The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,291 | 6,561 | SH | SOLE | 6,561 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,076 | 6,580 | SH | SOLE | 6,580 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 452 | 2,434 | SH | SOLE | 2,434 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 315 | 1,699 | SH | SOLE | 1,699 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 201 | 1,014 | SH | SOLE | 1,014 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,786 | 55,611 | SH | SOLE | 55,611 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 701 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 339 | 1,395 | SH | SOLE | 1,395 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 248 | 4,914 | SH | SOLE | 4,914 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,267 | 9,463 | SH | SOLE | 9,463 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 328 | 1,759 | SH | SOLE | 1,759 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 282 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 939 | 161,013 | SH | SOLE | 161,013 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 311 | 9,497 | SH | SOLE | 9,497 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 686 | 12,394 | SH | SOLE | 12,394 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 205 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
CAPITALA FIN CORP | COM | 14054R106 | 271 | 32,677 | SH | SOLE | 32,677 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,109 | 25,778 | SH | SOLE | 25,778 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030n101 | 212 | 6,474 | SH | SOLE | 6,474 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825c104 | 954 | 13,701 | SH | SOLE | 13,701 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,583 | 11,309 | SH | SOLE | 11,309 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 1,810 | 16,220 | SH | SOLE | 16,220 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746u109 | 1,427 | 20,931 | SH | SOLE | 20,931 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 312 | 4,734 | SH | SOLE | 4,734 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 3,149 | 39,815 | SH | SOLE | 39,815 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 751 | 10,866 | SH | SOLE | 10,866 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 982 | 24,540 | SH | SOLE | 24,540 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,635 | 19,766 | SH | SOLE | 19,766 | 0 | 0 | ||
FIDELITY | MSCI HLTH CARE I | 316092600 | 2,267 | 54,892 | SH | SOLE | 54,892 | 0 | 0 | ||
FIDELITY | MSCI INFO TECH I | 316092808 | 2,210 | 39,993 | SH | SOLE | 39,993 | 0 | 0 | ||
FIDELITY | MSCI ENERGY IDX | 316092402 | 3 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FIDELITY | MSCI UTILS INDEX | 316092865 | 2 | 50 | SH | SOLE | 50 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 2,356 | 143,107 | SH | SOLE | 143,107 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 630 | 29,200 | SH | SOLE | 29,200 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 993 | 89,668 | SH | SOLE | 89,668 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 706 | 51,890 | SH | SOLE | 51,890 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 293 | 11,341 | SH | SOLE | 11,341 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 817 | 28,108 | SH | SOLE | 28,108 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 220 | 7,520 | SH | SOLE | 7,520 | 0 | 0 | ||
HOSPITALITY PPTYS TR | COM SH BEN INT | 44106m102 | 1,991 | 69,589 | SH | SOLE | 69,589 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,043 | 20,984 | SH | SOLE | 20,984 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 627 | 4,490 | SH | SOLE | 4,490 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 370 | 16,358 | SH | SOLE | 16,358 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 102 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
ISHARES INC | MSCI JAPN SMCETF | 464286582 | 27 | 350 | SH | SOLE | 350 | 0 | 0 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 2,676 | 25,805 | SH | SOLE | 25,805 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 1,027 | 4,840 | SH | SOLE | 4,840 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 911 | 4,460 | SH | SOLE | 4,460 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 748 | 3,730 | SH | SOLE | 3,730 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 633 | 3,550 | SH | SOLE | 3,550 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 499 | 1,829 | SH | SOLE | 1,829 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 494 | 2,535 | SH | SOLE | 2,535 | 0 | 0 | ||
ISHARES TR | ASIA 50 ETF | 464288430 | 315 | 5,010 | SH | SOLE | 5,010 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 290 | 2,017 | SH | SOLE | 2,017 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 285 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 245 | 5,150 | SH | SOLE | 5,150 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 188 | 2,258 | SH | SOLE | 2,258 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 186 | 1,905 | SH | SOLE | 1,905 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 174 | 1,433 | SH | SOLE | 1,433 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 149 | 911 | SH | SOLE | 911 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 121 | 1,805 | SH | SOLE | 1,805 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 93 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 82 | 1,301 | SH | SOLE | 1,301 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 78 | 965 | SH | SOLE | 965 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 74 | 1,700 | SH | SOLE | 1,700 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 65 | 1,039 | SH | SOLE | 1,039 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 65 | 900 | SH | SOLE | 900 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 49 | 218 | SH | SOLE | 218 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 40 | 210 | SH | SOLE | 210 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 37 | 435 | SH | SOLE | 435 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 29 | 180 | SH | SOLE | 180 | 0 | 0 | ||
