UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): May 20, 2020
MainStreet Bancshares, Inc.
(Exact name of Registrant as Specified in Its Charter)
Virginia | 001-38817 | 81-2871064 |
(State or Other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
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10089 Fairfax Boulevard, Fairfax, VA |
| 22030 |
(Address of Principal Executive Offices) |
| (Zip Code) |
(703) 481-4567
(Registrant’s Telephone Number, Including Area Code)
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
| Trading Symbol(s) |
| Name of each exchange on which registered |
Common Stock |
| MNSB |
| The Nasdaq Stock Market LLC |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§ 230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Item 5.07Submission of Matters to a Vote of Security Holders.
At the 2020 Annual Meeting of Stockholders, held on May 20, 2020, the persons listed below were elected to serve as directors of the Company, each for a term of three years and the appointment by the Audit Committee of Yount, Hyde & Barbour, P.C. as the Company’s independent registered public accounting firm for fiscal 2020 was ratified.
The Inspector of Election reported the vote of stockholders at the Annual Meeting as follows:
PROPOSAL 1: Election of Directors
NAME |
| FOR |
| WITHHELD |
Jeff W. Dick |
| 4,258,722 |
| 383,349 |
Paul Thomas Haddock |
| 4,531,706 |
| 110,365 |
Terry M. Saeger |
| 4,533,386 |
| 108,685 |
In addition, there were 928,774 broker non-votes for each nominee.
PROPOSAL 2: Ratify Appointment of Yount, Hyde & Barbour P.C.
FOR |
| AGAINST |
| ABSTAIN |
5,547,942 |
| 20,047 |
| 2,856 |
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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
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| MAINSTREET BANCSHARES, INC | |
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Date: May 21, 2020 |
| By: | /s/ Thomas J. Chmelik |
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| Name: Thomas J. Chmelik |
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| Title: Chief Financial Officer |
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