The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | 1,346 | 43,775 | SH | SOLE | 35,500 | 0 | 8,275 | ||
CORE LABORATORIES N V | COM | N22717107 | 1,184 | 10,250 | SH | SOLE | 10,100 | 0 | 150 | ||
LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | 1,641 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 1,972 | 25,247 | SH | SOLE | 18,797 | 0 | 6,450 | ||
3M CO | COM | 88579y101 | 287 | 1,500 | SH | SOLE | 0 | 0 | 1,500 | ||
ABBOTT LABS | COM | 002824100 | 817 | 18,405 | SH | SOLE | 0 | 0 | 18,405 | ||
ABBVIE INC | COM | 00287y109 | 1,205 | 18,500 | SH | SOLE | 0 | 0 | 18,500 | ||
ALLERGAN PLC | SHS | g0177j108 | 495 | 2,072 | SH | SOLE | 0 | 0 | 2,072 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 1,474 | 1,782 | SH | SOLE | 0 | 0 | 1,782 | ||
AMAZON COM INC | COM | 023135106 | 1,672 | 1,911 | SH | SOLE | 0 | 0 | 1,911 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,714 | 22,042 | SH | SOLE | 0 | 0 | 22,042 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 377 | 4,852 | SH | DFND | 0 | 4,852 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 1,556 | 25,100 | SH | SOLE | 24,800 | 0 | 300 | ||
APPLE INC | COM | 037833100 | 2,611 | 18,176 | SH | SOLE | 0 | 0 | 18,176 | ||
AQUA AMERICA INC | COM | 03836W103 | 206 | 6,390 | SH | SOLE | 5,500 | 0 | 890 | ||
AQUA AMERICA INC | COM | 03836W103 | 145 | 4,500 | SH | DFND | 0 | 4,500 | 0 | ||
ASB BANCORP INC N C | COM | 00213T109 | 1,217 | 35,792 | SH | DFND | 0 | 35,792 | 0 | ||
ATLANTIC CAP BANCSHARES INC | COM | 048269203 | 622 | 32,831 | SH | DFND | 0 | 32,831 | 0 | ||
ATLANTIC COAST FINL CORP | COM | 048426100 | 1,203 | 157,854 | SH | DFND | 0 | 157,854 | 0 | ||
AMERIS BANCORP | COM | 03076k108 | 353 | 7,650 | SH | DFND | 0 | 7,650 | 0 | ||
BANCORP 34 INC | COM | 05970V106 | 429 | 33,664 | SH | DFND | 0 | 33,664 | 0 | ||
BANCORP 34 INC | COM | 05970V106 | 5 | 385 | SH | SOLE | 0 | 0 | 0 | ||
BNC BANCORP | COM | 05566t101 | 1,110 | 31,681 | SH | SOLE | 0 | 0 | 31,681 | ||
BNC BANCORP | COM | 05566t101 | 736 | 21,000 | SH | DFND | 0 | 21,000 | 0 | ||
BNC BANCORP | COM | 05566t101 | 39 | 1,110 | SH | SOLE | 0 | 0 | 1,110 | ||
BOEING CO | COM | 097023105 | 1,843 | 10,419 | SH | SOLE | 0 | 0 | 0 | ||
BOSTON PRIVATE FINL HLDGS IN | COM | 101119105 | 367 | 22,391 | SH | DFND | 0 | 22,391 | 0 | ||
BOSTON PRIVATE FINL HLDGS IN | COM | 101119105 | 4 | 260 | SH | SOLE | 0 | 0 | 260 | ||
BSB BANCORP INC MD | COM | 05573H108 | 609 | 21,559 | SH | DFND | 0 | 21,559 | 0 | ||
BSB BANCORP INC MD | COM | 05573H108 | 7 | 245 | SH | SOLE | 0 | 0 | 245 | ||
CABOT OIL & GAS CORP | COM | 127097103 | 1,399 | 58,500 | SH | SOLE | 54,000 | 0 | 4,500 | ||
CALPINE CORP | COM NEW | 131347304 | 630 | 57,000 | SH | SOLE | 0 | 0 | 57,000 | ||
CAROLINA ALLIANCE BANK | COM | 14376r107 | 831 | 67,132 | SH | DFND | 0 | 67,132 | 0 | ||
CAROLINA FINL CORP NEW | COM | 143873107 | 239 | 7,965 | SH | DFND | 0 | 7,965 | 0 | ||
CAROLINA FINL CORP NEW | COM | 143873107 | 3 | 90 | SH | SOLE | 0 | 0 | 90 | ||
CARTER BK & TR MARTINSVILLE VA | COM | 146102108 | 25 | 1,480 | SH | SOLE | 0 | 0 | 1,480 | ||
CARTER BK & TR MARTINSVILLE VA | COM | 146102108 | 1,445 | 85,497 | SH | DFND | 0 | 85,497 | 0 | ||
CENTERSTATE BANKS INC | COM | 15201p109 | 362 | 13,980 | SH | DFND | 0 | 13,980 | 0 | ||
CENTERSTATE BANKS INC | COM | 15201p109 | 4 | 155 | SH | SOLE | 0 | 0 | 155 | ||
CHEESECAKE FACTORY INC | COM | 163072101 | 321 | 5,062 | SH | SOLE | 0 | 0 | 5,062 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 3,178 | 67,225 | SH | SOLE | 55,200 | 0 | 12,025 | ||
