The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM NEW | 00289Y206 | 452,641 | 160,511 | SH | OTR | 2 | 0 | 160,511 | 0 | |
ACLARIS THERAPEUTICS INC | CALL | 00461U905 | 1,280 | 25,600 | SH | Call | SOLE | 25,600 | 0 | 0 | |
ADTRAN HOLDINGS INC | COM | 00486H105 | 4,213,875 | 265,692 | SH | OTR | 2 | 0 | 265,692 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 214,187 | 298,560 | SH | OTR | 2 | 0 | 298,560 | 0 | |
AIRGAIN INC | COM | 00938A104 | 957,514 | 178,308 | SH | OTR | 2 | 0 | 178,308 | 0 | |
AMYRIS INC | NOTE 1.500%11/1 | 03236MAJ0 | 595,722 | 2,013,000 | PRN | OTR | 1 | 0 | 2,013,000 | 0 | |
AMYRIS INC | PUT | 03236M950 | 90,930 | 170,900 | SH | Put | OTR | 1 | 0 | 170,900 | 0 |
AMYRIS INC | CALL | 03236M900 | 32,485 | 172,400 | SH | Call | OTR | 1 | 0 | 172,400 | 0 |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 3,398,364 | 85,558 | SH | OTR | 2 | 0 | 85,558 | 0 | |
APELLIS PHARMACEUTICALS INC | CALL | 03753U906 | 44,480 | 19,200 | SH | Call | SOLE | 19,200 | 0 | 0 | |
APOLLO GLOBAL MGMT INC | COM | 03769M106 | 1,737,089 | 27,503 | SH | OTR | 3 | 0 | 27,503 | 0 | |
APREA THERAPEUTICS INC | COM | 03836J201 | 377,667 | 84,869 | SH | OTR | 2 | 0 | 84,869 | 0 | |
APYX MEDICAL CORPORATION | COM | 03837C106 | 373,740 | 129,771 | SH | OTR | 2 | 0 | 129,771 | 0 | |
ARCUS BIOSCIENCES INC | COM | 03969F109 | 231,648 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
ASSERTIO HOLDINGS INC | COM NEW | 04546C205 | 147,784 | 23,200 | SH | SOLE | 23,200 | 0 | 0 | ||
ASURE SOFTWARE INC | COM | 04649U102 | 163,850 | 11,300 | SH | SOLE | 11,300 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 137,840 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AVIAT NETWORKS INC | COM NEW | 05366Y201 | 4,523,082 | 131,256 | SH | OTR | 2 | 0 | 131,256 | 0 | |
ASTRAZENECA PLC | PUT | 046353958 | 26,880 | 25,600 | SH | Put | SOLE | 25,600 | 0 | 0 | |
ASTRAZENECA PLC | CALL | 046353908 | 19,879 | 19,300 | SH | Call | SOLE | 19,300 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 883,368 | 30,887 | SH | OTR | 3 | 0 | 30,887 | 0 | |
BRIDGEBIO PHARMA INC | CALL | 10806X902 | 39,680 | 25,600 | SH | Call | SOLE | 25,600 | 0 | 0 | |
BARCLAYS PLC | PUT | 06738E954 | 1,600 | 16,000 | SH | Put | OTR | 1 | 0 | 16,000 | 0 |
BIOCARDIA INC | COM | 09060U507 | 246,176 | 125,600 | SH | OTR | 2 | 0 | 125,600 | 0 | |
BIODESIX INC | COM | 09075X108 | 2,529,957 | 1,360,192 | SH | OTR | 2 | 0 | 1,360,192 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 314,960 | 3,239 | SH | OTR | 1 | 0 | 3,239 | 0 | |
BK TECHNOLOGIES CORPORATION | COM | 05587G203 | 1,185,631 | 416,011 | SH | OTR | 2 | 0 | 416,011 | 0 | |
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 582,970 | 388,000 | PRN | OTR | 1 | 0 | 388,000 | 0 | |
BLOOMIN BRANDS INC | NOTE 5.000% 5/0 | 094235AB4 | 6,777,142 | 2,947,000 | PRN | OTR | 1 | 0 | 2,947,000 | 0 | |
BRISTOL-MYERS SQUIBB CO | PUT | 110122958 | 1,280 | 12,800 | SH | Put | SOLE | 12,800 | 0 | 0 | |
BRAINSTORM CELL THERAPEUTICS | COM NEW | 10501E201 | 1,184,495 | 358,938 | SH | OTR | 2 | 0 | 358,938 | 0 | |
BRANDYWINE RLTY TR | SH BEN INT NEW | 105368203 | 205,755 | 43,500 | SH | SOLE | 43,500 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 887,168 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
BROADWIND INC | COM NEW | 11161T207 | 944,640 | 246,000 | SH | OTR | 2 | 0 | 246,000 | 0 | |
BEYOND MEAT INC | NOTE 3/1 | 08862EAB5 | 24,570 | 97,000 | PRN | OTR | 1 | 0 | 97,000 | 0 | |
CALAMP CORP | COM | 128126109 | 1,729,048 | 481,629 | SH | OTR | 2 | 0 | 481,629 | 0 | |
CAMBIUM NETWORKS CORP | SHS | G17766109 | 2,311,769 | 130,461 | SH | OTR | 2 | 0 | 130,461 | 0 | |
CANTALOUPE INC | COM | 138103106 | 76,950 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
CAPITAL ONE FINL CORP | COM | 14040H105 | 1,610,007 | 16,743 | SH | OTR | 3 | 0 | 16,743 | 0 | |
CAPSTONE GREEN ENERGY CORP | COM | 14067D508 | 200,702 | 150,904 | SH | OTR | 2 | 0 | 150,904 | 0 | |
CARDLYTICS INC | COM | 14161W105 | 175,236 | 51,616 | SH | OTR | 3 | 0 | 51,616 | 0 | |
CARVANA CO | CL A | 146869102 | 1,954,045 | 199,596 | SH | OTR | 3 | 0 | 199,596 | 0 | |
CASA SYS INC | COM | 14713L102 | 46,355 | 36,500 | SH | SOLE | 36,500 | 0 | 0 | ||
CARNIVAL CORP | NOTE 5.750%10/0 | 143658BT8 | 1,539,457 | 1,220,000 | PRN | OTR | 1 | 0 | 1,220,000 | 0 | |
CARNIVAL CORP | PUT | 143658950 | 57,582 | 137,100 | SH | Put | OTR | 1 | 0 | 137,100 | 0 |
CELLECTAR BIOSCIENCES INC | COM NEW | 15117F807 | 484,704 | 336,600 | SH | OTR | 2 | 0 | 336,600 | 0 | |
CERAGON NETWORKS LTD | ORD | M22013102 | 65,130 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
CINEMARK HLDGS INC | NOTE 4.500% 8/1 | 17243VAB8 | 27,374,912 | 2,148,000 | PRN | OTR | 1 | 0 | 2,148,000 | 0 | |
CINEMARK HLDGS INC | PUT | 17243V952 | 40,600 | 179,900 | SH | Put | OTR | 1 | 0 | 179,900 | 0 |
COGNITION THERAPEUTICS INC | COM | 19243B102 | 993,404 | 501,719 | SH | OTR | 2 | 0 | 501,719 | 0 | |
COMMSCOPE HLDG CO INC | COM | 20337X109 | 63,700 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
COYA THERAPEUTICS INC | COMMON STOCK | 22407B108 | 542,767 | 137,758 | SH | OTR | 2 | 0 | 137,758 | 0 | |
CTI BIOPHARMA CORP | COM | 12648L601 | 2,169,674 | 516,589 | SH | OTR | 2 | 0 | 516,589 | 0 | |
CTO RLTY GROWTH INC NEW | COM | 22948Q101 | 453,973 | 26,302 | SH | SOLE | 26,302 | 0 | 0 | ||
CVD EQUIP CORP | COM | 126601103 | 1,092,449 | 82,139 | SH | OTR | 2 | 0 | 82,139 | 0 | |
