Roundhill S&P Global Luxury ETF | ||||||||
Schedule of Investments | ||||||||
September 30, 2023 (Unaudited) | ||||||||
Shares | Value | |||||||
COMMON STOCKS — 99.5% | ||||||||
Apparel — 29.9% (e) | ||||||||
Burberry Group PLC (b) | 600 | $ | 13,977 | |||||
Canada Goose Holdings, Inc. (a)(b) | 85 | 1,252 | ||||||
Capri Holdings, Ltd. (a)(b) | 150 | 7,891 | ||||||
Christian Dior SE (b) | 5 | 3,690 | ||||||
Deckers Outdoor Corp. (a) | 30 | 15,423 | ||||||
Ermenegildo Zegna NV (b) | 80 | 1,114 | ||||||
Hermès International SCA (b) | 51 | 93,403 | ||||||
Kering SA (b) | 112 | 51,215 | ||||||
LVMH Moët Hennessy Louis Vuitton SE (b) | 112 | 84,951 | ||||||
Nike, Inc. - Class B | 500 | 47,810 | ||||||
Prada SpA (b) | 800 | 4,709 | ||||||
PVH Corp. | 75 | 5,738 | ||||||
Ralph Lauren Corp. | 50 | 5,804 | ||||||
Tapestry, Inc. | 270 | 7,763 | ||||||
Tod's SpA (a)(b) | 20 | 725 | ||||||
345,465 | ||||||||
Auto Manufacturers — 22.5% | ||||||||
Aston Martin Lagonda Global Holdings PLC (a)(b)(d) | 610 | 2,128 | ||||||
Bayerische Motoren Werke AG (b) | 375 | 38,266 | ||||||
Dr. Ing. h.c. F. Porsche AG (b)(d) | 85 | 8,009 | ||||||
Ferrari NV (b) | 200 | 59,226 | ||||||
Li Auto, Inc. - Class A (a)(b) | 900 | 15,893 | ||||||
Lucid Group, Inc. (a) | 960 | 5,366 | ||||||
Mercedes-Benz Group AG (b) | 915 | 63,831 | ||||||
Rivian Automotive, Inc. - Class A (a) | 655 | 15,903 | ||||||
Tesla, Inc. (a) | 205 | 51,295 | ||||||
259,917 | ||||||||
Beverages — 8.2% | ||||||||
Diageo PLC (b) | 1,225 | 45,364 | ||||||
Pernod Ricard SA (b) | 240 | 40,110 | ||||||
Remy Cointreau SA (b) | 25 | 3,061 | ||||||
Treasury Wine Estates, Ltd. (b) | 845 | 6,724 | ||||||
95,259 | ||||||||
Commercial Services — 0.0% (f) | ||||||||
Seoul Auction Co., Ltd. (b) | 15 | 115 | ||||||
Cosmetics & Personal Care — 5.4% | ||||||||
Amorepacific Corp. (b) | 35 | 3,164 | ||||||
Inter Parfums, Inc. | 20 | 2,687 | ||||||
Shiseido Co., Ltd. (b) | 500 | 17,591 | ||||||
The Estee Lauder Cos., Inc. - Class A | 270 | 39,028 | ||||||
62,470 | ||||||||
Home Builders — 0.8% | ||||||||
Toll Brothers, Inc. | 120 | 8,875 | ||||||
Home Furnishings — 0.8% | ||||||||
Ethan Allen Interiors, Inc. | 25 | 748 | ||||||
Sleep Number Corp. (a) | 25 | 615 | ||||||
Tempur Sealy International, Inc. | 200 | 8,668 | ||||||
10,031 | ||||||||
Internet — 0.2% | ||||||||
Farfetch, Ltd. - Class A (a)(b) | 550 | 1,150 | ||||||
Revolve Group, Inc. (a) | 50 | 680 | ||||||
The RealReal, Inc. (a) | 140 | 295 | ||||||
2,125 | ||||||||
Leisure Time — 5.1% | ||||||||
Beneteau SA (b) | 45 | 546 | ||||||
Carnival Corp. (a)(b) | 1,180 | 16,190 | ||||||
Norweigian Cruise Line Holdings, Ltd. (a)(b) | 500 | 8,240 | ||||||
Polaris, Inc. | 65 | 6,769 | ||||||
Royal Caribbean Cruises, Ltd. (a)(b) | 260 | 23,956 | ||||||
Sanlorenzo SpA (b) | 20 | 752 | ||||||
Topgolf Callaway Brands Corp. (a) | 165 | 2,284 | ||||||
58,737 | ||||||||
Lodging — 10.4% | ||||||||
Hilton Worldwide Holdings, Inc. | 205 | 30,787 | ||||||
Kangwon Land, Inc. (b) | 135 | 1,511 | ||||||
Las Vegas Sands Corp. | 385 | 17,649 | ||||||
Marriott International, Inc. - Class A | 200 | 39,312 | ||||||
Melco International Development, Ltd. (a)(b) | 1,000 | 802 | ||||||
Melco Resorts & Entertainment, Ltd. - ADR (a)(b) | 220 | 2,176 | ||||||
MGM China Holdings, Ltd. (a)(b) | 800 | 1,046 | ||||||
Paradise Co., Ltd. (a)(b) | 60 | 723 | ||||||
Resorttrust, Inc. (b) | 100 | 1,497 | ||||||
Sands China, Ltd. (a)(b) | 2,800 | 8,580 | ||||||
Shangri-La Asia, Ltd. (a)(b) | 2,000 | 1,369 | ||||||
SJM Holdings, Ltd. (a)(b) | 3,000 | 1,180 | ||||||
The Star Entertainment Group, Ltd. (a)(b) | 1,595 | 628 | ||||||
The Star Entertainment Group, Ltd. - Rights (a)(b) | 967 | 58 | ||||||
Wynn Macau, Ltd. (a)(b) | 1,600 | 1,532 | ||||||
Wynn Resorts, Ltd. | 120 | 11,089 | ||||||
119,939 | ||||||||
Miscellaneous Manufacturing — 0.3% | ||||||||
Nikon Corp. (b) | 400 | 4,226 | ||||||
Retail — 15.9% | ||||||||
Brunello Cucinelli SpA (b) | 50 | 3,814 | ||||||
Chow Tai Fook Jewellery Group, Ltd. (b) | 3,000 | 4,520 | ||||||
