The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M CO | COM | 88579Y101 | 1,036 | 6,303 | SH | SOLE | 6,303 | 0 | 0 | ||
ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | 1,164 | 6,050 | SH | SOLE | 6,050 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 584 | 3,491 | SH | SOLE | 3,491 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 270 | 2,884 | SH | SOLE | 2,884 | 0 | 0 | ||
AON PLC | SHS CL A | G0408V102 | 553 | 2,858 | SH | SOLE | 2,858 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 271 | 1,209 | SH | SOLE | 1,209 | 0 | 0 | ||
ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | 252 | 1,014 | SH | SOLE | 1,014 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 3,031 | 80,108 | SH | SOLE | 80,108 | 0 | 0 | ||
AUTOMATIC DATA PROCESSING IN | COM | 053015103 | 846 | 5,243 | SH | SOLE | 5,243 | 0 | 0 | ||
BARCLAYS BK PLC | BARC ETN+SHILL | 06742A669 | 226 | 1,645 | SH | SOLE | 1,645 | 0 | 0 | ||
BB&T CORP | COM | 054937107 | 232 | 4,345 | SH | SOLE | 4,345 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 2,407 | 9,515 | SH | SOLE | 9,515 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL A | 084670108 | 312 | 1 | SH | SOLE | 1 | 0 | 0 | ||
BLACKROCK CAPITAL INVESTMENT | COM | 092533108 | 637 | 127,125 | SH | SOLE | 127,125 | 0 | 0 | ||
BOSTON SCIENTIFIC CORP | COM | 101137107 | 386 | 9,497 | SH | SOLE | 9,497 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 623 | 12,294 | SH | SOLE | 12,294 | 0 | 0 | ||
BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | 216 | 4,350 | SH | SOLE | 4,350 | 0 | 0 | ||
CAPITALA FIN CORP | COM | 14054R106 | 150 | 18,129 | SH | SOLE | 18,129 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,171 | 23,703 | SH | SOLE | 23,703 | 0 | 0 | ||
COMCAST CORP NEW | CL A | 20030N101 | 263 | 5,837 | SH | SOLE | 5,837 | 0 | 0 | ||
CONOCOPHILLIPS | COM | 20825C104 | 759 | 13,318 | SH | SOLE | 13,318 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 1,846 | 10,943 | SH | SOLE | 10,943 | 0 | 0 | ||
DIGITAL RLTY TR INC | COM | 253868103 | 2,266 | 17,458 | SH | SOLE | 17,458 | 0 | 0 | ||
DOMINION ENERGY INC | COM | 25746U109 | 1,977 | 24,391 | SH | SOLE | 24,391 | 0 | 0 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 3,810 | 39,745 | SH | SOLE | 39,745 | 0 | 0 | ||
EMERSON ELEC CO | COM | 291011104 | 685 | 10,247 | SH | SOLE | 10,247 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | ROBO GLB ETF | 301505707 | 999 | 26,052 | SH | SOLE | 26,052 | 0 | 0 | ||
EXCHANGE TRADED CONCEPTS TR | EMQQ EM INTERN | 301505889 | 98 | 3,125 | SH | SOLE | 3,125 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 1,443 | 20,436 | SH | SOLE | 20,436 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI ENERGY IDX | 316092402 | 2 | 135 | SH | SOLE | 135 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI HLTH CARE I | 316092600 | 2,384 | 54,970 | SH | SOLE | 54,970 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI INDL INDX | 316092709 | 1 | 29 | SH | SOLE | 29 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI INFO TECH I | 316092808 | 2,478 | 38,864 | SH | SOLE | 38,864 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI RL EST ETF | 316092857 | 0 | 13 | SH | SOLE | 13 | 0 | 0 | ||
FIDELITY COVINGTON TR | MSCI UTILS INDEX | 316092865 | 3 | 73 | SH | SOLE | 73 | 0 | 0 | ||
FIRST TR ENERGY INFRASTRCTR | COM | 33738C103 | 2,522 | 152,778 | SH | SOLE | 152,778 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 709 | 29,999 | SH | SOLE | 29,999 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 653 | 71,236 | SH | SOLE | 71,236 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 252 | 28,228 | SH | SOLE | 28,228 | 0 | 0 | ||
HCP INC | COM | 40414L109 | 370 | 10,375 | SH | SOLE | 10,375 | 0 | 0 | ||
HEALTHCARE RLTY TR | COM | 421946104 | 862 | 25,731 | SH | SOLE | 25,731 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,239 | 24,053 | SH | SOLE | 24,053 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 701 | 4,819 | SH | SOLE | 4,819 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P SMLCP LOW | 46138G102 | 231 | 4,726 | SH | SOLE | 4,726 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | S&P ULTRA DIVIDE | 46138G656 | 17 | 450 | SH | SOLE | 450 | 0 | 0 | ||
ISHARES INC | MSCI AUST ETF | 464286103 | 251 | 11,283 | SH | SOLE | 11,283 | 0 | 0 | ||
ISHARES INC | MSCI JAPN SMCETF | 464286582 | 25 | 350 | SH | SOLE | 350 | 0 | 0 | ||