CHINACACHE INTL HLDG LTD | SPON ADR | 16950m107 | 180 | 115,083 | SH | SOLE | 0 | 0 | 115,083 | ||
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 473 | 21,350 | SH | DFND | 0 | 21,350 | 0 | ||
CIVISTA BANCSHARES INC | COM NO PAR | 178867107 | 5 | 240 | SH | SOLE | 0 | 0 | 240 | ||
COCA COLA CO | COM | 191216100 | 357 | 8,410 | SH | SOLE | 45 | 0 | 8,365 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 2,622 | 35,820 | SH | SOLE | 0 | 0 | 35,820 | ||
CONNECTICUT WTR SVC INC | COM | 207797101 | 180 | 3,390 | SH | SOLE | 3,000 | 0 | 390 | ||
CONNECTICUT WTR SVC INC | COM | 207797101 | 130 | 2,455 | SH | DFND | 0 | 2,455 | 0 | ||
CONSOLIDATED WATER CO INC | ORD | g23773107 | 134 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 663 | 4,385 | SH | SOLE | 1,010 | 0 | 3,375 | ||
CVS HEALTH CORP | COM | 126650100 | 1,231 | 15,685 | SH | SOLE | 0 | 0 | 15,685 | ||
CASCADE BANCORP | COM NEW | 147154207 | 297 | 38,448 | SH | DFND | 0 | 37,993 | 455 | ||
DOMINION RES INC VA NEW | COM | 25746u109 | 1,543 | 19,895 | SH | SOLE | 0 | 0 | 19,895 | ||
DOW CHEM CO | COM | 260543103 | 3,802 | 59,825 | SH | SOLE | 28,595 | 0 | 31,230 | ||
ENBRIDGE INC | COM | 29250n105 | 529 | 12,654 | SH | SOLE | 0 | 0 | 12,654 | ||
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336t100 | 396 | 20,400 | SH | SOLE | 0 | 0 | 20,400 | ||
EQT CORP | COM | 26884L109 | 1,396 | 22,850 | SH | SOLE | 22,000 | 0 | 850 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 586 | 18,430 | SH | DFND | 0 | 18,430 | 0 | ||
EVERSOURCE ENERGY | COM | 30040w108 | 285 | 4,850 | SH | SOLE | 0 | 0 | 4,850 | ||
FNB CORP PA | COM | 302520101 | 405 | 27,230 | SH | SOLE | 248 | 0 | 26,982 | ||
FANG HLDGS LTD | ADR | 30711y102 | 33 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
FB FINL CORP | COM | 30257X104 | 1,391 | 39,325 | SH | DFND | 0 | 39,325 | 0 | ||
FB FINL CORP | COM | 30257X104 | 18 | 495 | SH | SOLE | 0 | 0 | 495 | ||
FIRST CMNTY CORP S C | COM | 319835104 | 1,219 | 55,425 | SH | DFND | 0 | 55,425 | 0 | ||
FIRST FNDTN INC | COM | 32026V104 | 574 | 36,986 | SH | DFND | 0 | 36,986 | 0 | ||
FSB BANCORP INC | COM | 30289C102 | 247 | 17,335 | SH | DFND | 0 | 17,335 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 2,127 | 71,380 | SH | SOLE | 24,630 | 0 | 46,750 | ||
GLOBAL WTR RES INC | COM | 379463102 | 100 | 11,456 | SH | DFND | 0 | 11,456 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 36 | 4,169 | SH | SOLE | 0 | 0 | 4,169 | ||
GUARANTY BANCORP DEL | COM NEW | 40075t607 | 8 | 345 | SH | SOLE | 0 | 0 | 345 | ||
GUARANTY BANCORP DEL | COM NEW | 40075t607 | 539 | 22,115 | SH | DFND | 0 | 22,115 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 3,054 | 62,052 | SH | SOLE | 49,000 | 0 | 13,052 | ||
HELIX ENERGY SOLUTIONS GRP I | COM | 42330P107 | 984 | 126,690 | SH | SOLE | 125,000 | 0 | 1,690 | ||
HEXCEL CORP NEW | COM | 428291108 | 5,679 | 104,096 | SH | SOLE | 55,225 | 0 | 48,871 | ||
HOME DEPOT INC | COM | 437076102 | 2,494 | 16,987 | SH | SOLE | 0 | 0 | 16,987 | ||
HONEYWELL INTL INC | COM | 438516106 | 2,482 | 19,880 | SH | SOLE | 4,840 | 0 | 15,040 | ||
HOWARD BANCORP INC | COM | 442496105 | 373 | 19,930 | SH | DFND | 0 | 19,930 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 924 | 5,308 | SH | SOLE | 15 | 0 | 5,293 | ||
ILLUMINA INC | COM | 452327109 | 2,604 | 15,260 | SH | SOLE | 30 | 0 | 15,230 | ||
IMAX CORP | COM | 45245e109 | 357 | 10,500 | SH | SOLE | 0 | 0 | 10,500 | ||
INTEL CORP | COM | 458140100 | 633 | 17,550 | SH | SOLE | 0 | 0 | 17,550 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 556 | 9,290 | SH | SOLE | 0 | 0 | 9,290 | ||