Cie Financière Richemont SA (b) | 680 | 83,253 | ||||||
Hotel Shilla Co., Ltd. (b) | 40 | 2,511 | ||||||
HUGO BOSS AG (b) | 95 | 6,027 | ||||||
Luk Fook Holdings International, Ltd. (b) | 1,000 | 2,592 | ||||||
Lululemon Athletica, Inc. (a) | 90 | 34,705 | ||||||
Moncler SpA (b) | 325 | 18,953 | ||||||
Movado Group, Inc. | 20 | 547 | ||||||
Nordstrom, Inc. | 135 | 2,017 | ||||||
RH (a) | 20 | 5,287 | ||||||
Salvatore Ferragamo SpA (b) | 105 | 1,394 | ||||||
Shinsegae, Inc. (b) | 10 | 1,409 | ||||||
Signet Jewelers, Ltd. (b) | 55 | 3,950 | ||||||
Watches of Switzerland Group PLC (a)(b)(d) | 165 | 1,077 | ||||||
Williams-Sonoma, Inc. | 75 | 11,655 | ||||||
183,711 | ||||||||
Software — 0.0% (f) | ||||||||
Faraday Future Intelligent Electric, Inc. - Class A (a) | 18 | 24 | ||||||
TOTAL COMMON STOCKS (Cost $1,246,965) | 1,150,894 | |||||||
SHORT-TERM INVESTMENTS - 0.4% | ||||||||
Money Market Fund — 0.4% | ||||||||
First American Government Obligations Fund, Class X, 5.26% (c) | 4,606 | 4,606 | ||||||
TOTAL SHORT-TERM INVESTMENTS (Cost $4,606) | 4,606 | 0.40% | ||||||
TOTAL INVESTMENTS (Cost $1,251,571) — 99.9% | 1,155,500 | |||||||
Other assets and liabilities, net — 0.1% | 974 | |||||||
NET ASSETS — 100.0% | $ | 1,156,474 |
ADR | American Depositary Receipt | |||||||
PLC | Public Limited Company | |||||||
(a) | Non-income producing security. | |||||||
(b) | Foreign issued security, or represents a foreign issued security. | |||||||
(c) | The rate shown is the seven day yield at period end. | |||||||
(d) | Security exempt from registration pursuant to Rule 144a under the Securities Act of 1933, as amended. These securities may be resold in transactions exempt from registration to qualified institutional investors. | |||||||
(e) | To the extent the Fund invests more heavily in particular sectors of the economy, its performance will be especially sensitive to developments that significantly affect those sectors. | |||||||
(f) | Amount is less than 0.05%. | |||||||
Percentages are stated as a percent of net assets. | ||||||||
COUNTRY | Percentage of Net Assets | |||||||
United States | 32.8% | |||||||
France | 24.0% | |||||||
Germany | 10.0% | |||||||
Switzerland | 7.2% | |||||||
United Kingdom | 5.4% | |||||||
Netherlands | 5.2% | |||||||
Cayman Islands | 3.0% | |||||||
Italy | 2.6% | |||||||
Liberia | 2.1% | |||||||
Japan | 2.0% | |||||||
Panama | 1.4% | |||||||
Bermuda | 1.4% | |||||||
Republic of Korea | 0.8% | |||||||
British Virgin Islands | 0.7% | |||||||
Australia | 0.6% | |||||||
Hong Kong | 0.2% | |||||||
Canada | 0.1% | |||||||
Total Country | 99.5% | |||||||
SHORT-TERM INVESTMENTS | 0.4% | |||||||
TOTAL INVESTMENTS | 99.9% | |||||||
Other assets and liabilities, net | 0.1% | |||||||
NET ASSETS | 100.0% |
Fair Value Measurements | ||||||||
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in three broad levels. | ||||||||
Level 1 includes quoted prices in active markets for identical securities. Level 2 includes other significant observable inputs | ||||||||
(including quoted prices for similar securities, interest rates, prepayment speeds and credit risk). Level 3 includes significant | ||||||||
unobservable inputs (including the Fund's own assumptions in determining the fair value of investments). The level assigned to the | ||||||||
securities valuations may not be an indication of the risk or liquidity associated with investing in those securities. | ||||||||
The Fund did not hold any investments during the period with significant unobservable inputs which would be classified as Level 3. | ||||||||
The following is a summary of the inputs used to value the Fund’s investments carried at fair value as of September 30, 2023: |
Level 1 | Level 2 | Level 3 | Total | |||||||||||||
Investments - Assets: | ||||||||||||||||
Common Stocks* | $ | 1,150,836 | $ | - | $ | 58 | $ | 1,150,894 | ||||||||
Money Market Fund | 4,606 | - | - | 4,606 | ||||||||||||
Total Investments - Assets | $ | 1,155,442 | $ | - | $ | 58 | $ | 1,155,500 | ||||||||
* See the Schedule of Investments for industry classifications. |