The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR PRODS & CHEMS INC | COM | 009158106 | 234 | 1,500 | SH | Put | SOLE | 1,500 | 0 | 0 | |
AIR PRODS & CHEMS INC | COM | 009158106 | 1,355 | 8,700 | SH | Call | SOLE | 8,700 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 565 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 99,858 | 1,363,987 | SH | SOLE | 1,363,987 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 8,419 | 115,000 | SH | Call | SOLE | 115,000 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 54,908 | 750,000 | SH | Put | SOLE | 750,000 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 389 | 6,855 | SH | SOLE | 6,855 | 0 | 0 | ||
ALTRIA GROUP INC | COM | 02209S103 | 545 | 9,600 | SH | Call | SOLE | 9,600 | 0 | 0 | |
ALTRIA GROUP INC | COM | 02209S103 | 284 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 996 | 5,400 | SH | Call | SOLE | 5,400 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,236 | 6,700 | SH | Put | SOLE | 6,700 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 1,245 | 17,000 | SH | Call | SOLE | 17,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 410 | 5,600 | SH | Put | SOLE | 5,600 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 844 | 8,800 | SH | Call | SOLE | 8,800 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 797 | 8,300 | SH | Put | SOLE | 8,300 | 0 | 0 | |
ANALOG DEVICES INC | COM | 032654105 | 425 | 4,429 | SH | SOLE | 4,429 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,221 | 12,000 | SH | Call | SOLE | 12,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 574 | 3,100 | SH | Put | SOLE | 3,100 | 0 | 0 | |
ARC DOCUMENT SOLUTIONS INC | COM | 00191G103 | 69 | 38,736 | SH | SOLE | 38,736 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 986 | 3,400 | SH | Call | SOLE | 3,400 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 957 | 3,300 | SH | Put | SOLE | 3,300 | 0 | 0 | |
CELLDEX THERAPEUTICS INC NEW | COM | 15117B103 | 95 | 187,749 | SH | SOLE | 187,749 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 442 | 6,600 | SH | Put | SOLE | 6,600 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 94 | 1,400 | SH | Call | SOLE | 1,400 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 196 | 2,927 | SH | SOLE | 2,927 | 0 | 0 | ||
CONFORMIS INC | COM | 20717E101 | 32 | 25,685 | SH | SOLE | 25,685 | 0 | 0 | ||
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 585 | 11,800 | SH | Call | SOLE | 11,800 | 0 | 0 | |
DELTA AIR LINES INC DEL | COM NEW | 247361702 | 580 | 11,700 | SH | Put | SOLE | 11,700 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 231 | 2,200 | SH | Call | SOLE | 2,200 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 226 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 268 | 1,900 | SH | Call | SOLE | 1,900 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 1,100 | 7,800 | SH | Put | SOLE | 7,800 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 1,033 | 8,300 | SH | Call | SOLE | 8,300 | 0 | 0 | |
EOG RES INC | COM | 26875P101 | 249 | 2,000 | SH | Put | SOLE | 2,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 248 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 200 | 2,422 | SH | SOLE | 2,422 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 39,447 | 203,000 | SH | Put | SOLE | 203,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 38,789 | 199,616 | SH | SOLE | 199,616 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 2,233 | 11,500 | SH | Call | SOLE | 11,500 | 0 | 0 | |
GASTAR EXPL INC NEW | COM | 36729W202 | 30 | 53,663 | SH | SOLE | 53,663 | 0 | 0 | ||
GENOCEA BIOSCIENCES INC | COM | 372427104 | 62 | 72,234 | SH | SOLE | 72,234 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 1,133 | 16,000 | SH | Call | SOLE | 16,000 | 0 | 0 | |
HUDSON TECHNOLOGIES INC | COM | 444144109 | 86 | 42,831 | SH | SOLE | 42,831 | 0 | 0 | ||
