Rushing Rodney M Form 3 Johnson Controls International / Rodney M Rushing ownership change

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Rushing Rodney M

(Last) (First) (Middle)

5757 N. GREEN BAY AVE.

(Street)

MILWAUKEE WI 53209

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
11/30/2016

3. Issuer Name and Ticker or Trading Symbol
Johnson Controls International plc [ JCI ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
Pres. Bldg Solutions, North Am

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Ordinary Shares	36,329.84	D
Ordinary Shares	12,591.38(1)	I	By 401k Plan Trustee

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Employee Stock Option (Right to Buy)	10/01/2009	10/01/2017	Ordinary Shares	4,232	37.05	D
Employee Stock Option (Right to Buy)	10/01/2010	10/01/2018	Ordinary Shares	9,767	26.53	D
Employee Stock Option (Right to Buy)	10/01/2011	10/01/2019	Ordinary Shares	14,176	22.92	D
Employee Stock Option (Right to Buy)	10/01/2012	10/01/2020	Ordinary Shares	11,341	28.14	D
Employee Stock Option (Right to Buy)	10/07/2013	10/07/2021	Ordinary Shares	10,853	26.3	D
Employee Stock Option (Right to Buy)	10/05/2014	10/05/2022	Ordinary Shares	14,000	25.67	D
Employee Stock Option (Right to Buy)	11/18/2016	11/18/2024	Ordinary Shares	5,587	46.29	D
Employee Stock Option (Right to Buy)	10/07/2017(2)	10/07/2025	Ordinary Shares	8,252	40.42	D
Employee Stock Option (Right to Buy)	10/07/2018(2)	10/07/2026	Ordinary Shares	19,918	41.73	D
Phantom Stock Units - Restricted Stock Plan	(3)	(3)	Ordinary Shares	4,864.91	(4)	D

Explanation of Responses:

1. The number of underlying securities is based on the stock fund balance. The actual number of shares issuable upon the distribution date is not determinable since the fund is a unitized account consisting of 96% company shares and 4% money market fund.

2. Subject to certain acceleration and forfeiture provisions, fifty percent of the options become exercisable on the second anniversary of the grant date and the remaining fifty percent become exercisable on the third anniversary.

3. Phantom stock units accrue under the Johnson Controls Restricted Stock Plan and settle 100% in cash .

4. Each unit of phantom stock is the economic equivalent of one ordinary share of JCI plc.

	/s/ Kevin J. Coen, attorney-in-fact	12/06/2016
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
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