The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA ARCHITECT ETF TR | VALUESHS US QUNT | 02072l102 | 2,853 | 92,889 | SH | SOLE | 92,889 | 0 | 0 | ||
ALPHA ARCHITECT ETF TR | VALUESHS US QUNT | 02072l102 | 2,017 | 65,695 | SH | OTR | 1 | 65,695 | 0 | 0 | |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 2,195 | 89,907 | SH | OTR | 1 | 89,907 | 0 | 0 | |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 4,675 | 191,537 | SH | SOLE | 191,537 | 0 | 0 | ||
CLAYMORE EXCHANGE TRD FD TR | GUGG S&P GBL WTR | 18383Q507 | 7,596 | 213,732 | SH | SOLE | 213,732 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 4,098 | 128,946 | SH | OTR | 1 | 128,946 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 3,487 | 109,735 | SH | SOLE | 109,735 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738d101 | 362 | 14,760 | SH | OTR | 1 | 14,760 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738d101 | 1,757 | 71,524 | SH | SOLE | 71,524 | 0 | 0 | ||
ISHARES INC | CUR HD MSCI EM | 46434g509 | 4,231 | 159,676 | SH | OTR | 1 | 159,676 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434g509 | 2,373 | 89,533 | SH | SOLE | 89,533 | 0 | 0 | ||
ISHARES TR | 1 3 YR CR BD ETF | 464288646 | 501 | 4,790 | SH | SOLE | 4,790 | 0 | 0 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 499 | 5,951 | SH | SOLE | 5,951 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 163 | 1,545 | SH | OTR | 1 | 1,545 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 2,756 | 26,102 | SH | SOLE | 26,102 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 6,246 | 23,234 | SH | SOLE | 23,234 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 1,818 | 6,762 | SH | OTR | 1 | 6,762 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 227 | 2,079 | SH | OTR | 1 | 2,079 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 2,499 | 22,857 | SH | SOLE | 22,857 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429b655 | 1,007 | 19,808 | SH | SOLE | 19,808 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 2,109 | 46,629 | SH | SOLE | 46,629 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 1,595 | 35,276 | SH | OTR | 1 | 35,276 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 1,192 | 13,657 | SH | SOLE | 13,657 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 390 | 4,471 | SH | OTR | 1 | 4,471 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 2,063 | 16,972 | SH | SOLE | 16,972 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 497 | 4,092 | SH | OTR | 1 | 4,092 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 2,001 | 17,237 | SH | OTR | 1 | 17,237 | 0 | 0 | |
ISHARES TR | JPMORGAN USD EMG | 464288281 | 5,342 | 46,013 | SH | SOLE | 46,013 | 0 | 0 | ||
ISHARES TR | LATN AMER 40 ETF | 464287390 | 208 | 6,087 | SH | OTR | 1 | 6,087 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 522 | 4,901 | SH | OTR | 1 | 4,901 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 627 | 5,877 | SH | SOLE | 5,877 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,339 | 17,363 | SH | OTR | 1 | 17,363 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,736 | 20,308 | SH | SOLE | 20,308 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,024 | 8,237 | SH | OTR | 1 | 8,237 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 1,922 | 16,852 | SH | SOLE | 16,852 | 0 | 0 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 502 | 4,399 | SH | OTR | 1 | 4,399 | 0 | 0 | |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625h365 | 686 | 24,984 | SH | OTR | 1 | 24,984 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 360 | 3,367 | SH | OTR | 1 | 3,367 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 2 | 14 | SH | SOLE | 14 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 2,609 | 37,681 | SH | OTR | 1 | 37,681 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 1,702 | 24,589 | SH | SOLE | 24,589 | 0 | 0 | ||
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 419 | 3,447 | SH | SOLE | 3,447 | 0 | 0 | ||
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 593 | 25,722 | SH | OTR | 1 | 25,722 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 692 | 30,024 | SH | SOLE | 30,024 | 0 | 0 | ||
PROSHARES TR | MSCI EMRG ETF | 74347X302 | 18 | 191 | SH | OTR | 1 | 191 | 0 | 0 | |
PROSHARES TR | MSCI EMRG ETF | 74347X302 | 1,448 | 15,406 | SH | SOLE | 15,406 | 0 | 0 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 1,588 | 14,509 | SH | SOLE | 14,509 | 0 | 0 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 76 | 698 | SH | OTR | 1 | 698 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 36 | 515 | SH | OTR | 1 | 515 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 1,477 | 20,904 | SH | SOLE | 20,904 | 0 | 0 | ||
PROSHARES TR | ULTR MSCI ETF | 74347X500 | 2,257 | 17,012 | SH | SOLE | 17,012 | 0 | 0 | ||
PROSHARES TR | ULTR MSCI ETF | 74347X500 | 22 | 167 | SH | OTR | 1 | 167 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 389 | 1,458 | SH | OTR | 1 | 1,458 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 17,475 | 65,486 | SH | SOLE | 65,486 | 0 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 504 | 16,429 | SH | SOLE | 16,429 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 664 | 18,092 | SH | OTR | 1 | 18,092 | 0 | 0 | |
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 76 | 2,058 | SH | SOLE | 2,058 | 0 | 0 | ||
SPDR SERIES TRUST | CITI INT GVT ETF | 78464A490 | 2,985 | 51,898 | SH | SOLE | 51,898 | 0 | 0 | ||
SPDR SERIES TRUST | CITI INT GVT ETF | 78464A490 | 2,425 | 42,159 | SH | OTR | 1 | 42,159 | 0 | 0 | |
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203j407 | 3,652 | 67,176 | SH | SOLE | 67,176 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203j407 | 2,620 | 48,181 | SH | OTR | 1 | 48,181 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 1,378 | 16,604 | SH | OTR | 1 | 16,604 | 0 | 0 | |
VANGUARD INDEX FDS | REIT ETF | 922908553 | 7,970 | 96,043 | SH | SOLE | 96,043 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,773 | 11,995 | SH | SOLE | 11,995 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 275 | 5,982 | SH | OTR | 1 | 5,982 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 5,778 | 125,855 | SH | SOLE | 125,855 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,201 | 36,381 | SH | SOLE | 36,381 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,297 | 21,446 | SH | OTR | 1 | 21,446 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 1,878 | 25,288 | SH | OTR | 1 | 25,288 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | TT WRLD ST ETF | 922042742 | 2 | 23 | SH | SOLE | 23 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,805 | 18,856 | SH | OTR | 1 | 18,856 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 1,874 | 19,576 | SH | SOLE | 19,576 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 904 | 17,232 | SH | OTR | 1 | 17,232 | 0 | 0 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 897 | 19,993 | SH | OTR | 1 | 19,993 | 0 | 0 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 11,236 | 250,460 | SH | SOLE | 250,460 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 2,246 | 18,564 | SH | OTR | 1 | 18,564 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 1,996 | 16,496 | SH | SOLE | 16,496 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCP ERNGS | 97717w562 | 2,073 | 57,227 | SH | SOLE | 57,227 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCP ERNGS | 97717w562 | 1,112 | 30,711 | SH | OTR | 1 | 30,711 | 0 | 0 |