SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 01/01/2017 | 3. Issuer Name and Ticker or Trading Symbol ENCANA CORP [ ECA ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 23,118 | D | |
Common Shares | 6,080 | I | 401(K) Plan |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Rights (Shareholder Appreciation) | (1) | 03/03/2023 | Common Shares | 231,541 | 4.06 | D | |
Rights (Shareholder Appreciation) | (2) | 03/13/2022 | Common Shares | 138,823 | 11.35 | D | |
Rights (Shareholder Appreciation) | (3) | 02/18/2019 | Common Shares | 88,084 | 18.51 | D | |
Rights (Shareholder Appreciation) | (4) | 10/24/2016 | Common Shares | 31,000 | 20.91 | D | |
Rights (Restricted Share Units) | 03/03/2019 | (5) | Common Shares | 92,889 | 4.06 | D | |
Rights (Restricted Share Units) | 03/13/2018 | (5) | Common Shares | 34,519 | 11.35 | D | |
Rights (Restricted Share Units) | 02/18/2017 | (5) | Common Shares | 21,476 | 18.51 | D | |
Rights (Performance Share Units) | 03/03/2019 | (6) | Common Shares | 185,777 | 4.06 | D | |
Rights (Performance Share Units) | 03/13/2018 | (6) | Common Shares | 69,038 | 11.35 | D | |
Rights (Performance Share Units) | 02/18/2017 | (6) | Common Shares | 42,951 | 18.51 | D | |
Rights (Deferred Share Units) | (7) | (7) | Common Shares | 26,250 | (7) | D |
Explanation of Responses: |
1. 1/3 will vest on March 3, 2017; 1/3 will vest on March 3, 2018; 1/3 will vest on March 3, 2019. |
2. 1/3 vested on March 13, 2016; 1/3 will vest on March 13, 2017; 1/3 will vest on March 13, 2018. |
3. 1/3 vested on February 18, 2015; 1/3 vested on February 18, 2016; 1/3 will vest on February 18, 2017. |
4. 1/3 vested on October 24, 2012; 1/3 vested on October 24, 2013; 1/3 vested on October 24, 2014. |
5. Each Restricted Share Unit (each, a "RSU") is the economic equivalent of one common share of Encana Corporation. RSUs are subject to the officer's active employment on the vesting date. |
6. Each Performance Share Unit (each, a "PSU") is the economic equivalent of one common share of Encana Corporation. PSUs are subject to achievement of performance criteria on the vesting date. |
7. Each Deferred Share Unit (each, a "DSU") is the economic equivalent of one common share of Encana Corporation. DSUs are held until termination of employment. |
/s/Dawna Gibb by Power of Attorney | 01/03/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |