UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23226
Listed Funds Trust
615 East Michigan Street, Milwaukee, Wisconsin 53202
Gregory Bakken, President/Principal Executive Officer
Listed Funds Trust
c/o U.S. Bancorp Fund Services, LLC
777 East Wisconsin Avenue
Milwaukee, Wisconsin 53202
Registrant's telephone number, including area code: (414) 516-3097
Date of fiscal year end: September 30
Date of reporting period: July 1, 2022 – June 30, 2023
Item 1. Proxy Voting Record.
Fund Name: Preferred-Plus ETF Date of Reporting Period: July 1, 2022 - June 30, 2023 | ||||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cohen & Steers Ltd Dur. Pfd & Inc. Fund Inc. | 4/26/2023 | 19248C105 1 of 2 | LDP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Director | ||
01. Michael G. Clark | ||||
02. Dean A Junkans | ||||
03. Romona Roger-Windsor | ||||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cohen & Steers Ltd Dur. Pfd & Inc. Fund Inc. | 4/26/2023 | 19248C105 2 of 2 | LDP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Director | ||
01. Michael G. Clark | ||||
02. Dean A Junkans | ||||
03. Romona Roger-Windsor |
Fund Name: Dividend Performers ETF Date of Reporting Period: July 1, 2022 - June 30, 2023 | ||||
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
McKesson | 7/21/2022 | 58155Q103 | MCK | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Directors | Issuer | ||
For | Richard Carmona MD | |||
For | W. Roy Dunbar | |||
For | James Hinton | |||
For | Donald Knauss | |||
For | Bradley Lerman | |||
For | Linda Mantia | |||
For | Maria Martinez | |||
For | Susan Salka | |||
For | Brian Tyler | |||
For | Kathleen Wilson-Thompson | |||
For | For | 2. Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for fiscal year 2023 | Issuer | |
For | For | 3. Advisory vote on executive compensation | Issuer | |
For | For | 4. Approval of our 2022 stock plan | Issuer | |
For | For | 5. Approval of amendment to our 2000 Employee Stock Purchase Plan | Issuer | |
Against | Against | 6. Shareholder proposal on special shareholder meeting improvement | Share Holder | |
Against | Against | 7. Shareholder proposal on transparency in Rule 10b5-1 Trading Policy | Share Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Microchip Technology Inc. | 8/23/2022 | 595017104 1:2 | MCHP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | Matthew Chapman | |||
For | Esther Johnson | |||
For | Karlton Johnson | |||
For | Wade Meyercord | |||
For | Ganesh Moorthy | |||
For | Karen Rapp | |||
For | Steve Sanghi | |||
For | For | 2. Proposal to ratify appointment of Ernst & Young LLP a registered public accounting firm of Microchip for fiscal year ending March 31, 2023 | Issuer | |
For | For | 3. Proposal approve, on an advisory (non-binding) basis, the compensation of named executives | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Microchip Technology Inc. | 8/23/2022 | 595017104 2:2 | MCHP | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | Matthew Chapman | |||
For | Esther Johnson | |||
For | Karlton Johnson | |||
For | Wade Meyercord | |||
For | Ganesh Moorthy | |||
For | Karen Rapp | |||
For | Steve Sanghi | |||
For | For | 2. Proposal to ratify appointment of Ernst & Young LLP a registered public accounting firm of Microchip for fiscal year ending March 31, 2023 | Issuer | |
For | For | 3. Proposal approve, on an advisory (non-binding) basis, the compensation of named executives | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Paychex | 10/13/2022 | 704326107 | PAYX | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | Martin Mucci | |||
For | Thomas Bonadio | |||
For | Joseph Doody | |||
For | David J S Flaschen | |||
For | B Thomas Golisano | |||
For | Pamela Joseph | |||
For | Kevin Price | |||
For | Joseph Tucci | |||
For | Joseph Velli | |||
For | Kara Wilson | |||
For | For | 2. Advisory vote to approve named executive officer compensation | Issuer | |
For | For | 3. Ratification of selection of PricewaterhouseCoopers LLP to serve as independent registered public accounting firm | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Applied Industrial Technologies, Inc. | 10/25/2022 | 03820C105 | AIT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | Mary Dean Hall | |||
For | Dan Komnenovich | |||
For | Joe Raver | |||
For | For | 2. Say on Pay - to approve, through a nonbinding advisory vote, the compensation of Applied's name executive officers | Issuer | |
For | For | 3. Ratify the Audit Committee's appointment of independent auditors | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
KLA Corporation | 11/2/2022 | 482480100 | KLAC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Director nominees | Issuer | ||
For | Robert Calderoni | |||
For | Jeneanne Hanley | |||
For | Emiko Higashi | |||
For | Kevin Kennedy | |||
For | Gary Moore | |||
For | Marie Myers | |||
For | Kiran Patel | |||
For | Victor Peng | |||
For | Robert Rango | |||
For | Richard Wallace | |||
For | For | 2. To ratify appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending June 30, 2023 | Issuer | |
For | For | 3. To approve on a non-binding, advisory basis our named executive officer compensation | Issuer | |
Against | Against | 4. To consider a stockholder proposal requesting our Board to issue a report regarding net zero targets and climate transition planning, if properly presented at the meeting | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cintas Corporation | 10/25/2022 | 172908105.00 | CTAS | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | Gerald Adolph | |||
For | John Barrett | |||
For | Melanie Barstad | |||
For | Karen Carnahan | |||
For | Robert Coletti | |||
For | Scott Farmer | |||
For | Joseph Scaminace | |||
For | Todd Schneider | |||
For | Ronald Tysoe | |||
For | 2. To approve on an advisory basis, named executive officer compensation | Issuer | ||
For | 3. Ratify Ernst & Young LLP as independent registered public accounting firm for fiscal year 2023 | Issuer | ||
For | 4. Approval of amendments to the Company's restated articles of incorporation to eliminate the supermajority voting requirement for business combinations with interested persons | Issuer | ||
For | 5. Approval of amendments to the Company's restate articles of incorporation to eliminate the supermajority voting requirement to remove directors for cause | Issuer | ||
For | 6. Approval of amendments to the Company's restated articles of Incorporation to eliminate the supermajority voting requirement for shareholder approval of mergers, share exchanges, asset sales and dissolutions. | Issuer | ||
Against | Against | 7/ Shareholder proposal regarding special shareholder meeting improvement, if properly presented at the meeting | Security Holder | |
Against | Against | 8. Shareholder proposal regarding report on political contributions, if properly presented at the meeting | Security Holder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Oracle Corporation | 11/16/2022 | 68389X105 | ORCL | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | Awo Ablo | |||
For | Jeffrey Berg | |||
For | Michael Boskin | |||
For | Safra Catz | |||
For | Bruce Chizen | |||
For | George Conrades | |||
For | Lawrence Ellison | |||
For | Rona Fairhead | |||
For | Jeffrey Henley | |||
For | Renee James | |||
For | Charles Moorman | |||
For | Leon Panetta | |||
For | William Parrett | |||
For | Naomi Seligman | |||
For | Vishal Sikka | |||
For | For | 2. Advisory vote to approve the compensation of our named executive officers | Issuer | |
For | For | 3. Ratification of the selection of our independent registered public account firm | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Donaldson Company | 11/18/2022 | 257651108.00 | DCI | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1 Election of Board of Directors: | Issuer | ||
For | Douglas Milroy | |||
For | Willard Oberton | |||
For | Richard Olson | |||
For | Jacinith Smiley | |||
For | For | 2. Non-binding advisory vote on the compensation of our Named Executive Officers | Issuer | |
For | For | 3. Ratification of appointment of PricewaterhouseCoopers LLP as DCI's independent registered public accounting firm for the fiscal year ending July 31, 2023 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Accenture PLS | 2/1/2023 | G1151C101 | CAN | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1 Election of Board of Directors: | Issuer | ||
For | Jaime Ardila | |||
For | Nancy McKinstry | |||
For | Beth Mooney | |||
For | Gilles Pelisson | |||
For | Paula Price | |||
For | Venkata (Murthy) Renduchintala | |||
For | Arun Sarin | |||
For | Julie Sweet | |||
For | Tracy Travis | |||
For | For | 2. To approve, in a non-binding vote, the compensation of our named executive officers | Issuer | |
For 1 yr | For 1 yr | 3. to approve in a non-binding vote the frequency f future non-binding votes to approve the compensation of our named executive officers | Issuer | |
For | For | 4. Ratify in a non-binding vote, the appointment of KPMG LLP as auditor of ACN and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration | Issuer | |
For | For | 5. To grant the Board of Directors the authority to issue shares under Irish law | Issuer | |
For | For | 6. To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law | Issuer | |
For | For | 7. To determine the price range at which CAN can re-allot shares that it acquires as treasury shares under Irish law. | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Emerson Electric | 2/7/2023 | 291011104 | EMR | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | 1a. Election of Director for terms ending in 2026: Martin Craighead | |||
For | 1b. Election of Director for terms ending in 2026: Gloria Flach | |||
For | 1c. Election of Director for terms ending in 2026: Matthew Levatich | |||
For | For | 2. Ratification of KPMG LLP as independent registered public accounting firm | Issuer | |
For | For | 3. Approval by non-binding advisory vote of Emerson Electric Co executive compensation | Issuer | |
1 yr | 1 yr | 4. Advisory vote on frequency of future shareholder advisory approval of the Company's executive compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
ABM Industries Inc. | 3/22/2023 | 000957100 | ABM | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1 Election of Directors: | Issuer | ||
For | 1a. Election of Director: Quincy Allen | |||
For | 1b. Election of Director: LeighAnne Baker | |||
For | 1c. Election of Director: Donald Colleran | |||
For | 1d. Election of Director: James DeVries | |||
For | 1e. Election of Director: Art Garcia | |||
For | 1f. Election of Director: Thomas Gartland | |||
For | 1g. Election of Director: Jill Golder | |||
For | 1h. Election of Director: Sudhakar Kesevan | |||
For | 1i. Election of Director: Scott Salmirs | |||
For | 1j. Election of Director: Winifred Webb | |||
For | For | 2. Advisory vote to approve executive compensation | Issuer | |
1Yr | 1 Yr | 3. Advisory vote on the frequency of the advisory vote to approve executive compensation | Issuer | |
For | For | 4. To ratify the appointment of KPMG LLP as ABM Industries Inc. independent registered public accounting firm for the fiscal year ending October 31, 2023 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Broadcom Inc. | 4/3/2023 | 11135F101 | AVGO | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a. Election of Director: Diane Bryant | |||
For | 1b. Election of Director: Gayla Delly | |||
For | 1c. Election of Director: Raul Fernandez | |||
For | 1d. Election of Director: Eddy Hartenstein | |||
For | 1e. Election of Director: Check Kian Low | |||
For | 1f. Election of Director: Justine Page | |||
For | 1g. Election of Director: Henry Samueli | |||
For | 1h. Election of Director: Hock E. Tan | |||
For | 1i. Election of Director: Henry L You | |||
For | For | 2. Ratification of appointment of Pricewaterhouse Coopers LLP as independent registered public accounting firm for fiscal year ending October 29, 2023 | Issuer | |
For | For | 3. Approve an amendment and restatement of the 2021 Stock Incentive Plan | Issuer | |
For | For | 4. Advisory vote to approve the named executive officer compensation | Issuer | |
For 1 yr | For 1 yr | 5. Advisory vote on the frequency of the advisory vote on named executive officer compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Genuine Parts Co. | 5/1/2023 | 372460105 | GPC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | 1a. Election of Director: Elizabeth Camp | |||
For | 1b. Election of Director: Richard Cox Jr | |||
For | 1c. Election of Director: Pau Donahue | |||
For | 1d. Election of Director: Gary Fayard | |||