ILLUMINA INC | COM | 452327109 | 2,793 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 1,369 | 4,900 | SH | Put | SOLE | 4,900 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 249 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 243 | 1,741 | SH | SOLE | 1,741 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 1,914 | 13,700 | SH | Call | SOLE | 13,700 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 17,285 | 100,700 | SH | Put | SOLE | 100,700 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 555 | 3,233 | SH | SOLE | 3,233 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 727 | 16,926 | SH | SOLE | 16,926 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,230 | 51,900 | SH | Call | SOLE | 51,900 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 2,678 | 62,300 | SH | Put | SOLE | 62,300 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 732 | 16,900 | SH | Call | SOLE | 16,900 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 2,210 | 51,000 | SH | Put | SOLE | 51,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 110,398 | 674,100 | SH | Call | SOLE | 674,100 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 9,707 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 61 | 500 | SH | Call | SOLE | 500 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 9,707 | 80,000 | SH | Put | SOLE | 80,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 1,911 | 22,400 | SH | Put | SOLE | 22,400 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 2,313 | 27,100 | SH | Call | SOLE | 27,100 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 1,027 | 17,500 | SH | Put | SOLE | 17,500 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 762 | 12,987 | SH | SOLE | 12,987 | 0 | 0 | ||
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 170 | 2,900 | SH | Call | SOLE | 2,900 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 128 | 816 | SH | SOLE | 816 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 376 | 2,400 | SH | Call | SOLE | 2,400 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 2,495 | 41,100 | SH | Call | SOLE | 41,100 | 0 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 1,815 | 29,900 | SH | Put | SOLE | 29,900 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 88 | 1,679 | SH | SOLE | 1,679 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 2,811 | 53,600 | SH | Put | SOLE | 53,600 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 691 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 651 | 6,600 | SH | Put | SOLE | 6,600 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 2,133 | 9,000 | SH | Put | SOLE | 9,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 5,188 | 21,900 | SH | Call | SOLE | 21,900 | 0 | 0 | |
OTONOMY INC | COM | 68906L105 | 46 | 11,904 | SH | SOLE | 11,904 | 0 | 0 | ||
PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | 72 | 27,604 | SH | SOLE | 27,604 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 487 | 13,400 | SH | Call | SOLE | 13,400 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 273 | 7,500 | SH | Put | SOLE | 7,500 | 0 | 0 | |
PIXELWORKS INC | COM NEW | 72581M305 | 69 | 19,035 | SH | SOLE | 19,035 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 422 | 4,516 | SH | SOLE | 4,516 | 0 | 0 | ||
PRUDENTIAL FINL INC | COM | 744320102 | 1,524 | 16,300 | SH | Call | SOLE | 16,300 | 0 | 0 | |
PRUDENTIAL FINL INC | COM | 744320102 | 2,487 | 26,600 | SH | Put | SOLE | 26,600 | 0 | 0 | |
RADISYS CORP | COM | 750459109 | 49 | 70,323 | SH | SOLE | 70,323 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 515 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,713 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,779 | 21,302 | SH | SOLE | 21,302 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 128 | 2,100 | SH | Put | SOLE | 2,100 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 577 | 9,450 | SH | SOLE | 9,450 | 0 | 0 | ||
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 12 | 200 | SH | Call | SOLE | 200 | 0 | 0 | |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 95 | 15,865 | SH | SOLE | 15,865 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 1,303 | 3,800 | SH | Call | SOLE | 3,800 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 1,407 | 4,100 | SH | Put | SOLE | 4,100 | 0 | 0 | |
TREVENA INC | COM | 89532E109 | 88 | 61,444 | SH | SOLE | 61,444 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 352 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 499 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
WELLS FARGO CO NEW | COM | 949746101 | 294 | 5,300 | SH | Put | SOLE | 5,300 | 0 | 0 | |
XILINX INC | COM | 983919101 | 1,285 | 19,700 | SH | Put | SOLE | 19,700 | 0 | 0 | |
XILINX INC | COM | 983919101 | 793 | 12,152 | SH | SOLE | 12,152 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 457 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 |