The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
JOHNSON CTLS INTL PLC SHS ISIN#IE00BY7QL619 | COM | G51502105 | 0 | 1 | SH | DFND | 0 | 0 | 1 | ||
ALPHABET INC CL A | COM | 02079K305 | 4 | 4 | SH | DFND | 0 | 0 | 4 | ||
AerCap Holdings N.V. | COM | N00985106 | 3,297 | 71,000 | SH | SOLE | 71,000 | 0 | 0 | ||
EXCO RES INC COM NEW | COM | 269279501 | 0 | 37 | SH | DFND | 0 | 0 | 37 | ||
Alphabet Inc. | COM | 02079K107 | 1,999 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
ISHARES TR GLOBAL CONSUMER STAPLES ETF | ETF | 464288737 | 5 | 50 | SH | DFND | 0 | 0 | 50 | ||
TARGET CORP COM | COM | 87612E106 | 3 | 50 | SH | DFND | 0 | 0 | 50 | ||
Magna International Inc. | COM | 559222401 | 883 | 19,075 | SH | DFND | 19,000 | 0 | 75 | ||
American International Group, Inc. | COM | 026874784 | 2,376 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
ISHARES TR RUSSELL 2000 VALUE ETF | ETF | 464287630 | 10 | 88 | SH | DFND | 0 | 0 | 88 | ||
Anthem, Inc. | COM | 036752103 | 2,728 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
ISHARES TR U S HEALTHCARE ETF | ETF | 464287762 | 21 | 125 | SH | DFND | 0 | 0 | 125 | ||
Applied Materials, Inc. | COM | 038222105 | 1,797 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
ISHARES TR US INDUSTRIALS ETF | ETF | 464287754 | 16 | 125 | SH | DFND | 0 | 0 | 125 | ||
Honeywell International Inc. | COM | 438516106 | 2,419 | 18,150 | SH | DFND | 18,000 | 0 | 150 | ||
ISHARES TR GLOBAL 100 ETF | ETF | 464287572 | 12 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR NORTH AMERN TECH ETF | ETF | 464287549 | 22 | 150 | SH | DFND | 0 | 0 | 150 | ||
Celgene Corporation | COM | 151020104 | 2,597 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
ISHARES TR U S CONSUMER GOODS ETF | ETF | 464287812 | 18 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR U S CONSUMER SVCS ETF | ETF | 464287580 | 25 | 150 | SH | DFND | 0 | 0 | 150 | ||
ISHARES TR US FINANCIALS ETF INDEX FD | ETF | 464287788 | 16 | 150 | SH | DFND | 0 | 0 | 150 | ||
SPDR S&P 500 ETF TR TR UNIT | ETF | 78462F103 | 48 | 200 | SH | DFND | 0 | 0 | 200 | ||
STANLEY BLACK & DECKER INC COM | COM | 854502101 | 28 | 200 | SH | DFND | 0 | 0 | 200 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 26 | 250 | SH | DFND | 0 | 0 | 250 | ||
Facebook, Inc. | COM | 30303M102 | 1,249 | 8,270 | SH | DFND | 8,000 | 0 | 270 | ||
General Motors Company | COM | 37045V100 | 1,830 | 52,400 | SH | DFND | 52,000 | 0 | 400 | ||
VeriFone Systems, Inc. | COM | 92342Y109 | 2,904 | 160,400 | SH | DFND | 160,000 | 0 | 400 | ||
Energy Transfer Partners, L.P. | COM | 29278N103 | 1,570 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
