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First Trust Senior Floating Rate 2022 Target Term Fund (FIV) 8-KFirst Trust Senior Floating Rate 2022 Target Term Fund Announces Board Approval of Early Liquidation and Waiver of the Management Fee

Filed: 14 Sep 21, 4:37pm
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    SEC
    • 8-K Current report
    • 99 First Trust Senior Floating Rate 2022 Target Term Fund Announces Board Approval of Early Liquidation and Waiver of the Management Fee
    FIV similar filings
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    • 14 Sep 21 First Trust Senior Floating Rate 2022 Target Term Fund Announces Board Approval of Early Liquidation and Waiver of the Management Fee
    • 16 Nov 20 Regulation FD Disclosure
    • 20 Oct 20 Amendments to Articles of Incorporation or Bylaws
    • 29 May 20 Amendments to Articles of Incorporation or Bylaws
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    UNITED STATES

    SECURITIES AND EXCHANGE COMMISSION

    Washington, D.C. 20549

     

    FORM 8-K

     

    CURRENT REPORT

     

    Pursuant to Section 13 or 15(d) of

    the Securities Exchange Act of 1934

     

    Date of Report (Date of earliest event reported): September 14, 2021

     

    ______________________________

     

    First Trust Senior Floating Rate 2022 Target Term Fund

    (Exact name of registrant as specified in its charter)

     

    Massachusetts811-2319930-0956123
    (State or other jurisdiction(Commission File Number)(IRS Employer
    of incorporation) Identification No.)

     

    120 East Liberty Drive, Suite 400

    Wheaton, Illinois

    (Address of principal executive offices)

    60187

    (zip code)

     

    Registrant's telephone number, including area code: (630) 765-8000

     

    _____________________________________________________

    (Former Name or Former Address, if Changed Since Last Report.)

     

    Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

     

    ☐    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

     

    ☐    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

     

    ☐    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act
    (17 CFR 240.14d-2(b))

     

    ☐    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act
    (17 CFR 240.13e-4(c))

     

     
     

     

    Item 7.01Regulation FD Disclosure

    First Trust Senior Floating Rate 2022 Target Term Fund (the “Fund”) is filing herewith a press release issued on September 14, 2021, as Exhibit 99.1. The press release was issued to announce that (i) the Board of Trustees of the Fund has approved the liquidation and termination of the Fund on December 15, 2021 (the “Termination Date”), and (ii) the Fund has entered into an agreement with First Trust Advisors L.P. (“FTA”) whereby FTA has agreed to waive the management fee payable by the Fund for the period beginning September 1, 2021 through the Termination Date. Further details regarding the termination and fee waiver are contained in the press release included herein.

    Item 9.01Financial Statements and Exhibits.

     

    (d)       Exhibits.

     

    Exhibit NumberDescription
    99.1Press release dated September 14, 2021.

    SIGNATURES

    Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

     

    Dated: SEPTEMBER 14, 2021

    First Trust Senior Floating Rate 2022 Target Term Fund
       
     By:/s/ W. Scott Jardine
     Name:W. Scott Jardine
     Title:Secretary

    EXHIBIT INDEX

    Exhibit NumberDescription
    99.1Press release dated September 14, 2021.

     

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