The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,288 | 7,210 | SH | SOLE | 7,210 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 794 | 6,780 | SH | SOLE | 6,780 | 0 | 0 | ||
AON PLC | SHS CL A | G0408V102 | 310 | 2,775 | SH | SOLE | 2,775 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,667 | 39,190 | SH | SOLE | 39,190 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 534 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 220 | 4,669 | SH | SOLE | 4,669 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 1,396 | 8,431 | SH | SOLE | 8,431 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 1,157 | 166,284 | SH | SOLE | 166,284 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 270 | 12,497 | SH | SOLE | 12,497 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 779 | 13,325 | SH | SOLE | 13,325 | 0 | 0 | ||
CAPITALA FIN CORP | COM | 14054R106 | 398 | 30,777 | SH | SOLE | 30,777 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 822 | 27,203 | SH | SOLE | 27,203 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030n101 | 224 | 3,237 | SH | SOLE | 3,237 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825c104 | 808 | 16,108 | SH | SOLE | 16,108 | 0 | 0 | ||
CVS HEALTH CORP | COM | 126650100 | 566 | 7,171 | SH | SOLE | 7,171 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,290 | 12,518 | SH | SOLE | 12,518 | 0 | 0 | ||
DICKS SPORTING GOODS INC | COM | 253393102 | 576 | 10,841 | SH | SOLE | 10,841 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 1,653 | 16,820 | SH | SOLE | 16,820 | 0 | 0 | ||
DOMINION RES INC VA NEW | COM | 25746u109 | 874 | 11,416 | SH | SOLE | 11,416 | 0 | 0 | ||
DU PONT E I DE NEMOURS & CO | COM | 263534109 | 370 | 5,039 | SH | SOLE | 5,039 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 2,654 | 34,191 | SH | SOLE | 34,191 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 637 | 11,429 | SH | SOLE | 11,429 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 256 | 8,930 | SH | SOLE | 8,930 | 0 | 0 | ||
EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | 636 | 9,250 | SH | SOLE | 9,250 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 2,199 | 24,363 | SH | SOLE | 24,363 | 0 | 0 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 3 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 1,269 | 38,592 | SH | SOLE | 38,592 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 1,063 | 28,803 | SH | SOLE | 28,803 | 0 | 0 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 2,105 | 116,646 | SH | SOLE | 116,646 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 1,102 | 90,875 | SH | SOLE | 90,875 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 1,862 | 58,916 | SH | SOLE | 58,916 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 331 | 11,141 | SH | SOLE | 11,141 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 966 | 31,858 | SH | SOLE | 31,858 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 366 | 12,521 | SH | SOLE | 12,521 | 0 | 0 | ||
HOSPITALITY PPTYS TR | COM SH BEN INT | 44106m102 | 1,754 | 55,250 | SH | SOLE | 55,250 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 737 | 20,312 | SH | SOLE | 20,312 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 794 | 4,784 | SH | SOLE | 4,784 | 0 | 0 | ||
ISHARES | MSCI AUST ETF | 464286103 | 430 | 21,233 | SH | SOLE | 21,233 | 0 | 0 | ||
ISHARES | MSCI HONG KG ETF | 464286871 | 281 | 14,431 | SH | SOLE | 14,431 | 0 | 0 | ||
ISHARES | MSCI SINGAP ETF | 464286673 | 175 | 8,800 | SH | SOLE | 8,800 | 0 | 0 | ||
ISHARES | MSCI TAIWAN ETF | 464286731 | 41 | 1,400 | SH | SOLE | 1,400 | 0 | 0 | ||
ISHARES | GLB GLD MINR ETF | 464286335 | 4 | 223 | SH | SOLE | 223 | 0 | 0 | ||
ISHARES | MSCI JAPN SMCETF | 464286582 | 18 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 22 | 400 | SH | SOLE | 400 | 0 | 0 | ||
ISHARES TR | INTERM CR BD ETF | 464288638 | 17 | 160 | SH | SOLE | 160 | 0 | 0 | ||
ISHARES TR | 1-3 YR CR BD ETF | 464288646 | 2,726 | 25,975 | SH | SOLE | 25,975 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 167 | 1,885 | SH | SOLE | 1,885 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 60 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 104 | 1,805 | SH | SOLE | 1,805 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 17 | 500 | SH | SOLE | 500 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 12 | 415 | SH | SOLE | 415 | 0 | 0 | ||
ISHARES TR | US OIL EQ&SV ETF | 464288844 | 11 | 250 | SH | SOLE | 250 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 4 | 147 | SH | SOLE | 147 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 444 | 2,685 | SH | SOLE | 2,685 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 49 | 268 | SH | SOLE | 268 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 144 | 1,049 | SH | SOLE | 1,049 | 0 | 0 | ||
ISHARES TR | SP SMCP600GR ETF | 464287887 | 39 | 260 | SH | SOLE | 260 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 8 | 74 | SH | SOLE | 74 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 400 | 1,780 | SH | SOLE | 1,780 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 51 | 420 | SH | SOLE | 420 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 161 | 1,433 | SH | SOLE | 1,433 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 212 | 2,017 | SH | SOLE | 2,017 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 123 | 911 | SH | SOLE | 911 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 17 | 142 | SH | SOLE | 142 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 565 | 3,671 | SH | SOLE | 3,671 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 219 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ISHARES TR | RUS MID-CAP ETF | 464287499 | 709 | 3,965 | SH | SOLE | 3,965 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 486 | 3,370 | SH | SOLE | 3,370 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 71 | 925 | SH | SOLE | 925 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 1 | 17 | SH | SOLE | 17 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,317 | 11,427 | SH | SOLE | 11,427 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 3 | 106 | SH | SOLE | 106 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,912 | 22,161 | SH | SOLE | 22,161 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 657 | 31,700 | SH | SOLE | 31,700 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 2,116 | 29,756 | SH | SOLE | 29,756 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 968 | 7,953 | SH | SOLE | 7,953 | 0 | 0 | ||