Analog Devices, Inc. | COM | 032654105 | 774 | 9,950 | SH | DFND | 9,500 | 0 | 450 | ||
DU PONT E I DE NEMOURS & CO COM | COM | 263534109 | 40 | 500 | SH | DFND | 0 | 0 | 500 | ||
OCH-ZIFF CAP MGMT GROUP CL A SHS | COM | 67551U105 | 1 | 500 | SH | DFND | 0 | 0 | 500 | ||
AMAZON COM INC | COM | 023135106 | 501 | 515 | SH | DFND | 0 | 0 | 515 | ||
METLIFE INC COM | COM | 59156R108 | 43 | 800 | SH | DFND | 0 | 0 | 800 | ||
PIMCO ETF TR ACTIVE BD ETF | ETF | 72201R775 | 85 | 800 | SH | DFND | 0 | 0 | 800 | ||
VANGUARD INDEX FDS VANGUARD SMALL-CAP VALUE ETF | ETF | 922908611 | 101 | 819 | SH | DFND | 0 | 0 | 819 | ||
PHILIP MORRIS INTL INC COM | COM | 718172109 | 98 | 825 | SH | DFND | 0 | 0 | 825 | ||
ISHARES TR RUSSELL 1000 GROWTH ETF | ETF | 464287614 | 100 | 843 | SH | DFND | 0 | 0 | 843 | ||
BlackRock, Inc. | COM | 09247X101 | 2,490 | 5,890 | SH | DFND | 5,000 | 0 | 890 | ||
Hanesbrands Inc. | COM | 410345102 | 2,687 | 116,000 | SH | SOLE | 116,000 | 0 | 0 | ||
ISHARES TR MSCI EMERGING MKTS ETF | ETF | 464287234 | 44 | 1,053 | SH | DFND | 0 | 0 | 1,053 | ||
PEPSICO INC COM | COM | 713448108 | 162 | 1,400 | SH | DFND | 0 | 0 | 1,400 | ||
FIRST TR EXCHANGE-TRADED FD IV NORTH AMERN ENERGY INFRASTRUCTURE FD | ETF | 33738D101 | 37 | 1,500 | SH | DFND | 0 | 0 | 1,500 | ||
VANGUARD INDEX FDS VANGUARD REIT ETF | ETF | 922908553 | 125 | 1,510 | SH | DFND | 0 | 0 | 1,510 | ||
ISHARES TR CORE U S AGGREGATE BD ETF | ETF | 464287226 | 216 | 1,990 | SH | DFND | 0 | 0 | 1,990 | ||
Visa Inc. | COM | 92826C839 | 3,200 | 34,110 | SH | DFND | 32,000 | 0 | 2,110 | ||
DELL TECHNOLOGIES INC CL V | COM | 24703L103 | 137 | 2,234 | SH | DFND | 0 | 0 | 2,234 | ||
Raytheon Company | COM | 755111507 | 1,182 | 7,335 | SH | DFND | 5,000 | 0 | 2,335 | ||
ISHARES TR RUSSELL 1000 VALUE ETF | ETF | 464287598 | 293 | 2,518 | SH | DFND | 0 | 0 | 2,518 | ||
REYNOLDS AMERN INC COM | COM | 761713106 | 167 | 2,550 | SH | DFND | 0 | 0 | 2,550 | ||
SPDR SER TR S&P DIVID ETF | ETF | 78464A763 | 234 | 2,627 | SH | DFND | 0 | 0 | 2,627 | ||
Costco Wholesale Corporation | COM | 22160K105 | 2,512 | 15,710 | SH | DFND | 13,000 | 0 | 2,710 | ||
SELECT SECTOR SPDR TR UTILS | ETF | 81369Y886 | 155 | 3,000 | SH | DFND | 0 | 0 | 3,000 | ||
ISHARES TR INTL DEVELOPED REAL ESTATE ETF | ETF | 464288489 | 89 | 3,137 | SH | DFND | 0 | 0 | 3,137 | ||
PIMCO ETF TR ENHANCED SHORT MAT ACTIVE ETF | ETF | 72201R833 | 333 | 3,275 | SH | DFND | 0 | 0 | 3,275 | ||
The Boeing Company | COM | 097023105 | 3,617 | 18,285 | SH | DFND | 15,000 | 0 | 3,285 | ||
Johnson & Johnson | COM | 478160104 | 1,335 | 10,060 | SH | DFND | 6,500 | 0 | 3,560 | ||
ISHARES TR S&P U S PFD STK INDEX FD | ETF | 464288687 | 144 | 3,683 | SH | DFND | 0 | 0 | 3,683 | ||