DESKTOP METAL INC | COM CL A | 25058X105 | 424,343 | 184,497 | SH | OTR | 2 | 0 | 184,497 | 0 | |
DIGITAL TURBINE INC | COM NEW | 25400W102 | 16,068 | 1,300 | SH | SOLE | 1,300 | 0 | 0 | ||
DIGITAL TURBINE INC | COM NEW | 25400W102 | 2,037,299 | 164,830 | SH | OTR | 2 | 0 | 164,830 | 0 | |
DISH NETWORK CORPORATION | NOTE 12/1 | 25470MAF6 | 520,070 | 966,000 | PRN | OTR | 1 | 0 | 966,000 | 0 | |
DISH NETWORK CORPORATION | PUT | 25470M959 | 258,353 | 90,900 | SH | Put | OTR | 1 | 0 | 90,900 | 0 |
DOCGO INC | COM | 256086109 | 120,235 | 13,900 | SH | SOLE | 13,900 | 0 | 0 | ||
DZS INC | COM | 268211109 | 909,977 | 115,333 | SH | OTR | 2 | 0 | 115,333 | 0 | |
EASTERLY GOVT PPTYS INC ORD | COM | 27616P103 | 196,482 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
EMCORE CORP | COM NEW | 290846203 | 27,255 | 23,700 | SH | SOLE | 23,700 | 0 | 0 | ||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 1,474,281 | 1,625,000 | PRN | OTR | 1 | 0 | 1,625,000 | 0 | |
ENVESTNET INC | COM | 29404K106 | 760,422 | 12,961 | SH | OTR | 3 | 0 | 12,961 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 245,476 | 11,853 | SH | SOLE | 11,853 | 0 | 0 | ||
EQUITY LIFESTYLE PTYS INC | COM | 29472R108 | 243,346 | 3,625 | SH | SOLE | 3,625 | 0 | 0 | ||
EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | 280,920 | 4,682 | SH | SOLE | 4,682 | 0 | 0 | ||
ETSY INC | NOTE 0.125%10/0 | 29786AAJ5 | 836,276 | 582,000 | PRN | OTR | 1 | 0 | 582,000 | 0 | |
EVERSPIN TECHNOLOGIES INC | COM | 30041T104 | 1,425,755 | 209,362 | SH | OTR | 2 | 0 | 209,362 | 0 | |
FTI CONSULTING INC | NOTE 2.000% 8/1 | 302941AP4 | 4,807,570 | 2,454,000 | PRN | OTR | 1 | 0 | 2,454,000 | 0 | |
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 45,760 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
FENNEC PHARMACEUTICALS INC | COM | 31447P100 | 332,284 | 39,938 | SH | OTR | 2 | 0 | 39,938 | 0 | |
FISCALNOTE HOLDINGS INC | COM CL A | 337655104 | 73,813 | 33,100 | SH | SOLE | 33,100 | 0 | 0 | ||
FRANKLIN COVEY CO | COM | 353469109 | 2,122,544 | 55,174 | SH | SOLE | 55,174 | 0 | 0 | ||
FRANKLIN WIRELESS CORP | COM | 355184102 | 492,153 | 98,826 | SH | OTR | 2 | 0 | 98,826 | 0 | |
GEO GROUP INC NEW | PUT | 36162J956 | 56,925 | 103,500 | SH | Put | OTR | 1 | 0 | 103,500 | 0 |
GUESS INC | NOTE 2.000% 4/1 | 401617AD7 | 3,033,449 | 2,897,000 | PRN | OTR | 1 | 0 | 2,897,000 | 0 | |
GUESS INC | PUT | 401617955 | 7,055 | 31,700 | SH | Put | OTR | 1 | 0 | 31,700 | 0 |
GRITSTONE BIO INC | COM | 39868T105 | 106,694 | 38,379 | SH | SOLE | 38,379 | 0 | 0 | ||
GSK PLC | SPONSORED ADA | 37733W204 | 1,362,714 | 38,300 | SH | SOLE | 38,300 | 0 | 0 | ||
GSK PLC | PUT | 37733W954 | 1,913 | 25,500 | SH | Put | SOLE | 25,500 | 0 | 0 | |