INVESTAR HLDG CORP | COM | 46134l105 | 295 | 13,889 | SH | DFND | 0 | 13,889 | 0 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 387 | 3,765 | SH | SOLE | 0 | 0 | 3,765 | ||
JOHNSON & JOHNSON | COM | 478160104 | 383 | 3,075 | SH | SOLE | 0 | 0 | 3,075 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625h365 | 200 | 6,205 | SH | SOLE | 0 | 0 | 6,205 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 1,048 | 11,936 | SH | SOLE | 0 | 0 | 11,936 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 603 | 27,732 | SH | SOLE | 82 | 0 | 27,650 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 451 | 4,790 | SH | SOLE | 0 | 0 | 4,790 | ||
MASTEC INC | COM | 576323109 | 1,043 | 26,030 | SH | SOLE | 5,000 | 0 | 21,030 | ||
MCDONALDS CORP | COM | 580135101 | 824 | 6,357 | SH | SOLE | 0 | 0 | 6,357 | ||
MEDTRONIC PLC | SHS | g5960l103 | 1,567 | 19,454 | SH | SOLE | 0 | 0 | 19,454 | ||
METLIFE INC | COM | 59156r108 | 567 | 10,730 | SH | SOLE | 50 | 0 | 10,680 | ||
MICROSOFT CORP | COM | 594918104 | 727 | 11,040 | SH | SOLE | 0 | 0 | 11,040 | ||
NABORS INDUSTRIES LTD | SHS | g6359f103 | 218 | 16,700 | SH | SOLE | 16,700 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 2,823 | 21,995 | SH | SOLE | 16,000 | 0 | 5,995 | ||
NISOURCE INC | COM | 65473p105 | 300 | 12,600 | SH | SOLE | 0 | 0 | 12,600 | ||
NOAH HLDGS LTD | SPON ADS CL A | 65487x102 | 203 | 8,000 | SH | SOLE | 0 | 0 | 8,000 | ||
OASIS PETE INC NEW | COM | 674215108 | 1,711 | 120,000 | SH | SOLE | 120,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 1,454 | 26,233 | SH | SOLE | 0 | 12,200 | 14,033 | ||
PARAGON COML CORP | COM NEW | 69911U403 | 419 | 7,833 | SH | DFND | 0 | 7,833 | 0 | ||
PARK STERLING CORP | COM | 70086Y105 | 255 | 20,745 | SH | SOLE | 0 | 0 | 20,745 | ||
PARK STERLING CORP | COM | 70086Y105 | 587 | 47,700 | SH | DFND | 0 | 47,700 | 0 | ||
PATTERSON UTI ENERGY INC | COM | 703481101 | 461 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 3,052 | 38,525 | SH | SOLE | 19,300 | 0 | 19,225 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 305 | 5,930 | SH | SOLE | 0 | 0 | 5,930 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,136 | 6,100 | SH | SOLE | 6,000 | 0 | 100 | ||
PRIMERICA INC | COM | 74164m108 | 329 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 891 | 9,920 | SH | SOLE | 0 | 0 | 9,920 | ||
RICE ENERGY INC | COM | 762760106 | 1,318 | 55,600 | SH | SOLE | 55,000 | 0 | 600 | ||
RPC INC | COM | 749660106 | 746 | 40,750 | SH | SOLE | 40,000 | 0 | 750 | ||
SEACOAST BKG CORP FLA | COM NEW | 811707801 | 1,307 | 54,496 | SH | DFND | 0 | 54,496 | 0 | ||
SELECT BANCORP INC NEW | COM | 81617L108 | 477 | 43,671 | SH | DFND | 0 | 43,671 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 366 | 4,920 | SH | SOLE | 0 | 0 | 4,920 | ||
SEMGROUP CORP | CL A | 81663A105 | 3,784 | 106,015 | SH | SOLE | 79,292 | 0 | 26,723 | ||
SEMPRA ENERGY | COM | 816851109 | 477 | 4,315 | SH | SOLE | 0 | 0 | 4,315 | ||
SM ENERGY CO | COM | 78454l100 | 432 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
SOUTHERN FIRST BANCSHARES IN | COM | 842873101 | 1,080 | 33,070 | SH | DFND | 0 | 33,070 | 0 | ||
SOUTHERN NATL BANCORP OF VA | COM | 843395104 | 1,210 | 71,441 | SH | DFND | 0 | 71,441 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463v107 | 297 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
STATE BK FINL CORP | COM | 856190103 | 340 | 13,012 | SH | DFND | 0 | 13,012 | 0 | ||