ISHARES INC | MSCI HONG KG ETF | 464286871 | 27 | 1,200 | SH | SOLE | 1,200 | 0 | 0 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 43 | 639 | SH | SOLE | 639 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 159 | 1,564 | SH | SOLE | 1,564 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 12 | 300 | SH | SOLE | 300 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 437 | 1,463 | SH | SOLE | 1,463 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 1 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 88 | 2,150 | SH | SOLE | 2,150 | 0 | 0 | ||
ISHARES TR | S&P 500 GRWT ETF | 464287309 | 18 | 100 | SH | SOLE | 100 | 0 | 0 | ||
ISHARES TR | S&P 500 VAL ETF | 464287408 | 9 | 79 | SH | SOLE | 79 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 6 | 67 | SH | SOLE | 67 | 0 | 0 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 161 | 2,471 | SH | SOLE | 2,471 | 0 | 0 | ||
ISHARES TR | RUS MD CP GR ETF | 464287481 | 318 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ISHARES TR | RUS MID CAP ETF | 464287499 | 1,005 | 17,960 | SH | SOLE | 17,960 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 517 | 2,673 | SH | SOLE | 2,673 | 0 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 7 | 67 | SH | SOLE | 67 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 184 | 1,433 | SH | SOLE | 1,433 | 0 | 0 | ||
ISHARES TR | S&P MC 400GR ETF | 464287606 | 49 | 218 | SH | SOLE | 218 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 322 | 2,017 | SH | SOLE | 2,017 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 16 | 130 | SH | SOLE | 130 | 0 | 0 | ||
ISHARES TR | RUS 2000 GRW ETF | 464287648 | 802 | 4,160 | SH | SOLE | 4,160 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 137 | 905 | SH | SOLE | 905 | 0 | 0 | ||
ISHARES TR | U.S. REAL ES ETF | 464287739 | 84 | 896 | SH | SOLE | 896 | 0 | 0 | ||
ISHARES TR | US HLTHCARE ETF | 464287762 | 633 | 3,350 | SH | SOLE | 3,350 | 0 | 0 | ||
ISHARES TR | CORE S&P SCP ETF | 464287804 | 187 | 2,399 | SH | SOLE | 2,399 | 0 | 0 | ||
ISHARES TR | EUROPE ETF | 464287861 | 9 | 200 | SH | SOLE | 200 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 37 | 210 | SH | SOLE | 210 | 0 | 0 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 5 | 45 | SH | SOLE | 45 | 0 | 0 | ||
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 60 | 900 | SH | SOLE | 900 | 0 | 0 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 10 | 85 | SH | SOLE | 85 | 0 | 0 | ||
ISHARES TR | ASIA 50 ETF | 464288430 | 385 | 6,573 | SH | SOLE | 6,573 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 22 | 729 | SH | SOLE | 729 | 0 | 0 | ||
ISHARES TR | INTL DEV RE ETF | 464288489 | 2 | 63 | SH | SOLE | 63 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 104 | 1,191 | SH | SOLE | 1,191 | 0 | 0 | ||
ISHARES TR | INTRM TR CRP ETF | 464288638 | 19 | 320 | SH | SOLE | 320 | 0 | 0 | ||
ISHARES TR | SH TR CRPORT ETF | 464288646 | 3,627 | 67,585 | SH | SOLE | 67,585 | 0 | 0 | ||
ISHARES TR | U.S. MED DVC ETF | 464288810 | 1,477 | 5,973 | SH | SOLE | 5,973 | 0 | 0 | ||
ISHARES TR | 0-5YR HI YL CP | 46434V407 | 93 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ISHARES TR | CORE MSCI EURO | 46434V738 | 245 | 5,350 | SH | SOLE | 5,350 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 1,488 | 11,498 | SH | SOLE | 11,498 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 2,479 | 21,066 | SH | SOLE | 21,066 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 477 | 23,165 | SH | SOLE | 23,165 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 261 | 2,337 | SH | SOLE | 2,337 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 3,478 | 31,633 | SH | SOLE | 31,633 | 0 | 0 | ||
MCDONALDS CORP | COM | 580135101 | 1,581 | 7,363 | SH | SOLE | 7,363 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 232 | 2,140 | SH | SOLE | 2,140 | 0 | 0 | ||
NATIONAL GRID PLC | SPONSORED ADR NE | 636274409 | 206 | 3,806 | SH | SOLE | 3,806 | 0 | 0 | ||
NEW MTN FIN CORP | COM | 647551100 | 141 | 10,380 | SH | SOLE | 10,380 | 0 | 0 | ||
NEWMONT GOLDCORP CORPORATION | COM | 651639106 | 276 | 7,270 | SH | SOLE | 7,270 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 271 | 1,165 | SH | SOLE | 1,165 | 0 | 0 | ||
NORFOLK SOUTHERN CORP | COM | 655844108 | 204 | 1,137 | SH | SOLE | 1,137 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 449 | 5,164 | SH | SOLE | 5,164 | 0 | 0 | ||
