | Issuer |
For | For | 1f. Election of Director: Frederic B. Luddy | Issuer |
For | For | 1g. Election of Director: William R. McDermott | Issuer |
For | For | 1h. Election of Director: Jeffrey A. Miller | Issuer |
For | For | 1i. Election of Director: Joseph "Larry" Quinlan | Issuer |
For | For | 1j. Election of Director: Anita M. Sands | Issuer |
For | For | 2. To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Issuer |
For | For | 3. To ratify PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2023. | Issuer |
For | For | 4. To approve the Amended and Restated 2021 Equity Incentive Plan to increase the number of shares reserved for issuance. | Issuer |
For | For | 5. To elect Deborah Black as a director. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
AIRBNB INC | 6/1/2023 | 009066101 | ABNB |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Class Ill Director to serve until the 2026 Annual Meeting: Nathan Blecharczyk | Issuer |
For | For | 1.2 Election of Class Ill Director to serve until the 2026 Annual Meeting: Alfred Lin | Issuer |
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
VERISIGN, INC. | 5/25/2023 | 92343E102 | VRSN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director to serve until the next annual meeting: D. James Bidzos | Issuer |
For | For | 1.2 Election of Director to serve until the next annual meeting: Courtney D. Armstrong | Issuer |
For | For | 1.3 Election of Director to serve until the next annual meeting: Yehuda Ari Buchalter | Issuer |
For | For | 1.4 Election of Director to serve until the next annual meeting: Kathleen A. Cote | Issuer |
For | For | 1.5 Election of Director to serve until the next annual meeting: Thomas F. Frist Ill | Issuer |
For | For | 1.6 Election of Director to serve until the next annual meeting: Jamie S. Gorelick | Issuer |
For | For | 1.7 Election of Director to serve until the next annual meeting: Roger H. Moore | Issuer |
For | For | 1.8 Election of Director to serve until the next annual meeting: Timothy Tomlinson | Issuer |
For | For | 2. To approve, on a non-binding, advisory basis, the Company's executive compensation. | Issuer |
1 Year | 1 Year | 3. To vote, on a non-binding, advisory basis, on the frequency of future advisory votes to approve executive compensation. | Issuer |
For | For | 4. To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2023. | Issuer |
For | Against | 5. To vote on a stockholder proposal, if properly presented at the meeting, regarding an independent chair policy | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
LOWE'S COMPANIES, INC. | 5/26/2023 | 548661107 | LOW |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Raul Alvarez | Issuer |
For | For | 1b. Election of Director: David H. Batchelder | Issuer |
For | For | 1c. Election of Director: Scott H. Baxter | Issuer |
For | For | 1d. Election of Director: Sandra B. Cochran | Issuer |
For | For | 1e. Election of Director: Laurie Z Doug | Issuer |
For | For | 1f. Election of Director: Richard W Dreiling | Issuer |
For | For | 1g. Election of Director: Marvin R Ellison | Issuer |
For | For | 1h. Election of Director: Daniel J Heinrich | Issuer |
For | For | 1i. Election of Director: Brian C. Rogers | Issuer |
For | For | 1j. Election of Director: Bertram L. Scott | Issuer |
For | For | 1k. Election of Director: Colleen Taylor | Issuer |
For | For | 1l. Election of Director: Marv. Beth West | Issuer |
For | For | 2. Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Issuer |
For | For | 4. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Issuer |
For | Against | 5. Shareholder proposal requesting an independent board chairman. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
CHIPOTLE MEXICAN GRILL, INC. | 5/25/2023 | 169656105 | CMG |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director: Albert Baldocchi | Issuer |
For | For | 1.2 Election of Director: Matthew Carey | Issuer |
For | For | 1.3 Election of Director: Gregg Engles | Issuer |
For | For | 1.4 Election of Director: Patricia Fili-Krushel | Issuer |
For | For | 1.5 Election of Director: Mauricio Gutierrez | Issuer |
For | For | 1.6 Election of Director: Robin Hickenlooper | Issuer |
For | For | 1.7 Election of Director: Scott Maw | Issuer |
For | For | 1.8 Election of Director: Brian Niccol | Issuer |
For | For | 1.9 Election of Director: Mary Winston | Issuer |
For | For | 2. An advisory vote to approve the compensation of our executive officers as disclosed in the proxy statement ("say on pay"). | Issuer |
1 Year | 1 Year | 3. An advisory vote on the frequency of future say on pay votes. | Issuer |
For | For | 4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2023. | Issuer |
Against | Against | 5. Shareholder Proposal - Request to limit certain bylaw amendments. | Security Holder |
Against | Against | 6. Shareholder Proposal - Request to adopt a non-interference policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
ALIGN TECHNOLOGY, INC | 5/17/2023 | 016255101 | ALGN |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director: Kevin J. Dallas | Issuer |
For | For | 1.2 Election of Director: Joseph M. Hogan | Issuer |
For | For | 1.3 Election of Director: Joseph Lacob | Issuer |
For | For | 1.4 Election of Director: C. Raymond Larkin, Jr. | Issuer |
For | For | 1.5 Election of Director: George J. Morrow | Issuer |
For | For | 1.6 Election of Director: Anne M. Myong | Issuer |
For | For | 1.7 Election of Director: Andrea L. Saia | Issuer |
For | For | 1.8 Election of Director: Susan E. Siegel | Issuer |
For | For | 2. AMENDMENT TO AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: Proposal to approve the amendment to our Amended and Restated Certificateof Incorporation to reflect new Delaware law provisions regarding officer exculpation. | Issuer |
For | For | 3. ADVISORY VOTE ON NAMED EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Compensation of our Named Executive Officers. | Issuer |
1 Year | 1 Year | 4. ADVISORY VOTE ON FREQUENCY OF STOCKHOLDERS' APPROVAL OF EXECUTIVES COMPENSATION: Consider an Advisory Vote to Approve the Frequency of Stockholders Advisory Vote on Named Executive Officers' Compensation. | Issuer |
For | For | 5. AMENDMENT TO INCENTIVE PLAN: Approve the Amendment to our 2005 Incentive Plan. | Issuer |
For | For | 6. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, lnc.'s independent registered public accountants for the fiscal year ending December 31, 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
AMERICAN TOWER CORPORATION | 5/24/2023 | 03027X100 | AMT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | la. Election of Director: Thomas A. Bartlett | Issuer |
For | For | lb. Election of Director: Kelly C. Chambliss | Issuer |
For | For | le. Election of Director: Teresa H. Clarke | Issuer |
For | For | ld. Election of Director: Raymond P. Dolan | Issuer |
For | For | le. Election of Director: Kenneth R. Frank | Issuer |
For | For | 1f. Election of Director: Robert D. Hormats | Issuer |
For | For | lg. Election of Director: Grace D. lieblein | Issuer |
For | For | lh. Election of Director: Craig Macnab | Issuer |
For | For | li. Election of Director: JoAnn A. Reed | Issuer |
For | For | lj. Election of Director: Pamela D. A. Reeve | Issuer |
For | For | lk. Election of Director: Bruce L Tanner | Issuer |
For | For | 11. Election of Director: Samme L. Thompson | Issuer |
For | For | 2. To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2023. | Issuer |
For | For | 3. To approve, on an advisory basis, the Company's executive compensation. | Issuer |
1 Year | 1 Year | 4. To vote, on an advisory basis, on the frequency with which the Company will hold a stockholder advisory vote on executive compensation. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
AMPHENOL CORPORATION | 5/18/2023 | 032095101 | APH |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Director: Nancy A. Altobello | Issuer |
For | For | 1.2 Election of Director: David P. Falck | Issuer |
For | For | 1.3 Election of Director: Edward G. Jepsen | Issuer |
For | For | 1.4 Election of Director: Rita S. Lane | Issuer |
For | For | 1.5 Election of Director: Robert A. Livingston | Issuer |
