The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 2,021 | 18,605 | SH | SOLE | 0 | 0 | 18,605 | ||
ABBVIE INC | COM | 00287y109 | 2,814 | 18,370 | SH | SOLE | 0 | 0 | 18,370 | ||
ALPHABET INC | CAP STK CL C | 02079k107 | 3,207 | 1,466 | SH | SOLE | 75 | 0 | 1,391 | ||
AMAZON COM INC | COM | 023135106 | 2,542 | 23,937 | SH | SOLE | 1,600 | 0 | 22,337 | ||
AMER STATES WTR CO | COM | 029899101 | 110 | 1,344 | SH | SOLE | 0 | 0 | 1,344 | ||
AMER STATES WTR CO | COM | 029899101 | 273 | 3,345 | SH | DFND | 0 | 3,345 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,947 | 13,084 | SH | SOLE | 680 | 0 | 12,404 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 1,056 | 7,101 | SH | DFND | 0 | 7,101 | 0 | ||
APPLE INC | COM | 037833100 | 5,234 | 38,283 | SH | SOLE | 1,980 | 0 | 36,303 | ||
ARCHAEA ENERGY INC | COM CL A | 03940F103 | 397 | 25,594 | SH | SOLE | 20,000 | 0 | 5,594 | ||
ARES CAPITAL CORP | COM | 04010l103 | 215 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
ARTESIAN RES CORP | CL A | 043113208 | 20 | 404 | SH | SOLE | 0 | 0 | 404 | ||
ARTESIAN RES CORP | CL A | 043113208 | 269 | 5,472 | SH | DFND | 0 | 5,472 | 0 | ||
BANC OF CALIFORNIA INC | COM | 05990k106 | 2 | 100 | SH | SOLE | 0 | 0 | 100 | ||
BANC OF CALIFORNIA INC | COM | 05990k106 | 292 | 16,559 | SH | DFND | 0 | 16,559 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 246 | 900 | SH | SOLE | 0 | 0 | 900 | ||
BLACKROCK SCIENCE & TECHNOLO | SHS | 09258G104 | 240 | 7,400 | SH | SOLE | 0 | 0 | 7,400 | ||
BOEING CO | COM | 097023105 | 860 | 6,287 | SH | SOLE | 355 | 0 | 5,932 | ||
BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | 452 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
BUSINESS FIRST BANCSHARES IN | COM | 12326c105 | 347 | 16,285 | SH | DFND | 0 | 16,285 | 0 | ||
CALIFORNIA BANCORP INC | COM | 13005u101 | 297 | 15,396 | SH | DFND | 0 | 15,396 | 0 | ||
CAPSTAR FINL HLDGS INC | COM | 14070t102 | 252 | 12,821 | SH | DFND | 0 | 12,821 | 0 | ||
CARRIER GLOBAL CORPORATION | COM | 14448c104 | 528 | 14,801 | SH | SOLE | 1,425 | 0 | 13,376 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 6,940 | 52,169 | SH | SOLE | 23,300 | 0 | 28,869 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 18 | 2,279 | SH | SOLE | 0 | 0 | 2,279 | ||
COMPANHIA DE SANEAMENTO BASI | SPONSORED ADR | 20441a102 | 246 | 30,726 | SH | DFND | 0 | 30,726 | 0 | ||
CLEARWAY ENERGY INC | CL C | 18539c204 | 1,212 | 34,790 | SH | SOLE | 10,200 | 0 | 24,590 | ||
COCA COLA CO | COM | 191216100 | 474 | 7,527 | SH | SOLE | 580 | 0 | 6,947 | ||
COLGATE PALMOLIVE CO | COM | 194162103 | 1,082 | 13,500 | SH | SOLE | 0 | 0 | 13,500 | ||
COLONY BANKCORP INC | COM | 19623P101 | 328 | 21,733 | SH | DFND | 0 | 21,733 | 0 | ||
