SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
FORM 20-F/A
(Amendment No.1)
|
| |
¨ | REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
|
| |
x | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2016
OR
|
| |
¨ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
|
| |
¨ | SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
Date of event requiring this shell company report
For the transition period from to
Commission file number: 001-37959
trivago N.V.
(Exact name of Registrant as specified in its charter and translation of Registrant’s name into English)
The Netherlands
(Jurisdiction of incorporation or organization)
Bennigsen-Platz 1
40474 Düsseldorf
Federal Republic of Germany
+49 211 54065110
(Address of principal executive offices)
Rolf Schrömgens
Bennigsen-Platz 1
40474 Düsseldorf
Federal Republic of Germany
+49 211 54065110
(Name, Telephone, E-mail and/or Facsimile number and Address of Company Contact Person)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
|
| | |
| | |
Title of each class | | Name of each exchange on which registered |
American Depositary Shares, each representing one Class A share, nominal value €0.06 per share | | The NASDAQ Stock Market LLC |
Class A shares, nominal value €0.06 per share* | | The NASDAQ Stock Market LLC* |
|
| |
* | Not for trading, but only in connection with the registration of the American Depositary Shares. |
Securities registered or to be registered pursuant to Section 12(g) of the Act: None
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None
Indicate the number of outstanding shares of each of the issuer’s classes of capital or common stock as of the close of the period covered by the annual report:
30,026,635 Class A shares
209,008,088 Class B shares
(as of December 31, 2016)
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. ¨ Yes x No
If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. ¨ Yes x No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. x Yes ¨ No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). x Yes ¨ No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer ¨ Accelerated filer ¨ Non-accelerated filer x
Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:
|
| | | | |
| | | | |
U.S. GAAP x | | International Financial Reporting Standards as issued by the International Accounting Standards Board ¨ | | Other ¨ |
If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow: ¨ Item 17 ¨ Item 18
If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). ¨ Yes x No
Explanatory Note
We are filing this amendment to our annual report on Form 20-F for the fiscal year ended December 31, 2016 (the “2016 Form 20-F”) to provide Interactive Data File disclosure as Exhibit 101 hereto in accordance with Rule 405 of Regulation S-T. This Exhibit 101 was not previously filed.
This Form 20-F/A speaks as of the filing date of the 2016 Form 20-F on March 9, 2017. Other than as expressly set forth above, this Form 20-F/A does not, and does not purport to, amend, update or restate the information in any other item of the 2016 Form 20-F, or reflect any events that have occurred after the 2016 Form 20-F was originally filed.
The following exhibits are filed as part of our annual report:
|
| | | | | | | | | |
| | | | | | | | | |
Exhibit Number | | Exhibit Description | Incorporated by Reference | Provided Herewith |
| Form | | Number | File Number |
| | | | | | |
1.1 | | English translation of Form of Articles of Association of trivago N.V. | | F-1 | 11/14/2016 | | 3.3 | 333- 214591 | |
| | | | | | |
2.1 | | Form of Amended and Restated Shareholders’ Agreement of trivago N.V. | | F-1/A | 12/5/2016 | | 4.1 | 333- 214591 | |
| | | | | | |
2.2 | | Form of IPO Structuring Agreement by and among the Founders, Expedia LPS Lodging Partner Services S.à.r.l., travel B.V. and trivago GmbH. | | F-1/A | 12/5/2016 | | 4.2 | 333- 214591 | |