CHART INDS INC | NOTE 1.000%11/1 | 16115QAE0 | 3,129,698 | 1,430,000 | PRN | OTR | 1 | 0 | 1,430,000 | 0 | |
HIGHWOODS PPTYS INC | COM | 431284108 | 201,753 | 8,700 | SH | SOLE | 8,700 | 0 | 0 | ||
HILTON GRAND VACATIONS INC | COM | 43283X105 | 2,128,419 | 47,905 | SH | OTR | 3 | 0 | 47,905 | 0 | |
HERBALIFE NUTRITION LTD | PUT | G4412G951 | 11,100 | 22,200 | SH | Put | OTR | 1 | 0 | 22,200 | 0 |
INTEGRA LIFESCIENCES HLDGS C | NOTE 0.500% 8/1 | 457985AM1 | 1,424,309 | 1,455,000 | PRN | OTR | 1 | 0 | 1,455,000 | 0 | |
IDEAL POWER INC | COM NEW | 451622203 | 549,545 | 52,588 | SH | OTR | 2 | 0 | 52,588 | 0 | |
ISHARES TR | PUT | 464288951 | 18,200 | 93,100 | SH | Put | OTR | 1 | 0 | 93,100 | 0 |
IMAX CORP | PUT | 45245E959 | 2,300 | 14,900 | SH | Put | OTR | 1 | 0 | 14,900 | 0 |
IMAX CORP | NOTE 0.500% 4/0 | 45245EAJ8 | 545,797 | 573,000 | PRN | OTR | 1 | 0 | 573,000 | 0 | |
IMEDIA BRANDS INC | COM CL A | 452465206 | 20,894 | 41,000 | SH | SOLE | 41,000 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 | 116,050 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
INDIE SEMICONDUCTOR INC | CLASS A COM | 45569U101 | 6,300,112 | 597,167 | SH | OTR | 2 | 0 | 597,167 | 0 | |
INFINERA CORP | COM | 45667G103 | 43,456 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
INFINERA CORP | COM | 45667G103 | 845,328 | 108,934 | SH | OTR | 2 | 0 | 108,934 | 0 | |
IONIS PHARMACEUTICALS INC | NOTE 0.125%12/1 | 462222AB6 | 1,349,149 | 1,455,000 | PRN | OTR | 1 | 0 | 1,455,000 | 0 | |
IVERIC BIO INC | PUT | 46583P952 | 643 | 25,700 | SH | Put | SOLE | 25,700 | 0 | 0 | |
IVERIC BIO INC | CALL | 46583P902 | 68,930 | 115,500 | SH | Call | SOLE | 115,500 | 0 | 0 | |
ITERIS INC NEW | COM | 46564T107 | 997,563 | 212,700 | SH | SOLE | 212,700 | 0 | 0 | ||
JBG SMITH PPTYS | COM | 46590V100 | 215,358 | 14,300 | SH | SOLE | 14,300 | 0 | 0 | ||
KITE RLTY GROUP TR | COM NEW | 49803T300 | 309,616 | 14,800 | SH | SOLE | 14,800 | 0 | 0 | ||
KWESST MICRO SYSTEMS INC | *W EXP 12/09/202 | 501506133 | 58,941 | 147,353 | SH | OTR | 2 | 0 | 147,353 | 0 | |
KWESST MICRO SYSTEMS INC | COM NEW | 501506604 | 394,906 | 147,353 | SH | OTR | 2 | 0 | 147,353 | 0 | |
LANTRONIX INC | COM NEW | 516548203 | 93,796 | 21,612 | SH | SOLE | 21,612 | 0 | 0 | ||
LCI INDS | NOTE 1.125% 5/1 | 501812AB7 | 1,298,090 | 1,418,000 | PRN | OTR | 1 | 0 | 1,418,000 | 0 | |
LIFE STORAGE INC | COM | 53223X107 | 344,111 | 2,625 | SH | SOLE | 2,625 | 0 | 0 | ||
LIGHTPATH TECHNOLOGIES INC | COM CL A | 532257805 | 1,180,116 | 836,962 | SH | OTR | 2 | 0 | 836,962 | 0 | |
LUMENTUM HLDGS INC | NOTE 0.250% 3/1 | 55024UAB5 | 1,849,669 | 1,746,000 | PRN | OTR | 1 | 0 | 1,746,000 | 0 | |