For | For | 1.6 Election of Director: Martin H. Loeffler | Issuer |
For | For | 1.7 Election of Director: R. Adam Norwitt | Issuer |
For | For | 1.8 Election of Director: Prahlad Singh | Issuer |
For | For | 1.9 Election of Director: Anne Clarke Wolff | Issuer |
For | For | 2. Ratification of Deloitte & Touche LLP as Independent Public Accountants of the Company | Issuer |
For | For | 3. Advisory Vote to Approve Compensation of Named Executive Officers | Issuer |
1 Year | 1 Year | 4. Advisory Vote on the Frequency of Future Advisory Votes to Approve Compensation of Named Executive Officers | Issuer |
Against | Against | 5. Stockholder Proposal: Improve Political Spending Disclosure | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
CADENCE DESIGN SYSTEMS, INC. | 5/4/2023 | 127387108 | CDNS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Mark W. Adams | Issuer |
For | For | 1b. Election of Director: lta Brennan | Issuer |
For | For | 1c. Election of Director: Lewis Chew | Issuer |
For | For | 1d. Election of Director: Anirudh Devgan | Issuer |
For | For | 1e. Election of Director: ML Krakauer | Issuer |
For | For | 1f. Election of Director: Julia liuson | Issuer |
For | For | 1g. Election of Director: James D. Plummer | Issuer |
For | For | 1h. Election of Director: Alberto Sangiovanni-Vincentelli | Issuer |
For | For | 1i. Election of Director: John B. Shoven | Issuer |
For | For | 1j. Election of Director: Young K. Sohn | Issuer |
For | For | 2. To approve the amendment of the Omnibus Equity Incentive Plan. | Issuer |
For | For | 3. To vote on an advisory resolution to approve named executive officer compensation. | Issuer |
1 Year | 1 Year | 4. To vote on the frequency of the advisory vote on named executive officer compensation. | Issuer |
For | For | 5. Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Cadence for its fiscal year ending December 31, 2023. | Issuer |
Withheld | Against | 6. Stockholder proposal to remove the one-year holding period requirement to call a special stockholder meeting | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
DANAHER CORPORATION | 5/9/2023 | 235851102 | DHR |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Rainer M. Blair | Issuer |
For | For | 1b. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Feroz Dewan | Issuer |
For | For | 1c. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Linda Filler | Issuer |
For | For | 1d. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Teri list | Issuer |
For | For | 1e. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Walter G. Lohr, Jr. | Issuer |
For | For | 1f. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Jessica L. Mega, MD, MPH | Issuer |
For | For | 1g. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Mitchell P. Rales | Issuer |
For | For | 1h. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Steven M. Rales | Issuer |
For | For | 1i. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Pardis C. Sabeti, MD, D. PHIL | Issuer |
For | For | 1j. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: A. Shane Sanders | Issuer |
For | For | 1k. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: John T. Schwieters | Issuer |
For | For | 1l. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Alan G. Spoon | Issuer |
For | For | 1m. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Raymond C. Stevens, Ph.D | Issuer |
For | For | 1n. Election of Director to hold office until the 2024 Annual Meeting of Shareholders: Elias A. Zerhouni, MD | Issuer |
For | For | 2. To ratify the selection of Ernst & Young LLP as Danaher1s independent registered public accounting firm for the year ending December 31, 2023. | Issuer |
For | For | 3. To approve on an advisory basis the Company's named executive officer compensation. | Issuer |
1 Year | 1 Year | 4. To hold an advisory vote relating to the frequency of future shareholder advisory votes on the Company's executive officer compensation. | Issuer |
For | Against | 5. To act upon a shareholder proposal requesting adoption of a policy separating the chair and CEO roles and requiring an independent Board Chair whenever possible. | Security Holder |