| | | | | | |
2.2 | | Form of Deposit Agreement. | | F-1/A | 12/5/2016 | | 4.3 | 333- 214591 | |
| | | | | | |
2.3 | | Form of American Depositary Receipt (included in Exhibit 2.2). | | F-1/A | 12/5/2016 | | 4.4 | 333- 214591 | |
| | | | | | |
4.1 | | Form of management board member Indemnification Agreement for management board members as of November 2016. | | F-1/A | 12/5/2016 | | 10.1 | 333- 214591 | |
| | | | | | | | | |
4.2 | | Letter Agreement Regarding Uncommitted Credit Facility by and between trivago GmbH and Bank of America Merrill Lynch International Ltd., dated September 5, 2014, as amended December 19, 2014. | | F-1/A | 12/5/2016 | | 10.2 | 333- 214591 | |
| | | | | | |
4.3 | | Lease Agreement between BF Real I.S. / DB Real Estate Immobilienverwaltung Objekte and trivago GmbH, dated March 1, 2015. | | F-1/A | 12/5/2016 | | 10.3 | 333- 214591 | |
| | | | | | |
4.4 | | English translation of Commercial Lease Agreement between Warburg-Henderson Kapitalanlagegesellschaft für Immobilien mbH and trivago GmbH, dated September 15, 2011. | | F-1/A | 12/5/2016 | | 10.4 | 333- 214591 | |
| | | | | | |
|
| | | | | | | | | |
4.5 | | English translation of Commercial Lease Agreement between Allianz Sky Office Düsseldorf and trivago GmbH, dated November 26, 2013. | | F-1/A | 12/5/2016 | | 10.5 | 333- 214591 | |
| | | | | | |
4.6 | | English translation of Lease Agreement between Jupiter EINHUNDERTVIERUNDFÜNFZIG GmbH and trivago GmbH, dated July 23, 2015. | | F-1/A | 12/5/2016 | | 10.6 | 333- 214591 | |
| | | | | | |
4.7 | | Data Hosting Services Agreement by and between Expedia, Inc. and trivago GmbH, dated May 1, 2013. | | F-1/A | 12/5/2016 | | 10.7 | 333- 214591 | |
| | | | | | |
4.8 | | Services and Support Agreement by and between Expedia LPS Lodging Partner Services Sarl and trivago GmbH, dated September 1, 2016. | | F-1/A | 12/5/2016 | | 10.8 | 333- 214591 | |
| | | | | | |
4.9 | | Amended and Restated trivago N.V. 2016 Omnibus Incentive Plan. | | 20-F | 3/9/2017 | | 4.9 | 001-37959 | |
| | | | | | |
4.10 | | Form of Indemnification Agreement for supervisory board, management board and certain other officers. | | F-1/A | 12/5/2016 | | 10.11 | 333- 214591 | |
| | | | | | |
8.1 | | List of Subsidiaries. | | F-1 | 11/14/2016 | | 21.1 | 333-214591 | |
| | | | | | |
12.1 | | Certification by Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. | | 20-F | 3/9/2017 | | 12.1 | 001-37959 | |
| | | | | | |
12.2 | | Certification by Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 | | 20-F | 3/9/2017 | | 12.2 | 001-37959 | |
| | | | | | |
13.1 | | Certification by Principal Executive Officer and Principal Financial Officer Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. | | 20-F | 3/9/2017 | | 13.1 | 001-37959 | |
| | | | | | | | | |
15.1 | | Consent of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft. | | 20-F | 3/9/2017 | | 15.1 | 001-37959 | |
| | | | | | | | | |
101. INS | | XBRL Instance Document | | | | | | | X |
| | | | | | | | | |
101. SCH | | XBRL Taxonomy Extension Schema | | | | | | | X |
| | | | | | | | | |
101. CAL | | XBRL Taxonomy Extension Schema Calculation Linkbase | | | | | | | X |
| | | | | | | | | |
101. DEF | | XBRL Taxonomy Extension Schema Definition Linkbase | | | | | | | X |
| | | | | | | | | |
101.LAB | | XBRL Taxonomy Extension Schema Label Linkbase | | | | | | | X |
| | | | | | | | | |
|
| | | | | | | | | |
101.PRE | | XBRL Taxonomy Extension Schema Presentation Linkbase | | | | | | | X |
Signatures
The Registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this Form 20-F/A on its behalf.
|
| | |
| | |
trivago N.V. |
| |
By: | | /s/ Rolf Schrömgens |
| | Rolf Schrömgens |
| | Chief Executive Officer, Managing Director |
| |
Date: | | 4/7/2017 |
| |
By: | |
/s/ Axel Hefer |
| | Axel Hefer |
| | Chief Financial Officer, Managing Director |
| |
Date: | | 4/7/2017 |