For | 1e. Election of Director: P Russell Hardin | |||
For | 1f. Election of Director: John Holder | |||
For | 1g. Election of Director: Donna Hyland | |||
For | 1h. Election of Director: John D Johns | |||
For | 1i. Election of Director: Jean-Jacques Lafont | |||
For | 1j. Election of Director: Robert C "Robin" Loudermilk Jr | |||
For | 1k. Election of Director: Wendy Needham | |||
For | 1l. Election of Director: Juliette Pryor | |||
For | 1m. Election of Director: E Jenner Wood III | |||
For | For | 2. Advisory vote on executive compensation | Issuer | |
For 1 yr | For 1 yr | 3. Frequency of advisory vote on executive compensation | Issuer | |
For | For | 4. Ratification of selection of Ernst & Young LLP as Company's independent auditor for the fiscal year ending Dec. 31, 2023 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Amerisourcebergen Corp | 3/8/2023 | 03073E105 | ABC | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a.Ornella Barra | |||
For | 1b. Steven Collis | |||
For | 1c. D Mark Duncan | |||
For | 1.d Richard Gochnauer | |||
For | 1.e Lon Greenberg | |||
For | 1f. Kathleen Hyle | |||
For | 1g. Lorence Kim MD | |||
For | 1h. Henry McGee | |||
For | 1i. Redonda Miller MD | |||
For | 1j. Dennis Nally | |||
For | For | 2. Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2023 | Issuer | |
For | For | Advisory vote to approve compensation of Company's named executive offices | Issuer | |
For 1 yr | For 1 yr | 4. Advisory vote on frequency of shareholder vote on compensation of Company's named executive officers | Issuer | |
For | For | 5. Shareholder proposal regarding shareholder ratification of termination pay | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
The Sherwin-Williams Co | 4/19/2023 | 824348106 | SHW | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a. Kerrii Anderson | |||
For | 1b. Arthur Anton | |||
For | 1c. Jeff Fettig | |||
For | 1d. John Morikis | |||
For | 1e. Christine Poon | |||
For | 1f. Aaron Powell | |||
For | 1g. Marta Stewart | |||
For | 1h. Michael Thaman | |||
For | 1i. Matthew Thornton III | |||
For | For | 2. Advisory approval on compensation of named executives | Issuer | |
For 1 yr | For 1 yr | 3. Advisory approval on frequency of the advisory vote on the compensation of named executives | Issuer | |
For | For | 4. Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Snap-On Inc. | 4/27/2023 | 833034101 | SNA | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a. David Adams | |||
For | 1b. Karen Daniel | |||
For | 1c. Ruth Ann Gillis | |||
For | 1d. James Holden | |||
For | 1e. Nathan Jones | |||
For | 1f. Henry Knueppel | |||
For | 1g. W Dudley Lehman | |||
For | 1h. Nicholas Pinchuk | |||
For | 1i. Gregg Sherrill | |||
For | 1j. Donald Stebbins | |||
For | For | 2. Proposal to ratify appointment of Deloitte& Touche LLP as SNA's independent registered public accounting firm for fiscal 2023 | Issuer | |
For | For | 3. Advisory vote to approve compensation of SNA's namedeecutive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation Information" in the Proxy Statement | Issuer | |
For | For | 4. Advisory vote related to the frequency of future advisory votes to approve the compensation of SNA's named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Abbott Laboratories | 4/28/2023 | 002824100 | ABT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a. R J Alpern | |||
For | 1b. C Babineaux-Fontenot | |||
For | 1c. S E Blount | |||
For | 1d. R B Ford | |||
For | 1e. P Gonzalez | |||
For | 1f. M A Kumbier | |||
For | 1g. D W McDew | |||
For | 1h. N McKinstry | |||
For | 1i. M G O'Grady | |||
For | 1j. M F Roman | |||
For | 1k. D J Starks | |||
For | 1l. J G Stratton | |||
For | For | 2. Ratification of Ernst & Young LLP as auditors | Issuer | |
For | For | 3. So on Pay - an advisory vote on the approval of executive compensation | Issuer | |
For 1 yr | For 1 yr | 4. Say when on Pay - an advisory vote on the approval of the frequency of shareholder votes on executive compensation | Issuer | |
For | For | 5. Shareholder proposal - special shareholder meeting threshold | Shareholder | |
For | For | 6. Shareholder proposal - Independent Board Chairman | Shareholder | |
