UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-23196
StrongVest ETF Trust
(Exact name of registrant as specified in charter)
(Exact name of registrant as specified in charter)
131 Plantation Ridge Drive, Suite 100
Mooresville, NC 28117
(Address of principal executive offices) (Zip code)
(Address of principal executive offices) (Zip code)
Corporation Service Company
2711 Centerville Road, Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
(Name and address of agent for service)
Registrant's telephone number, including area code 402-829-9405
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Item 1. Proxy Voting Record.
Name of Fund: | CWA Income ETF | |||
Period: | July 1, 2016 - June 30, 2017 | |||
Company Name | Meeting Date | CUSIP | Ticker | |
CHEVRON CORPORATION | 5/31/2017 | 166764100 | CVX | |
Vote | Management Recommended Vote | Proposal | Proposed by Issuer or Security Holder | |
For | 1. DIRECTORS | Issuer | ||
For | For | 1A. Director W. M. Austin | ||
For | For | 1B. Director L. F. Deily | ||
For | For | 1C. Director R. E. Denham | ||
For | For | 1D. Director A. P. Gast | ||
For | For | 1E. Director E. Hernandez, Jr. | ||
For | For | 1F. Director J. M. Huntsman, Jr. | ||
For | For | 1G. Director C. W. Moorman, IV | ||
For | For | 1H. Director D. F. Moyo | ||
For | For | 1I. Director R. D. Sugar | ||
For | For | 1J. Director I. G. Thulin | ||
For | For | 1K. Director J. S. Watson | ||
For | For | 1L. Director M. K. Wirth | ||
For | For | 2. RATIFICATION OF APPOINTMENT OF PWC AS INDPENEDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | |
For | For | 3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Issuer | |
1 Year | 1 Year | 4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION | Issuer | |
For | Against | 5. REPORT ON LOBBYING | Stockholder | |
Against | Against | 6. REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS WITH CONFLICT COMPLICIT GOVERNMENTS | Stockholder | |
Abstain | Against | 7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT | Stockholder | |
For | Against | 8. REPORT ON TRANSITION TO A LOW CARBON ECONOMY | Stockholder | |
For | Against | 9. ADOPT POLICY ON INDEPENDENT CHAIRMAN | Stockholder | |
For | Against | 10. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Stockholder | |
For | Against | 11. SET SPECIAL MEETINGS THRESHOLD AT 10% | Stockholder | |
Company Name | Meeting Date | CUSIP | Ticker | |
EXXON MOBIL CORP | 5/31/2017 | 30231G102 | XOM | |
Vote | Management Recommended Vote | Proposal | Proposed by Issuer or Security Holder | |
For All | For All | 1. DIRECTORS | Issuer | |
For | For | 2. RATIFICATION OF INDEPENDENT AUDITORS | Issuer | |
Against | For | 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Issuer | |
1 Year | 1 Year | 4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | |
For | Against | 5. INDEPENDENT CHAIRMAN | Stockholder | |
For | Against | 6. MAJORITY VOTE FOR DIRECTORS | Stockholder | |
For | Against | 7. SPECIAL SHAREHOLDER MEETINGS | Stockholder | |
Against | Against | 8. RESTRICT PRECATORY PROPOSALS | Stockholder | |
Against | Against | 9. REPORT ON COMPENSATION FOR WOMEN | Stockholder | |
For | Against | 10. REPORT ON LOBBYING | Stockholder | |
Against | Against | 11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT | Stockholder | |
For | Against | 12. REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES | Stockholder | |
For | Against | 13. REPORT ON METHANE EMISSIONS | Stockholder |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) StrongVest ETF Trust
By (Signature and Title)* /s/ D. Kyle Cerminara
D. Kyle Cerminara
President (Principal Executive Officer)
Date August 17, 2017
* Print the name and title of each signing officer under his or her signature.