Against | Against | 6. To act upon a shareholder proposal requesting a report to shareholders on the effectiveness of the Company's diversity, equity and inclusion efforts. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
ECOLAB | 5/4/2023 | 278865100 | ECL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Shari l. Ballard | Issuer |
For | For | 1b. Election of Director: Barbara J. Beck | Issuer |
For | For | 1c. Election of Director: Christophe Beck | Issuer |
For | For | 1d. Election of Director: Jeffrey M. Ettinger | Issuer |
For | For | 1e. Election of Director: Eric M. Green | Issuer |
For | For | 1f. Election of Director: Arthur J. Higgins | Issuer |
For | For | 1g. Election of Director: Michael Larson | Issuer |
For | For | 1h. Election of Director: David W. Maclennan | Issuer |
For | For | 1i. Election of Director: Tracy B. McKibben | Issuer |
For | For | 1j. Election of Director: Lionel L. Nowell Ill | Issuer |
For | For | 1k. Election of Director: Victoria J. Reich | Issuer |
For | For | 1l. Election of Director: Suzanne M. Vautrinot | Issuer |
For | For | 1m. Election of Director: John J. Zillmer | Issuer |
For | For | 2. Ratify the appointment of PricewaterhouseCoopers LLP as Ecolab's independent registered public accounting firm for the current year ending December 31, 2023. | Issuer |
For | For | 3. Approve the Ecolab Inc. 2023 Stock Incentive Plan. | Issuer |
For | For | 4. Approve an Amendment to the Ecolab Inc. Stock Purchase Plan. | Issuer |
For | For | 5. Approve, on an advisory basis, the compensation of our named executive officers disclosed in the Proxy Statement. | Issuer |
1 Year | 1 Year | 6. Vote, on an advisory basis, on the frequency of future stockholder advisory votes to approve named executive officer compensation. | Issuer |
For | Against | 7. Vote on a stockholder proposal regarding an independent board chair policy, if properly presented. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
FISERV, INC. | 5/17/2023 | 337738108 | FI |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors | Issuer | ||
For | For | Election of Director: Frank J. Bisignano | Issuer |
For | For | Election of Director: Henrigue de Castro | Issuer |
For | For | Election of Director: Harry F. Disimone | Issuer |
For | For | Election of Director: Dylan G. Haggart | Issuer |
For | For | Election of Director: Wafaa Mamilli | Issuer |
For | For | Election of Director: Heidi G. Miller | Issuer |
For | For | Election of Director: Doyle R. Simons | Issuer |
For | For | Election of Director: Kevin M. Warren | Issuer |
For | For | 2. To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of advisory votes on the compensation of the named executive officers of Fiserv, Inc. | Issuer |
For | For | 4. To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2023. | Issuer |
For | Against | 5. Shareholder proposal requesting an independent board chair policy. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
GXO LOGISTICS, INC. | 5/24/2023 | 36262G101 | GXO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1.1 Election of Class II Director for a term to expire at 2025 Annual Meeting: Clare Chatfield (Director Class II - Expiring 2023) | Issuer |
For | For | 1.2 Election of Class II Director for a term to expire at 2025 Annual Meeting: Joli Gross (Director Class II - Expiring 2023) | Issuer |
For | For | 1.3 Election of Class II Director for a term to expire at 2025 Annual Meeting: Jason Papastavrou (Director Class II - Expiring 2023) | Issuer |
For | For | 2. Ratification of the Appointment of our Independent Public Accounting Firm: To ratify the appointment of KPMG LLP as the company's independent registered public accounting firm for fiscal year 2023. | Issuer |
For | For | 3. Advisory Vote to Approve Executive Compensation: Advisory vote to approve the executive compensation of the company's named executive officers as disclosed in the accompanying Proxy Statement. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
GXO LOGISTICS, INC. | 5/24/2023 | 36262G101 | GXO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