The Home Depot, Inc. | COM | 437076102 | 3,107 | 20,210 | SH | DFND | 16,500 | 0 | 3,710 | ||
The Procter & Gamble Company | COM | 742718109 | 1,292 | 14,845 | SH | DFND | 11,000 | 0 | 3,845 | ||
ISHARES U S ETF TR SHORT MTY BD ETF | ETF | 46431W507 | 211 | 4,200 | SH | DFND | 0 | 0 | 4,200 | ||
KeyCorp | COM | 493267108 | 2,332 | 124,400 | SH | DFND | 120,000 | 0 | 4,400 | ||
The J. M. Smucker Company | COM | 832696405 | 1,957 | 16,510 | SH | DFND | 12,000 | 0 | 4,510 | ||
INTERCONTINENTAL EXCHANGE INC COM | COM | 45866F104 | 305 | 4,635 | SH | DFND | 0 | 0 | 4,635 | ||
MASTERCARD INC CL A COM | COM | 57636Q104 | 609 | 5,045 | SH | DFND | 0 | 0 | 5,045 | ||
Nasdaq, Inc. | COM | 631103108 | 1,512 | 21,135 | SH | DFND | 16,000 | 0 | 5,135 | ||
ISHARES TR CMBS ETF | ETF | 46429B366 | 268 | 5,200 | SH | DFND | 0 | 0 | 5,200 | ||
ISHARES TR MBS ETF | ETF | 464288588 | 603 | 5,655 | SH | DFND | 0 | 0 | 5,655 | ||
ISHARES TR INTL SELECT DIVID ETF INDEX FD | ETF | 464288448 | 187 | 5,696 | SH | DFND | 0 | 0 | 5,696 | ||
GENERAL MILLS INC COM | COM | 370334104 | 326 | 5,825 | SH | DFND | 0 | 0 | 5,825 | ||
KKR & Co. L.P. | COM | 48248M102 | 707 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
SPDR INDEX SHS FDS S&P CHINA ETF | ETF | 78463X400 | 515 | 5,845 | SH | DFND | 0 | 0 | 5,845 | ||
Apple Inc. | COM | 037833100 | 3,734 | 25,955 | SH | DFND | 20,000 | 0 | 5,955 | ||
ALTRIA GROUP INC COM | COM | 02209S103 | 451 | 6,000 | SH | DFND | 0 | 0 | 6,000 | ||
The Walt Disney Company | COM | 254687106 | 3,719 | 35,005 | SH | DFND | 29,000 | 0 | 6,005 | ||
Wal-Mart Stores, Inc. | COM | 931142103 | 2,364 | 31,200 | SH | DFND | 25,000 | 0 | 6,200 | ||
JPMorgan Chase & Co. | COM | 46625H100 | 3,267 | 35,740 | SH | DFND | 29,500 | 0 | 6,240 | ||
VERIZON COMMUNICATIONS INC COM | COM | 92343V104 | 291 | 6,646 | SH | DFND | 0 | 0 | 6,646 | ||
NXP Semiconductors N.V. | COM | N6596X109 | 1,095 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
Eaton Corporation Public Limited Company | COM | G29183103 | 2,813 | 36,125 | SH | DFND | 29,300 | 0 | 6,825 | ||
Oracle Corporation | COM | 68389X105 | 3,109 | 62,000 | SH | SOLE | 62,000 | 0 | 0 | ||
CVS Health Corporation | COM | 126650100 | 4,365 | 54,295 | SH | DFND | 47,000 | 0 | 7,295 | ||
ISHARES TR TIPS BD ETF | ETF | 464287176 | 908 | 8,012 | SH | DFND | 0 | 0 | 8,012 | ||
Foot Locker, Inc. | COM | 344849104 | 2,717 | 55,150 | SH | DFND | 47,000 | 0 | 8,150 | ||
COCA COLA COMPANY | COM | 191216100 | 369 | 8,325 | SH | DFND | 0 | 0 | 8,325 | ||
ISHARES TR JPMORGAN USD EMERGING MKTS BD ETF | ETF | 464288281 | 981 | 8,575 | SH | DFND | 0 | 0 | 8,575 | ||
QUALCOMM INC | COM | 747525103 | 486 | 8,760 | SH | DFND | 0 | 0 | 8,760 | ||