NATIONAL GRID PLC | SPON ADR NEW | 636274300 | 217 | 3,714 | SH | SOLE | 3,714 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 175 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 293 | 8,593 | SH | SOLE | 8,593 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 288 | 3,950 | SH | SOLE | 3,950 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 2,734 | 211,376 | SH | SOLE | 211,376 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,309 | 260,167 | SH | SOLE | 260,167 | 0 | 0 | ||
PHILIP MORRIS INTL INC | COM | 718172109 | 220 | 2,400 | SH | SOLE | 2,400 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,020 | 11,808 | SH | SOLE | 11,808 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,083 | 10,850 | SH | SOLE | 10,850 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 1,934 | 19,090 | SH | SOLE | 19,090 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,426 | 134,936 | SH | SOLE | 134,936 | 0 | 0 | ||
POWERSHARES ETF TR II | EM MRK LOW VOL | 73937B662 | 18 | 867 | SH | SOLE | 867 | 0 | 0 | ||
POWERSHARES ETF TR II | INTL DEV LOWVL | 73937B688 | 22 | 775 | SH | SOLE | 775 | 0 | 0 | ||
POWERSHARES ETF TR II | PWRSHS SP500 LOW | 73937B654 | 39 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 223 | 5,365 | SH | SOLE | 5,365 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 784 | 33,550 | SH | SOLE | 33,550 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 280 | 8,210 | SH | SOLE | 8,210 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 1,089 | 12,957 | SH | SOLE | 12,957 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 214 | 6,015 | SH | SOLE | 6,015 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 815 | 12,034 | SH | SOLE | 12,034 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 411 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 281 | 4,564 | SH | SOLE | 4,564 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 8 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 2 | 55 | SH | SOLE | 55 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 353 | 8,106 | SH | SOLE | 8,106 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 26 | 1,223 | SH | SOLE | 1,223 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 115 | 4,150 | SH | SOLE | 4,150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 71 | 1,733 | SH | SOLE | 1,733 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 426 | 9,446 | SH | SOLE | 9,446 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 28 | 552 | SH | SOLE | 552 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 6 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 289 | 5,431 | SH | SOLE | 5,431 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 832 | 17,208 | SH | SOLE | 17,208 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 206 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 1,540 | 31,301 | SH | SOLE | 31,301 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 431 | 1,927 | SH | SOLE | 1,927 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 598 | 16,416 | SH | SOLE | 16,416 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 15 | 175 | SH | SOLE | 175 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1 | 10 | SH | SOLE | 10 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 581 | 4,850 | SH | SOLE | 4,850 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 811 | 28,206 | SH | SOLE | 28,206 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 856 | 24,900 | SH | SOLE | 24,900 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 945 | 8,060 | SH | SOLE | 8,060 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 2,533 | 138,137 | SH | SOLE | 138,137 | 0 | 0 | ||
UNDER ARMOUR INC | CL C | 904311206 | 152 | 6,030 | SH | SOLE | 6,030 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 215 | 7,417 | SH | SOLE | 7,417 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 3,726 | 34,110 | SH | SOLE | 34,110 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 8,898 | 117,428 | SH | SOLE | 117,428 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 103 | 850 | SH | SOLE | 850 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 98 | 770 | SH | SOLE | 770 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 6 | 58 | SH | SOLE | 58 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,450 | 27,159 | SH | SOLE | 27,159 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 2,121 | 27,181 | SH | SOLE | 27,181 | 0 | 0 | ||
WELLS FARGO & CO NEW | COM | 949746101 | 216 | 3,917 | SH | SOLE | 3,917 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 523 | 7,820 | SH | SOLE | 7,820 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 699 | 23,228 | SH | SOLE | 23,228 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,068 | 27,306 | SH | SOLE | 27,306 | 0 | 0 | ||
WISDOMTREE TR | HIGH DIV FD | 97717W208 | 14 | 215 | SH | SOLE | 215 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 16 | 800 | SH | SOLE | 800 | 0 | 0 | ||
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 230 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 263 | 2,550 | SH | SOLE | 2,550 | 0 | 0 |