Item 3. Source and Amount of Funds or Other Consideration
Item 3 of the Schedule 13D is amended and supplemented by adding the following information to Item 3:
Since the filing of Amendment No. 9, the Reporting Persons completed the pre-planned purchases under that certain 10b5-1 Plan (the “Plan”) by and between OCM Growth and J.P. Morgan Securities Inc. (“JPM”), pursuant to which JPM purchased, for the account of OCM Growth, Common Stock of the Issuer. The Issuer purchases are financed from OCM Growth general working capital. In addition, the Reporting Persons have received Common Stock from the Issuer’s distribution reinvestment plan.
Item 5. Interest in Securities of the Issuer
(a) and (b).
The information contained on the cover page of this Schedule 13D is incorporated by reference.
OCM Growth directly holds the Issuer’s Common Stock and has sole power to vote and dispose of the Issuer’s Common Stock.
Fund Xb Delaware directly holds the Issuer’s Common Stock and has sole power to vote and dispose of the Issuer’s Common Stock.
Fund GP, in its capacity as the manager of OCM Growth and Fund Xb Delaware, has the ability to direct the management of both OCM Growth’s and Fund Xb Delaware’s business, including the power to direct the decisions of OCM Growth and Fund Xb Delaware regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, GP may be deemed to have indirect beneficial ownership of the shares of the Issuer’s Common Stock held by OCM Growth and Fund Xb Delaware.
GP I, in its capacity as the managing member of Fund GP, has the ability to direct the management of Fund GP’s business, including the power to direct the decisions of Fund GP regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, GP I may be deemed to have indirect beneficial ownership of the shares of the Issuer’s Common Stock held by OCM Growth and Fund Xb Delaware.
Capital I, in its capacity as the general partner of GP I, has the ability to direct the management of GP I’s business, including the power to direct the decisions of GP I regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, Capital I may be deemed to have indirect beneficial ownership of the shares of the Issuer’s Common Stock held by OCM Growth and Fund Xb Delaware.
Holdings I, in its capacity as the general partner of Capital I, has the ability to direct the management of Capital I’s business, including the power to direct the decisions of Capital I regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, Holdings I may be deemed to have indirect beneficial ownership of the shares of the Issuer’s Common Stock held by OCM Growth and Fund Xb Delaware.
Holdings, in its capacity as the managing member of Holdings I, has the ability to direct the management of Holding I’s business, including the power to direct the decisions of Holdings I regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, Holdings LLC may be deemed to have indirect beneficial ownership of the shares of the Issuer’s Common Stock held by OCM Growth and Fund Xb Delaware.
OCG, in its capacity as the managing member of Holdings, has the ability to direct the management of Holdings’ business, including the power to direct the decisions of Holdings regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware; therefore, OCG may be deemed to have indirect beneficial ownership of the shares of Common Stock held by OCM Growth and Fund Xb Delaware.
OCGH GP, in its capacity as the indirect owner of the class B units of OCG, has the ability to appoint and remove certain directors of OCG and, as such, may indirectly control the decisions of OCG regarding the vote and disposition of securities held by OCM Growth and Fund Xb Delaware.