For | For | 7. Shareholder Proposal - Lobbying Disclosure | Shareholder | |
For | For | 8. Shareholder Proposal - Incentive Compensation | Shareholder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Fastenal Co | 4/22/2023 | 311900104 | FAST | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
1a. Scott Satterlee | ||||
1b. Michael Ancius | ||||
1c. Stephen Eastman | ||||
1d. Daniel Florness | ||||
1e. Rita Heise | ||||
1f. Hsenghung Sam Hsu | ||||
1g. Daniel Johnson | ||||
1h. Nicholas Lundquist | ||||
1i. Sarah Nielsen | ||||
1j. Reyne Wisecup | ||||
For | For | 2. Ratification of appointment of KPMG LLP as independent registered public accounting firm for the 2023 fiscal year. | Issuer | |
For | For | 3. Approval, by non-binding vote, of executive compensation | Issuer | |
For 1 yr | For 1 yr | 4. Approval, by non-binding vote, on the frequency of future executive compensation votes | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Avery Dennison Corp. | 4/27/2023 | 053611109 | AVY | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | |||
1a. Bradley Alford | ||||
1b. Anthony Anderson | ||||
1c. Mitchell Butier | ||||
1d. Ken Hicks | ||||
1e. Andres Lopez | ||||
1f. Francesca Reverberi | ||||
1g. Patrick Siewert | ||||
1h. Julie Sullivan | ||||
1i. Martha Sullivan | ||||
1j. William Wagner | ||||
For | For | 2. Approval, on an advisory basis, of our executive compensation | Issuer | |
For 1 yr | For 1 yr | 3. Approval, on an advisory basis, of the frequency of advisory votes to approve executive compensation | Issuer | |
For | For | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2023 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Johnson&Johnson | 4/27/2023 | 478160104 | JNJ | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
1a. Darius Adamczyk | ||||
1b. Mary Beckerle | ||||
1c. D Scott Davis | ||||
1d. Jennifer Doudna | ||||
1e. Joaquin Duato | ||||
1f. Marilyn Hewson | ||||
1g. Paula Johnson | ||||
1h. Hubert Joly | ||||
1i. Mark McClellan | ||||
1j. Anne Mulcahy | ||||
1k. Mark Weinberger | ||||
1l. Nadja West | ||||
For | For | 2. Advisory vote to approve named executive officer compensation | Issuer | |
For 1 yr | For 1 yr | 3. Advisory vote on frequency of voting to approve named executive officer compensation | Issuer | |
For | For | 4. Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Issuer | |
Against | NONE | 5. Proposal withdrawn (federal securities Laws mandatory arbitration bylaw) | Shareholder | |
Against | Against | 6. Vaccine pricing report | Shareholder | |
Against | Against | 7. Executive compensation adjustment policy | Shareholder | |
Against | Against | 8. Impact of extended patent exclusives on product access | Shareholder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Lincoln Electric Holdings, Inc | 4/19/2023 | 533900106 | LECO | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
Brian Chambers | ||||
Curtis Espeland | ||||
Patrick Goris | ||||
Michael Hilton | ||||
Kathryn Jo Lincoln | ||||
Christopher Mapes | ||||
Phillip Mason | ||||
Ben Patel | ||||
Hellene Runtagh | ||||
Kylle Walker | ||||
For | For | 2. Ratification of appointment of Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 223 | Issuer | |
For | For | 3. To approve, on an advisory basis, the compensation of our named executive officers | Issuer | |
For 1 yr | For 1 yr | 4. To recommend, on an advisory basis, the frequency of future advisory votes to approve the compensation of our named executive officers | Issuer | |
For | For | 5. To approve Lincoln Electric's 2023 equity and incentive compensation plan | Issuer | |
For | For | 6. To approve Lincoln Electric's 2023 Stock Plan for non-employee directors | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
W.W. Grainger Inc | 4/26/2023 | 384802104 | GWW | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
1a. Rodney Adkins | ||||
1b. V Ann Hailey | ||||
1c. Katherine Jaspon | ||||
1d. Stuart Levenick | ||||
1e. D.G. Macpherson | ||||
1f. Neil Novich | ||||
1g. Beatriz Perez | ||||
1h. E Scott Santi | ||||
1i. Susan Slavik Williams | ||||
1j. Lucas Watson | ||||
1k. Steven White | ||||
For | For | 2. Proposal ratify appointment of Ernst & Young LLp as independent auditor for the year ending December 31, 2023 | Issuer | |