ISHARES TR | CORE MSCI TOTAL | 46432F834 | 26 | 439 | SH | SOLE | 439 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 24 | 734 | SH | SOLE | 734 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 19 | 142 | SH | SOLE | 142 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 17 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES TR | INTRMD CR BD ETF | 464288638 | 17 | 160 | SH | SOLE | 160 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 13 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES TR | CORE 1 5 YR USD | 46432F859 | 12 | 236 | SH | SOLE | 236 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 8 | 76 | SH | SOLE | 76 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 2 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,264 | 10,420 | SH | SOLE | 10,420 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,144 | 20,578 | SH | SOLE | 20,578 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 438 | 24,791 | SH | SOLE | 24,791 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 222 | 2,596 | SH | SOLE | 2,596 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 3,057 | 31,989 | SH | SOLE | 31,989 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,149 | 7,334 | SH | SOLE | 7,334 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 209 | 2,440 | SH | SOLE | 2,440 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 207 | 3,706 | SH | SOLE | 3,706 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 149 | 10,950 | SH | SOLE | 10,950 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 312 | 8,264 | SH | SOLE | 8,264 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 340 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 2,804 | 227,213 | SH | SOLE | 227,213 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,296 | 233,909 | SH | SOLE | 233,909 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 415 | 13,400 | SH | SOLE | 13,400 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,355 | 12,064 | SH | SOLE | 12,064 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 2,050 | 20,190 | SH | SOLE | 20,190 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,212 | 12,180 | SH | SOLE | 12,180 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,634 | 137,853 | SH | SOLE | 137,853 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P600 LOVL PT | 73937B639 | 165 | 3,413 | SH | SOLE | 3,413 | 0 | 0 | ||
POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | 73 | 1,550 | SH | SOLE | 1,550 | 0 | 0 | ||
POWERSHARES ETF TR II | INTL DEV LOWVL | 73937B688 | 25 | 775 | SH | SOLE | 775 | 0 | 0 | ||
POWERSHARES ETF TR II | EM MRK LOW VOL | 73937B662 | 5 | 222 | SH | SOLE | 222 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 277 | 9,686 | SH | SOLE | 9,686 | 0 | 0 | ||
PROCTER AND GAMBLE CO | COM | 742718109 | 963 | 12,337 | SH | SOLE | 12,337 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 332 | 5,615 | SH | SOLE | 5,615 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 305 | 10,550 | SH | SOLE | 10,550 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 809 | 10,740 | SH | SOLE | 10,740 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 317 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 835 | 16,931 | SH | SOLE | 16,931 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 687 | 12,515 | SH | SOLE | 12,515 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 535 | 7,272 | SH | SOLE | 7,272 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 262 | 4,039 | SH | SOLE | 4,039 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 55 | 2,137 | SH | SOLE | 2,137 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 53 | 1,600 | SH | SOLE | 1,600 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 49 | 1,163 | SH | SOLE | 1,163 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 10 | 150 | SH | SOLE | 150 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 7 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,248 | 17,968 | SH | SOLE | 17,968 | 0 | 0 | ||
SIERRA WIRELESS INC | COM | 826516106 | 198 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 1,943 | 41,962 | SH | SOLE | 41,962 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 416 | 1,534 | SH | SOLE | 1,534 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 463 | 13,038 | SH | SOLE | 13,038 | 0 | 0 | ||
SPDR SERIES TRUST | S&P DIVID ETF | 78464A763 | 16 | 175 | SH | SOLE | 175 | 0 | 0 | ||
SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | 1 | 20 | SH | SOLE | 20 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 794 | 4,700 | SH | SOLE | 4,700 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | 1,213 | 32,956 | SH | SOLE | 32,956 | 0 | 0 | ||
TATA MTRS LTD | SPONSORED ADR | 876568502 | 452 | 23,100 | SH | SOLE | 23,100 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 225 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 1,012 | 7,860 | SH | SOLE | 7,860 | 0 | 0 | ||
TRIANGLE CAP CORP | COM | 895848109 | 1,496 | 130,110 | SH | SOLE | 130,110 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 328 | 2,955 | SH | SOLE | 2,955 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 4,306 | 29,510 | SH | SOLE | 29,510 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 9,960 | 119,923 | SH | SOLE | 119,923 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 157 | 985 | SH | SOLE | 985 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 104 | 575 | SH | SOLE | 575 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 7 | 58 | SH | SOLE | 58 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,742 | 34,624 | SH | SOLE | 34,624 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,385 | 25,556 | SH | SOLE | 25,556 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 573 | 23,550 | SH | SOLE | 23,550 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 490 | 7,820 | SH | SOLE | 7,820 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 781 | 21,408 | SH | SOLE | 21,408 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,515 | 31,775 | SH | SOLE | 31,775 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 20 | 800 | SH | SOLE | 800 | 0 | 0 | ||
WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | 15 | 215 | SH | SOLE | 215 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 438 | 3,930 | SH | SOLE | 3,930 | 0 | 0 |