CONNECTONE BANCORP INC | COM | 20786w107 | 210 | 8,600 | SH | DFND | 0 | 8,600 | 0 | ||
CONSOLIDATED WATER CO INC | ORD | g23773107 | 18 | 1,250 | SH | SOLE | 0 | 0 | 1,250 | ||
CONSOLIDATED WATER CO INC | ORD | g23773107 | 245 | 16,899 | SH | DFND | 0 | 16,899 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036p108 | 919 | 3,943 | SH | SOLE | 280 | 0 | 3,663 | ||
CORE & MAIN INC | CL A | 21874C102 | 25 | 1,123 | SH | SOLE | 0 | 0 | 1,123 | ||
CORE & MAIN INC | CL A | 21874C102 | 347 | 15,555 | SH | DFND | 0 | 15,555 | 0 | ||
CORNING INC | COM | 219350105 | 851 | 27,000 | SH | SOLE | 1,060 | 0 | 25,940 | ||
COSTAR GROUP INC | COM | 22160n109 | 213 | 3,532 | SH | SOLE | 500 | 0 | 3,032 | ||
CUMMINS INC | COM | 231021106 | 404 | 2,086 | SH | SOLE | 155 | 0 | 1,931 | ||
CVS HEALTH CORP | COM | 126650100 | 780 | 8,418 | SH | SOLE | 680 | 0 | 7,738 | ||
DANAHER CORPORATION | COM | 235851102 | 274 | 1,079 | SH | SOLE | 0 | 0 | 1,079 | ||
DOMINION ENERGY INC | COM | 25746u109 | 744 | 9,326 | SH | SOLE | 635 | 0 | 8,691 | ||
EATON VANCE RISK-MANAGED DIV | COM | 27829G106 | 287 | 34,275 | SH | SOLE | 0 | 0 | 34,275 | ||
EATON VANCE SHORT DURATION D | COM | 27828V104 | 504 | 46,900 | SH | SOLE | 0 | 0 | 46,900 | ||
EQT CORP | COM | 26884L109 | 998 | 29,000 | SH | SOLE | 12,000 | 0 | 17,000 | ||
EQUITRANS MIDSTREAM CORP | COM | 294600101 | 312 | 49,038 | SH | SOLE | 34,000 | 0 | 15,038 | ||
EQUITY BANCSHARES INC | COM CL A | 29460X109 | 422 | 14,466 | SH | DFND | 0 | 14,466 | 0 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 694 | 15,132 | SH | SOLE | 565 | 0 | 14,567 | ||
ESSENTIAL UTILS INC | COM | 29670g102 | 658 | 14,344 | SH | DFND | 0 | 14,344 | 0 | ||
FINWISE BANCORP | COM | 31813A109 | 373 | 40,000 | SH | DFND | 0 | 40,000 | 0 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055y201 | 870 | 22,835 | SH | SOLE | 4,229 | 0 | 18,606 | ||
FIRST INTST BANCSYSTEM INC | COM CL A | 32055y201 | 776 | 20,351 | SH | DFND | 0 | 20,351 | 0 | ||
FIRST WESTN FINL INC | COM | 33751L105 | 316 | 11,604 | SH | DFND | 0 | 11,604 | 0 | ||
FRANKLIN ELEC INC | COM | 353514102 | 27 | 368 | SH | SOLE | 0 | 0 | 368 | ||
FRANKLIN ELEC INC | COM | 353514102 | 409 | 5,583 | SH | DFND | 0 | 5,583 | 0 | ||
FIRST BANCSHARES INC MS | COM | 318916103 | 629 | 22,002 | SH | DFND | 0 | 22,002 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 30 | 2,279 | SH | SOLE | 0 | 0 | 2,279 | ||
GLOBAL WTR RES INC | COM | 379463102 | 414 | 31,341 | SH | DFND | 0 | 31,341 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 123 | 9,370 | SH | SOLE | 0 | 0 | 9,370 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 343 | 26,157 | SH | DFND | 0 | 26,157 | 0 | ||
HAYWARD HLDGS INC | COM | 421298100 | 23 | 1,620 | SH | SOLE | 0 | 0 | 1,620 | ||