Range Resources Corporation | COM | 75281A109 | 1,552 | 67,000 | SH | SOLE | 67,000 | 0 | 0 | ||
TWENTY-FIRST CENTY FOX INC CL A | COM | 90130A101 | 258 | 9,125 | SH | DFND | 0 | 0 | 9,125 | ||
Merck & Co., Inc. | COM | 58933Y105 | 2,857 | 44,630 | SH | DFND | 35,500 | 0 | 9,130 | ||
AbbVie Inc. | COM | 00287Y109 | 3,785 | 52,255 | SH | DFND | 43,000 | 0 | 9,255 | ||
Microsoft Corporation | COM | 594918104 | 3,051 | 44,325 | SH | DFND | 35,000 | 0 | 9,325 | ||
Gilead Sciences, Inc. | COM | 375558103 | 3,457 | 48,778 | SH | DFND | 39,403 | 0 | 9,375 | ||
The Bank of New York Mellon Corporation | COM | 064058100 | 2,760 | 54,075 | SH | DFND | 44,000 | 0 | 10,075 | ||
ISHARES TR 1-3 YR CR BD ETF | ETF | 464288646 | 1,108 | 10,525 | SH | DFND | 0 | 0 | 10,525 | ||
UNILEVER PLC SPON ADR NEW ISIN#US9047677045 | COM | 904767704 | 586 | 10,875 | SH | DFND | 0 | 0 | 10,875 | ||
Teva Pharmaceutical Industries Ltd | COM | 881624209 | 2,641 | 79,513 | SH | SOLE | 79,513 | 0 | 0 | ||
American Campus Communities, Inc. | COM | 024835100 | 2,378 | 50,175 | SH | DFND | 39,150 | 0 | 11,025 | ||
Halliburton Company | COM | 406216101 | 1,755 | 41,200 | SH | DFND | 30,000 | 0 | 11,200 | ||
BP p.l.c. | COM | 055622104 | 1,651 | 47,680 | SH | DFND | 35,000 | 0 | 12,680 | ||
Abbott Laboratories | COM | 002824100 | 3,697 | 76,060 | SH | DFND | 62,500 | 0 | 13,560 | ||
ISHARES TR FLTG RATE NT ETF | ETF | 46429B655 | 703 | 13,800 | SH | DFND | 0 | 0 | 13,800 | ||
Intel Corporation | COM | 458140100 | 2,478 | 73,550 | SH | DFND | 58,000 | 0 | 15,550 | ||
Comcast Corporation | COM | 20030N101 | 3,201 | 82,170 | SH | DFND | 65,000 | 0 | 17,170 | ||
Cisco Systems, Inc. | COM | 17275R102 | 4,089 | 130,675 | SH | DFND | 112,000 | 0 | 18,675 | ||
GENERAL ELECTRIC CO COM | COM | 369604103 | 507 | 18,725 | SH | DFND | 0 | 0 | 18,725 | ||
Valero Energy Corporation | COM | 91913Y100 | 1,349 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
The Kroger Co. | COM | 501044101 | 3,092 | 132,835 | SH | DFND | 114,000 | 0 | 18,835 | ||
Pfizer Inc. | COM | 717081103 | 4,002 | 119,200 | SH | DFND | 100,000 | 0 | 19,200 | ||
Vodafone Group Public Limited Company | COM | 92857W308 | 3,056 | 106,381 | SH | DFND | 86,500 | 0 | 19,881 | ||
NABORS INDS LTD SHS ISIN#BMG6359F1032 | COM | G6359F103 | 193 | 23,825 | SH | DFND | 0 | 0 | 23,825 | ||
CARLYLE GROUP L P COM UNITS REPSTG LTD PARTNERSHIP INT | COM | 14309L102 | 541 | 27,425 | SH | DFND | 0 | 0 | 27,425 | ||
Ford Motor Company | COM | 345370860 | 3,222 | 288,000 | SH | DFND | 249,000 | 0 | 39,000 | ||
Bank of America Corporation | COM | 060505104 | 5,090 | 209,800 | SH | DFND | 160,000 | 0 | 49,800 |