NUVEEN NORTH CAROLINA QLTY M | COM | 67060P100 | 2,885 | 213,535 | SH | SOLE | 213,535 | 0 | 0 | ||
NUVEEN S&P 500 BUY-WRITE INC | COM | 6706ER101 | 3,143 | 240,451 | SH | SOLE | 240,451 | 0 | 0 | ||
OMEGA HEALTHCARE INVS INC | COM | 681936100 | 506 | 12,099 | SH | SOLE | 12,099 | 0 | 0 | ||
PHILLIPS 66 | COM | 718546104 | 1,285 | 12,550 | SH | SOLE | 12,550 | 0 | 0 | ||
PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | 1,125 | 11,280 | SH | SOLE | 11,280 | 0 | 0 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 3,781 | 37,164 | SH | SOLE | 37,164 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND | COM | 72201H108 | 1,641 | 143,600 | SH | SOLE | 143,600 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 212 | 6,744 | SH | SOLE | 6,744 | 0 | 0 | ||
PROCTER & GAMBLE CO | COM | 742718109 | 1,431 | 11,509 | SH | SOLE | 11,509 | 0 | 0 | ||
PROGRESSIVE CORP OHIO | COM | 743315103 | 434 | 5,615 | SH | SOLE | 5,615 | 0 | 0 | ||
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 353 | 9,605 | SH | SOLE | 9,605 | 0 | 0 | ||
ROYAL BK CDA MONTREAL QUE | COM | 780087102 | 755 | 9,302 | SH | SOLE | 9,302 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 54 | 765 | SH | SOLE | 765 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 260 | 3,670 | SH | SOLE | 3,670 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 7 | 124 | SH | SOLE | 124 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | 1,134 | 20,057 | SH | SOLE | 20,057 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 833 | 11,939 | SH | SOLE | 11,939 | 0 | 0 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 186 | 7,421 | SH | SOLE | 7,421 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT EMK LG | 808524730 | 0 | 9 | SH | SOLE | 9 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 1,337 | 24,401 | SH | SOLE | 24,401 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 100 | 3,128 | SH | SOLE | 3,128 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | 87 | 1,854 | SH | SOLE | 1,854 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 1,274 | 15,818 | SH | SOLE | 15,818 | 0 | 0 | ||
SERVICE PPTYS TR | COM SH BEN INT | 81761L102 | 1,984 | 77,366 | SH | SOLE | 77,366 | 0 | 0 | ||
SOUTHERN CO | COM | 842587107 | 2,437 | 39,460 | SH | SOLE | 39,460 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 448 | 1,510 | SH | SOLE | 1,510 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78468R622 | 436 | 4,009 | SH | SOLE | 4,009 | 0 | 0 | ||
STRYKER CORP | COM | 863667101 | 835 | 3,859 | SH | SOLE | 3,859 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,606 | 34,558 | SH | SOLE | 34,558 | 0 | 0 | ||
TE CONNECTIVITY LTD | REG SHS | H84989104 | 233 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
THE CHARLES SCHWAB CORPORATI | COM | 808513105 | 202 | 4,841 | SH | SOLE | 4,841 | 0 | 0 | ||
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 1,024 | 7,613 | SH | SOLE | 7,613 | 0 | 0 | ||
VALERO ENERGY CORP NEW | COM | 91913Y100 | 222 | 2,605 | SH | SOLE | 2,605 | 0 | 0 | ||
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | 4,269 | 26,410 | SH | SOLE | 26,410 | 0 | 0 | ||
VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | 10,578 | 119,215 | SH | SOLE | 119,215 | 0 | 0 | ||
VANGUARD WORLD FDS | HEALTH CAR ETF | 92204A504 | 165 | 985 | SH | SOLE | 985 | 0 | 0 | ||
VANGUARD WORLD FDS | INF TECH ETF | 92204A702 | 124 | 575 | SH | SOLE | 575 | 0 | 0 | ||
VANGUARD WORLD FDS | UTILITIES ETF | 92204A876 | 8 | 58 | SH | SOLE | 58 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,411 | 39,947 | SH | SOLE | 39,947 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 3,993 | 23,215 | SH | SOLE | 23,215 | 0 | 0 | ||
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 786 | 39,486 | SH | SOLE | 39,486 | 0 | 0 | ||
WELLTOWER INC | COM | 95040Q104 | 702 | 7,745 | SH | SOLE | 7,745 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 580 | 20,940 | SH | SOLE | 20,940 | 0 | 0 | ||
WISDOMTREE TR | US HIGH DIVIDEND | 97717W208 | 16 | 215 | SH | SOLE | 215 | 0 | 0 | ||
WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | 1,493 | 33,702 | SH | SOLE | 33,702 | 0 | 0 | ||
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 19 | 800 | SH | SOLE | 800 | 0 | 0 | ||
YUM BRANDS INC | COM | 988498101 | 205 | 1,810 | SH | SOLE | 1,810 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 452 | 3,290 | SH | SOLE | 3,290 | 0 | 0 |