HAYWARD HLDGS INC | COM | 421298100 | 310 | 21,543 | SH | DFND | 0 | 21,543 | 0 | ||
HEXCEL CORP NEW | COM | 428291108 | 4,123 | 78,820 | SH | SOLE | 18,200 | 0 | 60,620 | ||
HOME DEPOT INC | COM | 437076102 | 2,358 | 8,599 | SH | SOLE | 520 | 0 | 8,079 | ||
HONEYWELL INTL INC | COM | 438516106 | 1,558 | 8,962 | SH | SOLE | 495 | 0 | 8,467 | ||
HUBBELL INC | COM | 443510607 | 914 | 5,120 | SH | SOLE | 380 | 0 | 4,740 | ||
ILLUMINA INC | COM | 452327109 | 2,115 | 11,471 | SH | SOLE | 355 | 0 | 11,116 | ||
IMAX CORP | COM | 45245e109 | 184 | 10,900 | SH | SOLE | 0 | 0 | 10,900 | ||
INTEL CORP | COM | 458140100 | 257 | 6,870 | SH | SOLE | 0 | 0 | 6,870 | ||
INTERCONTINENTAL EXCHANGE IN | COM | 45866f104 | 942 | 10,017 | SH | SOLE | 0 | 0 | 10,017 | ||
ISHARES TR | GLOB HLTHCRE ETF | 464287325 | 767 | 9,458 | SH | SOLE | 0 | 0 | 9,458 | ||
INVESCO EXCHANGE TRADED FD T | AEROSPACE DEFN | 46137v100 | 396 | 5,650 | SH | SOLE | 0 | 0 | 5,650 | ||
JD.COM INC | SPON ADR CL A | 47215p106 | 321 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
JETBLUE AWYS CORP | COM | 477143101 | 92 | 11,000 | SH | SOLE | 0 | 0 | 11,000 | ||
JOHNSON & JOHNSON | COM | 478160104 | 950 | 5,350 | SH | SOLE | 250 | 0 | 5,100 | ||
JPMORGAN CHASE & CO | COM | 46625h100 | 924 | 8,207 | SH | SOLE | 405 | 0 | 7,802 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 227 | 13,573 | SH | SOLE | 0 | 0 | 13,573 | ||
KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077b207 | 203 | 14,600 | SH | SOLE | 0 | 0 | 14,600 | ||
LATHAM GROUP INC | COM | 51819L107 | 10 | 1,412 | SH | SOLE | 0 | 0 | 1,412 | ||
LATHAM GROUP INC | COM | 51819L107 | 112 | 16,099 | SH | DFND | 0 | 16,099 | 0 | ||
LIMESTONE BANCORP INC | COM | 53262l105 | 374 | 20,291 | SH | DFND | 0 | 20,291 | 0 | ||
LINDSAY CORP | COM | 535555106 | 33 | 250 | SH | SOLE | 0 | 0 | 250 | ||
LINDSAY CORP | COM | 535555106 | 475 | 3,575 | SH | DFND | 0 | 3,575 | 0 | ||
MAINSTREET BANCSHARES INC | COM | 56064Y100 | 228 | 10,000 | SH | DFND | 0 | 10,000 | 0 | ||
MARRIOTT INTL INC NEW | CL A | 571903202 | 551 | 4,053 | SH | SOLE | 350 | 0 | 3,703 | ||
MASCO CORP | COM | 574599106 | 23 | 464 | SH | SOLE | 0 | 0 | 464 | ||
MASCO CORP | COM | 574599106 | 332 | 6,554 | SH | DFND | 0 | 6,554 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 813 | 3,295 | SH | SOLE | 155 | 0 | 3,140 | ||
MEDTRONIC PLC | SHS | g5960l103 | 1,205 | 13,422 | SH | SOLE | 1,000 | 0 | 12,422 | ||
MICROSOFT CORP | COM | 594918104 | 3,103 | 12,083 | SH | SOLE | 820 | 0 | 11,263 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 649 | 8,382 | SH | SOLE | 0 | 0 | 8,382 | ||
NEXTERA ENERGY PARTNERS LP | COM UNIT PART IN | 65341b106 | 390 | 5,255 | SH | SOLE | 0 | 0 | 5,255 | ||