1. Vote Board of Directors: More Details | |||
For | For | Election of Director: Raul Alvarez | Issuer |
For | For | Election of Director: David H. Batchelder | Issuer |
For | For | Election of Director: Scott H. Baxter | Issuer |
For | For | Election of Director: Sandra B. Cochran | Issuer |
For | For | Election of Director: Laurie Z Douglas | Issuer |
For | For | Election of Director: Richard W Dreiling | Issuer |
For | For | Election of Director: Marvin R Ellison | Issuer |
For | For | Election of Director: Daniel J Heinrich | Issuer |
For | For | Election of Director: Brian C. Rogers | Issuer |
For | For | Election of Director: Bertram L. Scott | Issuer |
For | For | Election of Director: Colleen Taylor | Issuer |
For | For | Election of Director: Mary Beth West | Issuer |
For | For | 2. Advisory vote to approve the Company's named executive officer compensation in fiscal 2022. | Issuer |
1 Year | 1 Year | 3. Advisory vote on the frequency of future advisory votes to approve the Company's named executive officer compensation. | Issuer |
For | For | 4. Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for fiscal 2023. | Issuer |
For | Against | 5. Shareholder proposal requesting an independent board chairman. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
THE MIDDLEBY CORPORATION | 5/16/2023 | 596278101 | MIDD |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Sarah Palisi Chapin | Issuer |
For | For | 1b. Election of Director: Timothy J. FitzGerald | Issuer |
For | For | 1c. Election of Director: Cathy L. McCarthy | Issuer |
For | For | 1d. Election of Director: John R. Miller, Ill | Issuer |
For | For | 1e. Election of Director: Robert A. Nerbonne | Issuer |
For | For | 1f. Election of Director: Gordon O'Brien | Issuer |
For | For | 1g. Election of Director: Nassem Ziyad | Issuer |
For | For | 2. Approval, on an advisory basis, of the compensation of our named executive officers. | Issuer |
1 Year | 1 Year | 3. Approval, on an advisory basis, of the frequency of holding an advisory vote on compensation of our named executive officers. | Issuer |
For | For | 4. Ratification of the selection of Ernst & Young LLP as the Company's independent public accountants for the current fiscal year ending December 30, 2023. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
OTIS | 5/18/2023 | 68902V107 | OTIS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | la. Election of Director: Jeffrey H. Black | Issuer |
For | For | lb. Election of Director: Nelda J. Connors | Issuer |
For | For | le. Election of Director: Kathy Hopinkah Hannan | Issuer |
For | For | ld. Election of Director: Shailesh G. Jejurikar | Issuer |
For | For | le. Election of Director: Christopher J. Kearney | Issuer |
For | For | lf. Election of Director: Judith F. Marks | Issuer |
For | For | lg. Election of Director: Harold W. McGraw Ill | Issuer |
For | For | lh. Election of Director: Margaret M. V. Preston | Issuer |
For | For | li. Election of Director: Shelley Stewart, Jr. | Issuer |
For | For | lj. Election of Director: John H. Walker | Issuer |
For | For | 2. Advisory Vote to Approve Executive Compensation | Issuer |
For | For | 3. Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2023 | Issuer |
For | Against | 4. Shareholder proposal for an Independent Board Chairman, if properly presented | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
PAYPAL HOLDINGS, INC. | 5/24/2023 | 70450Y103 | PYPL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Rodney C. Adkins | Issuer |
For | For | 1b. Election of Director: Jonathan Christodoro | Issuer |
For | For | 1c. Election of Director: John J. Donahoe | Issuer |
For | For | 1d. Election of Director: David W. Dorman | Issuer |
For | For | 1e. Election of Director: Belinda J. Johnson | Issuer |
For | For | 1f. Election of Director: Enrique Lores | Issuer |
For | For | 1g. Election of Director: Gail J. McGovern | Issuer |
For | For | 1h. Election of Director: Deborah M. Messemer | Issuer |
For | For | 1i. Election of Director: David M. Moffett | Issuer |
For | For | 1j. Election of Director: Ann M. Sarnoff | Issuer |