LIVENT CORP | NOTE 4.125% 7/1 | 53814LAB4 | 3,641,037 | 1,399,000 | PRN | OTR | 1 | 0 | 1,399,000 | 0 | |
SOUTHWEST AIRLS CO | PUT | 844741958 | 26,057 | 27,300 | SH | Put | OTR | 1 | 0 | 27,300 | 0 |
MARINUS PHARMACEUTICALS INC | COM NEW | 56854Q200 | 2,268,272 | 328,735 | SH | OTR | 2 | 0 | 328,735 | 0 | |
MARKEL CORP | COM | 570535104 | 742,175 | 581 | SH | OTR | 3 | 0 | 581 | 0 | |
MICROCHIP TECHNOLOGY INC. | PUT | 595017954 | 18,647 | 12,400 | SH | Put | OTR | 1 | 0 | 12,400 | 0 |
VERADIGM INC | NOTE 0.875% 1/0 | 01988PAF5 | 1,854,034 | 1,632,000 | PRN | OTR | 1 | 0 | 1,632,000 | 0 | |
VERADIGM INC | PUT | 01988P958 | 8,775 | 19,500 | SH | Put | OTR | 1 | 0 | 19,500 | 0 |
MDXHEALTH SA | SPONSORED ADS | 58286E102 | 33,696 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
MEDICENNA THERAPEUTI CORP | COM | 58490H107 | 684,975 | 1,053,808 | SH | OTR | 2 | 0 | 1,053,808 | 0 | |
MERCK & CO INC | COM | 58933Y105 | 1,372,431 | 12,900 | SH | SOLE | 12,900 | 0 | 0 | ||
MEREO BIOPHARMA GROUP PLC | SPON ADS | 589492107 | 54,087 | 76,513 | SH | SOLE | 76,513 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 592,325 | 7,070 | SH | OTR | 1 | 0 | 7,070 | 0 | |
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 1,205,680 | 968,000 | PRN | OTR | 1 | 0 | 968,000 | 0 | |
MIROMATRIX MED INC | COM | 60471P108 | 36,624 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
MERCK & CO INC | PUT | 58933Y955 | 5,676 | 12,900 | SH | Put | SOLE | 12,900 | 0 | 0 | |
MYOMO INC | COM NEW | 62857J201 | 147,348 | 245,580 | SH | SOLE | 2 | 0 | 245,580 | 0 | |
NATIONAL STORAGE AFFILIATES | COM SHS BEN IN | 637870106 | 267,392 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | PUT | 64125C959 | 4,480 | 12,800 | SH | Put | SOLE | 12,800 | 0 | 0 | |
NERDY INC | CL A COM | 64081V109 | 411,312 | 98,400 | SH | OTR | 2 | 0 | 98,400 | 0 | |
NETSTREIT CORP | COM | 64119V303 | 462,521 | 25,302 | SH | SOLE | 25,302 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 647,099 | 6,393 | SH | SOLE | 6,393 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 98,200 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
NOVOCURE LTD | ORD SHS | G6674U108 | 384,896 | 6,400 | SH | SOLE | 6,400 | 0 | 0 | ||
NATERA INC | NOTE 2.250% 5/0 | 632307AB0 | 1,254,191 | 769,000 | PRN | OTR | 1 | 0 | 769,000 | 0 | |
NUVASIVE INC | NOTE 0.375% 3/1 | 670704AJ4 | 955,096 | 1,066,000 | PRN | OTR | 1 | 0 | 1,066,000 | 0 | |
NOVOCURE LTD | CALL | G6674U908 | 25,920 | 25,600 | SH | Call | SOLE | 25,600 | 0 | 0 | |
NVE CORP | COM NEW | 629445206 | 444,660 | 5,358 | SH | SOLE | 5,358 | 0 | 0 | ||
ONEMAIN HLDGS INC | COM | 68268W103 | 1,795,896 | 48,433 | SH | OTR | 3 | 0 | 48,433 | 0 | |