SUNSHINE BANCORP INC | COM | 86777J108 | 1,413 | 67,447 | SH | DFND | 0 | 67,447 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 5,946 | 99,259 | SH | SOLE | 47,535 | 0 | 51,724 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | m8737e108 | 248 | 2,126 | SH | SOLE | 0 | 0 | 2,126 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 1,626 | 63,021 | SH | DFND | 0 | 63,021 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 480 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,299 | 11,580 | SH | SOLE | 2,525 | 0 | 9,055 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 258 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 435 | 8,915 | SH | SOLE | 25 | 0 | 8,890 | ||
VORNADO RLTY TR | SH BEN INT | 929042109 | 260 | 2,588 | SH | SOLE | 0 | 0 | 2,588 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 1,542 | 13,604 | SH | SOLE | 0 | 0 | 13,604 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 1,124 | 20,190 | SH | SOLE | 95 | 0 | 20,095 | ||
WESTERN NEW ENG BANCORP INC | COM | 958892101 | 612 | 58,307 | SH | DFND | 0 | 58,307 | 0 | ||
WESTLAKE CHEM CORP | COM | 960413102 | 859 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
WILLIAMS COS INC DEL | COM | 969457100 | 9,600 | 324,428 | SH | SOLE | 0 | 124,700 | 199,728 | ||
XENITH BANKSHARES INC NEW | COM NEW | 984102202 | 690 | 27,209 | SH | DFND | 0 | 27,209 | 0 | ||
XYLEM INC | COM | 98419M100 | 122 | 2,433 | SH | SOLE | 1,500 | 0 | 933 | ||
XYLEM INC | COM | 98419M100 | 140 | 2,790 | SH | DFND | 0 | 2,790 | 0 | ||
AMERICAN MIDSTREAM PARTNERS | COM UNITS | 02752P100 | 3,263 | 219,760 | SH | SOLE | 135,000 | 0 | 84,760 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311p100 | 741 | 18,898 | SH | SOLE | 0 | 0 | 18,898 | ||
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 9,691 | 491,173 | SH | SOLE | 0 | 193,000 | 298,173 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 3,334 | 120,776 | SH | SOLE | 45,000 | 0 | 75,776 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 4,804 | 149,185 | SH | SOLE | 48,000 | 0 | 101,185 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 2,645 | 34,989 | SH | SOLE | 0 | 0 | 34,989 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 3,847 | 106,636 | SH | SOLE | 49,000 | 0 | 57,636 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 3,795 | 167,913 | SH | SOLE | 100,000 | 0 | 67,913 | ||
NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | 67059l102 | 264 | 9,448 | SH | SOLE | 0 | 0 | 9,448 | ||
PBF LOGISTICS LP | UNIT LTD PTNR | 69318Q104 | 422 | 19,580 | SH | SOLE | 0 | 0 | 19,580 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,799 | 56,905 | SH | SOLE | 46,600 | 0 | 10,305 | ||
SANCHEZ PRODTN PARTNER | COM UNIT REPSTG | 79971c201 | 962 | 61,280 | SH | SOLE | 60,000 | 0 | 1,280 | ||
SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142102 | 2,534 | 105,590 | SH | SOLE | 44,000 | 0 | 61,590 | ||
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 431 | 17,655 | SH | SOLE | 0 | 0 | 17,655 | ||
SUNOCO LP | COM U REP LP | 86765K109 | 3,784 | 156,555 | SH | SOLE | 68,500 | 0 | 88,055 | ||
TC PIPELINES LP | UT COM LTD PRT | 87233q108 | 564 | 9,450 | SH | SOLE | 0 | 0 | 9,450 | ||
TESORO LOGISTICS LP | COM UNIT LP | 88160T107 | 1,928 | 35,388 | SH | SOLE | 10,000 | 0 | 25,388 | ||
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 3,488 | 75,670 | SH | SOLE | 50,000 | 0 | 25,670 | ||
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 443 | 10,855 | SH | SOLE | 0 | 0 | 10,855 | ||
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 357 | 5,900 | SH | SOLE | 0 | 0 | 5,900 |