OLD SECOND BANCORP INC ILL | COM | 680277100 | 277 | 20,732 | SH | DFND | 0 | 20,732 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 229 | 4,125 | SH | SOLE | 0 | 0 | 4,125 | ||
ORIGIN BANCORP INC | COM | 68621t102 | 370 | 9,527 | SH | DFND | 0 | 9,527 | 0 | ||
OTIS WORLDWIDE CORP | COM | 68902v107 | 539 | 7,628 | SH | SOLE | 702 | 0 | 6,926 | ||
PENTAIR PLC | SHS | G7S00T104 | 29 | 631 | SH | SOLE | 0 | 0 | 631 | ||
PENTAIR PLC | SHS | G7S00T104 | 407 | 8,898 | SH | DFND | 0 | 8,898 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,227 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
PRIMERICA INC | COM | 74164m108 | 479 | 4,000 | SH | SOLE | 0 | 0 | 4,000 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,415 | 9,838 | SH | SOLE | 620 | 0 | 9,218 | ||
PROFESSIONAL HLDG CORP | CL A COM | 743139107 | 478 | 23,837 | SH | DFND | 0 | 23,837 | 0 | ||
QUALCOMM INC | COM | 747525103 | 319 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
RAYTHEON TECHNOLOGIES CORP | COM | 75513e101 | 980 | 10,196 | SH | SOLE | 535 | 0 | 9,661 | ||
RIVERVIEW BANCORP INC | COM | 769397100 | 242 | 36,844 | SH | DFND | 0 | 36,844 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369y704 | 262 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 43 | 6,344 | SH | SOLE | 0 | 0 | 6,344 | ||
SELECT ENERGY SVCS INC | CL A COM | 81617j301 | 588 | 86,148 | SH | DFND | 0 | 86,148 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369y209 | 372 | 2,900 | SH | SOLE | 260 | 0 | 2,640 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369y803 | 450 | 3,543 | SH | SOLE | 0 | 0 | 3,543 | ||
SELECT SECTOR SPDR TR | FINANCIAL | 81369y605 | 293 | 9,305 | SH | SOLE | 0 | 0 | 9,305 | ||
SEMPRA | COM | 816851109 | 1,432 | 9,531 | SH | SOLE | 510 | 0 | 9,021 | ||
SHORE BANCSHARES INC | COM | 825107105 | 446 | 24,112 | SH | DFND | 0 | 24,112 | 0 | ||
SOUTHERN FIRST BANCSHARES | COM | 842873101 | 476 | 10,918 | SH | DFND | 0 | 10,918 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 256 | 41,000 | SH | SOLE | 0 | 0 | 41,000 | ||
SPDR GOLD TR | GOLD SHS | 78463v107 | 236 | 1,400 | SH | SOLE | 0 | 0 | 1,400 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 3,259 | 8,638 | SH | SOLE | 7,229 | 0 | 1,409 | ||
SPDR SER TR | S&P BIOTECH | 78464a870 | 222 | 2,986 | SH | SOLE | 0 | 0 | 2,986 | ||
STARWOOD PPTY TR INC | COM | 85571b105 | 217 | 10,400 | SH | SOLE | 0 | 0 | 10,400 | ||
TARGA RES CORP | COM | 87612G101 | 3,322 | 55,671 | SH | SOLE | 24,000 | 0 | 31,671 | ||
THIRD COAST BANCSHARES INC | COM | 88422P109 | 338 | 15,433 | SH | DFND | 0 | 15,433 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034p109 | 50 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
UNITED PARCEL SERVICE INC | CL B | 911312106 | 247 | 1,355 | SH | SOLE | 0 | 0 | 1,355 | ||