OPERA LTD | SPONSORED ADS | 68373M107 | 232,893 | 22,900 | SH | SOLE | 22,900 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.750% 7/0 | 697435AD7 | 7,203,838 | 3,211,000 | PRN | OTR | 1 | 0 | 3,211,000 | 0 | |
PARABELLUM ACQUISITION CORP | COM CL A | 69901P109 | 201,008 | 39,221 | SH | OTR | 2 | 0 | 39,221 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 1,671,028 | 657,885 | SH | OTR | 2 | 0 | 657,885 | 0 | |
PATRICK INDS INC | NOTE 1.750%12/0 | 703343AG8 | 1,651,788 | 1,804,000 | PRN | OTR | 1 | 0 | 1,804,000 | 0 | |
PFIZER INC | PUT | 717081953 | 2,570 | 25,700 | SH | Put | SOLE | 25,700 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,048,560 | 25,700 | SH | SOLE | 25,700 | 0 | 0 | ||
PG&E CORP | UNIT 08/16/2023 | 69331C140 | 875,668 | 6,111 | SH | OTR | 1 | 0 | 6,111 | 0 | |
PLYMOUTH INDL REIT INC | COM | 729640102 | 268,928 | 12,800 | SH | SOLE | 12,800 | 0 | 0 | ||
POWERFLEET ORD | COM | 73931J109 | 47,787 | 13,932 | SH | SOLE | 13,932 | 0 | 0 | ||
PRAXIS PRECISION MEDICINES I | COM | 74006W108 | 10,363 | 12,810 | SH | SOLE | 12,810 | 0 | 0 | ||
PROGRESS SOFTWARE CORP | NOTE 1.000% 4/1 | 743312AB6 | 1,303,088 | 1,188,000 | PRN | OTR | 1 | 0 | 1,188,000 | 0 | |
PROGRESSIVE CORP | COM | 743315103 | 2,143,325 | 14,982 | SH | OTR | 3 | 0 | 14,982 | 0 | |
PROSOMNUS INC | COMMON STOCK | 50535E108 | 287,090 | 54,998 | SH | OTR | 2 | 0 | 54,998 | 0 | |
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 2,341,256 | 2,110,000 | PRN | OTR | 1 | 0 | 2,110,000 | 0 | |
PURE STORAGE INC | NOTE 0.125% 4/1 | 74624MAB8 | 489,474 | 485,000 | PRN | OTR | 1 | 0 | 485,000 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 433,829 | 8,956 | SH | SOLE | 8,956 | 0 | 0 | ||
PTC THERAPEUTICS INC | PUT | 69366J950 | 63,360 | 12,800 | SH | Put | SOLE | 12,800 | 0 | 0 | |
RAYMOND JAMES FINL INC | COM | 754730109 | 1,372,934 | 14,720 | SH | OTR | 3 | 0 | 14,720 | 0 | |
ARCUS BIOSCIENCES INC | PUT | 03969F959 | 6,350 | 12,700 | SH | Put | SOLE | 12,700 | 0 | 0 | |
ARCUS BIOSCIENCES INC | CALL | 03969F909 | 61,146 | 25,800 | SH | Call | SOLE | 25,800 | 0 | 0 | |
RIBBON COMMUNICATIONS INC | COM | 762544104 | 153,900 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
TRANSOCEAN INC | DEB 4.625% 9/3 | 893830BW8 | 3,308,500 | 1,600,000 | PRN | OTR | 1 | 0 | 1,600,000 | 0 | |
RVL PHARMACEUTICALS PLC | SHS | G6S41R101 | 368,025 | 322,829 | SH | OTR | 2 | 0 | 322,829 | 0 | |
SAVERONE 2014 LTD | *W EXP 06/02/202 | 80516T113 | 31,029 | 141,364 | SH | OTR | 2 | 0 | 141,364 | 0 | |
SCPHARMACEUTICALS INC | COM | 810648105 | 4,631,577 | 510,648 | SH | OTR | 2 | 0 | 510,648 | 0 | |
SCYNEXIS INC | COM NEW | 811292200 | 855,981 | 285,327 | SH | OTR | 2 | 0 | 285,327 | 0 | |
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323207 | 113,600 | 56,800 | SH | SOLE | 56,800 | 0 | 0 | ||