For | For | 3. Say on Pay proposal to approve on a non-binding advisory basis the compensation of GWW named executive officers | Issuer | |
For 1 yr | For 1 yr | 4. Say when on Pay proposal to select on a non-binding advisory basis the frequency of the advisory vote on compensation of GWW named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Dover Corp. | 5/5/2023 | 260003108 | DOV | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
1a. D L DeHaas | ||||
1b. H J Gilbertson, Jr. | ||||
1c. K C Graham | ||||
1d. M F Johnston | ||||
1e. M Manley | ||||
1f. E A Spiegel | ||||
1g. R J Tobin | ||||
1h. S M Todd | ||||
1i. K E Wandell | ||||
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2023 | Issuer | |
For | For | 3. To approve, on an advisory basis, named executive officer compensation | Issuer | |
For 1 yr | For 1 yr | 4. To approve, on an advisory basis, the frequency of holding an advisory vote on the executive compensation | Issuer | |
Against | Against | 5. To consider a shareholder proposal regarding the approval of certain termination payments | Shareholder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Hubbell Inc. | 5/23/2023 | 443510607 | HUBB | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
01 Gerben Bakker | ||||
02 Carlos Cardoso | ||||
03 Anthony Guzzi | ||||
04 Rhett Hernandez | ||||
05 Neal Keating | ||||
06 Bonnie Lind | ||||
07 John Mally | ||||
08 Jennifer Pollino | ||||
09 John Russell | ||||
For | For | 2. To approve, by non-binding vote, the compensation of our named executive officers as presented in the 2023 proxy statement | Issuer | |
For | For | 3. To recommend, by non-binding vote, the frequency with which executive compensation will be subject to a shareholder vote | Issuer | |
For | For | 4. To ratify the selection of PricewaterhouseCoopers LLP as independent registered public accounting firm for the year 2023 | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Cohen & Steers, Inc. | 5/4/2023 | 19247A100 | CNS | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors: | Issuer | ||
For | 1a. Martin Cohen | |||
For | 1b. Robert Steers | |||
For | 1c. Joseph Harvey | |||
For | 1d. Reena Aggarwal | |||
For | 1e. Frank Connor | |||
For | 1f. Peter Rhein | |||
For | 1g. Richard Simon | |||
For | 1h. Dasha Smith | |||
For | 1i. Edmond Villani | |||
For | For | 2. Ratification of Deloitte & Touche LLP as company's independent registered public accounting firm for the current fiscal year ending December 31, 2023 | Issuer | |
For | For | 3. Approval on a non-binding advisory vote, of the compensation of the company's named executive officers | Issuer | |
For 1 yr | For 1 yr | 4. The determination with respect to the frequency of soliciting non-binding advisory votes on the compensation of the company's named executive officers | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
3M Company | 5/9/2023 | 88579Y101 | MMM | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors for a term of one year | Issuer | ||
For | 1a. Thomas "Tony" K Brown | |||
For | 1b. Anne H Chow | |||
For | 1c. David B Dillon | |||
For | 1d. Michael L Eskew | |||
For | 1e. James R Fitterling | |||
For | 1f. Amy E Hood | |||
For | 1g. Suzan Kereere | |||
For | 1h. Gregory R Page | |||
For | 1i. Pedro J Pizarro | |||
For | 1j. Michael F Roman | |||
For | For | 2. To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm | Issuer | |
For | For | 3. Advisory approval of executive compensation | Issuer | |
For 1 yr | For 1 yr | 4. Advisory approval on the frequency of advisory votes on executive compensation | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Eaton Corporation, PLC | 4/26/2023 | G29183103 | ETN | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a. Craig Arnold | |||
For | 1b. Oliver Leonetti | |||
For | 1c. Silvio Napoli | |||
For | 1d. Gregory R. Page | |||
For | 1e. Sandra Pianalto | |||
For | 1f. Robert V Pragada | |||
For | 1g. Lori J. Ryerkerk | |||
For | 1h. Gerald B. Smith | |||
For | 1i. Dorothy C Thompson | |||
For | 1j. Darryl L Wilson | |||
For | For | 2. Approving the appointment of Ernst & Young as independent auditor for 2023 and authorizing the Audit Committee of the Board of Directors to set its remuneration | Issuer | |
