Todd C. Bennett Form 4 LUMINEX / Todd C. Bennett ownership change

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

Bennett Todd C.

(Last) (First) (Middle)

12212 TECHNOLOGY BLVD

(Street)

AUSTIN TX 78727

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LUMINEX CORP [ LMNX ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
SVP, Global Sales & Cust Ops

3. Date of Earliest Transaction (Month/Day/Year)
02/25/2021

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/25/2021		M		745	A	$15.93	34,878	D
Common Stock	02/25/2021		M		8,507	A	$16.74	43,385	D
Common Stock	02/25/2021		M		31,285	A	$19.13	74,670	D
Common Stock	02/25/2021		M		18,771	A	$19.13	93,441	D
Common Stock	02/25/2021		M		43,955	A	$18.04	137,396	D
Common Stock	02/25/2021		M		12,848	A	$21.98	150,244	D
Common Stock	02/25/2021		M		5,396	A	$24.43	155,640	D
Common Stock	02/25/2021		S		40,537(1)	D	$33.0702	115,103	D
Common Stock	02/25/2021		S		80,970(1)	D	$34.5501	34,197(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right To Buy)	$15.93	02/25/2021		M			745	03/11/2017	03/11/2022	Common Stock	745	$15.93	0	D
Stock Option (Right To Buy)	$16.74	02/25/2021		M			8,507	07/16/2017	10/01/2022	Common Stock	8,507	$16.74	0	D
Stock Option (Right To Buy)	$19.13	02/25/2021		M			31,285	03/22/2017	03/22/2023	Common Stock	31,285	$19.13	0	D
Stock Option (Right To Buy)	$19.13	02/25/2021		M			18,771	03/22/2017	03/22/2023	Common Stock	18,771	$19.13	0	D
Stock Option (Right To Buy)	$18.04	02/25/2021		M			43,955	03/10/2018	03/10/2024	Common Stock	43,955	$18.04	14,652	D
Stock Option (Right To Buy)	$21.98	02/25/2021		M			12,848	03/12/2019	03/12/2025	Common Stock	12,848	$21.98	12,849	D
Stock Option (Right To Buy)	$24.43	02/25/2021		M			5,396	03/12/2020	03/12/2026	Common Stock	5,396	$24.43	16,191	D

Explanation of Responses:

1. This sale is being made pursuant to a trading plan intended to comply with Rule 10b5-1 adopted by the seller on August 26, 2020. The representation regarding the seller's knowledge of material adverse non-public information speaks as of the date that the aforementioned trading plan was adopted.

2. This balance includes a total of 64 shares obtained under the Luminex Corporation Employee Stock Purchase Plan. 34 shares obtained March 29, 2020 and 30 shares obtained November 30, 2020.

Remarks:

	/S/ HARRISS T.CURRIE AS ATTORNEY-IN-FACT FOR TODD C. BENNETT	02/26/2021
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
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