Brighthouse Financial (BHF) Form 3 Brighthouse Financial / Vonda Huss ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:	3235-0104
Estimated average burden
hours per response:	0.5

1. Name and Address of Reporting Person^*

Huss Vonda

(Last) (First) (Middle)

11225 NORTH COMMUNITY HOUSE ROAD

(Street)

CHARLOTTE NC 28277

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/28/2021

3. Issuer Name and Ticker or Trading Symbol
Brighthouse Financial, Inc. [ BHF ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
EVP, Chief HR Officer

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	7,922	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	(1)	Common Stock	5,217	(2)	D
Restricted Stock Units	(3)	(3)	Common Stock	2,762	(2)	D
Restricted Stock Units	(4)	(4)	Common Stock	662	(2)	D
Employee Stock Option (Right to Buy)	(5)	02/28/2028	Common Stock	6,526	53.47	D

Explanation of Responses:

1. Restricted Stock Units ("RSUs") awarded in 2020, which vest in three substantially equal installments on the first business day in March 2021, 2022 and 2023.

2. Each RSU represents the contingent right to receive one share of Brighthouse Financial, Inc. common stock.

3. Represents unvested portion of RSUs awarded in 2019, which will vest in two substantially equal installments on the first business day in March 2021 and 2022.

4. Represents unvested portion of RSUs awarded in 2018, which will vest on the first business day in March 2021.

5. These options became and will become exercisable in three substantially equal installments on March 1, 2019, March 1, 2020 and March 1, 2021. The reported number of underlying shares represents outstanding unexercised options.

Remarks:

	/s/ Jacob M. Jenkelowitz Attorney-in-Fact, on behalf of Vonda Huss	02/04/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.