For | For | 3. Approving on an advisory basis, the Company's executive compensation | Issuer | |
For 1 yr | For 1 yr | 4. Approving, on an advisory basis, the frequency of executive compensation votes | Issuer | |
For | For | 5. Approving a proposal to grant the Board authority to issue shares | Issuer | |
For | For | 6. Approving a proposal to grant the Board authority to opt out of pre-emption rights | Issuer | |
For | For | 7. Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares. | Issuer | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Unitedhealth Group Inc. | 6/5/2023 | 91324P102 | UNH | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | For | 1. Election of Directors | Issuer | |
For | 1a Timothy Flynn | |||
For | 1b Paul Garcia | |||
For | 1c Kristen Gil | |||
For | 1d Stephen Hemsley | |||
For | 1e Michele Hooper | |||
For | 1f F William McNabb III | |||
For | 1g Valerie Montgomery Rice | |||
For | 1h John Noseworthy MD | |||
For | 1i Andrew Witty | |||
For | 2. Advisory approval of the Company's executive compensation | Issuer | ||
For 1 yr | For 1 yr | 3. Advisory approval of the frequency of holding future say-on-pay votes | Issuer | |
For | For | 4. Ratification of appointment of Deloitte & Touche LLP as independent registered public accounting firm for the Company for the year ending December 31, 2023 | Issuer | |
For | Against | 5. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking a third-party racial equity audit. | Shareholder | |
For | Against | 6. If properly presented at the 2023 Annual meeting of Shareholders, the shareholder proposal requiring a political contributions congruency report | Shareholder | |
For | Against | 7. If properly presented at the 2023 Annual Meeting of Shareholders, the shareholder proposal seeking shareholder ratification of termination pay. | Shareholder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
Target Corporation6-14-23 | 6/5/2023 | 87612E106 | TGT | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors | Issuer | ||
For | 1a David Abney | |||
For | 1b Douglas M Baker Jr | |||
For | 1c George Barrett | |||
For | 1d Gail Boudreaux | |||
For | 1e Brian Cornell | |||
For | 1f Robert Edwards | |||
For | 1g Donald Knauss | |||
For | 1h Christine Leahy | |||
For | 1i Monica Lozano | |||
For | 1j Grace Puma | |||
For | 1k Derica Rice | |||
For | 1l Dmitri Stockton | |||
For | For | 2. Company proposal to ratify appointment of Erst & Young LL as our independent registered public accounting firm | Issuer | |
For | For | 3. Company proposal to approve on an advisory basis, our executive compensation (say on pay) | Issuer | |
For | For | 4. Company proposal to approve, on an advisory basis, the frequency of our Say on Pay votes (say on pay vote frequency | Issuer | |
For | For | 5. Shareholder proposal to adopt a policy for an independent chairman | Shareholder | |
Company Name | Meeting Date | Provider Security ID | Ticker | Meeting Type |
McKesson Crop | 7/21/2023 | 58155Q103 | MCK | Annual |
Vote | MRV | Proposal | Proposed by Issuer or Security Holder | |
For | 1. Election of Directors for a one-year term: | Issuer | ||
For | 1a Richard Carmona, M.D. | |||
For | 1b Dominic Caruso | |||
For | 1c W Roy Dunbar | |||
For | 1d James H Hinton | |||
For | 1e Donald R Knauss | |||
For | 1f Bradley E Lerman | |||
For | 1g Linda P Mantia | |||
For | 1h Maria Martinez | |||
For | 1i Susan R Salka | |||
For | 1j Brian S Tyler | |||
For | 1l Kathleen Wilson-Thompson | |||
For | For | 2 Ratification of appointment of Deloitte & Touche LLP as companys independent registered public accounting firm for fiscal year 2024 | Issuer | |
For | For | 3. Advisory vote on executive compensation | Issuer | |
For | For | 4. Advisory vote on the frequency of the advisory vote on executive compensation | Issuer | |
Against | Against | 5. Shareholder proposal requesting shareholder ratification of termination pay | Shareholder |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Listed Funds Trust
By (Signature and Title)* /s/ Gregory C. Bakken
Gregory C. Bakken
President
Date: 8/29/2023
* Print the name and title of each signing officer under his or her signature.