UNIVERSAL DISPLAY CORP | COM | 91347p105 | 303 | 3,000 | SH | SOLE | 0 | 0 | 3,000 | ||
VERIZON COMMUNICATIONS INC | COM | 92343v104 | 346 | 6,810 | SH | SOLE | 0 | 0 | 6,810 | ||
VERSABANK NEW | COM | 92512J106 | 700 | 95,698 | SH | DFND | 0 | 95,698 | 0 | ||
VISA INC | COM CL A | 92826c839 | 201 | 1,022 | SH | SOLE | 0 | 0 | 1,022 | ||
WALMART INC | COM | 931142103 | 306 | 2,518 | SH | SOLE | 345 | 0 | 2,173 | ||
DISNEY WALT CO | COM | 254687106 | 1,197 | 12,683 | SH | SOLE | 600 | 0 | 12,083 | ||
WILLIAMS COS INC | COM | 969457100 | 7,772 | 249,033 | SH | SOLE | 56,930 | 0 | 192,103 | ||
XYLEM INC | COM | 98419M100 | 241 | 3,086 | SH | SOLE | 0 | 0 | 3,086 | ||
XYLEM INC | COM | 98419M100 | 133 | 1,701 | SH | DFND | 0 | 1,701 | 0 | ||
YORK WTR CO | COM | 987184108 | 31 | 768 | SH | SOLE | 0 | 0 | 768 | ||
YORK WTR CO | COM | 987184108 | 442 | 10,933 | SH | DFND | 0 | 10,933 | 0 | ||
ZIMMER BIOMET HOLDINGS INC | COM | 98956p102 | 514 | 4,893 | SH | SOLE | 400 | 0 | 4,493 | ||
ZURN WATER SOLUTIONS CORP | COM | 98983L108 | 136 | 5,011 | SH | SOLE | 0 | 0 | 5,011 | ||
ZURN WATER SOLUTIONS CORP | COM | 98983L108 | 646 | 23,724 | SH | DFND | 0 | 23,724 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273v100 | 5,061 | 507,105 | SH | SOLE | 197,700 | 0 | 309,405 | ||
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 1,503 | 61,673 | SH | SOLE | 29,000 | 0 | 32,673 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 195 | 24,270 | SH | SOLE | 0 | 0 | 24,270 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 339 | 7,104 | SH | SOLE | 0 | 0 | 7,104 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 2,576 | 88,360 | SH | SOLE | 54,000 | 0 | 34,360 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 25 | 16,500 | SH | SOLE | 0 | 0 | 16,500 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,518 | 154,570 | SH | SOLE | 124,000 | 0 | 30,570 | ||
SUNOCO LP/SUNOCO FIN CORP | COM UT REP LP | 86765K109 | 1,846 | 49,550 | SH | SOLE | 0 | 0 | 49,550 | ||
WESTERN MIDSTREAM PARTNERS L | COM UNIT LP INT | 958669103 | 1,975 | 81,232 | SH | SOLE | 52,000 | 0 | 29,232 | ||
BLACKROCK ENHANCED EQUITY DI | COM | 09251a104 | 499 | 56,500 | SH | SOLE | 0 | 0 | 56,500 | ||
CALAMOS STRATEGIC TOTAL RETU | COM SH BEN INT | 128125101 | 313 | 23,900 | SH | SOLE | 0 | 0 | 23,900 | ||
EATON VANCE TAX-MANAGED DIVE | COM | 27828n102 | 699 | 61,700 | SH | SOLE | 0 | 0 | 61,700 | ||
FRANKLIN LTD DURATION INCOME | COM | 35472T101 | 196 | 29,000 | SH | SOLE | 0 | 0 | 29,000 | ||
LIBERTY ALL STAR EQUITY FD | SH BEN INT | 530158104 | 200 | 31,900 | SH | SOLE | 0 | 0 | 31,900 | ||
WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 438 | 360 | SH | SOLE | 0 | 0 | 360 |