The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ALPHA ARCHITECT ETF TR | US QUAN VALUE | 02072l102 | 2,810 | 90,590 | SH | SOLE | 90,590 | 0 | 0 | ||
ALPHA ARCHITECT ETF TR | US QUAN VALUE | 02072l102 | 2,021 | 65,143 | SH | OTR | 1 | 65,143 | 0 | 0 | |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 2,294 | 96,635 | SH | OTR | 1 | 96,635 | 0 | 0 | |
BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738c778 | 6,047 | 254,895 | SH | SOLE | 254,895 | 0 | 0 | ||
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 4,254 | 131,533 | SH | OTR | 1 | 131,533 | 0 | 0 | |
DBX ETF TR | XTRACK MSCI EAFE | 233051200 | 4,108 | 127,124 | SH | SOLE | 127,124 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738d101 | 892 | 38,044 | SH | OTR | 1 | 38,044 | 0 | 0 | |
FIRST TR EXCHANGE TRADED FD | NO AMER ENERGY | 33738d101 | 2,653 | 112,798 | SH | SOLE | 112,798 | 0 | 0 | ||
FIRST TR EXCHANGE TRADED FD | WTR ETF | 33733B100 | 11,110 | 218,425 | SH | SOLE | 218,425 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138g508 | 1,439 | 61,929 | SH | SOLE | 61,929 | 0 | 0 | ||
INVESCO EXCHNG TRADED FD TR | SR LN ETF | 46138g508 | 733 | 31,617 | SH | OTR | 1 | 31,617 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434g509 | 4,343 | 171,434 | SH | OTR | 1 | 171,434 | 0 | 0 | |
ISHARES INC | CUR HD MSCI EM | 46434g509 | 2,577 | 101,744 | SH | SOLE | 101,744 | 0 | 0 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 761 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 57 | 476 | SH | OTR | 1 | 476 | 0 | 0 | |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 1,073 | 9,010 | SH | SOLE | 9,010 | 0 | 0 | ||
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 214 | 2,112 | SH | OTR | 1 | 2,112 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 5,693 | 56,270 | SH | SOLE | 56,270 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 2,715 | 9,276 | SH | OTR | 1 | 9,276 | 0 | 0 | |
ISHARES TR | CORE S&P500 ETF | 464287200 | 10,037 | 34,284 | SH | SOLE | 34,284 | 0 | 0 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 305 | 2,895 | SH | OTR | 1 | 2,895 | 0 | 0 | |
ISHARES TR | CORE US AGGBD ET | 464287226 | 5,302 | 50,252 | SH | SOLE | 50,252 | 0 | 0 | ||
ISHARES TR | FLTG RATE NT ETF | 46429b655 | 517 | 10,130 | SH | SOLE | 10,130 | 0 | 0 | ||
ISHARES TR | GLB INFRASTR ETF | 464288372 | 1,903 | 45,144 | SH | OTR | 1 | 45,144 | 0 | 0 | |
ISHARES TR | GLB INFRASTR ETF | 464288372 | 4,034 | 95,733 | SH | SOLE | 95,733 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 482 | 5,583 | SH | OTR | 1 | 5,583 | 0 | 0 | |
ISHARES TR | IBOXX HI YD ETF | 464288513 | 3,319 | 38,426 | SH | SOLE | 38,426 | 0 | 0 | ||
ISHARES TR | IBOXX INV CP ETF | 464287242 | 296 | 2,578 | SH | OTR | 1 | 2,578 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 3,454 | 30,056 | SH | SOLE | 30,056 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 7,757 | 71,944 | SH | SOLE | 71,944 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 1,999 | 18,552 | SH | OTR | 1 | 18,552 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 645 | 6,216 | SH | OTR | 1 | 6,216 | 0 | 0 | |
ISHARES TR | MBS ETF | 464288588 | 2,600 | 25,163 | SH | SOLE | 25,163 | 0 | 0 | ||
ISHARES TR | MSCI KLD400 SOC | 464288570 | 9,433 | 88,327 | SH | SOLE | 88,327 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,636 | 16,906 | SH | OTR | 1 | 16,906 | 0 | 0 | |
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 3,361 | 21,517 | SH | SOLE | 21,517 | 0 | 0 | ||