For | For | 1k. Election of Director: Daniel H. Schulman | Issuer |
For | For | 1l. Election of Director: Frank D. Yeary | Issuer |
For | For | 2. Advisory Vote to Approve Named Executive Officer Compensation. | Issuer |
For | For | 3. Approval of the PayPal Holdings, Inc. 2015 Equity Incentive Award Plan, as Amended and Restated. | Issuer |
For | For | 4. Ratification of the Appointment of PricewaterhouseCoopers LLP as Our Independent Auditor for 2023. | Issuer |
Against | Against | 5. Stockholder Proposal - Provision of Services in Conflict Zones. | Security Holder |
Against | Against | 6. Stockholder Proposal - Reproductive Rights and Data Privacy. | Security Holder |
Against | Against | 7. Stockholder Proposal - PayPal Transparency Reports. | Security Holder |
Against | Against | 8. Stockholder Proposal - Report on Ensuring Respect for Civil Liberties. | Security Holder |
For | Against | 9. Stockholder Proposal - Adopt Majority Vote Standard for Director Elections. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
THERMO FISHER SCIENTIFIC INC. | 5/24/2023 | 883556102 | TMO |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Marc N. Casper | Issuer |
For | For | 1b. Election of Director: Nelson J. Chai | Issuer |
For | For | 1c. Election of Director: Ruby R. Chandy | Issuer |
For | For | 1d. Election of Director: C. Martin Harris | Issuer |
For | For | 1e. Election of Director: Tyler Jacks | Issuer |
For | For | 1f. Election of Director: R. Alexandra Keith | Issuer |
For | For | 1g. Election of Director: James C. Mullen | Issuer |
For | For | 1h. Election of Director: Lars R. Sorensen | Issuer |
For | For | 1i. Election of Director: Debora L. Spar | Issuer |
For | For | 1j. Election of Director: Scott M. Sperling | Issuer |
For | For | 1k. Election of Director: Dion J. Weisler | Issuer |
For | For | 2. An advisory vote to approve named executive officer compensation. | Issuer |
1 Year | 1 Year | 3. An advisory vote on the frequency of future named executive officer advisory votes. | Issuer |
For | For | 4. Ratification of the Audit Committee's selection of PricewaterhouseCoopers LLP as the Company's independent auditors for 2023. | Issuer |
For | For | 5. Approval of the Company's Amended and Restated 2013 Stock Incentive Plan. | Issuer |
For | For | 6. Approval of the Company's 2023 Global Employee Stock Purchase Plan. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
VERISK ANALYTICS, INC. | 5/17/2023 | 92345Y106 | VRSK |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Vincent K. Brooks | Issuer |
For | For | 1b. Election of Director: Jeffrey Dailey | Issuer |
For | For | 1c. Election of Director: Wendy Lane | Issuer |
For | For | 1d. Election of Director: Lee M. Shavel | Issuer |
For | For | 1e. Election of Director: Kimberly S. Stevenson | Issuer |
For | For | 1f. Election of Director: Olumide Soroye | Issuer |
For | For | 2. To approve executive compensation on an advisory, non-binding basis. | Issuer |
1 Year | 1 Year | 3. To recommend the frequency of executive compensation votes on an advisory, non-binding basis. | Issuer |
For | For | 4. To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2023 fiscal year. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
XYLEM INC. | 5/18/2023 | 98419M100 | XYL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Jeanne Beliveau-Dunn | Issuer |
For | For | 1b. Election of Director: Patrick K. Decker | Issuer |
For | For | 1c. Election of Director: Earl R. Ellis | Issuer |
For | For | 1d. Election of Director: Robert F. Friel | Issuer |
For | For | 1e. Election of Director: Victoria D. Harker | Issuer |
For | For | 1f. Election of Director: Steven R. Loranger | Issuer |
For | For | 1g. Election of Director: Mark D. Morelli | Issuer |
For | For | 1h. Election of Director: Jerome A. Peribere | Issuer |
For | For | 1i. Election of Director: Lila Tretikov | Issuer |
For | For | 1j. Election of Director: Uday Yadav | Issuer |
For | For | 2. Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2023. | Issuer |
For | For | 3. Advisory vote to approve the compensation of our named executive officers. | Issuer |
