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S-3ASR Filing
Establishment Labs (ESTA) S-3ASRAutomatic shelf registration
Filed: 24 Apr 23, 4:31pm
Exhibit 107
Calculation of Filing Fee Tables
Form S-3
(Form Type)
Establishment Labs Holdings Inc.
(Exact Name of Registrant as Specified in its Charter)
Table 1: Newly Registered and Carry Forward Securities
Security Type | Security Class Title | Fee Calculation or Carry Forward Rule | Amount Registered | Proposed Maximum Offering Price Per Unit | Maximum Aggregate Offering Price | Fee Rate | Amount of Registration Fee | Carry Forward Form Type | Carry Forward File Number | Carry Forward Initial effective date | Filing Fee Previously Paid In Connection with Unsold Securities to be Carried Forward | |
Newly Registered Securities* | ||||||||||||
Fees to Be Paid: | Equity | Common Shares | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — |
Debt | Debt Securities(3) | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |
Other | Warrants | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |
Other | Rights (4) | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |
Other | Units (5) | 457(r) | (1) | (1) | (1) | (2) | (2) | — | — | — | — | |
Carry Forward Securities | ||||||||||||
Carry Forward Securities | ||||||||||||
Total Offering Amounts | (1) | |||||||||||
Total Fees Previously Paid | — | |||||||||||
Total Fee Offsets | $18,172 (6) | |||||||||||
Net Fee Due | $0 (2) |
Table 2: Fee Offset Claims and Sources
Registrant or Filer Name | Form or Filing Type | File Number | Initial Filing Date | Filing Date | Fee Offset Claimed | Security Type Associated with Fee Offset Claimed | Security Title Associated with Fee Offset Claimed | Unsold Securities Associated with Fee Offset Claimed | Unsold Aggregate Offering Amount Associated with Fee Offset Claimed | Fee Paid with Fee Offset Source | |
Rule 457(p) | |||||||||||
Fee Offset Claims | Establishment Labs Holdings Inc. | S-3 | 333-234649 | 11/12/2019 | $18,172 (6) | Unallocated (Universal) Shelf | (6) | (6) | $140,000,007 | ||
Fee Offset Sources | Establishment Labs Holdings Inc. | S-3 | 333-234649 | 11/12/2019 | $25,960 |
(1) | An indeterminate aggregate initial offering price or number of the securities of each identified class is being registered as may from time to time be offered at indeterminate prices. Separate consideration may or may not be received for securities that are issuable on exercise, conversion or exchange of other securities. |
(2) | In accordance with Rules 456(b) and 457(r) under the Securities Act of 1933, as amended (the “Securities Act”), the registrant is deferring payment of all of the registration fees. Registration fees will be paid subsequently on a pay as you go basis based on the fee payment rate in effect on the date of such fee payment. |
(3) | Debt securities may be senior or subordinated. |
(4) | Each right will represent a right to purchase common shares of the registrant. Each series of rights will be issued under a separate rights agreement to be entered into with a bank or trust company, as rights agent, all as set forth in the applicable prospectus supplement. |
(5) | Each unit will consist of two or more securities. The applicable prospectus supplement relating to the units will describe the terms of any units issued by the registrant. |
(6) | On November 12, 2019, the registrant filed a Registration Statement on Form S-3 (File No. 333-234649) (the “Prior Registration Statement”), which registered an aggregate amount of $200,000,000 of common shares, debt securities, warrants and units to be offered by the registrant from time to time. In connection with the filing of the Prior Registration Statement, the registrant made a contemporaneous fee payment in the amount of $25,960. The Prior Registration Statement has expired and all offerings thereunder have been completed or terminated. Securities having an aggregate offering price of $140,000,007 were not sold under the Prior Registration Statement. As a result, the registrant has $18,172 in unused filing fees associated with the Prior Registration Statement. In accordance with Rule 457(p) under the Securities Act, $18,172 remains available to offset filing fees payable pursuant to this registration statement. |
* | Additional securities may be added by automatically effective post-effective amendment pursuant to Rule 413 under the Securities Act. |