ISHARES TR | RUS 1000 VAL ETF | 464287598 | 1,003 | 7,918 | SH | OTR | 1 | 7,918 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 497 | 4,496 | SH | OTR | 1 | 4,496 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 3,354 | 30,311 | SH | SOLE | 30,311 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625h365 | 443 | 16,101 | SH | OTR | 1 | 16,101 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 337 | 2,987 | SH | OTR | 1 | 2,987 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625h100 | 4 | 36 | SH | SOLE | 36 | 0 | 0 | ||
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 3,546 | 54,751 | SH | OTR | 1 | 54,751 | 0 | 0 | |
PIMCO ETF TR | 15+ YR US TIPS | 72201R304 | 3,376 | 52,174 | SH | SOLE | 52,174 | 0 | 0 | ||
PIMCO ETF TR | 25YR+ ZERO U S | 72201R882 | 529 | 4,851 | SH | SOLE | 4,851 | 0 | 0 | ||
PROSHARES TR | MSCI EMRG ETF | 74347X302 | 9 | 126 | SH | OTR | 1 | 126 | 0 | 0 | |
PROSHARES TR | MSCI EMRG ETF | 74347X302 | 715 | 9,578 | SH | SOLE | 9,578 | 0 | 0 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 1,667 | 13,060 | SH | SOLE | 13,060 | 0 | 0 | ||
PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | 42 | 330 | SH | OTR | 1 | 330 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 18 | 205 | SH | OTR | 1 | 205 | 0 | 0 | |
PROSHARES TR | PSHS ULTRUSS2000 | 74347R842 | 1,074 | 12,726 | SH | SOLE | 12,726 | 0 | 0 | ||
PROSHARES TR | ULTR MSCI ETF | 74347X500 | 1,569 | 38,181 | SH | SOLE | 38,181 | 0 | 0 | ||
PROSHARES TR | ULTR MSCI ETF | 74347X500 | 8 | 202 | SH | OTR | 1 | 202 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 230 | 790 | SH | OTR | 1 | 790 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 14,536 | 49,999 | SH | SOLE | 49,999 | 0 | 0 | ||
SPDR SER TR | BLOMBERG BRC INV | 78468R200 | 259 | 8,400 | SH | SOLE | 8,400 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 124 | 3,433 | SH | SOLE | 3,433 | 0 | 0 | ||
SPDR SERIES TRUST | BLOOMBERG BRCLYS | 78464A417 | 745 | 20,650 | SH | OTR | 1 | 20,650 | 0 | 0 | |
SPDR SERIES TRUST | FTSE INT GVT ETF | 78464A490 | 3,289 | 62,445 | SH | OTR | 1 | 62,445 | 0 | 0 | |
SPDR SERIES TRUST | FTSE INT GVT ETF | 78464A490 | 4,992 | 94,846 | SH | SOLE | 94,846 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203j407 | 8,668 | 158,980 | SH | SOLE | 158,980 | 0 | 0 | ||
VANGUARD CHARLOTTE FDS | INTL BD IDX ETF | 92203j407 | 3,543 | 64,938 | SH | OTR | 1 | 64,938 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 1,882 | 23,333 | SH | OTR | 1 | 23,333 | 0 | 0 | |
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 10,846 | 134,418 | SH | SOLE | 134,418 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 1,347 | 8,286 | SH | SOLE | 8,286 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 6 | 139 | SH | OTR | 1 | 139 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 3,775 | 92,071 | SH | SOLE | 92,071 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 1,803 | 32,092 | SH | OTR | 1 | 32,092 | 0 | 0 | |
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 2,088 | 37,189 | SH | SOLE | 37,189 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 2,482 | 28,202 | SH | OTR | 1 | 28,202 | 0 | 0 | |
VANGUARD SCOTTSDALE FDS | LG-TERM COR BD | 92206C813 | 4,241 | 48,216 | SH | SOLE | 48,216 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | MORTG-BACK SEC | 92206C771 | 888 | 17,417 | SH | OTR | 1 | 17,417 | 0 | 0 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 519 | 11,976 | SH | OTR | 1 | 11,976 | 0 | 0 | |
VANGUARD TAX MANAGED INTL FD | FTSE DEV MKT ETF | 921943858 | 8,814 | 203,698 | SH | SOLE | 203,698 | 0 | 0 | ||
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 2,914 | 26,846 | SH | OTR | 1 | 26,846 | 0 | 0 | |
VANGUARD WORLD FD | EXTENDED DUR | 921910709 | 6,601 | 60,850 | SH | SOLE | 60,850 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCP ERNGS | 97717w562 | 2,443 | 61,241 | SH | SOLE | 61,241 | 0 | 0 | ||
WISDOMTREE TR | US SMALLCP ERNGS | 97717w562 | 1,000 | 25,059 | SH | OTR | 1 | 25,059 | 0 | 0 |