For | Against | 4. Shareholder proposal requesting a policy requiring an independent board chair, if properly presented at the meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
XYLEM INC. | 5/11/2023 | 98419M100 | XYL |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1. Proposal to approve the issuance of shares of Xylem Inc. common stock to the holders of Evoqua Water Technologies Corp. common stock pursuant to the terms and conditions of that certain Agreement and Plan of Merger, dated as of January 22, 2023, by and among Xylem Inc., Fore Merger Sub, Inc. and Evoqua Water Technologies Corp. | Issuer |
For | For | 2. Proposal to approve the adjournment of the Xylem Inc. special meeting of shareholders to a later date or time, as necessary or appropriate, in the event there are insufficient votes at the special meeting of shareholders to approve the Share Issuance Proposal. | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
ZOETIS INC. | 5/18/2023 | 98978V103 | ZTS |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
For | For | 1a. Election of Director: Paul M. Bisaro | Issuer |
For | For | 1b. Election of Director: Vanessa Broadhurst | Issuer |
For | For | 1c. Election of Director: Frank A. O'Amelio | Issuer |
For | For | 1d. Election of Director: Michael B. Mccallister | Issuer |
For | For | 1e. Election of Director: Gregory Norden | Issuer |
For | For | 1f. Election of Director: Louise M. Parent | Issuer |
For | For | 1g. Election of Director: Kristin C. Peck | Issuer |
For | For | 1h. Election of Director: Robert W. Scully | Issuer |
For | For | 2. Advisory vote to approve our executive compensation. | Issuer |
For | For | 3. Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2023. | Issuer |
For | For | 4. Approval of an amendment to our Restated Certificate of Incorporation to create a right to call a special meeting. | Issuer |
For | Against | 5. Shareholder proposal regarding ability to call a special meeting. | Security Holder |
Company Name | Meeting Date | CUSIP | Ticker |
COPART, INC. | 10/31/2022 | 217204106 | CPRT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Not Voted | For | 1. To approve an amendment and restatement of Copart, Inc.'s Certificate of Incorporation to increase the number of shares of our common stock authorized for issuance from 400,000,000 shares to 1,600,000,000 shares, primarily to facilitate a 2-for-1 split of the Company's common stock in the form of a stock dividend (the "Authorized Share Increase Proposal"). | Issuer |
Not Voted | For | 2. To authorize the adjournment of the special meeting, if necessary, to solicit additional proxies if there are insufficient votes in favor of the Authorized Share Increase Proposal | Issuer |
Company Name | Meeting Date | CUSIP | Ticker |
COPART, INC. | 12/2/2022 | 217204106 | CPRT |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder |
Not Voted | For | 1a. Election of Director: Willis J. Johnson | Issuer |
Not Voted | For | 1b. Election of Director: A. Jayson Adair | Issuer |
Not Voted | For | 1c. Election of Director: Matt Blunt | Issuer |
Not Voted | For | 1d. Election of Director: Steven D. Cohan | Issuer |
Not Voted | For | 1e. Election of Director: Daniel J. Englander | Issuer |
Not Voted | For | 1f. Election of Director: James E. Meeks | Issuer |
Not Voted | For | 1g. Election of Director: Thomas N. Tryforos | Issuer |
Not Voted | For | 1h. Election of Director: Diane M. Morefield | Issuer |
Not Voted | For | 1i. Election of Director: Stephen Fisher | Issuer |
Not Voted | For | 1j. Election of Director: Cherylyn Harley LeBon | Issuer |
Not Voted | For | 1k. Election of Director: Carl D. Sparks | Issuer |
Not Voted | For | 2. Advisory (non-binding) stockholder vote on executive compensation (say-on-pay vote). | Issuer |
Not Voted | For | 3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2023. | Issuer |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)* /s/ Gregory Bakken
Gregory Bakken
President/Principal Executive Officer
Date: 8/29/2023
* Print the name and title of each signing officer under his or her signature.