SILICOM LTD | ORD | M84116108 | 2,807,102 | 74,896 | SH | SOLE | 74,896 | 0 | 0 | ||
SIMON PPTY GROUP INC NEW | COM | 828806109 | 263,130 | 2,350 | SH | SOLE | 2,350 | 0 | 0 | ||
SIX FLAGS ENTMT CORP NEW | COM | 83001A102 | 231,549 | 8,669 | SH | SOLE | 8,669 | 0 | 0 | ||
SOLENO THERAPEUTICS INC | COM | 834203309 | 222,374 | 103,913 | SH | OTR | 2 | 0 | 103,913 | 0 | |
SOUTHWEST AIRLS CO | COM | 844741108 | 789,128 | 24,251 | SH | OTR | 1 | 0 | 24,251 | 0 | |
SPRUCE BIOSCIENCES INC | COM | 85209E109 | 581,465 | 270,624 | SH | OTR | 2 | 0 | 270,624 | 0 | |
SAREPTA THERAPEUTICS INC | PUT | 803607950 | 155,520 | 12,800 | SH | Put | SOLE | 12,800 | 0 | 0 | |
SUN CMNTYS INC | COM | 866674104 | 335,858 | 2,384 | SH | SOLE | 2,384 | 0 | 0 | ||
TELA BIO INC | COM | 872381108 | 4,358,665 | 409,649 | SH | OTR | 2 | 0 | 409,649 | 0 | |
TFF PHARMACEUTICALS INC | COM | 87241J104 | 293,188 | 427,824 | SH | OTR | 2 | 0 | 427,824 | 0 | |
THERATECHNOLOGIES INC | COM | 88338H100 | 684,450 | 846,654 | SH | OTR | 2 | 0 | 846,654 | 0 | |
TRANSPHORM INC | COM | 89386L100 | 3,530,360 | 884,802 | SH | OTR | 2 | 0 | 884,802 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 320,595 | 904 | SH | OTR | 1 | 0 | 904 | 0 | |
VACCINEX INC | COM | 918640103 | 55,449 | 138,795 | SH | OTR | 2 | 0 | 138,795 | 0 | |
VAIL RESORTS INC | COM | 91879Q109 | 304,251 | 1,302 | SH | OTR | 1 | 0 | 1,302 | 0 | |
VERIS RESIDENTIAL INC | COM | 554489104 | 276,520 | 18,888 | SH | SOLE | 18,888 | 0 | 0 | ||
VICI PPTYS INC | COM | 925652109 | 367,203 | 11,257 | SH | SOLE | 11,257 | 0 | 0 | ||
VAREX IMAGINGCORP | NOTE 4.000% 6/0 | 92214XAB2 | 747,961 | 679,000 | PRN | OTR | 1 | 0 | 679,000 | 0 | |
WAYFAIR INC | PUT | 94419L951 | 87,659 | 40,900 | SH | Put | OTR | 1 | 0 | 40,900 | 0 |
WEAVE COMMUNICATIONS INC | COM | 94724R108 | 639,644 | 128,701 | SH | SOLE | 128,701 | 0 | 0 | ||
WINNEBAGO INDS INC | NOTE 1.500% 4/0 | 974637AB6 | 996,567 | 898,000 | PRN | OTR | 1 | 0 | 898,000 | 0 | |
WHITESTONE REIT | COM | 966084204 | 219,420 | 23,850 | SH | SOLE | 23,850 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 396,909 | 6,111 | SH | OTR | 1 | 0 | 6,111 | 0 | |
WORLD WRESTLING ENTMT INC | NOTE 3.375%12/1 | 98156QAB4 | 5,605,197 | 1,527,000 | PRN | OTR | 1 | 0 | 1,527,000 | 0 | |
UNITED STATES STL CORP | NOTE 5.000%11/0 | 912909AT5 | 7,181,913 | 3,514,000 | PRN | OTR | 1 | 0 | 3,514,000 | 0 | |
S&P BIOTECH | PUT | 78464A950 | 1,548 | 12,900 | SH | Put | SOLE | 12,900 | 0 | 0 | |
Y-MABS THERAPEUTICS INC | COM | 984241109 | 523,480 | 104,487 | SH | OTR | 2 | 0 | 104,487 | 0 | |
ZETA GLOBAL HOLDINGS CORP | CL A COM | 98956A105 | 194,940 | 18,000 | SH | SOLE | 18,000 | 0 | 0 |